Enforcement Actions
Enforcement Actions
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 27, 2026 | Order against Alliance Capital Asset Management.(AMC) |
|
| 2 | August 20, 2026 | Non-Compliance securities law against Premier Leasing Securities Broking Limited, Engr. A.Z.M. Akramul Haw, Shajnush Ahmed. |
|
| 3 | August 20, 2026 | Non-Compliance securities law against Investment Promotion Services Limited Mostaque Ahmed Sadeque |
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| 4 | August 20, 2026 | Non-Compliance securities law against Dragon Securites Ltd, Mr. Md. Mahbubul Haque Kabir, Md. Ahsaunl Islam |
|
| 5 | August 18, 2026 | Non-Compliance securities law against Md. Sahidullah Securities Ltd (TREC no. DSE 091), Md. Jamal Uddin Khan, Sawgat Ul Alam |
|
| 6 | August 18, 2026 | Non-Compliance securities law against Ali Securities Co. Ltd, Mamun Akber, Md. Abdul Halim |
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| 7 | August 18, 2026 | Non-Compliance securities law against Snigdha Equities Ltd (TREC no. DES 256) , Aminul Islam, Mr. Sarwar Morshed |
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| 8 | August 18, 2026 | Non-Compliance securities law against Sharp Securities Limited, Sayed Golam Mustafa, Muhammad Azizul Bari, Saiful Chowdhury |
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| 9 | August 18, 2026 | Non-Compliance securities law against RAK Capital Ltd, S.M. Meharuzzaman, Syed Moinul Hossain |
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| 10 | August 13, 2026 | Non-Compliance securities law against LankaBangla Securities PLC |
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| 11 | August 13, 2026 | Order against Regent Textile Mills Limited Md. Yakub Ali, Md. Yasin Ali, Tanvir Habib, Mashruf Habib, Salman Habib. |
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| 12 | August 10, 2026 | Order against Managing Director Haji Ahmad Brothers Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 30, 2026 | Order against Mr. Khairul Bashar Abu Taher Mohammed |
|
| 2 | July 23, 2026 | Non-Compliance securities law against RAK Ceramics Limited, Board of Directors, Mr. Abdullah Massad, Mr. S.A.K. Ekramuzzaman, Pramod Kumar Chand, Mr. Wassim Moukahhal, Mr.Mohd Shafiul, Company Secretary, CFO |
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| 3 | July 19, 2026 | Order against F. A. TRADING CORPORATION |
|
| 4 | July 05, 2026 | Order against Tapan Kumar Sarker, Company Secretory, Md. Azizul Zabbar Chief Financial Officer, Jarin Kabir Khan, Director, Hazrat Ali, Directory, Md Ruhul Kabir Khan, Director, Tofayel Kabir Khan, Managing Director, Mohammed Enamul Khabir Khan, Chairman , Khan Brothers PP Woven Bag Industries Limited. |
|
| 5 | July 05, 2026 | Non-Compliance securities law against A N F Management Company Limited, Fazle Rahman Chowdhury, Samsul Haque |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 17, 2026 | Order against Md. Nazmul Hossain, Company Sectetory, Riaz Uddin Bhuiya, Former Company Secretory, Jamil Ahmed Chowdhury, Former Chief Financial Officer, Roksana Rahman, Managing Director, Md. Khosrul Islam, Former Directory, Robiul Islam, Director, Md. Amanur Rahman, Director, Mizanur Rahman, Chairman, Fortune Shoes Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 21, 2026 | Order against Vanguard Asset Management Limited |
|
| 2 | May 21, 2026 | Order against Investment Corporation of Bangladesh |
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| 3 | May 12, 2026 | Order against Island Securities Limited |
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| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 30, 2026 | Order against Mr.Md. Sahiduzzaman-Officer ,Mr.Abdul Ahad Sheikh-Officer ,Mr.Md.Rafiqul Islam-Compliance Officer,Mr. Mohammed Rahmat Pasha-Managing Director & CEO,UCB Stock Brokerage Limited. |
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| 2 | April 29, 2026 | Non-Compliance securities law against Bangladesh General Insurance Co. Ltd (BGICL). |
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| 3 | April 29, 2026 | Non-Compliance securities law against Investment Corporation of Bangladesh(Trustee). |
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| 4 | April 23, 2026 | Order regarding ineligibility of Shiraz Khan Basak & Co., Chartered Accountants for enlistment in the Panel of Auditors of BSEC for the next 03 (three) years |
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| 5 | April 23, 2026 | Order regarding ineligibility of Ata Khan & Co., Chartered Accountants for enlistment in the Panel of Auditors of BSEC for the next 03 (three) years |
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| 6 | April 23, 2026 | Order regarding delisting of Mahfel Huq & Co., Chartered Accountants from the Panel of Auditors of BSEC |
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| 7 | April 23, 2026 | Order regarding delisting of Mahfel Huq & Co., Chartered Accountants from the Panel of Auditors of BSEC |
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| 8 | April 21, 2026 | Order against Ms. Farzana Ferdausi |
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| 9 | April 21, 2026 | Order against Mr.Zobayed Al-Mamun Hasan |
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| 10 | April 21, 2026 | Order against NBL Securities Limited |
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| 11 | April 21, 2026 | Non-Compliance securities law against NBL Securites Limited, Ms. Farzana Ferdausi |
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| 12 | April 21, 2026 | Order against Mr. Ahmed Iftekhar Shaheed |
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| 13 | April 16, 2026 | Order against Mr.Mohammad Gulam Mustafa Managing Director,Gibson Secuities Limited |
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| 14 | April 15, 2026 | Order against Mr.S.M Amzad Hossain,chairman,Mr.Khan Habibur Rahman,Director,Ms. Sufian khatun,Managing Director,Mr.Md. Ezaz Uddin,CFO,Mr.Milon Khan-Company Secretory. |
|
| 15 | April 09, 2026 | Order against Bangaldesh Race Management PLC |
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| 16 | April 08, 2026 | Non-Compliance securities law against lanka Bangla Securities PLC |
|
| 17 | April 07, 2026 | Non-Compliance securities law against EBL Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 29, 2026 | Non-Compliance securities law against Parom Securities Limited |
|
| 2 | March 25, 2026 | Non-Compliance securities law against Board of Directors, CEO & Managing Director Bangladesh Race Management PLC |
|
| 3 | March 15, 2026 | Order against Board of Directors Rupali Insurance Limited |
|
| 4 | March 08, 2026 | Order against Navana CNG Limited,Board of Director,Mr.Shafiul Islam,Mrs.Khaleda Islam,Mr.Safiul Islam,Mr. Sajedul Islam,Ms.Farhana Isalm.pdf |
|
| 5 | March 05, 2026 | Order against Managing Director Index Agro Industries Limited,Cheif Financial Officer,Company Secretory |
|
| 6 | March 05, 2026 | Order against Prudential Capital Limited,Mr.Md. rezaul Islam,Mr.AY Zobaer |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 15, 2026 | Non-Compliance securities law against Bank Asia Securities Limited |
|
| 2 | February 15, 2026 | Non-Compliance securities law against BDBL Investment Services Ltd,Mr.Shaikh Sharafat Islam,Mr.Md.Shahabuddin,Mr,Md.Monwar Hossain |
|
| 3 | February 08, 2026 | Non-Compliance securities law against MONSUBAH FAHOM & AL-HASHIM MD.MAHFUZUL ASHRAF,MUHAMMAD HARUN-OR-RASHID& SHABINA SHARMIN,CHOU.NASER AHMED NUR FAHAD |
|
| 4 | February 08, 2026 | Non-Compliance securities law against MTB Securities Ltd,Mr.Md.Nazrul Islam Mazumder,Mr. Lutfur Rahman Diwani,Md.Rashidul Islam |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 29, 2026 | Order against Umma Salma Nipa |
|
| 2 | January 29, 2026 | Order against Md.Anwer Parvez Khan,Md.Sanowar Khan and Md. Anwer Parvez Khan |
|
| 3 | January 29, 2026 | Order against The City Bnak Ltd. |
|
| 4 | January 29, 2026 | Order against Md.Sanowar Khan,Md.Sanowar Khan and Anwer Paevez Khan |
|
| 5 | January 29, 2026 | Order against Mst.Asmaul Husna |
|
| 6 | January 29, 2026 | Order against Md.Abu Taher Shikder |
|
| 7 | January 29, 2026 | Order against Md.Biplob Sheikh |
|
| 8 | January 25, 2026 | Order against Mr.Md.Salauddin Haider |
|
| 9 | January 25, 2026 | Order against Mr.Avijit Das |
|
| 10 | January 25, 2026 | Order against SSS Holdings Limited |
|
| 11 | January 25, 2026 | Order against Md.Anwer Parvez Khan |
|
| 12 | January 25, 2026 | Order against Mst.Asmaul Husna |
|
| 13 | January 25, 2026 | Order against Md.Sanowar Khan |
|
| 14 | January 25, 2026 | Order against The City Bank Limited |
|
| 15 | January 21, 2026 | Order against Md.Biplob Sheikh |
|
| 16 | January 21, 2026 | Order against Md.Abu Taher Shikder |
|
| 17 | January 21, 2026 | Order against Md.Sanowar Khan,Md.sanowar Khan and Md.Anwer parvez Khan |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 23, 2025 | Non-Compliance securities law against Vanguard Asset managment Company Limited |
|
| 2 | December 17, 2025 | Order against National Credit Rating Limited |
|
| 3 | December 17, 2025 | Order against ARGUS Credit Rating Sevices limited |
|
| 4 | December 01, 2025 | Order against Mr.Mohammad kamrul Hasan |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 19, 2025 | Non-Compliance securities law against Benemoy Securities Limited,Mr.Md. Khurshid Alam,Mr.Subrata Roy |
|
| 2 | November 19, 2025 | Non-Compliance securities law against Prudential Capital Limited,A.Y. Zobayer,Md. Ashaduzzaman |
|
| 3 | November 19, 2025 | Order against Quest Asia Overseas,Anichul Islam,Nahar-E Jannat |
|
| 4 | November 17, 2025 | Non-Compliance securities law against City Brokerage Limited |
|
| 5 | November 16, 2025 | Non-Compliance securities law against Mr.A.K.M Monir Hossain, Ms. Lutfun Nahar |
|
| 6 | November 16, 2025 | Non-Compliance securities law against Concord Entertainment CO.LTD, Mr. Monir Ul Alam Bhuiyan |
|
| 7 | November 16, 2025 | Non-Compliance securities law against Ms. Mahfuza Haque Powshe , MS Haque Fisherise |
|
| 8 | November 16, 2025 | Non-Compliance securities law against Mr. Mohammed Abubakar Siddique , Mr. Saifullah Mahmud , Jannat Traders |
|
| 9 | November 16, 2025 | Order against Mr. Shah Alam Sarwar |
|
| 10 | November 11, 2025 | Non-Compliance securities law against Commerce Bank Securities And Investment Ltd |
|
| 11 | November 11, 2025 | Non-Compliance securities law against Generation Next Fashion Limited |
|
| 12 | November 06, 2025 | Order against ISLAM ENTERPRISE |
|
| 13 | November 06, 2025 | Order against RAIYAN TRADING |
|
| 14 | November 06, 2025 | Order against FARUQUE ENTERPRISE |
|
| 15 | November 03, 2025 | Order against Mr.Raquib Md Fakhrul,Mr.Amal Krishna Saha,Mohammad Nakibul islam,Mr.Ezaz- |
|
| 16 | November 03, 2025 | Order against Mr.Amal Krishna Saha |
|
| 17 | November 02, 2025 | Order against Mr. Raquib Md Fakhrul |
|
| 18 | November 02, 2025 | Order against Mr.Mohammad Nakibul Islam |
|
| 19 | November 02, 2025 | Order against Mr.Ezaz |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 29, 2025 | Order against Mr.Ezaz |
|
| 2 | October 29, 2025 | Order against Mr.Mohammad Nakibul Islam |
|
| 3 | October 29, 2025 | Order against Mr.Amal Krishna Saha |
|
| 4 | October 29, 2025 | Order against Mr.Raquib Md Fakhrul |
|
| 5 | October 28, 2025 | Order against Mr.Raquib Md Fakhrul,Mr Amal Krishna Saha,Mohammad Nakibul Islam,Mr.Ezaz |
|
| 6 | October 28, 2025 | Non-Compliance securities law against NBL Securities LImited,Mr. Zobayed Al-mamun Hasan,Ms.Farzana Ferdausi,Mr.Kazi Mehedi Arafat,Mr,Hadisur Rahman,Mr.Md,Shshadat Hossain |
|
| 7 | October 28, 2025 | Non-Compliance securities law against 3i Asset Managment Company Limited (AMC) |
|
| 8 | October 28, 2025 | Non-Compliance securities law against Mr.Abul Hashem Bhuiyan FCA, Enrollment No. 1072 |
|
| 9 | October 28, 2025 | Non-Compliance securities law against Salta Capital Limited (DSE TREC # 095) |
|
| 10 | October 28, 2025 | Non-Compliance securities law against BMSL Investment Limited(MB) |
|
| 11 | October 28, 2025 | Order against Mr. Raquib Md. Fakhrul, Mr. Amal krishna Saha, Mohammad Nakibul Isalm, Mr. Ezaz |
|
| 12 | October 27, 2025 | Order against Genex Infosys Limited-Mr.Price Mojumder,Vice Chairman |
|
| 13 | October 27, 2025 | Order against Genex Infrastructure Limited |
|
| 14 | October 23, 2025 | Order against Professor Shibli Rubayat UI Islam |
|
| 15 | October 23, 2025 | Order against Mr.Reaz Islam |
|
| 16 | October 23, 2025 | Order against Brigadier General Sharif Ahsan (Retd.) |
|
| 17 | October 23, 2025 | Order against Mr. Rezaur Rahman Sohag |
|
| 18 | October 23, 2025 | Order against Bangladesh General Insurance Company Limited (BGIC) |
|
| 19 | October 23, 2025 | Order against Mr. Reaz Islam, Mr. GerorgeM Stock III, Mr. Rezaur Rahman Sohag |
|
| 20 | October 23, 2025 | Order against Mr. Reaz Islam, Mr. Rezaur Rahman Sohag, Brigadier General Sharif Ahsan (Retd.), Ms. Medina Ali, Mr. Syed Kamrul Hoda, Mr. Md. Omar Soeb Chowdhury |
|
| 21 | October 23, 2025 | Order against Mr. Reaz Islam (Quest BDC Limited) |
|
| 22 | October 23, 2025 | Order against Professor Shibli Rubayet Ul Islam (Quest BDC Limited) |
|
| 23 | October 20, 2025 | Order against Mr. Sheikh Farook Ahmad |
|
| 24 | October 20, 2025 | Order against Mr. Mohammad kamrul Hasan |
|
| 25 | October 16, 2025 | Non-Compliance securities law against Md. Fakhrul Islam Securities Limited(DSE TREC # 090) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 29, 2025 | Order against S. M. Motharul Janan |
|
| 2 | September 29, 2025 | Order against Md. Saif Ullah |
|
| 3 | September 29, 2025 | Order against Md. A.G Mahmud & S.M. Motaharul Janan |
|
| 4 | September 28, 2025 | Order against ACACIA SRIM Ltd. |
|
| 5 | September 21, 2025 | Order against Mr. Kazi Mahiuddin Ahmed |
|
| 6 | September 21, 2025 | Order against Mst. Mahamuda Akter |
|
| 7 | September 21, 2025 | Order against Ms. Maliha Tarannmu Shifa |
|
| 8 | September 21, 2025 | Order against Ms. Arifa Begum Lucky |
|
| 9 | September 21, 2025 | Order against Mr. Md. Belal Hossain |
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| 10 | September 21, 2025 | Order against Ms. Nurunnesa Saki |
|
| 11 | September 21, 2025 | Order against Mr. A.K.M. Khalilur Rahman |
|
| 12 | September 21, 2025 | Order against Mr. Md. Abdul Quddus Amin |
|
| 13 | September 21, 2025 | Order against Ms. Taslima Begum and Md. Sajib Hossain |
|
| 14 | September 21, 2025 | Order against Mr. Md. Sharif |
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| 15 | September 21, 2025 | Order against Mr. Md. Suleaman |
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| 16 | September 21, 2025 | Order against Mr. Md. Suleaman |
|
| 17 | September 21, 2025 | Order against Mr. Md. Sajib Hossain |
|
| 18 | September 04, 2025 | Non-Compliance securities law against Mr. Sudhangshu Shekhar Biswas |
|
| 19 | September 04, 2025 | Non-Compliance securities law against Mr. Quamrun Naher Ahmed |
|
| 20 | September 04, 2025 | Non-Compliance securities law against Mr. Md. Zafar Iqbal, nde |
|
| 21 | September 04, 2025 | Non-Compliance securities law against Mr. Md. Golam Mostofa |
|
| 22 | September 04, 2025 | Non-Compliance securities law against Mr. A. R. M. Nazmus Sakib |
|
| 23 | September 04, 2025 | Non-Compliance securities law against IFIC Bank Ltd. |
|
| 24 | September 03, 2025 | Order against Dr. Sheikh Shamsuddin Ahmed (PNG Order - IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 25 | September 03, 2025 | Order against Professor Shibli Rubayet Ul Islam (PNG Order - IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 26 | September 03, 2025 | Order against Mr. Imran Ahmed (Prohibitory Order - IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 27 | September 03, 2025 | Order against Emerging Credit Rating Limited (Monetary Order - IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 28 | September 03, 2025 | Order against Mr. Ahmed Shayan Fazlur Rahman (PNG Order - IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 29 | September 03, 2025 | Order against Mr. Ahmed Shayan Fazlur Rahman (Monetary Order - IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 30 | September 03, 2025 | Order against Mr. Salman F. Rahman (PNG Order - IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 31 | September 03, 2025 | Order against Mr. Salman F. Rahman (Monetary Order-IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 32 | September 03, 2025 | Order against Dr. Sheikh Shamsuddin Ahmed (PNG - BEXIMCO GREEN-SUKUK AL ISTISNA'A) |
|
| 33 | September 03, 2025 | Order against Professor Shibli Rubayet Ul Islam (PNG - BEXIMCO GREEN-SUKUK AL ISTISNA'A) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 18, 2025 | Non-Compliance securities law against National Bank Limited(Issuer),Board of Directors,Managing Director,Company Secretary |
|
| 2 | August 18, 2025 | Non-Compliance securities law against Conmark Limited.Mr.Md. Shams Eskander,Mr.Mohammad Shamsul Arafin |
|
| 3 | August 14, 2025 | Non-Compliance securities law against City Bank Capital Resources Limited |
|
| 4 | August 14, 2025 | Non-Compliance securities law against SK Trims&Industries Limited,Board of Directors,Managing Director,Chief Financial Officer,Company Secretary |
|
| 5 | August 06, 2025 | Order against Mr.Ronald Micky Gomes.Chief Financial Officer |
|
| 6 | August 06, 2025 | Order against Mr.Md.Monoowar Hossain,Head of Legal and Compliance & Member |
|
| 7 | August 06, 2025 | Order against Mr.George Stock,CPA |
|
| 8 | August 06, 2025 | Order against Mr.Reaz Islam Director,Chief Executive officer |
|
| 9 | August 06, 2025 | Order against LR Global Bangladesh Asset Management Comapny Limited |
|
| 10 | August 06, 2025 | Order against Bangladesh General Insurance Company Limited(Trustee) |
|
| 11 | August 06, 2025 | Order against Vanguard Asset Management Limited(Assst Manager) |
|
| 12 | August 06, 2025 | Non-Compliance securities law against ETBL Securities & Exchanage Ltd,Mr.Rezwan-Ur-Rahman,Mr..Taufique Kamal Khan CEO,Mr.A.K.Mohin Uddin |
|
| 13 | August 04, 2025 | Non-Compliance securities law against A.M. Securities and Financial Services Limited (DES TREC#205),Mr.ASM Mianuddin Monem,Managing Director |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 13, 2025 | Non-Compliance securities law against M.J. Abedin & Co. |
|
| 2 | July 13, 2025 | Non-Compliance securities law against Beximoco Pharmaceuticals Limited |
|
| 3 | July 13, 2025 | Non-Compliance securities law against M. J. Abedin & Co. |
|
| 4 | July 13, 2025 | Non-Compliance securities law against Bangladesh Export Emport Company Limited(Beximco) |
|
| 5 | July 03, 2025 | Order against Mr.Asif Islam Khan |
|
| 6 | July 03, 2025 | Order against Mr.Md.Mazbahuddin |
|
| 7 | July 03, 2025 | Order against Ms.Akhter Jahan khan |
|
| 8 | July 03, 2025 | Order against Mr.Md.Mizanur Rahman Khan |
|
| 9 | July 03, 2025 | Order against Dhanmondi Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 29, 2025 | Non-Compliance securities law against DMR Securities Limited,Ms.Maitrayee Biswas,Mr.Shantonu Saha,Mr.Suvrodev Saha |
|
| 2 | June 26, 2025 | Non-Compliance securities law against Mr.Kabirul Islam Dhanmondi Securities Limited,Alauddin Ahmed Sr.Executive,Mohammad Zakir Hossain,Md.Robiul Islam,Md.Shahid Uzzaman |
|
| 3 | June 16, 2025 | Non-Compliance securities law against Gateway Equity Resources Limited.Mr.Md.Rezaul karim,Mr.A.F.M Nasim Reza |
|
| 4 | June 03, 2025 | Non-Compliance securities law against NCCB securites & Financial services Limited |
|
| 5 | June 03, 2025 | Non-Compliance securities law against United Securities Limited,Mr. Md. Mahfuzur Rahman |
|
| 6 | June 03, 2025 | Non-Compliance securities law against AB & Co.Ltd,Mohiuddin Mohammad Alamgir |
|
| 7 | June 03, 2025 | Non-Compliance securities law against Mika securites Limited,Mr.A.A Moniruzzaman,Mr.Md. Showkat Akbar,Md.Taheruzzaman |
|
| 8 | June 03, 2025 | Non-Compliance securities law against A.M. Securities and Financial Services Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 27, 2025 | Non-Compliance securities law against IIDEC Securities Limited, Mr. Md. Nazmul Hasan Chowdhury, Mr. Maruf Hossain Khan |
|
| 2 | May 17, 2025 | Order against Emperor Securities & Wealth Management Ltd. |
|
| 3 | May 17, 2025 | Order against Ms. Moniza Chowdhury |
|
| 4 | May 17, 2025 | Non-Compliance securities law against CWT Asset Management Company Limited, Board of Directors, Chief Excutives Officer |
|
| 5 | May 17, 2025 | Non-Compliance securities law against MTB Securities Ltd, Mr. Md. Nazrul Islam Mazumder, Mr. Lutfur Rahman Diwani, Mr. Md. Shakhawat Hossain |
|
| 6 | May 17, 2025 | Non-Compliance securities law against DSFM Securities Ltd, Mr. Md. Rafiqul Bari, Mr. Ajmal Rimel, Mr. Saad Ahmed, Mr. Md. Monjurul Bari |
|
| 7 | May 14, 2025 | Non-Compliance securities law against Delta Life Insurance Company Limited |
|
| 8 | May 14, 2025 | Non-Compliance securities law against Delta Life Insurance Company Limited Managing Diretors |
|
| 9 | May 14, 2025 | Non-Compliance securities law against Asset & Investment Management Services of Bangladesh Limited |
|
| 10 | May 08, 2025 | Order against Abul Kalam Matber |
|
| 11 | May 08, 2025 | Order against Eshall Communication Limited |
|
| 12 | May 08, 2025 | Order against Humayan Kabir |
|
| 13 | May 08, 2025 | Order against Kazi Sadia Hasan and Md.Abul khayer |
|
| 14 | May 08, 2025 | Order against Konika Afroze |
|
| 15 | May 08, 2025 | Order against Lava Electrodes Industries LTD. |
|
| 16 | May 08, 2025 | Order against Md. Abul Khayer and Kazi Sadia Hasan |
|
| 17 | May 08, 2025 | Order against Md. Asfaquzzaman and Mst. Shahara Jaman |
|
| 18 | May 08, 2025 | Order against Md. Zahead Kamal |
|
| 19 | May 08, 2025 | Order against Monarach Express LTD. |
|
| 20 | May 08, 2025 | Order against Shakib Al Hasan and Shirin Aktar |
|
| 21 | May 08, 2025 | Order against Monarach Mart Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 30, 2025 | Order against Shahjahan Securities Limited |
|
| 2 | April 28, 2025 | Order against Dynasty Securities Ltd. |
|
| 3 | April 24, 2025 | Non-Compliance securities law against Nurjahan Securities Limited |
|
| 4 | April 23, 2025 | Non-Compliance securities law against Howlader Securities Limited (TREC no.CSE-075 ) |
|
| 5 | April 22, 2025 | Order against Monarch Holdings Ltd. |
|
| 6 | April 22, 2025 | Order against Mr. Abu Sadat Md.Faisal |
|
| 7 | April 22, 2025 | Order against Mukta Fisheries |
|
| 8 | April 22, 2025 | Order against Sarker Agro Farm |
|
| 9 | April 22, 2025 | Order against Sabbir Store |
|
| 10 | April 22, 2025 | Order against Amanat Agro Fisheries |
|
| 11 | April 22, 2025 | Order against Hasan Nursery |
|
| 12 | April 22, 2025 | Order against Ridoy Poultry firm |
|
| 13 | April 22, 2025 | Order against Mr. Abu Nayeem |
|
| 14 | April 22, 2025 | Order against Mr. Kamrul Hasan Md.Iqban Goni |
|
| 15 | April 22, 2025 | Order against Shatrong Agro Fisheries Ltd. |
|
| 16 | April 22, 2025 | Order against Venus Builders Ltd. |
|
| 17 | April 22, 2025 | Order against UDC Construction Ltd. |
|
| 18 | April 22, 2025 | Order against Mr. Md. Kalam Hossain |
|
| 19 | April 22, 2025 | Order against Mr. Javed A Matin |
|
| 20 | April 22, 2025 | Order against Mr. Shakib Al Hasan |
|
| 21 | April 22, 2025 | Order against Softvation Ltd. |
|
| 22 | April 22, 2025 | Order against Monarch Hotel & Resort Ltd.(611) |
|
| 23 | April 22, 2025 | Order against DIT Co-operative Ltd.(607) |
|
| 24 | April 22, 2025 | Order against Mr. Kazi Farid Hasan |
|
| 25 | April 22, 2025 | Order against Ms. Konika Afroze |
|
| 26 | April 22, 2025 | Order against Mr. Mohammad Basher |
|
| 27 | April 22, 2025 | Order against Mr. Sajed Matber |
|
| 28 | April 22, 2025 | Order against Ms. Kazi Sadia Hasan |
|
| 29 | April 22, 2025 | Order against Mr. Abul Kalam Matber |
|
| 30 | April 22, 2025 | Order against Mr. Md. Abul Khayer |
|
| 31 | April 20, 2025 | Non-Compliance securities law against Khan Wahab Shafique Rahman & CO |
|
| 32 | April 20, 2025 | Non-Compliance securities law against National Bank Limited,Borad of Directors,Manging Directors,Company Secretary,Chief Financial Officer |
|
| 33 | April 20, 2025 | Non-Compliance securities law against National Bank Limited,Borad of Directors,Manging Directors,Company Secretary,Chief Financial Officer |
|
| 34 | April 20, 2025 | Non-Compliance securities law against Alif Industries Limited,Board of Directors,Managing Directors,Company Securities |
|
| 35 | April 16, 2025 | Non-Compliance securities law against Taufika Foods and Lovello Ice-Cream Plc |
|
| 36 | April 16, 2025 | Non-Compliance securities law against Fames & R Chartered Accountants |
|
| 37 | April 15, 2025 | Non-Compliance securities law against Eastern Bank Limited |
|
| 38 | April 15, 2025 | Order against Mr. Md. Sohel Alam |
|
| 39 | April 15, 2025 | Order against Mrs. Fatema Sohel |
|
| 40 | April 15, 2025 | Order against Mr. Mohammad Ebadul Karim |
|
| 41 | April 15, 2025 | Order against Mr. Ulfat Karim |
|
| 42 | April 15, 2025 | Order against Mrs. Risana Karim |
|
| 43 | April 15, 2025 | Order against Mr. Md. Lutfur Rahman |
|
| 44 | April 15, 2025 | Order against Mrs. Ferdoushi Begum |
|
| 45 | April 15, 2025 | Order against Mr. Md. Sayadur Rahman |
|
| 46 | April 15, 2025 | Order against Mr. Md. Sazidul Hasan |
|
| 47 | April 15, 2025 | Order against Mrs. Nurjahan Begum |
|
| 48 | April 13, 2025 | Non-Compliance securities law against ICB Capital Management Limited, Mrs. Mazedha Khatun, Mr. Ashit Kumar Charavorty, Mr. Sharif Mohammad Kibria, Mr. Sachindra Nath Bagchi |
|
| 49 | April 13, 2025 | Non-Compliance securities law against Strategic Finace Limited, Bord of Directors, Mr. Md. Kabir Sadeeq, Mr. Ajoy kumar Saha |
|
| 50 | April 10, 2025 | Non-Compliance securities law against LanakaBangla Securirties Limited, Mr. Mohammed Nasir Uddin Chowdhury, Mr. Khandoker Saffat Reza, Mr. Raihan Ahmed, Mr. Md.Shahiidul Islam |
|
| 51 | April 10, 2025 | Non-Compliance securities law against LankaBangla Securities Limited, Mr. Mohammed Nasir Uddin Chowdhury, Mr. Khandoker Saffat Reza, Mr. Rihan ahmed, Mr. Mohib Ullah |
|
| 52 | April 10, 2025 | Non-Compliance securities law against LankaBangla Securities Limited, Mr. Md.Abu Taher, Mr. Md.Kamruzzaman |
|
| 53 | April 10, 2025 | Order against D I T Co-Operative Ltd. |
|
| 54 | April 10, 2025 | Order against Shikhito Bekar Kendriyo Soncho |
|
| 55 | April 10, 2025 | Order against Md. Jashim Uddin |
|
| 56 | April 09, 2025 | Order against Softavin Ltd. |
|
| 57 | April 09, 2025 | Order against Mr.Shakib Al Hasan |
|
| 58 | April 09, 2025 | Order against Monarch Hotel & Resorts Ltd. |
|
| 59 | April 09, 2025 | Order against Monarch Holdings Ltd. |
|
| 60 | April 09, 2025 | Order against Mr. Mohammad Basher |
|
| 61 | April 09, 2025 | Order against Mr. Sajed Madbar |
|
| 62 | April 09, 2025 | Order against Ms. Konika Afroz |
|
| 63 | April 09, 2025 | Order against Mr.Kazi Fuhad Hasan(505) |
|
| 64 | April 09, 2025 | Order against Mr. Kazi Farid Hasan |
|
| 65 | April 09, 2025 | Order against D I T Co-OPerative Ltd.(501) |
|
| 66 | April 09, 2025 | Order against Mr. Abul Kalam Matber |
|
| 67 | April 09, 2025 | Order against Mrs. Kazi Sadia Hasan |
|
| 68 | April 09, 2025 | Order against Mr.Md. Abul Khayer |
|
| 69 | April 08, 2025 | Order against Mr. Azad Gazi |
|
| 70 | April 08, 2025 | Order against Mr. Jamal Hossain |
|
| 71 | April 08, 2025 | Order against Mr. Md. Abu Yousuf |
|
| 72 | April 08, 2025 | Order against Mr. Md. Imam Hossain |
|
| 73 | April 08, 2025 | Order against Mr. Md. Jashim Mizi |
|
| 74 | April 08, 2025 | Order against Mr. Md. Khokon Mia |
|
| 75 | April 08, 2025 | Order against Mr. Md. Mahfuzur Rahman |
|
| 76 | April 08, 2025 | Order against Mr. Md. Salim |
|
| 77 | April 08, 2025 | Order against Mr. Md. Serajul Islam |
|
| 78 | April 08, 2025 | Order against Mr. Md. Mohar ali |
|
| 79 | April 08, 2025 | Order against Mr. Md. Rahim Badsha |
|
| 80 | April 08, 2025 | Order against Mr. Parvej Hossain |
|
| 81 | April 08, 2025 | Order against Mr. Sakhawat Hossen |
|
| 82 | April 08, 2025 | Order against Mr. Shahabul Ahmed |
|
| 83 | April 08, 2025 | Order against Mr. Shahdat Hossain |
|
| 84 | April 08, 2025 | Order against Mrs. Kazi Sadia Hasan |
|
| 85 | April 08, 2025 | Order against D I T Co-Operative Ltd. |
|
| 86 | April 08, 2025 | Order against Mr. Md. Abul Khayer |
|
| 87 | April 06, 2025 | Non-Compliance securities law against Sinha Securities Limited(DSE TREC No.067) |
|
| 88 | April 06, 2025 | Order against Shikhito Bekar Kendriyo Sonchol & R.S.S.L |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 27, 2025 | Order against Chandra Shikhito Bekar Jubo Bss Ltd. |
|
| 2 | March 27, 2025 | Order against Chandara Shikhito Bekar J.B.C.S |
|
| 3 | March 27, 2025 | Order against Shikkhito Bekar Kendrio Sanchoy O Rindan SS Ltd. |
|
| 4 | March 27, 2025 | Order against SBCL Housing Ltd. |
|
| 5 | March 27, 2025 | Order against SB Amader Ponno Amader Bazar Ltd. |
|
| 6 | March 27, 2025 | Order against J.S Enterprise |
|
| 7 | March 27, 2025 | Order against Md. Jashim Udddin |
|
| 8 | March 27, 2025 | Order against Gridakalindia Shikkhitha Bekar Sonchoy O Rindan Somobay Somite Ltd. |
|
| 9 | March 27, 2025 | Order against Faridgonj Shikkhita Bekar Sonchoy O Rindan Somobay Somity Ltd. |
|
| 10 | March 27, 2025 | Order against Nayahat Shikkhito Bekar Sonchoy & Rindan SS Ltd. |
|
| 11 | March 27, 2025 | Order against Wireless Bazar Shikito Bekar Sonchoy O Rindan SS |
|
| 12 | March 27, 2025 | Order against Patwary Bazar Shikhito Bekar Soncoy Rindan Somobay |
|
| 13 | March 27, 2025 | Order against Patwary Bazar Shikhito Bekar SORSS Ltd. |
|
| 14 | March 27, 2025 | Order against Kachua Shikito Bekar Soncoy & Rindan Samaby Smaity |
|
| 15 | March 27, 2025 | Order against Mr. Debarata Sarkar |
|
| 16 | March 27, 2025 | Order against Shahrasti Shikhit Bekar S R S.S Ltd. |
|
| 17 | March 27, 2025 | Order against Chadpur Shikhito Bekar Sonchoy O Rindan S.S Ltd. |
|
| 18 | March 27, 2025 | Order against Chandpur ShikkitoBakar Soncoy & Rindan Somobay Somity Ltd. |
|
| 19 | March 27, 2025 | Order against Mr. Md. Shajalal Al-Safi |
|
| 20 | March 27, 2025 | Order against Mohamaya Shikhito Bekar Sonchoy O Rindan S.S Ltd. |
|
| 21 | March 27, 2025 | Order against Mohamaya Shikkhit Baker Soncoy & Rindan Somobay |
|
| 22 | March 27, 2025 | Order against Md.Masudur Rahman Sheikh |
|
| 23 | March 27, 2025 | Order against Bagra Shikhito Bekar Sonchoy O Rindan SS Ltd. |
|
| 24 | March 27, 2025 | Order against Shikkito Bekar Sanchoy & Rindan Shomobay |
|
| 25 | March 27, 2025 | Order against Toramnshirt Shikito Bekar sochoy & Ridan Samity Ltd. |
|
| 26 | March 19, 2025 | Order against Md.Sohel Alam |
|
| 27 | March 19, 2025 | Order against Beacon Medicare Ltd.(386) |
|
| 28 | March 19, 2025 | Order against Beacon Medicare Ltd.Employees CPF(384) |
|
| 29 | March 19, 2025 | Order against Beacon Developments Limited(382) |
|
| 30 | March 19, 2025 | Order against Ms. Risana Karim |
|
| 31 | March 19, 2025 | Order against Mr.Mohammad Ebadul Karim(378) |
|
| 32 | March 19, 2025 | Order against Mr.Md. Akter Hosen |
|
| 33 | March 19, 2025 | Order against Mr. Md. Azad Hossain patwary |
|
| 34 | March 19, 2025 | Order against Mr. Md. Nasir Uddin Akond |
|
| 35 | March 19, 2025 | Order against Mr. Md. Mijanur Rahman |
|
| 36 | March 19, 2025 | Order against Beacon Developments Limited |
|
| 37 | March 19, 2025 | Order against Beacon Medicare Ltd. Employees CPF |
|
| 38 | March 19, 2025 | Order against Beacon Medicare Ltd. |
|
| 39 | March 19, 2025 | Order against Mr. Ulfat Karim |
|
| 40 | March 19, 2025 | Order against Ms. Risana Karim |
|
| 41 | March 19, 2025 | Order against Mr. Mohammad Ebadul Karim |
|
| 42 | March 04, 2025 | Non-Compliance securities law against Mr. Rezzaul Hasan Bhuiyan |
|
| 43 | March 04, 2025 | Non-Compliance securities law against NLI Securities Limited, Mr. Mohd Shaahed Imran, Md.Shafiqul Islam, Mohd. Shaahed Imran |
|
| 44 | March 04, 2025 | Non-Compliance securities law against Sohel Securities Ltd., Mr.Md. Shajahan, Mr. Saiful Islam |
|
| 45 | March 04, 2025 | Non-Compliance securities law against International Securities Company Limited, Mr.Foyez Hasan Ferdous, Mr.Ranodhir Sutradhur |
|
| 46 | March 04, 2025 | Non-Compliance securities law against BD Sunlife Securities Ltd, Mr. Rahat Maleque |
|
| 47 | March 04, 2025 | Non-Compliance securities law against BD Sunlife Securities Ltd., Mr. H.N Mahbubur Rahman Patwary |
|
| 48 | March 04, 2025 | Non-Compliance securities law against Emperor Securities & Wealth Managment Ltd., Mohammad Nawaz, Sayed Saiful Isalm |
|
| 49 | March 04, 2025 | Non-Compliance securities law against Padma Bank Securities Limited, Mr. Md. Rabiul Hasan, Mr. Riaduzzaman Ridoy, Mr. Iqbal Hossain |
|
| 50 | March 04, 2025 | Non-Compliance securities law against Joytun Securities Intl. Limited, Mr. Md.Rakibul Islam, Mr. Md.Jillur Rahman |
|
| 51 | March 04, 2025 | Non-Compliance securities law against Fortune Securities (Pvt)Ltd., Mr. Ashek Ahmed Adel, Ms. Mazada Akter Katun |
|
| 52 | March 04, 2025 | Non-Compliance securities law against City Brokeragr Limited, Mr. Mishbah uddin Affan Yusuf, Mr. Md Rashidul Haque Chowdhury, Mr. Md Mutahar Hossen |
|
| 53 | March 04, 2025 | Non-Compliance securities law against City Brokerage Limited, Mr. Misbah Uddin Affan Yusuf, Mr. Md. Ala uddin Patwary, Mr. Md. Mutahar Hossen, Mrs. Aysha Akter |
|
| 54 | March 04, 2025 | Non-Compliance securities law against Mr. Md. Sajib Hossain |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 27, 2025 | Non-Compliance securities law against Sinha Securirties limited, Mr. Reza-ur-Rahman Sinha, Mr. Mohammad Mahabubul Alam, Mr. K.M Nasir Uddin, Mr. Md. Tawhedur Rahman(335) |
|
| 2 | February 27, 2025 | Non-Compliance securities law against Sinha Securities Limited, Mr. Reza-Ur-Rahman Sinha, Mr. Mohammad Mahabubul Alam, Mr. K.M Nasir Uddin |
|
| 3 | February 27, 2025 | Non-Compliance securities law against Mona Financial Consultancy & Securities ltd., Mrs. Ariya Islam, Mr. Engr. Ahmed Abdur Razzak |
|
| 4 | February 26, 2025 | Non-Compliance securities law against HDFC Securities Limited |
|
| 5 | February 26, 2025 | Non-Compliance securities law against Sinha Securities Limited, Mr. Reza-ur-Rahman Sinha, Mr. Md. Mahbub Alam |
|
| 6 | February 18, 2025 | Non-Compliance securities law against NCCB Securities & Financial Services Ltd. Mr. Ahsanul Arefin, Mr, Monzurul Alam |
|
| 7 | February 17, 2025 | Non-Compliance securities law against Bali Securities Limited (Present Name Skyline Securities Ltd.) |
|
| 8 | February 13, 2025 | Non-Compliance securities law against DSFM Securities Ltd., Mr. Md.Rafiqul Bari, Mr. Poritosh Kumar Saha |
|
| 9 | February 13, 2025 | Non-Compliance securities law against G M F Securities Ltd, Mr. Md. Zulfiquar Ali and Mr. Ahmed Ali Siddiky, Mr. D.M. Raihan and Ms. Rabeya |
|
| 10 | February 12, 2025 | Non-Compliance securities law against Mona Financial Consultancy & Securities Limited,Mrs. Ariya Islam,Mr,Md, Moynal Haque |
|
| 11 | February 11, 2025 | Non-Compliance securities law against Mr. Kazi Firoz Rashid, Md. Shafi Hossain |
|
| 12 | February 11, 2025 | Non-Compliance securities law against Azam Securities Limited, Mr. Ahmed Kabir Majumder, Mr. A T M Golam Rabbani |
|
| 13 | February 11, 2025 | Non-Compliance securities law against Kazi Firoz Rashid Securities Ltd, Mr. Nannu Biswas |
|
| 14 | February 11, 2025 | Non-Compliance securities law against Dhanmondi Securities Limited, Akhter Jahan Khan, Mr. Md. Mizanur Rahman khan, Mr. Md. Mazbahuddin & Ms Jesmin Begum, Mr. Asif Islam Khan |
|
| 15 | February 11, 2025 | Non-Compliance securities law against Dayton Holdings Limited, Mr. M Amanullah, Mr. Md. Wazihuddin, Mr. Aminur Rahman Chowdhury, Mr. rajeeb Ahmed |
|
| 16 | February 11, 2025 | Non-Compliance securities law against Holy City Securities Limited, Mr. Md. Jamal Chowdhury Joy, Mr. Khabir Khan |
|
| 17 | February 06, 2025 | Order against Ms. Konika Afroz |
|
| 18 | February 06, 2025 | Order against Mrs. Kazi Sadia Hasan |
|
| 19 | February 06, 2025 | Order against D I T Co-Operative Ltd. |
|
| 20 | February 06, 2025 | Order against Mr. Abul Kalam Mathber |
|
| 21 | February 06, 2025 | Order against Mr. Md. Abul Khayer |
|
| 22 | February 06, 2025 | Order against Ms. Sultan Parvin |
|
| 23 | February 06, 2025 | Order against Ms. Sajiya Jasmin |
|
| 24 | February 06, 2025 | Order against Mr. Mohammmad Jahangir Alam |
|
| 25 | February 06, 2025 | Order against A A A Agro Enterprise |
|
| 26 | February 06, 2025 | Order against Arbim Techo Ltd. |
|
| 27 | February 06, 2025 | Order against Mr. Mohammad Shamsul Alam |
|
| 28 | February 06, 2025 | Non-Compliance securities law against Aloco securities Ltd,Md.Nurul Alam,Md. Zakaria Mahmud |
|
| 29 | February 06, 2025 | Non-Compliance securities law against First Capital Securities Ltd,Mr Kausar Al Mamun,Mr.Md.Arifur Rahman,Mr.Syed Md.Iftakher Emon |
|
| 30 | February 03, 2025 | Non-Compliance securities law against Hazrat Amanat Sha Securities Limited,Mr.Abul Hasnat,Mohammad Shofiul Azam,Mr. H M Mahamudul Hoque |
|
| 31 | February 03, 2025 | Non-Compliance securities law against Sheltech Brokerage Limited, Mr.Md. Jashim Uddin Mahmud |
|
| 32 | February 03, 2025 | Non-Compliance securities law against Sheltech Brokerage Limited,Mr.Tanvir Ahmed,Mr.Md.Meshbah Uddin Khan,Mr.Syed Nazmur Reza,Ms.Habiba Ferdous Bintu |
|
| 33 | February 03, 2025 | Non-Compliance securities law against UCB Stock Brokerage Limited,Mr. Mohammad Rahmat Pasha,Mr.Md. Rafiqul Islam,Mr.Md. Kaisarul Amin,Mr.Monir Hossain |
|
| 34 | February 03, 2025 | Non-Compliance securities law against Globe Investment and Fintech Company Limited,Mr.Aziziur Rahman,Md.Mosharrof Hossain,Mr.Sohel Pervez |
|
| 35 | February 02, 2025 | Order against Mr. Md. Farid Ahmed |
|
| 36 | February 02, 2025 | Order against Mr. Kazi Fuhad Hasan |
|
| 37 | February 02, 2025 | Order against Mr. Kazi Farid Hasan |
|
| 38 | February 02, 2025 | Order against Mrs. Konika Afroz |
|
| 39 | February 02, 2025 | Order against Mrs. Kazi Sadia Hasan |
|
| 40 | February 02, 2025 | Order against Mr. Abul Kalam Mathber |
|
| 41 | February 02, 2025 | Order against Mr. Md. Abul Khayer |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 30, 2025 | Order against Mr. Mohammad Ekhlasur Rahman |
|
| 2 | January 30, 2025 | Order against Beacon Medicare Ltd. |
|
| 3 | January 30, 2025 | Order against Beacon Pharmaecuicals Ltd. |
|
| 4 | January 30, 2025 | Order against Beacon pharmaceutices Ltd.EGF |
|
| 5 | January 30, 2025 | Order against Beacon Pharmaceutical Ltd-EPE |
|
| 6 | January 30, 2025 | Order against Md. Sohel Alam |
|
| 7 | January 30, 2025 | Order against Mohammad Ebadul Karim |
|
| 8 | January 30, 2025 | Order against Mrs. Nurunnahar Karim |
|
| 9 | January 30, 2025 | Order against Mrs.Risana Karim |
|
| 10 | January 28, 2025 | Order against Peace Securities Limited |
|
| 11 | January 28, 2025 | Non-Compliance securities law against Alhaj Securities & Stocks Limited,Alhaj Md. Jubaier Hossain,Md. Jubayer Ahamed |
|
| 12 | January 28, 2025 | Non-Compliance securities law against Malek Siddiqui Wali |
|
| 13 | January 27, 2025 | Non-Compliance securities law against Joytun securities Intl.Limited.Mr. Md. Rakibul Islam,Mr.Md. Jillur Rahman |
|
| 14 | January 27, 2025 | Non-Compliance securities law against Ershad Securities Limited,Mr.Md. Ershadul Haque, Mr. Abu Sayed Md. Mahidur Rahman,Mr. Md. Suzad Ali |
|
| 15 | January 27, 2025 | Non-Compliance securities law against HAC Securities Limited |
|
| 16 | January 27, 2025 | Non-Compliance securities law against Sinha Securities Limited,Mr. Mohammad Mahaubul Alam,Mr. Reza-Ur- Rahman Sinha,Mr.Md. Nur Islam |
|
| 17 | January 23, 2025 | Non-Compliance securities law against NRBC Bank Securitied Limited |
|
| 18 | January 19, 2025 | Non-Compliance securities law against Shakil Rizvi Stock Limited |
|
| 19 | January 19, 2025 | Non-Compliance securities law against JKC Securities Limited |
|
| 20 | January 19, 2025 | Non-Compliance securities law against Kazi Equities Limited |
|
| 21 | January 19, 2025 | Non-Compliance securities law against HAC Securities Limited |
|
| 22 | January 19, 2025 | Non-Compliance securities law against Sterling Stocks and Securities Ltd. |
|
| 23 | January 19, 2025 | Non-Compliance securities law against Joytun Securities Intl. Limited |
|
| 24 | January 19, 2025 | Non-Compliance securities law against Hazrat Amanat Shah Securities Ltd. |
|
| 25 | January 19, 2025 | Non-Compliance securities law against Al-Muntaha Trading Co. Limited |
|
| 26 | January 19, 2025 | Non-Compliance securities law against Anchor Securities Limited |
|
| 27 | January 19, 2025 | Non-Compliance securities law against Dragon Sweater & Spinning Mills Limited |
|
| 28 | January 19, 2025 | Non-Compliance securities law against Unity Shares Trade Ltd. |
|
| 29 | January 19, 2025 | Non-Compliance securities law against Quayum Securities Ltd,Mr.Md. Abdul Bari Palash,Mr.Mohammed Ullah |
|
| 30 | January 19, 2025 | Non-Compliance securities law against Sheltech Brokerage Limited,Md. Meshbah Uddin Khan,Md.Abu Meraz Ali Ahammed |
|
| 31 | January 19, 2025 | Non-Compliance securities law against Imtiyaz Husain Securities Ltd,Mr. Moshen Khaja Ahmed,Ms. Arifin Hossain Akhi |
|
| 32 | January 19, 2025 | Non-Compliance securities law against Md. Fakhrul Islam Securities Ltd,Mr.Qamrul Islam,Md. Tarequr Rahman |
|
| 33 | January 19, 2025 | Non-Compliance securities law against Oshadhi Securities Limited,Mr.Md. Aminul Islam,Rashedul Islam Chowshury |
|
| 34 | January 19, 2025 | Non-Compliance securities law against UniCap Securities Limited,Mr.Wali UI Islam,Mr. Mohammad Shahriar Azad Bhuiyan,Mr.Mohammad Shamsur Rahman,Mr. Tawsif Newaz |
|
| 35 | January 19, 2025 | Non-Compliance securities law against Island Sequrities Limited,Mr. Mohammad Shaheen,Ms.Momo Ghosh |
|
| 36 | January 19, 2025 | Non-Compliance securities law against ICB Securities Trading Company Limited,Mr.Md. Mofizur Rahman,Mr.Supriya Saha,Mr. Mohammad Sarwer Alam,Mr.Mohammad Aman Uddin |
|
| 37 | January 19, 2025 | Non-Compliance securities law against Anwar Securities Ltd,Mr.Nurul Absar,Mr.Md.Rasel Rony |
|
| 38 | January 19, 2025 | Non-Compliance securities law against Md.Mizanur Rahman,Rokshana Rahman,Md. Amanur Rahman |
|
| 39 | January 19, 2025 | Non-Compliance securities law against Afsana Jabin,Osman Khadem,Sigma Technologies Ltd. |
|
| 40 | January 19, 2025 | Non-Compliance securities law against CMSL Securities Limited,Mr. Anwar Hossain,Mr.Nur Nabi_19.01.2025.pdf |
|
| 41 | January 16, 2025 | Non-Compliance securities law against Kabir SecuritiesLtd,Mr.Anowar Shadat,Mr. Ziaul Alam,Mr. Alauddin Bhuiyan |
|
| 42 | January 14, 2025 | Non-Compliance securities law against GPH Ispat Limited |
|
| 43 | January 14, 2025 | Non-Compliance securities law against WinsFin Ltd,Mr.Md. Ali Haidar Rashid,Mr.Md.Shaheen Manamud |
|
| 44 | January 14, 2025 | Non-Compliance securities law against Rahman Mosotafa Alam & Co. |
|
| 45 | January 14, 2025 | Non-Compliance securities law against Hussain Farhad & Co. |
|
| 46 | January 14, 2025 | Non-Compliance securities law against Mr.Zubair Securities Limited,Mr. Makin Zubair,Mr.Md. Mostofa Zubair,Mr.Md. Rezaul Karim |
|
| 47 | January 14, 2025 | Non-Compliance securities law against Md. Fakhrul Islam Securities Limited,Mr. Md. Fakhrul Islam,Mr.Qamrul Islam,Mr.A.K.M. Mujibul Haq |
|
| 48 | January 14, 2025 | Non-Compliance securities law against Green Dental Securities Limited,Mr.Wafi Shafique Menhaz,Mr. Liakat Hossain |
|
| 49 | January 13, 2025 | Non-Compliance securities law against National Asset Managment Limited |
|
| 50 | January 13, 2025 | Non-Compliance securities law against Quayum Securities Limited,Mr.Nayeem Md. Quayum,Ms.Nur-E-Nadiya,Mr.Ashikuzzaman,Mr.Md.Amzad Hossain |
|
| 51 | January 12, 2025 | Non-Compliance securities law against Investment Promotion Services Limited,Mr.Mostaque Ahmed Sadeque,Sk Ruhul Kabir |
|
| 52 | January 12, 2025 | Non-Compliance securities law against Beximco Securities Limited,Mr. Sharif Md. Kaiser Hamid,Mr.Mir Saydur Rahman |
|
| 53 | January 09, 2025 | Non-Compliance securities law against NBL Securities Limited,Mr. Zobayed Al-Mamun Hasan,Mr.Md.Fazle Rabbi,Mr.Md. Sayed Iqbal,Mr.Md.Belal Hossain,Mr.Sakib Uddin Ahmed |
|
| 54 | January 09, 2025 | Non-Compliance securities law against Island Securities Limited,Mohammad Shahenn,Ms. Momo Ghosh |
|
| 55 | January 09, 2025 | Non-Compliance securities law against Sinnha Securities Limited,Mr.Reza -Ur - Rahman Sinha,Mr.Mohammad Mahabubul Alam,Mr.K.M. Nasir Uddin,Mr.Md. Khurshaduzzaman |
|
| 56 | January 09, 2025 | Non-Compliance securities law against A N F Managment Company Limited,Mr. Shamsul Huda,Md. Fazle Rahman Chowdhury,Mr. Samsul Haque, Mr. Mohammad Ziaul Haque |
|
| 57 | January 09, 2025 | Non-Compliance securities law against Ahmed Iqbal Hasan Sequrites Ltd.,Mr, Ahmed Iqbal Hasan,Mr. Khondaker Tariqul Islam,Mr. Imran Shawon |
|
| 58 | January 07, 2025 | Non-Compliance securities law against Harpoon Securities Limited,Mr. Muhammad Anwarul Haque,Mr.Md. Rezaul Amin |
|
| 59 | January 06, 2025 | Non-Compliance securities law against Anwer Khan Modern Securities Ltd,Mr.Md. Masudul Alam,Mr.Md. Rayhan Sarder,Mr.Abdur Rahim |
|
| 60 | January 02, 2025 | Order against Mr.Abul Kalam Matber |
|
| 61 | January 02, 2025 | Order against D I T Co-Operative Ltd. |
|
| 62 | January 02, 2025 | Order against Mr.Kazi Fuhad Hasan |
|
| 63 | January 02, 2025 | Order against Ms.Kazi Sadia Hasan |
|
| 64 | January 02, 2025 | Order against Ms.Konika Afroze |
|
| 65 | January 02, 2025 | Order against Mr.Md.Abul Khayer |
|
| 66 | January 02, 2025 | Order against Mr.Mohammad Basher |
|
| 67 | January 02, 2025 | Order against Mr. Sajed Madbar |
|
| 68 | January 02, 2025 | Order against Mr.Sajed Madbar |
|
| 69 | January 02, 2025 | Order against Monarch Holdings Limited |
|
| 70 | January 02, 2025 | Order against Mr.Mohammad Basher |
|
| 71 | January 02, 2025 | Order against Mrs. Aleya Begum |
|
| 72 | January 02, 2025 | Order against D I T Co-Operative Ltd. |
|
| 73 | January 02, 2025 | Order against Mrs. konika Afroze |
|
| 74 | January 02, 2025 | Order against Mrs. Kazi Sadia Hasan |
|
| 75 | January 02, 2025 | Order against Mr.Abul Kalam Matber |
|
| 76 | January 02, 2025 | Order against Mr.Md.Abul Khayer |
|
| 77 | January 02, 2025 | Order against Nabil Naba Foods Limited |
|
| 78 | January 02, 2025 | Order against Nabil Feed Mills Limited |
|
| 79 | January 02, 2025 | Order against Md.Aminul Isalm |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 30, 2024 | Order against Mr.Dewan Salehin Mahmud |
|
| 2 | December 30, 2024 | Order against Ms.Mahufuza Akhter |
|
| 3 | December 30, 2024 | Order against ANWAR GALVANIZING LIMITED |
|
| 4 | December 30, 2024 | Order against Mr.Abu Sadat Md.Sayem(1184) |
|
| 5 | December 30, 2024 | Order against Ms.Anika Farheen |
|
| 6 | December 30, 2024 | Order against Ms.Afra Chowdhury |
|
| 7 | December 30, 2024 | Order against Mr.Maher Sekander(1178) |
|
| 8 | December 30, 2024 | Order against Mr.Sameer Sekander (1176) |
|
| 9 | December 30, 2024 | Order against City General Insurance Co. Ltd. |
|
| 10 | December 30, 2024 | Order against Mr.Abdul Mobin Mollah |
|
| 11 | December 30, 2024 | Order against Mr. Abdul Mobin Mollah |
|
| 12 | December 30, 2024 | Order against Mr.Abu Sadat Md.Sayem |
|
| 13 | December 30, 2024 | Order against Mr.Maher Sekander |
|
| 14 | December 30, 2024 | Order against Mr.Sameer Sekander |
|
| 15 | December 30, 2024 | Non-Compliance securities law against Jesco Capital Managment Ltd. |
|
| 16 | December 29, 2024 | Order against Monarch Holdings Limited |
|
| 17 | December 29, 2024 | Order against ANW Securities Ltd. |
|
| 18 | December 23, 2024 | Non-Compliance securities law against NLI Securities Limited,Mr Mohd.Shaahed Imran,Mr Md.Safiqul Islam,Mr. Md. Khorshed Alam |
|
| 19 | December 23, 2024 | Non-Compliance securities law against Sharp Securities Limited,Mr.Akhtaruzzamanm,Muhammad Azizul Bari |
|
| 20 | December 22, 2024 | Non-Compliance securities law against Milkan Securities Limited,Mr.A.A. Moniruzzaman,Mr.Md. Showkat Akbar,Mr.Md.Fazlur Rahman |
|
| 21 | December 22, 2024 | Non-Compliance securities law against First Capital Securities Ltd.,Mr. Kausar Al Mamun |
|
| 22 | December 22, 2024 | Non-Compliance securities law against Ershad Securities Limited,Mr. Mohammad Kamruzzaman,Mr.Abu Sayed Md.Mahidur Rahman |
|
| 23 | December 22, 2024 | Non-Compliance securities law against Dragon Securities Limited,Mr.Md.Mahbubul Haque Kabir,Mr.Md.Ahasanul Islam |
|
| 24 | December 22, 2024 | Non-Compliance securities law against Total Communication Limited,Mr.Kazi Zunnun Boshre,Mr.Md.Gausal Azam,Mr.Md.Adul Kadir |
|
| 25 | December 22, 2024 | Non-Compliance securities law against Bail Securities Limited,Ms.Tahmina Sharmin,Ms.Farhana Chowdhury |
|
| 26 | December 22, 2024 | Non-Compliance securities law against Elegant Stock & Securities Limited,Mr.Gazi Mohammad Tarek,Mr. Md. Shakhawat Hossain |
|
| 27 | December 11, 2024 | Order against Mr.Alamgir Kabir (Client of BLI Securities Ltd.) |
|
| 28 | December 11, 2024 | Order against Tushar LK Mia(Client of BLI Securities Ltd.) |
|
| 29 | December 11, 2024 | Order against Prof.Suraiya Begum, Sponsoner Director, bay Leasing & Investment Limited |
|
| 30 | December 11, 2024 | Order against Southeast Bank capital Services Limited |
|
| 31 | December 11, 2024 | Non-Compliance securities law against Bay Leasing & Investment Limited,Board of Directors,Managing Director,Company Secretary |
|
| 32 | December 10, 2024 | Non-Compliance securities law against Zenith Investment Limited,Mr.Shaikh Kamruzzaman |
|
| 33 | December 09, 2024 | Order against Modern Securities Limited |
|
| 34 | December 09, 2024 | Order against Anwar Secuirities Limited |
|
| 35 | December 09, 2024 | Non-Compliance securities law against Mr.Golam Rabbani Hamidi(Modern Securities Limited) |
|
| 36 | December 09, 2024 | Non-Compliance securities law against Mr.Md.Azam Khan,Ratan Kumar Das,(Anwar Securities Limited) |
|
| 37 | December 08, 2024 | Non-Compliance securities law against Fortune Securities (Pvt)Ltd.,Mr.Mohammad Ashraful Alam,Mr.Md. Hasan Ahmed Imon |
|
| 38 | December 08, 2024 | Non-Compliance securities law against Asia Securities Limited,Mr.Masudur Rahman,Mr.Anupam Banik |
|
| 39 | December 08, 2024 | Non-Compliance securities law against Popular Equities Ltd,Moklesur Rahman Sarker,Md.Fazle Reza Rizvi |
|
| 40 | December 08, 2024 | Non-Compliance securities law against M. Zubair Securites Ltd,Mr. Syed Abu Reza Abdullah,Makin Zubair,Mr.Rezaul Karim |
|
| 41 | December 08, 2024 | Non-Compliance securities law against ARC Securites Limited,Abu Ashker Obaida Khan,Dipak Kumar Ghosh |
|
| 42 | December 01, 2024 | Non-Compliance securities law against Sonali Securites Limited,Mr.Imranur Rahman Khan |
|
| 43 | December 01, 2024 | Non-Compliance securities law against Salta Capital Limited,Mr.Mohammed Rezaul Karim,CEO,Mr.Mohammed Rezaul Karim,CO,Mr.Md.Abdul Matin,Accounts In-charge |
|
| 44 | December 01, 2024 | Non-Compliance securities law against Bank Asia Securites Limited ,Mr.Sumon Das,CEO,Mr.Mohammad Rezaul Karim Chowdhury,SEO&Compliance Officer,Mr.Md.Nahid Raza,FAVP |
|
| 45 | December 01, 2024 | Non-Compliance securities law against Bangladesh Industrial Fin.Co.Ltd.,Board of Directors,Managing Director,Company Secretary |
|
| 46 | December 01, 2024 | Non-Compliance securities law against Imam Button Industries Ltd.,Board of Directors,Managing Director,Company Secretary |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 27, 2024 | Order against Md. Saif Ullah |
|
| 2 | November 27, 2024 | Order against Md.A.G.Mahmud |
|
| 3 | November 27, 2024 | Non-Compliance securities law against City Bank Capital Resources Limited,S.M.Motaharul Janan |
|
| 4 | November 27, 2024 | Non-Compliance securities law against City Bank Capital Resources Limited,Jannatul Mawa |
|
| 5 | November 27, 2024 | Non-Compliance securities law against City Bank Capital Resources Limited,Mst Ayesha Akhtar |
|
| 6 | November 27, 2024 | Non-Compliance securities law against MAH Securities Limited,Mr.Mohammad Ashraf Uddin Ahmed,Mr.Md.najmul Hasan,Mr.Md.Shamsul Alam Bhuiyan |
|
| 7 | November 27, 2024 | Non-Compliance securities law against Popular Life Securities Limited,Mr.Parimal Kumar Das,Mr.Md.Emdadul Islam |
|
| 8 | November 27, 2024 | Non-Compliance securities law against Federal Securities and Investment Limited,Mr.Md.Wahiullah Shahid,Mr.Md.Mozaffor Ahmed |
|
| 9 | November 27, 2024 | Non-Compliance securities law against Kazi Firoz Rashid Securities Limited,Mr.Kazi Showed Rashid,Mr.Md.Shafi Hossain,Ms.Nadia Nasrin |
|
| 10 | November 26, 2024 | Order against Krishibid Feed Limited |
|
| 11 | November 26, 2024 | Order against Pacific Denims Limited |
|
| 12 | November 26, 2024 | Order against Associated Oxygen Limited |
|
| 13 | November 26, 2024 | Order against Krishibid Seed Limited |
|
| 14 | November 26, 2024 | Order against Lub-rref(BD) Ltd. |
|
| 15 | November 26, 2024 | Order against Mamun Agro Products Limited |
|
| 16 | November 26, 2024 | Order against Safko Spinning Mills Limited |
|
| 17 | November 26, 2024 | Order against Oryza Agro Industries Limited |
|
| 18 | November 26, 2024 | Order against BD Paints Limited |
|
| 19 | November 26, 2024 | Non-Compliance securities law against Md.Sahidullah Securities Ltd,Md.Jamal Uddin Khan,Mr.sawgat UI Alam |
|
| 20 | November 26, 2024 | Non-Compliance securities law against Rak Capital Ltd,Mr.S.M. Meharuzzaman,Mr.Syed Moinul Hossain |
|
| 21 | November 26, 2024 | Non-Compliance securities law against Ali Securities Co.Ltd,Mr.Mamun Akbar,Mr.Md.Abdul Halim |
|
| 22 | November 26, 2024 | Non-Compliance securities law against Sharp Securities Limited,Syed Golam Mustafa,Muhammad Azizul Bari,Saiful Chowdhury |
|
| 23 | November 21, 2024 | Order against Prudential Capital Limited |
|
| 24 | November 21, 2024 | Order against NLI Securites Limited |
|
| 25 | November 21, 2024 | Non-Compliance securities law against Prudential Capital Limited,Mr.A.Y. Zobayer,Md.Ashaduzzaman |
|
| 26 | November 21, 2024 | Non-Compliance securities law against Nli Securities Limited,Mr.Md.Safiul Isalm,Mr.Khorshed Alam |
|
| 27 | November 21, 2024 | Non-Compliance securities law against HAC Securities Limited,Mr,Liaque Ali Chowdhury,Mr.Sabbir Mashar,Mr.Anup Kumar Dey |
|
| 28 | November 17, 2024 | Non-Compliance securities law against Krishibid Feed Limited,Board of Directors,Managing Director,Company Secretary,Chief Financial Officer |
|
| 29 | November 17, 2024 | Non-Compliance securities law against Rahman Equity Management Ltd,Mr.Md. Janibul Islam,Ms.Monisha Rani Saha |
|
| 30 | November 17, 2024 | Non-Compliance securities law against Prudential Capital Market,Mr.Md.Rezaul Islam,Mr.A Y Zoybayer,Mr.Md.Ashaduzzaman |
|
| 31 | November 17, 2024 | Non-Compliance securities law against Haji Ahmad Brothers Securities Limited,Mr.Md.Nurul Alam,Mr.Amal Krishna Saha,Mr.Md.Saiful Islam |
|
| 32 | November 17, 2024 | Non-Compliance securities law against Arena Securities Limited,Mr.Md.Al Tamas,Mr.Md.Jamil Mashrur,Mr.Md.Payer Hossain |
|
| 33 | November 14, 2024 | Order against Mr.Wajhi Ahmed |
|
| 34 | November 14, 2024 | Order against Mr.Md.Tazul Islam |
|
| 35 | November 14, 2024 | Order against Mr.Mohammad Towhidul Islam |
|
| 36 | November 14, 2024 | Order against Mr.khandaker Sagir Ahmed |
|
| 37 | November 14, 2024 | Order against Ms.Faria Binta Alam |
|
| 38 | November 14, 2024 | Order against Mr.Asif Iqbal Chowdhury |
|
| 39 | November 13, 2024 | Order against Ms.Kazi Rina Alam |
|
| 40 | November 10, 2024 | Order against Tradenext International Limited(902) |
|
| 41 | November 10, 2024 | Order against Ms.Marjana Rahman(900) |
|
| 42 | November 10, 2024 | Order against Jupitar Business Limited(898) |
|
| 43 | November 10, 2024 | Order against Apollo Trading Limited(896) |
|
| 44 | November 10, 2024 | Order against Mr.Momtazur Rahman(894) |
|
| 45 | November 10, 2024 | Order against Mr.Mosfequr Rahman(892) |
|
| 46 | November 10, 2024 | Order against Crescent Limited(890) |
|
| 47 | November 10, 2024 | Order against Mr.Abdur Rouf(888) |
|
| 48 | November 10, 2024 | Non-Compliance securities law against SIBL Securities Limited,Mr.Walid Mahmud Sobhani,Mr.Sheikh Md.Nahid |
|
| 49 | November 06, 2024 | Non-Compliance securities law against Asia Securities Limited,Mr.Abu Sadiq |
|
| 50 | November 04, 2024 | Order against Crescent Limited |
|
| 51 | November 04, 2024 | Order against Mr.Abdur Rouf |
|
| 52 | November 04, 2024 | Order against Art International Limited |
|
| 53 | November 04, 2024 | Order against Apollo Trading Limited |
|
| 54 | November 04, 2024 | Order against Jupitar Business Limited |
|
| 55 | November 04, 2024 | Order against Mr.Momtazur Rahman |
|
| 56 | November 04, 2024 | Order against Mr.Mosfequr Rahman |
|
| 57 | November 04, 2024 | Order against Tradenext International Limited |
|
| 58 | November 04, 2024 | Order against Ms.Marjana Rahman |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 24, 2024 | Non-Compliance securities law against Dominage Steel Building Systems Limited,Board of Director,Managing Director,Company Secretary |
|
| 2 | October 24, 2024 | Non-Compliance securities law against Cordial Securites Limited |
|
| 3 | October 24, 2024 | Non-Compliance securities law against Mr.Sheikh Kamruzzaman |
|
| 4 | October 24, 2024 | Non-Compliance securities law against Abeer Trade Impex |
|
| 5 | October 22, 2024 | Order against Ms.Roksana Amzad and her associate |
|
| 6 | October 16, 2024 | Non-Compliance securities law against Mika Securites Limited,Mr.Md. Shafiul Islam |
|
| 7 | October 16, 2024 | Non-Compliance securities law against Habibur Rahman Securites Ltd. |
|
| 8 | October 16, 2024 | Non-Compliance securities law against Akij Capital Management Limited,Mr.Md.Mamon Ali Shah |
|
| 9 | October 16, 2024 | Non-Compliance securities law against Total Communication Limited,Mr.Md. Anisul Islam |
|
| 10 | October 16, 2024 | Non-Compliance securities law against Md.Mohammad Abdul Hai |
|
| 11 | October 16, 2024 | Non-Compliance securities law against International Leasing Securities Limited,Mr.Md.Jahangir Kabir,Mr.Nuzrul Islam,Mr.Md.rafiqul Islam,Mr.Md.Shamsu Zaman |
|
| 12 | October 16, 2024 | Non-Compliance securities law against Mr.Md.Mostafizur Rahman |
|
| 13 | October 16, 2024 | Non-Compliance securities law against First Securites Limited ,Mr.Kauser Al Mamun,Mr.Md.Arifur Rahman,Mr.syed Iftakher Emon,Mr.Ashake-E-Khoda,Mr.Almas Hossain |
|
| 14 | October 15, 2024 | Non-Compliance securities law against EBL Securites Limited,Mr.golam Mostofa,Mr.Mohammad Alauddin |
|
| 15 | October 15, 2024 | Non-Compliance securities law against Vanguard Asset Management Company Limited,Mr.Waqar Ahmed Chowdhury,Mr.Sanjib Kumar Roy |
|
| 16 | October 09, 2024 | Non-Compliance securities law against Rashid Investment Services Limited,Mr.Md.Rashid,Mr.Mohammad talha Bin Moshen,Mr.Md.Asadur Rahman,Mr.Md.Shafi Hossain,Mr.Mahi Uddin |
|
| 17 | October 09, 2024 | Non-Compliance securities law against Salta Capital Limited , Mr.Abu Sayed Md.Shahidullah,Mr,Mohammed Rezaul Karim,Mr.Mohammed Omar Sharif |
|
| 18 | October 08, 2024 | Order against Md.Zahed kamal |
|
| 19 | October 08, 2024 | Order against Monarch Mart Ltd. |
|
| 20 | October 08, 2024 | Order against Lava Electrodes Indutries Ltd. |
|
| 21 | October 08, 2024 | Order against Eshaal Communication Ltd. |
|
| 22 | October 08, 2024 | Order against Mr.shakib Al Hasan & Shirin Akter |
|
| 23 | October 08, 2024 | Order against Mr. Abul Kalam Matber |
|
| 24 | October 08, 2024 | Order against Mr.Md. Abul Khayer & Kazi Sadia Hasan |
|
| 25 | October 08, 2024 | Non-Compliance securities law against Md.Fakhrul Islam Securites Limited,Mr.Md.Fakhrul Islam,Mr. Shahedul Islam,Mr.Khairul Hussain,Mr.Md.Abul Hsanath |
|
| 26 | October 08, 2024 | Non-Compliance securities law against M-Securites Limited,Mr, Kazi Alamgir,Mr.Md. Tawhid Hossen,CEO |
|
| 27 | October 08, 2024 | Non-Compliance securities law against First Capital Securites Limited,(Managing Director CEO Alleged Person ) |
|
| 28 | October 02, 2024 | Order against Ms.Akikunnaher |
|
| 29 | October 02, 2024 | Order against Benju Khaddo Vander (Khairul Hsan Bwnzu) |
|
| 30 | October 02, 2024 | Order against Mr.Md. Mahmudul Hasan |
|
| 31 | October 02, 2024 | Order against Ms.Lutfunnahar Begum |
|
| 32 | October 02, 2024 | Order against Mr.M Loutful Goni Titu |
|
| 33 | October 02, 2024 | Order against City Bank Capital Resources Limited |
|
| 34 | October 02, 2024 | Order against Mr.Md. Asfaquzzaman |
|
| 35 | October 02, 2024 | Order against Mst.Shahara Jaman |
|
| 36 | October 02, 2024 | Non-Compliance securities law against NLI Securites Limited, Mr.Mohd. Shaahed Imran,Mr.Md.Safiqul Islam,Mr.Md.Babar Atik |
|
| 37 | October 02, 2024 | Non-Compliance securities law against Tristar Securites Ltd.,Mr.Md. Zillur Rahman Mridha,Ms.Farzana Azad,Ms.Fatema Tuj Johora |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 18, 2024 | Non-Compliance securities law against FINTRA. Securities Limited, Mr. Ajit Kumar Banik, Mohammad Nazrul Islam,Md. Minhajur Rahman |
|
| 2 | September 18, 2024 | Non-Compliance securities law against Federal Securites and Investment Limited, Md. Wahiullah Shahid, Mr. Md. Sharifur Rahman |
|
| 3 | September 18, 2024 | Non-Compliance securities law against Total Communication Limited, Md. Mainul Kader, Mr. Kazi Zunnun Boshre,Mr. Md. Gausul Azam,Mr. Md. Mayen Kurishy |
|
| 4 | September 17, 2024 | Non-Compliance securities law against Federal Insurance Company Limited,Board of Directors,Managing Director,Chief Financial Officer,Company Secretary |
|
| 5 | September 17, 2024 | Non-Compliance securities law against Quayum Securities Limited, Ms. Nur-E-Nadiya,Mr. Nayeem Md. Quayum,Mr. Rakesh kumar Deb |
|
| 6 | September 11, 2024 | Non-Compliance securities law against United Securities Limited, Mohammad Khairul Anam Chowdhury, Md. Mahfuzur Rahman, Md. Enamul haque |
|
| 7 | September 10, 2024 | Order against NRBC Bank Securites Limited |
|
| 8 | September 10, 2024 | Non-Compliance securities law against Aries Securities Ltd., Masudul Haque, Rashed Ahmed, Saqib Qamar_(704) |
|
| 9 | September 10, 2024 | Non-Compliance securities law against Conmark Limited, Mohammad Shamsul Arafin, Md. Abul Bashar |
|
| 10 | September 10, 2024 | Non-Compliance securities law against BRB Securities Limited, Md. Mostafizur Rahman |
|
| 11 | September 09, 2024 | Non-Compliance securities law against Arena Securites Ltd., Md. Al Tamas |
|
| 12 | September 09, 2024 | Non-Compliance securities law against Shanta Securities Limited, Mr. Quazi Asaduzzaman,Mr. S.M Habibur Rahman,Mr. Md. Aminul Islam,Mrs. Sharmin Morshed |
|
| 13 | September 09, 2024 | Non-Compliance securities law against SIBL SecuritiesLimited, Mr. Walid Mahmud Sobhani,Ms. Asma-Ul-Hosna,Mr. Md. Fakhruddin Mobarak Shah |
|
| 14 | September 02, 2024 | Non-Compliance securities law against SIM Capital Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 13, 2024 | Non-Compliance securities law against Prilink Securities Limited |
|
| 2 | August 12, 2024 | Non-Compliance securities law against Prudential Securities Limited |
|
| 3 | August 12, 2024 | Non-Compliance securities law against BRAC EPL Stock Brokerage Limited |
|
| 4 | August 12, 2024 | Non-Compliance securities law against Md.Fakhurl Islam Securities Limited |
|
| 5 | August 12, 2024 | Non-Compliance securities law against Internatioanl Leasing Securities Limited |
|
| 6 | August 12, 2024 | Non-Compliance securities law against Sinha Securities Limited |
|
| 7 | August 12, 2024 | Non-Compliance securities law against Islami Insurance Bangladesh Limited |
|
| 8 | August 11, 2024 | Non-Compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| 9 | August 11, 2024 | Non-Compliance securities law against Standard Ceramic Industries Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 31, 2024 | Non-Compliance securities law against Delta Capital Ltd. |
|
| 2 | July 31, 2024 | Non-Compliance securities law against Dhaka Bank Securities Ltd. |
|
| 3 | July 31, 2024 | Non-Compliance securities law against Razzak Securities Ltd. |
|
| 4 | July 31, 2024 | Non-Compliance securities law against Remons Investment and Securities Ltd. |
|
| 5 | July 28, 2024 | Non-Compliance securities law against Island Securities Ltd. (Mohammad Shaheen Chowdhury, Momo Ghos) |
|
| 6 | July 28, 2024 | Non-Compliance securities law against Island Securities Ltd. (Mohammad Mohiuddin,FCMA,Md.NakeemUddin Nishad,Mr.ANM Nazmul Huda,Mr. Mahnud Hossan) |
|
| 7 | July 24, 2024 | Non-Compliance securities law against Harun Securities Ltd.(Mr.Harunur Rashid,Ms.Zebunnessa Harun,Mr.Golam Kabir,Mr. Mohammad Fazlul Karim) |
|
| 8 | July 24, 2024 | Non-Compliance securities law against Samata Leather Complex Ltd. |
|
| 9 | July 24, 2024 | Non-Compliance securities law against Fu-Wang Ceramic Industries Ltd. |
|
| 10 | July 24, 2024 | Non-Compliance securities law against Confidence Cement Ltd. |
|
| 11 | July 24, 2024 | Non-Compliance securities law against Meghna Cement Mills Cement |
|
| 12 | July 24, 2024 | Non-Compliance securities law against GSP Finance Company (Bangladesh) Limited |
|
| 13 | July 24, 2024 | Non-Compliance securities law against FAS Finance & Investment Limited |
|
| 14 | July 24, 2024 | Non-Compliance securities law against Legacy Footware Limited |
|
| 15 | July 24, 2024 | Non-Compliance securities law against Aramit Cement Limited,Board of Directors,Managing Director,Chief Financial officer(CFO),Company Secretary |
|
| 16 | July 24, 2024 | Non-Compliance securities law against Globe Securities Limited,Mr.Azizur Rahman,Mr. Sheikh Mohammad Arif |
|
| 17 | July 18, 2024 | Non-Compliance securities law against MAH Securities Limited,Mr.Mohammad Ashfaque Uddin Ahmed,Mr.Md. Anowar Hossain,Mr. Md. Rakib Khan |
|
| 18 | July 11, 2024 | Order against Snigdha Equities Ltd. |
|
| 19 | July 11, 2024 | Non-Compliance securities law against Azam Securities Ltd. (Mr.Ahmed Kabir Majumder ,A.T.M Golam Rabbani,Mr.Mohammad Nizam Uddin,Mr.S.M Akteruzzaman, Mr. Mohammad Jahangir Alam) |
|
| 20 | July 11, 2024 | Non-Compliance securities law against Mohammad Talha & Co. Limited |
|
| 21 | July 11, 2024 | Non-Compliance securities law against Mr.Sarwar Morshed(Snigdha Equities Ltd.) |
|
| 22 | July 11, 2024 | Non-Compliance securities law against Royal Capital Ltd.,Mr. M. Munir Ahmed,Mr.Md. Sahanur Islam,Ms.Jamila Ahsan,Mr.Md.Akhteruzzaman |
|
| 23 | July 11, 2024 | Non-Compliance securities law against Global Securities Ltd.Mr.Richard D' Rozairo,Mr.Farid Ahmed,Mr.Md. Faizul Bashar,Mr.Mohammad Shahidul Islam |
|
| 24 | July 11, 2024 | Non-Compliance securities law against Dayton Holdings Limited, Mr.Mohammad Amanullah,Mrs. Tazneen Aman,Mr.Ashraf Uddin Ahmed,Mr.Md. Reaz Uddin |
|
| 25 | July 08, 2024 | Non-Compliance securities law against UCB Stock Brokerage Limited,Mr.Mohammad Rahmat Pasha,Mr.Md.Rafiul Islam,Mr.Taufiq Hasan Khan,Mr. Shakh Riad Adnan |
|
| 26 | July 08, 2024 | Non-Compliance securities law against Hedayetullah Securities Limited,Mr.Mahmudul Haque,Mr.Biplob Chandra Mondol |
|
| 27 | July 08, 2024 | Non-Compliance securities law against UniCap Securities Limited,Mr.Shahriar Azad,Mr. Shihab Mahmud |
|
| 28 | July 03, 2024 | Non-Compliance securities law against Must Communication |
|
| 29 | July 03, 2024 | Non-Compliance securities law against Ms.Luna Siddique |
|
| 30 | July 01, 2024 | Non-Compliance securities law against A N F Managment Company Limited,Mr.Md. Fazle Rahman Chowdhury |
|
| 31 | July 01, 2024 | Non-Compliance securities law against A N F Managment Company Limited,Mr.Shamsul Huda,Md. Fazle Rahman Chowdhury,Mr. Ajit Kumar Banik |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 30, 2024 | Order against Munir Traders |
|
| 2 | June 30, 2024 | Order against M.S Ovi Bricks |
|
| 3 | June 30, 2024 | Order against Mr. Rafiqul Bari, M.S A R Traders |
|
| 4 | June 26, 2024 | Order against Mr. Md. Abdul Quader |
|
| 5 | June 26, 2024 | Non-Compliance securities law against Popular Life Insurance Co. Ltd. |
|
| 6 | June 26, 2024 | Non-Compliance securities law against Mostafa Helal Kabir |
|
| 7 | June 11, 2024 | Non-Compliance securities law against Investasia Capital & Asset Management Limited |
|
| 8 | June 09, 2024 | Order against Ms. Nuzhat Nahar Trisha |
|
| 9 | June 05, 2024 | Non-Compliance securities law against CMSL Securities Limited |
|
| 10 | June 05, 2024 | Non-Compliance securities law against Dhaka Bank Securities Limited |
|
| 11 | June 03, 2024 | Non-Compliance securities law against Moshihor Securities Limited |
|
| 12 | June 03, 2024 | Non-Compliance securities law against Mika Securities Limited |
|
| 13 | June 03, 2024 | Non-Compliance securities law against Al-Haja Jahanara Securities Limited |
|
| 14 | June 02, 2024 | Non-Compliance securities law against BDV Asset Management Company, Mr. Shawkat Hossain(Ex-MD), Mr. Abed Ahmed(Ex-MD), Mr. Rayhan(MD & CEO), Mr. Nazrul(Ex-CO), Mr. Imran(CO) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 29, 2024 | Order against Mr. Md. Saif Ullah |
|
| 2 | May 29, 2024 | Order against Mr. Md. A. G. Mahmud and S. M. Motaharul Janan |
|
| 3 | May 29, 2024 | Order against Mrs. Hasina Akter |
|
| 4 | May 29, 2024 | Order against Hillcity Securities Ltd. |
|
| 5 | May 29, 2024 | Non-Compliance securities law against Toufika Foods and Lovello Ice-cream PLC |
|
| 6 | May 29, 2024 | Non-Compliance securities law against Mr. Iqbal Hossain |
|
| 7 | May 28, 2024 | Non-Compliance securities law against Dynamic Securities Consultans Ltd. |
|
| 8 | May 28, 2024 | Non-Compliance securities law against Meghna Life Securities and Investment Ltd. |
|
| 9 | May 23, 2024 | Non-Compliance securities law against Premier Leasing Securities Broking Ltd. |
|
| 10 | May 23, 2024 | Non-Compliance securities law against Gateway Equity Resources Ltd. |
|
| 11 | May 16, 2024 | Non-Compliance securities law against Annesha Securities and Asset Management Ltd. |
|
| 12 | May 14, 2024 | Non-Compliance securities law against Beximco Securities Ltd. |
|
| 13 | May 14, 2024 | Non-Compliance securities law against Shahjalal Islami Bank Securities Ltd. |
|
| 14 | May 14, 2024 | Non-Compliance securities law against Mr. Md. Rezaur Rahaman, Mr. Shah Md. Zamiur Rahman |
|
| 15 | May 13, 2024 | Non-Compliance securities law against SIBL Securities Ltd.(459) |
|
| 16 | May 13, 2024 | Non-Compliance securities law against SIBL Securities Ltd. |
|
| 17 | May 12, 2024 | Order against Gateway Equity Resources Ltd. |
|
| 18 | May 08, 2024 | Non-Compliance securities law against Tech Cloud Ltd,Mr. Sheikh Jafar Tarique |
|
| 19 | May 08, 2024 | Non-Compliance securities law against Ms. Santa Barua, Mr. Nirod Barua |
|
| 20 | May 08, 2024 | Non-Compliance securities law against Mr. Rezaur Rahman(449) |
|
| 21 | May 08, 2024 | Non-Compliance securities law against Mr. Rezaur Rahman, Mr. Md. Salahuddin Kawser |
|
| 22 | May 08, 2024 | Non-Compliance securities law against Mrs. Noshin Nawary, Mr. Md. MIzanur Rahman |
|
| 23 | May 08, 2024 | Non-Compliance securities law against Ms. Omme Hani, Mr. Nuzrul Islam Bhuiya |
|
| 24 | May 08, 2024 | Non-Compliance securities law against Mr. Sumon Khan, Mr. Milon Khan |
|
| 25 | May 08, 2024 | Non-Compliance securities law against Monarch Mart Ltd, Eshaal Communication Ltd. |
|
| 26 | May 08, 2024 | Non-Compliance securities law against Monarch Holdings Ltd., Monarch Express Ltd. |
|
| 27 | May 08, 2024 | Non-Compliance securities law against Mr. Md. Mazharul Islam Chowdhury |
|
| 28 | May 08, 2024 | Non-Compliance securities law against Mr. Md. Abul Khayer, Monarch Electronics Ltd.(440) |
|
| 29 | May 08, 2024 | Non-Compliance securities law against Mr. Md. Abul Khayer, Lava Electrodes Industries Ltd.(439) |
|
| 30 | May 08, 2024 | Non-Compliance securities law against Mr. Md. Abul Khayer, Mr. Kazi Fuad Hasan |
|
| 31 | May 08, 2024 | Non-Compliance securities law against Mr. Md. Anisur Rahman |
|
| 32 | May 08, 2024 | Non-Compliance securities law against Ms. Konika Afroze, Mr. Kazi Fuad Hasan |
|
| 33 | May 08, 2024 | Non-Compliance securities law against Ms. Kazi Sadia Hasan, Monarch Mart Ltd. |
|
| 34 | May 08, 2024 | Non-Compliance securities law against Mr. Kazi Sadia Hasan, Eshaal Communication Ltd. |
|
| 35 | May 08, 2024 | Non-Compliance securities law against Eshaal Communication Ltd., Mr. Konika Afroze |
|
| 36 | May 08, 2024 | Non-Compliance securities law against D I T Co-Operative Ltd., Monarch Mart Ltd.(432) |
|
| 37 | May 08, 2024 | Non-Compliance securities law against D I T Co-Operative Ltd., Lava Electrodes Industries |
|
| 38 | May 08, 2024 | Non-Compliance securities law against CAPM Company Ltd., Tanzina Zerin |
|
| 39 | May 07, 2024 | Order against Mr. Md. Rafiqul Haque, Mithun Knitting & Dyeing Ltd. |
|
| 40 | May 07, 2024 | Order against Mr. Md. Mahbub-Ul Haque, Mithun Knitting & Dyeing Ltd. |
|
| 41 | May 07, 2024 | Order against Mr. Md. Atiqul Haque, Mithun Knitting & Dyeing Ltd. |
|
| 42 | May 07, 2024 | Order against Ms. Rabeya Khatun, Mithun Knitting & Dyeing Ltd. |
|
| 43 | May 07, 2024 | Non-Compliance securities law against Salam Apparel Ltd. |
|
| 44 | May 07, 2024 | Non-Compliance securities law against Mamun Salam |
|
| 45 | May 05, 2024 | Non-Compliance securities law against ASENZ Securities Ltd. |
|
| 46 | May 05, 2024 | Non-Compliance securities law against Rapid Securities Ltd. |
|
| 47 | May 05, 2024 | Non-Compliance securities law against Sinha Securities Ltd. |
|
| 48 | May 05, 2024 | Non-Compliance securities law against Multi Securities & Services Ltd. |
|
| 49 | May 05, 2024 | Non-Compliance securities law against E - Securities Ltd. |
|
| 50 | May 05, 2024 | Non-Compliance securities law against Jamal Ahmed Securities Ltd. |
|
| 51 | May 05, 2024 | Non-Compliance securities law against R. N. Trading Ltd. |
|
| 52 | May 05, 2024 | Non-Compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 29, 2024 | Order against Mr. Chowdhury Khaled Saifullah, Grameen Capitel Management Limited |
|
| 2 | April 29, 2024 | Non-Compliance securities law against Grameen Capital Management Limited,381 |
|
| 3 | April 29, 2024 | Non-Compliance securities law against Grameen Capital Management Limited |
|
| 4 | April 16, 2024 | Non-Compliance securities law against Sheltech Brokerage Limited |
|
| 5 | April 08, 2024 | Non-Compliance securities law against Simtex Industries Limited |
|
| 6 | April 03, 2024 | Non-Compliance securities law against Habibur Rahman Securities Limited |
|
| 7 | April 03, 2024 | Non-Compliance securities law against Lanka Bangla Securities Limited |
|
| 8 | April 02, 2024 | Order against Md. A. G. Mahmud, City Bank Capital Resources Limited |
|
| 9 | April 02, 2024 | Order against Md. Saif Ullah, City Bank Capital Resources Limited |
|
| 10 | April 01, 2024 | Order against Azad Hossain Patwary |
|
| 11 | April 01, 2024 | Non-Compliance securities law against Ms. Badrun Nesa and associates |
|
| 12 | April 01, 2024 | Non-Compliance securities law against Mr. Md. Akter Hosen |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 24, 2024 | Non-Compliance securities law against Priling Securities Limited |
|
| 2 | March 21, 2024 | Order against Mr. Md. Abul Khayer and his associates |
|
| 3 | March 21, 2024 | Non-Compliance securities law against Hazrat Amanat Shah Securities Limited |
|
| 4 | March 21, 2024 | Non-Compliance securities law against Fortune Securities (PVL) Limited |
|
| 5 | March 21, 2024 | Non-Compliance securities law against Premier Leasing Securities Broking Limited |
|
| 6 | March 21, 2024 | Non-Compliance securities law against Joytun Securities Limited |
|
| 7 | March 21, 2024 | Non-Compliance securities law against Md. Abul Khayer,Vertex Stock and Securities Ltd. |
|
| 8 | March 21, 2024 | Non-Compliance securities law against Vertex Stock and Securities Ltd. |
|
| 9 | March 21, 2024 | Non-Compliance securities law against Md. Shahidul Islam Khan |
|
| 10 | March 20, 2024 | Non-Compliance securities law against Desh General Insurance Company Limited |
|
| 11 | March 20, 2024 | Non-Compliance securities law against Be Rich Limited |
|
| 12 | March 17, 2024 | Non-Compliance securities law against Modern Equity Limited |
|
| 13 | March 14, 2024 | Non-Compliance securities law against Mr. Md. Abul Khayer |
|
| 14 | March 14, 2024 | Non-Compliance securities law against Jupitar Business Ltd. |
|
| 15 | March 14, 2024 | Non-Compliance securities law against Tradenext International Ltd. |
|
| 16 | March 14, 2024 | Non-Compliance securities law against Apollo Trading Limited |
|
| 17 | March 14, 2024 | Non-Compliance securities law against Mr. Marjana Rahman |
|
| 18 | March 14, 2024 | Non-Compliance securities law against Md. Sultan Mahmud |
|
| 19 | March 14, 2024 | Non-Compliance securities law against Mr. Md. Nuro Nabi |
|
| 20 | March 14, 2024 | Non-Compliance securities law against Islami Bank Bangladesh Limited |
|
| 21 | March 14, 2024 | Non-Compliance securities law against Mr. Abdul Matin Miazi |
|
| 22 | March 14, 2024 | Non-Compliance securities law against Pragati Life Insurance Limited |
|
| 23 | March 13, 2024 | Non-Compliance securities law against LankaBangla Securities Limited |
|
| 24 | March 13, 2024 | Non-Compliance securities law against Mr. Dewan Salehin Mahmud |
|
| 25 | March 12, 2024 | Non-Compliance securities law against Thea Securities Limited |
|
| 26 | March 11, 2024 | Non-Compliance securities law against Ms. Rifat Ara Papri |
|
| 27 | March 11, 2024 | Non-Compliance securities law against Tahmina Akter Runa, Md. Showkat Ali, MS Showkat Enterprise |
|
| 28 | March 11, 2024 | Non-Compliance securities law against Mr. Kawshar Hamid, M/S Nuha Traders And Hardware |
|
| 29 | March 11, 2024 | Non-Compliance securities law against Innova Securities Limited |
|
| 30 | March 06, 2024 | Non-Compliance securities law against S & H Equities Limited (DSE TREC No.002) |
|
| 31 | March 06, 2024 | Non-Compliance securities law against Globe Securities Limited |
|
| 32 | March 05, 2024 | Non-Compliance securities law against Md. Mamunur Rashid_Treasure Securities Limited |
|
| 33 | March 05, 2024 | Non-Compliance securities law against Mr. Mostofa Mahhub Ullah_Treasure Securities Limited |
|
| 34 | March 05, 2024 | Non-Compliance securities law against Treasure Securities Limited (DSE TREC # 221) |
|
| 35 | March 05, 2024 | Non-Compliance securities law against Celestial Securities Limited (DSE TREC # 279) |
|
| 36 | March 04, 2024 | Non-Compliance securities law against Uttara Finance and Investment Limited_207 |
|
| 37 | March 04, 2024 | Non-Compliance securities law against Uttara Finance and Investment Limited |
|
| 38 | March 04, 2024 | Non-Compliance securities law against BlueChip Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 28, 2024 | Non-Compliance securities law against Non-Compliance securities law against |
|
| 2 | February 28, 2024 | Non-Compliance securities law against Md. Fakhrul Islam Securities Limited |
|
| 3 | February 28, 2024 | Non-Compliance securities law against PHP Stock & Securities Limited |
|
| 4 | February 18, 2024 | Non-Compliance securities law against Relief Exchange Limited |
|
| 5 | February 18, 2024 | Non-Compliance securities law against Innova Securities Ltd. |
|
| 6 | February 14, 2024 | Non-Compliance securities law against Ahmed Zaker & Co. Chartered Accounts |
|
| 7 | February 14, 2024 | Non-Compliance securities law against Md. Shafiqul FCA, Partner Shafiq Basak & Co. Chartered Accounts |
|
| 8 | February 14, 2024 | Non-Compliance securities law against Bengal Biscuits Limited |
|
| 9 | February 13, 2024 | Non-Compliance securities law against KDS Shares and Securities Limited |
|
| 10 | February 13, 2024 | Non-Compliance securities law against Sonali Securities Limited |
|
| 11 | February 11, 2024 | Non-Compliance securities law against Chittagong Stock Exchange PLC |
|
| 12 | February 11, 2024 | Non-Compliance securities law against Mercantile Bank Securities Limited |
|
| 13 | February 11, 2024 | Non-Compliance securities law against Md. Shafiquar Rahman Former AR of Mercantile Bank Securities Limited |
|
| 14 | February 08, 2024 | Non-Compliance securities law against ICB Securities Trading Company Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 31, 2024 | Order against Kattali Textile Limited |
|
| 2 | January 31, 2024 | Order against Shurwid Industries Limited |
|
| 3 | January 31, 2024 | Non-Compliance securities law against Elegant Stock & Securities Limited |
|
| 4 | January 31, 2024 | Non-Compliance securities law against Agrani Insurance Securities Limited |
|
| 5 | January 31, 2024 | Non-Compliance securities law against ETBL Securities & Exchange Limited |
|
| 6 | January 31, 2024 | Non-Compliance securities law against Al Haramain Securities Limited |
|
| 7 | January 31, 2024 | Non-Compliance securities law against Sohel Securities Limited |
|
| 8 | January 31, 2024 | Non-Compliance securities law against Al-Muntaha Trading Company |
|
| 9 | January 31, 2024 | Non-Compliance securities law against Pasha Capital Limited |
|
| 10 | January 31, 2024 | Non-Compliance securities law against Uniroyal Securities Limited |
|
| 11 | January 31, 2024 | Non-Compliance securities law against Mir Securities Limited |
|
| 12 | January 31, 2024 | Non-Compliance securities law against NLI Securities Limited |
|
| 13 | January 31, 2024 | Non-Compliance securities law against Al Haja Jahanara Securities Limited |
|
| 14 | January 31, 2024 | Non-Compliance securities law against SBC Securities & Investment Limited |
|
| 15 | January 31, 2024 | Non-Compliance securities law against BD Sunlife Securities Limited |
|
| 16 | January 31, 2024 | Non-Compliance securities law against A N F Management Company Limited |
|
| 17 | January 31, 2024 | Non-Compliance securities law against Premier Bank Securities Limited |
|
| 18 | January 31, 2024 | Non-Compliance securities law against Globe Securities Ltd |
|
| 19 | January 31, 2024 | Non-Compliance securities law against DESA Securities Limited |
|
| 20 | January 31, 2024 | Non-Compliance securities law against Merchant Securities Limited |
|
| 21 | January 31, 2024 | Non-Compliance securities law against Associated Capital Securities Limited |
|
| 22 | January 31, 2024 | Non-Compliance securities law against Surma Securities Holding Company Limited |
|
| 23 | January 31, 2024 | Non-Compliance securities law against Salta Securities Limited |
|
| 24 | January 31, 2024 | Non-Compliance securities law against Midway Securities Limited |
|
| 25 | January 31, 2024 | Non-Compliance securities law against Meghna Life Securities and Investment Ltd. |
|
| 26 | January 31, 2024 | Non-Compliance securities law against Joytun Securities International Limited |
|
| 27 | January 31, 2024 | Non-Compliance securities law against Anwer Securities Limited |
|
| 28 | January 31, 2024 | Non-Compliance securities law against LankaBangla Securities Limited |
|
| 29 | January 31, 2024 | Non-Compliance securities law against CAL Securities Limited |
|
| 30 | January 31, 2024 | Non-Compliance securities law against Popular Life Securities Limited |
|
| 31 | January 31, 2024 | Non-Compliance securities law against Mohammadi Stock Market Limited |
|
| 32 | January 31, 2024 | Non-Compliance securities law against Anchor Securities Limited |
|
| 33 | January 31, 2024 | Non-Compliance securities law against Phoenix Securities Limited |
|
| 34 | January 31, 2024 | Non-Compliance securities law against Multi Securities & Servicess Limited |
|
| 35 | January 31, 2024 | Non-Compliance securities law against Conmark Limited |
|
| 36 | January 31, 2024 | Non-Compliance securities law against Mika Securities Limited |
|
| 37 | January 31, 2024 | Non-Compliance securities law against Rasti Securities & Consultants Limited |
|
| 38 | January 31, 2024 | Non-Compliance securities law against Razzak Securities Limited |
|
| 39 | January 31, 2024 | Non-Compliance securities law against Celestial Securities Limited |
|
| 40 | January 31, 2024 | Non-Compliance securities law against Latif Securities Limited |
|
| 41 | January 31, 2024 | Non-Compliance securities law against Royal Green Securities Limited |
|
| 42 | January 31, 2024 | Non-Compliance securities law against SCL Securities Limited |
|
| 43 | January 31, 2024 | Non-Compliance securities law against Sheba Capital Limited |
|
| 44 | January 31, 2024 | Non-Compliance securities law against Gateway Equity Resourcess Limited |
|
| 45 | January 31, 2024 | Non-Compliance securities law against Synthia Securities Limited |
|
| 46 | January 31, 2024 | Non-Compliance securities law against Prudential Capital Limited |
|
| 47 | January 31, 2024 | Non-Compliance securities law against Md. Fakhrul Islam Securities Limited |
|
| 48 | January 31, 2024 | Non-Compliance securities law against Remons Investment and Securities Limited |
|
| 49 | January 31, 2024 | Non-Compliance securities law against M-Securities Limited |
|
| 50 | January 31, 2024 | Non-Compliance securities law against United Securities Limited |
|
| 51 | January 31, 2024 | Non-Compliance securities law against Be Rich Limited |
|
| 52 | January 31, 2024 | Non-Compliance securities law against Wifang Securities Limited |
|
| 53 | January 31, 2024 | Non-Compliance securities law against UniCap Securities Limited |
|
| 54 | January 31, 2024 | Non-Compliance securities law against Adil Securities Limited |
|
| 55 | January 31, 2024 | Non-Compliance securities law against Thea Securities Limited |
|
| 56 | January 31, 2024 | Non-Compliance securities law against Beximco Securities Limited |
|
| 57 | January 31, 2024 | Non-Compliance securities law against Sharp Securities Limited |
|
| 58 | January 31, 2024 | Non-Compliance securities law against Salam & Company Limited |
|
| 59 | January 31, 2024 | Non-Compliance securities law against Azam Securities Limited |
|
| 60 | January 31, 2024 | Non-Compliance securities law against Rose Securities Limited |
|
| 61 | January 31, 2024 | Non-Compliance securities law against Subvalley Securities Ltd. |
|
| 62 | January 31, 2024 | Non-Compliance securities law against Apex Investments Limited |
|
| 63 | January 31, 2024 | Non-Compliance securities law against Asia Securities Limited |
|
| 64 | January 31, 2024 | Non-Compliance securities law against Kattali Textile Limited |
|
| 65 | January 30, 2024 | Non-Compliance securities law against Abacus Securities Limited |
|
| 66 | January 30, 2024 | Non-Compliance securities law against T. K. Shares & Securities Ltd. |
|
| 67 | January 24, 2024 | Non-Compliance securities law against First Capital Securities Limited |
|
| 68 | January 21, 2024 | Non-Compliance securities law against Libra Infusions Ltd. |
|
| 69 | January 18, 2024 | Non-Compliance securities law against Al-Muntaha Trading Co.Ltd. |
|
| 70 | January 18, 2024 | Non-Compliance securities law against Shuktara Printers Limited |
|
| 71 | January 04, 2024 | Non-Compliance securities law against Kazi Firoz Rashid Securities Ltd. |
|
| 72 | January 04, 2024 | Non-Compliance securities law against Md. Fakhrul Islam Securities Limited |
|
| 73 | January 04, 2024 | Non-Compliance securities law against Quayum Securities Limited |
|
| 74 | January 04, 2024 | Non-Compliance securities law against Hedayetullah Securities Limited |
|
| 75 | January 04, 2024 | Non-Compliance securities law against Prilink Securities Limited |
|
| 76 | January 04, 2024 | Non-Compliance securities law against Prime Islami Securities Ltd. |
|
| 77 | January 04, 2024 | Non-Compliance securities law against Premier Leasing Securities Broking Ltd. |
|
| 78 | January 02, 2024 | Non-Compliance securities law against Asia Securities Ltd. |
|
| 79 | January 02, 2024 | Non-Compliance securities law against E-Securities Limited |
|
| 80 | January 01, 2024 | Non-Compliance securities law against CVO Petrochemical Refinery Ltd. |
|
| 81 | January 01, 2024 | Non-Compliance securities law against SAS Corporation |
|
| 82 | January 01, 2024 | Non-Compliance securities law against Shamsul Alam Shamim |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 28, 2023 | Non-Compliance securities law against Tung Hai Knitting & Dyeing Ltd. |
|
| 2 | December 27, 2023 | Non-Compliance securities law against Shanta Securities Limited |
|
| 3 | December 27, 2023 | Non-Compliance securities law against Mr. Md. Abul Khayer, Mr. Kazi Farid Hasan, Mr. Abul Kalam Matber, Mr. Kazi Faud Hasan |
|
| 4 | December 26, 2023 | Non-Compliance securities law against WingsFin Limited_1125 |
|
| 5 | December 26, 2023 | Non-Compliance securities law against WingsFin Limited_1124 |
|
| 6 | December 26, 2023 | Non-Compliance securities law against WingsFin Limited_1123 |
|
| 7 | December 26, 2023 | Non-Compliance securities law against WingsFin Limited |
|
| 8 | December 24, 2023 | Non-Compliance securities law against Rashid Investment Services Limited_Rashid Investment Services Limited_1116 |
|
| 9 | December 24, 2023 | Non-Compliance securities law against Rashid Investment Services Limited_1115 |
|
| 10 | December 24, 2023 | Non-Compliance securities law against Rashid Investment Services Limited_1114 |
|
| 11 | December 24, 2023 | Non-Compliance securities law against Rashid Investment Services Limited |
|
| 12 | December 24, 2023 | Non-Compliance securities law against Confidence Cement Limited (Issuer) |
|
| 13 | December 17, 2023 | Non-Compliance securities law against Stock and Bond Limited |
|
| 14 | December 17, 2023 | Non-Compliance securities law against Toyo Knitex (CEPZ)Limited |
|
| 15 | December 14, 2023 | Non-Compliance securities law against Phoenix Securities Limited |
|
| 16 | December 14, 2023 | Non-Compliance securities law against Buriganga Equity Management Ltd. |
|
| 17 | December 14, 2023 | Non-Compliance securities law against Asset & Investment Management Services Bangladesh Ltd. |
|
| 18 | December 14, 2023 | Non-Compliance securities law against Eastern Capital Ltd. |
|
| 19 | December 14, 2023 | Non-Compliance securities law against Akij Capital Management Limited |
|
| 20 | December 14, 2023 | Non-Compliance securities law against D. N. Securities Limited |
|
| 21 | December 14, 2023 | Non-Compliance securities law against Mohammad Khairul Anam Chowdhury, United Securities Ltd. |
|
| 22 | December 14, 2023 | Non-Compliance securities law against Md. Enamul Haque, United Securities Limited |
|
| 23 | December 14, 2023 | Non-Compliance securities law against United Securities Limited |
|
| 24 | December 13, 2023 | Order against Agrani Insurance Company Limited |
|
| 25 | December 13, 2023 | Non-Compliance securities law against Agrani Insurance Company Limited |
|
| 26 | December 11, 2023 | Non-Compliance securities law against Ms. Nasima Akter Lata, Mr. Gulam Mustafa |
|
| 27 | December 07, 2023 | Non-Compliance securities law against Fu-Wang Ceramic Industriies Limited (Issuer) |
|
| 28 | December 07, 2023 | Non-Compliance securities law against Paper Processing and Packaging Limited(Issuer) |
|
| 29 | December 07, 2023 | Non-Compliance securities law against National Feed Mill Limited (Issuer) |
|
| 30 | December 07, 2023 | Non-Compliance securities law against Mr. Md. Abul Khayer and His associates |
|
| 31 | December 07, 2023 | Non-Compliance securities law against GBB Power Limited(Issuer) |
|
| 32 | December 07, 2023 | Non-Compliance securities law against Mr. Al-Hashim Md. Mahfuzul Ashraf |
|
| 33 | December 07, 2023 | Non-Compliance securities law against Md. Bipul Mia |
|
| 34 | December 07, 2023 | Non-Compliance securities law against Ms. Fatema Sohel. Mr. Md. Sohel |
|
| 35 | December 07, 2023 | Non-Compliance securities law against Beacon Pharmaceuticals Ltd.(Issuer) |
|
| 36 | December 07, 2023 | Non-Compliance securities law against Mrs. Shahanara Sultana |
|
| 37 | December 07, 2023 | Non-Compliance securities law against Anwar Galvanizing Ltd.(IIssuer) |
|
| 38 | December 06, 2023 | Order against Holy City Securities Limited |
|
| 39 | December 05, 2023 | Order against Mr. Md. Nasir Sikder, Emerald Oil Industries Ltd. |
|
| 40 | December 05, 2023 | Non-Compliance securities law against UCB Stock Brokerage Ltd. |
|
| 41 | December 05, 2023 | Non-Compliance securities law against Mr. Anirban Das Gupta |
|
| 42 | December 03, 2023 | Non-Compliance securities law against Mr. Redwan Ahmed |
|
| 43 | December 03, 2023 | Non-Compliance securities law against Mr. Abdus Samad |
|
| 44 | December 03, 2023 | Non-Compliance securities law against Mr. Md. Abdul Mannan |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 28, 2023 | Non-Compliance securities law against Ibrahim Securities Ltd.(DSE TREC # 033) |
|
| 2 | November 28, 2023 | Non-Compliance securities law against Trustee Securities Ltd.(DSE TREC# 162) |
|
| 3 | November 27, 2023 | Non-Compliance securities law against Wifang Securities Ltd.(TREC#210) |
|
| 4 | November 26, 2023 | Non-Compliance securities law against Sheba Capital Limited(TREC#151) |
|
| 5 | November 26, 2023 | Non-Compliance securities law against Rose Securities Limited |
|
| 6 | November 26, 2023 | Non-Compliance securities law against Sheltech Brokerage Limited(TRAEC#120) |
|
| 7 | November 22, 2023 | Non-Compliance securities law against Shyamol Equity Management Limited |
|
| 8 | November 22, 2023 | Non-Compliance securities law against Trust Bank Investment Limited_ |
|
| 9 | November 22, 2023 | Non-Compliance securities law against Prilink Securities Limited |
|
| 10 | November 22, 2023 | Non-Compliance securities law against M-Securities Limited |
|
| 11 | November 16, 2023 | Non-Compliance securities law against Dynamic Securities Cosultants Limited |
|
| 12 | November 16, 2023 | Non-Compliance securities law against Prime Islami Securities Ltd. |
|
| 13 | November 16, 2023 | Non-Compliance securities law against Eastern Lubricants Blenders Ltd.(Issuer) |
|
| 14 | November 16, 2023 | Non-Compliance securities law against Safiq Basak & Co. |
|
| 15 | November 15, 2023 | Non-Compliance securities law against Popular Life Insurance Co, Ltd. |
|
| 16 | November 09, 2023 | Non-Compliance securities law against Md. Hossain |
|
| 17 | November 07, 2023 | Non-Compliance securities law against Trust Bank Securities Ltd. |
|
| 18 | November 07, 2023 | Non-Compliance securities law against Mercantile Bank Securities Ltd. |
|
| 19 | November 07, 2023 | Non-Compliance securities law against Ms. Maisha Chowdhury |
|
| 20 | November 07, 2023 | Non-Compliance securities law against Ms. Morium Chowdhury |
|
| 21 | November 07, 2023 | Non-Compliance securities law against Ms. Rafia Chowdhury |
|
| 22 | November 07, 2023 | Non-Compliance securities law against Ms. Farzana Akter |
|
| 23 | November 07, 2023 | Non-Compliance securities law against Mr. Rafiqul Islam Chowdhuey |
|
| 24 | November 07, 2023 | Non-Compliance securities law against Esquire Knit Composite Ltd. |
|
| 25 | November 02, 2023 | Order Against Biplob Holdings Limited |
|
| 26 | November 01, 2023 | Non-Compliance securities law against Bluechip Securities Ltd. |
|
| 27 | November 01, 2023 | Non-Compliance securities law against Estern Capital Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 30, 2023 | Non-Compliance securities law against Mirpur Securities Ltd. |
|
| 2 | October 29, 2023 | Non-Compliance securities law against AB & Co. Ltd. |
|
| 3 | October 29, 2023 | Non-Compliance securities law against Island Securities Ltd. |
|
| 4 | October 23, 2023 | Non-Compliance securities law against Mohammad Ata Karim & Co.(Chartered Accountants) |
|
| 5 | October 23, 2023 | Order Against Shahjalal Equity Management Ltd.(Issue Manager) |
|
| 6 | October 23, 2023 | Order Against Asiatic Laboratories Limited_809 |
|
| 7 | October 23, 2023 | Order Against Asiatic Laboratories Limited_808 |
|
| 8 | October 23, 2023 | Order Against Asiatic Laboratories Limited_807 |
|
| 9 | October 23, 2023 | Order Against Asiatic Laboratories Limited_806 |
|
| 10 | October 23, 2023 | Order Against Asiatic Laboratories Limited_805 |
|
| 11 | October 23, 2023 | Order Against Asiatic Laboratories Limited_804 |
|
| 12 | October 23, 2023 | Order Against Asiatic Laboratories Limited |
|
| 13 | October 22, 2023 | Non-Compliance securities law against WingsFin Ltd. |
|
| 14 | October 22, 2023 | Non-Compliance securities law against Bangladesh Finance Securities Limited |
|
| 15 | October 22, 2023 | Non-Compliance securities law against Mr. Abu Sadat Md. Faisal |
|
| 16 | October 16, 2023 | Order Against Rock Asset Management Ltd. |
|
| 17 | October 15, 2023 | Non-Compliance securities law against M/s Ashraf Uddin & Co.(Chartered Accountants) |
|
| 18 | October 10, 2023 | Non-Compliance securities law against Paramount Textile Ltd. |
|
| 19 | October 10, 2023 | Non-Compliance securities law against Paramount Insurance Company Limited |
|
| 20 | October 10, 2023 | Order against Intech Limited |
|
| 21 | October 09, 2023 | Non-Compliance securities law against NLI Securities Limited |
|
| 22 | October 08, 2023 | Non-Compliance securities law agains Sonali Securities Limited |
|
| 23 | October 08, 2023 | Non-Compliance securities law against Tarin Akter Tithi & S.M. Zabed Iqba |
|
| 24 | October 08, 2023 | Non-Compliance securities law against Times Securities Ltd. |
|
| 25 | October 08, 2023 | Non-Compliance securities law against First Capital Securities Ltd._762 |
|
| 26 | October 08, 2023 | Non-Compliance securities law against Vertex Stock & Securities Ltd |
|
| 27 | October 08, 2023 | Non-Compliance securities law against First Capital Securities Ltd.760 |
|
| 28 | October 08, 2023 | Non-Compliance securities law against First Capital Securities Ltd._759 |
|
| 29 | October 08, 2023 | Non-Compliance securities law against First Capital Securities Ltd. |
|
| 30 | October 05, 2023 | Non-Compliance securities law against Shakil Rizvi Stock Ltd. |
|
| 31 | October 03, 2023 | Non-Compliance securities law against Kazi Equities Ltd. |
|
| 32 | October 03, 2023 | Non-Compliance securities law against Dhaka Bank Securities Ltd. |
|
| 33 | October 01, 2023 | Order Against Meghna Pet Industries Ltd.748 |
|
| 34 | October 01, 2023 | Order Against Meghna Pet Industries Ltd.747 |
|
| 35 | October 01, 2023 | Order against Meghna Pet Industries Ltd.746 |
|
| 36 | October 01, 2023 | Order Against Meghna Pet Industries Ltd.745 |
|
| 37 | October 01, 2023 | Order Against Meghna Pet Industries Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 27, 2023 | Non-Compliance securities law against Premier Cement Mills PLC(Issuer) |
|
| 2 | September 24, 2023 | Order against Mr. Md. Abul Kashem Bhuiyan |
|
| 3 | September 24, 2023 | Order against Ms. Shahanara Akhter Chowdhury |
|
| 4 | September 24, 2023 | Order against KTS Fashions |
|
| 5 | September 24, 2023 | Order against Mr. Shifat Mahmood Abdullah |
|
| 6 | September 24, 2023 | Order against Mr. Md. Rubel Hossain Sajib |
|
| 7 | September 24, 2023 | Order against Mr. Md. Kabirul Islam |
|
| 8 | September 24, 2023 | Order against Dhanmondi Securities Limited |
|
| 9 | September 20, 2023 | Non-Compliance securities law against Apex Investments Ltd. |
|
| 10 | September 18, 2023 | Non-Compliance securities law against Rapid Securities Ltd. |
|
| 11 | September 18, 2023 | Order against Meghna Condensed Milk Industries Limited |
|
| 12 | September 17, 2023 | Non-Compliance securities law against Saiful Islam, S A Fisherise |
|
| 13 | September 17, 2023 | Non-Compliance securities law against Ms. Rawshan Ara Hossain and Mr. Md. Mohin Uddin |
|
| 14 | September 17, 2023 | Non-Compliance securities law against Capitec PPF SUF,Capitee-lbbl Shariah Unit Fund, Capitee Pluf |
|
| 15 | September 17, 2023 | Non-Compliance securities law against Ms. Julia Hye, Mr. Mohsin Ahmed |
|
| 16 | September 14, 2023 | Non-Compliance securities law against Mr. Mir Saydur Rahman |
|
| 17 | September 14, 2023 | Non-Compliance securities law against Mr. K. M. Sharif Ahmed |
|
| 18 | September 14, 2023 | Non-Compliance securities law against Mr. Mostafa Zamanul Bahar |
|
| 19 | September 14, 2023 | Non-Compliance securities law against Beximco Securities Ltd. |
|
| 20 | September 14, 2023 | Order against Appollo Ispat Complex Limited |
|
| 21 | September 14, 2023 | Order against Banco Securities Limited |
|
| 22 | September 12, 2023 | Non-Compliance securities law against Globe Securities Ltd. |
|
| 23 | September 10, 2023 | Non-Compliance securities law against Intech Limited |
|
| 24 | September 10, 2023 | Non-Compliance securities law against Venus Builders Ltd. |
|
| 25 | September 10, 2023 | Non-Compliance securities law against Mr. Muhammad Ahasun Uddin |
|
| 26 | September 10, 2023 | Non-Compliance securities law against Mr. Md. Kalam Hossain |
|
| 27 | September 10, 2023 | Non-Compliance securities law against Mr. Kawsar Ahmed Rony |
|
| 28 | September 10, 2023 | Non-Compliance securities law against Mr. Mahmudul Ahsan Bhuiyan |
|
| 29 | September 10, 2023 | Non-Compliance securities law against Mr. Md. Abul Hasem Raihan |
|
| 30 | September 10, 2023 | Non-Compliance securities law against Mr. Hadayetul Hoque |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 27, 2023 | Order against Sinha Securities Ltd. |
|
| 2 | August 23, 2023 | Non-Compliance securities law against Ms. Nasima Akter Lata |
|
| 3 | August 20, 2023 | Non-Compliance securities law against Mr. Navy Barun |
|
| 4 | August 20, 2023 | Non-Compliance securities law against Mr. A.S.M Hasib Hasan |
|
| 5 | August 17, 2023 | Non-Compliance securities law against Mr. Md. Mizan |
|
| 6 | August 13, 2023 | Non-Compliance securities law against Mr. Gulam Mustafa |
|
| 7 | August 10, 2023 | Order against Toya Spinning Mills Ltd. |
|
| 8 | August 10, 2023 | Order against Toya Knitex(CEPZ) Ltd. |
|
| 9 | August 09, 2023 | Non-Compliance securities law against Mr. Wahaidul Islam |
|
| 10 | August 08, 2023 | Non-Compliance securities law against Mr. S.M Shamim Ahmed |
|
| 11 | August 08, 2023 | Non-Compliance securities law against Mr. Iqbal Hossain |
|
| 12 | August 08, 2023 | Non-Compliance securities law against Mr. Anupam Banik |
|
| 13 | August 08, 2023 | Non-Compliance securities law against Mr. Iftekhar Ahmed Khan |
|
| 14 | August 08, 2023 | Non-Compliance securities law against Mr. Masudur Rahman |
|
| 15 | August 08, 2023 | Non-Compliance securities law against Asia Securities Ltd. (TREC No. DSE 088) |
|
| 16 | August 07, 2023 | Order against EBL Securities Ltd. |
|
| 17 | August 04, 2023 | Non-Compliance securities law against Mr. Md. Tafiqul Hassan |
|
| 18 | August 03, 2023 | Non-Compliance securities law against Gemini Sea Food Ltd. {Issuer} |
|
| 19 | August 03, 2023 | Non-Compliance securities law against Mrs. Soma Nag |
|
| 20 | August 03, 2023 | Non-Compliance securities law against Mr. Ashim Kumar Nag |
|
| 21 | August 03, 2023 | Non-Compliance securities law against Mr. Shankar Kumar Roy |
|
| 22 | August 03, 2023 | Non-Compliance securities law against Mr. Chowdhury Md. Md Nurul Azam |
|
| 23 | August 03, 2023 | Non-Compliance securities law against A N I TRADING & CO. |
|
| 24 | August 03, 2023 | Non-Compliance securities law against UDC Construction Ltd. |
|
| 25 | August 03, 2023 | Non-Compliance securities law against Mr. Imtiaz Ahmed |
|
| 26 | August 01, 2023 | Order against Bangladesh Development Bank Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 25, 2023 | Non-Compliance securities law against Pioneer Shares & Securities Ltd. |
|
| 2 | July 11, 2023 | Non-Compliance securities law against Md. Tawhid Hossen |
|
| 3 | July 11, 2023 | Non-Compliance securities law against M-Securities Limited |
|
| 4 | July 11, 2023 | Non-Compliance securities law against Kamal Uddin |
|
| 5 | July 11, 2023 | Non-Compliance securities law against Supriya Saha |
|
| 6 | July 11, 2023 | Non-Compliance securities law against Md. Mofizur Rahman |
|
| 7 | July 11, 2023 | Non-Compliance securities law against ICB Securities Trading Company Limited |
|
| 8 | July 11, 2023 | Non-Compliance securities law against Shayka Sarmin Chowdhury |
|
| 9 | July 11, 2023 | Non-Compliance securities law against Mohammad Imran Hossain Shoel |
|
| 10 | July 11, 2023 | Non-Compliance securities law against Salauddin Haider |
|
| 11 | July 11, 2023 | Non-Compliance securities law against Trustee Securities Limited |
|
| 12 | July 11, 2023 | Non-Compliance securities law against Safiqul Islam |
|
| 13 | July 11, 2023 | Non-Compliance securities law against Aman Uddin Ahmed |
|
| 14 | July 09, 2023 | Non-Compliance securities law against Sonar Bangla Capital Management Ltd. |
|
| 15 | July 05, 2023 | Non-Compliance securities law against Preminer Leasing Securities Ltd. |
|
| 16 | July 05, 2023 | Non-Compliance securities law against UniCap Securities Ltd. |
|
| 17 | July 05, 2023 | Non-Compliance securities law against Saya Securities Ltd. |
|
| 18 | July 04, 2023 | Non-Compliance securities law against Mr. Kazi Md Fazlur Karim |
|
| 19 | July 04, 2023 | Non-compliance securities law against Mr. Mabiur Rahman Sarker (Mabin) |
|
| 20 | July 04, 2023 | Non-compliance securities law against Ms. Faujia Yesmin |
|
| 21 | July 04, 2023 | Non-compliance securities law against Popular Life Insurance Co. Ltd. |
|
| 22 | July 04, 2023 | Non-compliance securities law against Mr. Mostofa Helal Kabir |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 26, 2023 | Non-compliance securities law against Galaxy Capital Ltd. |
|
| 2 | June 25, 2023 | Non-compliance securities law against Md. Abdul Quddus Amin |
|
| 3 | June 25, 2023 | Non-compliance securities law against Md. Suleaman |
|
| 4 | June 25, 2023 | Non-compliance securities law against Md. Sajib Hossain |
|
| 5 | June 25, 2023 | Non-compliance securities law against Md. Shahjalal Dalim |
|
| 6 | June 25, 2023 | Non-compliance securities law against Arifa Begum Lucky |
|
| 7 | June 25, 2023 | Non-compliance securities law against Cogent Bangladesh Ltd. |
|
| 8 | June 25, 2023 | Non-compliance securities law against Md. Mohibullah Kabir |
|
| 9 | June 25, 2023 | Non-compliance securities law against Nurunnesa Saki |
|
| 10 | June 25, 2023 | Non-compliance securities law against Adams Securities Ltd. |
|
| 11 | June 22, 2023 | Non-compliance securities law against CMSL Securities Ltd. |
|
| 12 | June 21, 2023 | Non-compliance securities law against NLI Securities Ltd. |
|
| 13 | June 15, 2023 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 14 | June 14, 2023 | Non-compliance securities law against Mr. K. M. Afjanur Rahman |
|
| 15 | June 14, 2023 | Non-compliance securities law against Mr. Md. Habibur Rahman Khan |
|
| 16 | June 14, 2023 | Non-compliance securities law against Mr. Zahir Uddin Md. Babur |
|
| 17 | June 14, 2023 | Non-compliance securities law against Rapid Securities Ltd. |
|
| 18 | June 14, 2023 | Non-compliance securities law against Momi Ghosh |
|
| 19 | June 14, 2023 | Non-compliance securities law against Mohammed Shaheen |
|
| 20 | June 14, 2023 | Non-compliance securities law against Mohammed Mohiuddin |
|
| 21 | June 14, 2023 | Non-compliance securities law against Island Securities Ltd. |
|
| 22 | June 13, 2023 | Non-compliance securities law against Md. Salauddin Haider |
|
| 23 | June 01, 2023 | Non-compliance securities law against Mr. Mustafizur Rahman |
|
| 24 | June 01, 2023 | Non-compliance securities law against Md. Sajid Rahman |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 18, 2023 | Non-compliance securities law against Stock & Bonds Ltd. (DSE TREC# 199) |
|
| 2 | May 18, 2023 | Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd. |
|
| 3 | May 18, 2023 | Non-compliance securities law against DMR Securities Services Ltd. |
|
| 4 | May 18, 2023 | Non-compliance securities law against BD Finance Securities Ltd.(DSE TREC # 030) |
|
| 5 | May 17, 2023 | Non-compliance securities law against Sonar Bangla Capital Management Ltd. |
|
| 6 | May 16, 2023 | Non-compliance securities law against UniCap Securities Ltd. |
|
| 7 | May 16, 2023 | Non-compliance securities law against Purabi Securities Ltd. |
|
| 8 | May 16, 2023 | Non-compliance securities law against Dhaka Bank Securities Ltd. |
|
| 9 | May 16, 2023 | Non-compliance securities law against Md. Hasibul Hasan |
|
| 10 | May 16, 2023 | Non-compliance securities law against Rapid Securities Ltd. |
|
| 11 | May 16, 2023 | Non-compliance securities law against Joytun Securities International Ltd. |
|
| 12 | May 15, 2023 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 13 | May 15, 2023 | Non-compliance securities law against Mr. Gulam Mustafa |
|
| 14 | May 15, 2023 | Non-compliance securities law against Mrs. Nasima Akter Lata |
|
| 15 | May 14, 2023 | Non-compliance securities law against Prudential Capital Ltd. |
|
| 16 | May 10, 2023 | Non-compliance securities law against Md. Mehedi Hasan Chowdhury |
|
| 17 | May 10, 2023 | Non-compliance securities law against Md. Nurul Anwar Chowdhury |
|
| 18 | May 09, 2023 | Non-compliance securities law against Ahsan Ul Mahmud |
|
| 19 | May 09, 2023 | Non-compliance securities law against Kamrun Naher |
|
| 20 | May 09, 2023 | Non-compliance securities law against Nurer Hawa Chowdhury |
|
| 21 | May 09, 2023 | Non-compliance securities law against Md. Sharif Uddin Chowdhury |
|
| 22 | May 09, 2023 | Non-compliance securities law against Zobayer Mohsin Kabir |
|
| 23 | May 09, 2023 | Non-compliance securities law against Shah Imran Chowdhury |
|
| 24 | May 09, 2023 | Non-compliance securities law against Md. Nazmul Hasan Chowdhury |
|
| 25 | May 09, 2023 | Non-compliance securities law against Khodeza Begum |
|
| 26 | May 09, 2023 | Non-compliance securities law against Md. Golam Kibria |
|
| 27 | May 09, 2023 | Non-compliance securities law against Md. Amzad Hossain Fakir |
|
| 28 | May 09, 2023 | Non-compliance securities law against Rajesh Saha |
|
| 29 | May 09, 2023 | Non-compliance securities law against Popy Rani Saha |
|
| 30 | May 09, 2023 | Non-compliance securities law against Securities Ltd. |
|
| 31 | May 09, 2023 | Non-compliance securities law against Lanka Bangla Securities Ltd. |
|
| 32 | May 09, 2023 | Non-compliance securities law against UCB Capital Management Ltd. |
|
| 33 | May 09, 2023 | Non-compliance securities law against Sabbir Ahmed Siddiqui |
|
| 34 | May 09, 2023 | Non-compliance securities law against Mst. Shama Rabbani |
|
| 35 | May 09, 2023 | Non-compliance securities law against Taslima Begum |
|
| 36 | May 09, 2023 | Non-compliance securities law against The Lawyers and Jurists |
|
| 37 | May 09, 2023 | Non-compliance securities law against Mahabub Alam |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 12, 2023 | Non-compliance securities law against EMES Securities Ltd |
|
| 2 | April 10, 2023 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 3 | April 09, 2023 | Non-compliance securities law against M. Securities Ltd. |
|
| 4 | April 09, 2023 | Non-compliance securities law against Abdul Quaium (Premier Bank Securities Ltd.) |
|
| 5 | April 09, 2023 | Non-compliance securities law against Md. Azimul Islam (Premier Bank Securities Ltd.) |
|
| 6 | April 09, 2023 | Non-compliance securities law against Jahan Securities Ltd. |
|
| 7 | April 09, 2023 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 8 | April 09, 2023 | Non-compliance securities law against ETBL Securities & Exchange Ltd |
|
| 9 | April 09, 2023 | Non-compliance securities law against Anisul Islam Mahmud (First Capital Securities Ltd. |
|
| 10 | April 09, 2023 | Non-compliance securities law against Shasha Garments Ltd. |
|
| 11 | April 09, 2023 | Non-compliance securities law against ABDUL MOBIN MOLLAH (SIBL Securities Ltd.) |
|
| 12 | April 09, 2023 | Non-compliance securities law against Abu Sadat Md. Sayem (Sheltech Brokerage Ltd. |
|
| 13 | April 09, 2023 | Non-compliance securities law against Mr. Salim Rahman (United Securities Ltd.) |
|
| 14 | April 04, 2023 | Non-compliance securities law against Mohammar Arifur Rahman (Sheltech Brokerage Ltd.) |
|
| 15 | April 04, 2023 | Non-compliance securities law against Shahanara Begum (Shanata Securities Ltd.) |
|
| 16 | April 04, 2023 | Non-compliance securities law against Md. Mahabubur Rahman (Dhaka Bank Securities Ltd.) |
|
| 17 | April 04, 2023 | Non-compliance securities law against Farhana Abedin (UCB Capital Management Ltd.) |
|
| 18 | April 04, 2023 | Non-compliance securities law against Estern Bank Limited (EBL securities Ltd.) |
|
| 19 | April 04, 2023 | Non-compliance securities law against EBL Securities Ltd. |
|
| 20 | April 04, 2023 | Non-compliance securities law against Md. Lutfur Rahman (EBL Securities Ltd.) |
|
| 21 | April 04, 2023 | Non-compliance securities law against Ferdoushi Begum (EBL Securities Ltd.) |
|
| 22 | April 04, 2023 | Non-compliance securities law against Md. Sayadur Rahman (UCB Stock Brokerage Ltd.) |
|
| 23 | April 03, 2023 | Non-compliance securities law against Sheltech Brokerage Ltd. |
|
| 24 | April 03, 2023 | Non-compliance securities law against Fortune Securities (PVT) Ltd. |
|
| 25 | April 03, 2023 | Non-compliance securities law against Paramount Spinning Ltd. |
|
| 26 | April 02, 2023 | Non-compliance securities law against Paramount Holdings Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 27, 2023 | Non-compliance securities law against K-Securities & Consultants Ltd. |
|
| 2 | March 20, 2023 | Non-compliance securities law against Sylnet Securities Ltd. |
|
| 3 | March 19, 2023 | Non-compliance securities law against Bluechip Securities Ltd |
|
| 4 | March 15, 2023 | Non-compliance securities law against SK Md. Mostafa Kamal (NRBC Bank Securities Ltd.) |
|
| 5 | March 15, 2023 | Non-compliance securities law against NRBC Bank Securities Ltd. |
|
| 6 | March 13, 2023 | Non-compliance securities law against Royal Capital Ltd |
|
| 7 | March 13, 2023 | Non-compliance securities law against Adams Securities Ltd. |
|
| 8 | March 06, 2023 | Non-compliance securities law against Farzana Naheed (Premier Bank Securities Ltd.) |
|
| 9 | March 06, 2023 | Non-compliance securities law against Tanzina Naheed (Premier Bank Securities Ltd.) |
|
| 10 | March 06, 2023 | Non-compliance securities law against Naheed Shabnam (Premier Bank Securities Ltd.) |
|
| 11 | March 05, 2023 | Non-compliance securities law against Federal Securities and Investment Ltd. |
|
| 12 | March 01, 2023 | Non-compliance securities law against Adil Securities Ltd. |
|
| 13 | March 01, 2023 | Non-compliance securities law against Shyamol Equity Management Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 28, 2023 | Non-compliance securities law against Newline Clothing Ltd. |
|
| 2 | February 14, 2023 | Non-compliance securities law against Information Services Network Ltd._215_ |
|
| 3 | February 14, 2023 | Non-compliance securities law against Zinnia Nasreen Huque (Information Services Network Ltd) |
|
| 4 | February 14, 2023 | Non-compliance securities law against Information Services Network Ltd. |
|
| 5 | February 14, 2023 | Non-compliance securities law against Mrs. Fatima Huq (Information Services Network Ltd.) |
|
| 6 | February 08, 2023 | Non-compliance securities law against Libra Infusion Ltd. |
|
| 7 | February 08, 2023 | Non-compliance securities law against Prof. Dr. AKM Aminul Haque |
|
| 8 | February 06, 2023 | Non-compliance securities law against Salta Capital Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 30, 2023 | Non-compliance securities law against Al-Arafah Islami Bank Ltd. |
|
| 2 | January 30, 2023 | Non-compliance securities law against Md. Nasim Uddin |
|
| 3 | January 30, 2023 | Non-compliance securities law against AIBL Employee Gratuity Fund |
|
| 4 | January 30, 2023 | Non-compliance securities law against AIBL Folio new |
|
| 5 | January 29, 2023 | Order against Ms. Evana Fahmida Mohammad(Appollo Ispat Complex Limited) |
|
| 6 | January 29, 2023 | Order against Ms. Roxshana Begum(Appollo Ispat Complex Limited) |
|
| 7 | January 29, 2023 | Order against Mr M. A. Majid(Appollo Ispat Complex Limited) |
|
| 8 | January 29, 2023 | Order against Mr.Md Rafique(Appollo Ispat Complex Limited) |
|
| 9 | January 29, 2023 | Non-compliance securities law against Libra Infusions Ltd. |
|
| 10 | January 28, 2023 | Order against Mrs. Kazi Sadia Hasan |
|
| 11 | January 28, 2023 | Order against DIT Co-operative Ltd. |
|
| 12 | January 28, 2023 | Order against Md. A. G. Mahmud |
|
| 13 | January 28, 2023 | Order against Md. Saif Ullah |
|
| 14 | January 26, 2023 | Non-compliance securities law against Agramit Limited |
|
| 15 | January 25, 2023 | Non-compliance securities law against Md. Saif Ullah |
|
| 16 | January 25, 2023 | Non-compliance securities law against Janasheba Foundation |
|
| 17 | January 25, 2023 | Non-compliance securities law against Bangabandhu Memorial Hospital |
|
| 18 | January 25, 2023 | Non-compliance securities law against Dr. Md. Fazle Manzur |
|
| 19 | January 25, 2023 | Non-compliance securities law against Mr. ASM Saimur Rahman Sikder |
|
| 20 | January 25, 2023 | Non-compliance securities law against Mr. Md. Salauddin Haider & Associate |
|
| 21 | January 25, 2023 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 22 | January 25, 2023 | Non-compliance securities law against Authorized Representative of NLI Securities Ltd. |
|
| 23 | January 25, 2023 | Non-compliance securities law against Humayun Bokhteyar and his Associates |
|
| 24 | January 24, 2023 | Non-compliance securities law against Dr. Md. Abu Syed Tito(Prilink Securities Ltd.) |
|
| 25 | January 24, 2023 | Non-compliance securities law against Dr. Md. Zahirul Islam(Prilink Securities Ltd. |
|
| 26 | January 24, 2023 | Non-compliance securities law against Golam Mostafa(Prilink Securities Ltd.) |
|
| 27 | January 24, 2023 | Non-compliance securities law against Ifad Multi Products Ltd. |
|
| 28 | January 24, 2023 | Non-compliance securities law against Iftekhar Ahmed Tipu(City Brokerage Ltd.) |
|
| 29 | January 24, 2023 | Non-compliance securities law against Kazi Abdul Hasib(Bank Asia Securities Ltd.) |
|
| 30 | January 24, 2023 | Non-compliance securities law against JMI Syringes and Medical Devices Ltd. |
|
| 31 | January 24, 2023 | Non-compliance securities law against Nilufar Ahmed(City Brokerage Ltd.) |
|
| 32 | January 24, 2023 | Non-compliance securities law against Prilink Securities Ltd. Strategic Investment |
|
| 33 | January 24, 2023 | Non-compliance securities law against Prilink Securities Ltd. |
|
| 34 | January 24, 2023 | Non-compliance securities law against Rahima Khatun(Prilink Securities Ltd.) |
|
| 35 | January 24, 2023 | Non-compliance securities law against Romesha Khatun(Prilink Securities Ltd.) |
|
| 36 | January 24, 2023 | Non-compliance securities law against Mr. Sakhawat Pervez(Prilink Securities Ltd.) |
|
| 37 | January 24, 2023 | Non-compliance securities law against Mr. Tanveer Ahmed(City Brokerage Ltd.) |
|
| 38 | January 24, 2023 | Non-compliance securities law against Mr. Tashfeen Ahmed(City Brokerage Ltd.) |
|
| 39 | January 24, 2023 | Non-compliance securities law against Mr. Taskeen Ahmed(LankaBangla Securities Ltd.) |
|
| 40 | January 22, 2023 | Non-compliance securities law against Ms. Kazi Sadia Hasan |
|
| 41 | January 22, 2023 | Non-compliance securities law against Mr. Md. Tarek Aziz Mazumder |
|
| 42 | January 22, 2023 | Non-compliance securities law against Md. Abul Khayer(149) |
|
| 43 | January 22, 2023 | Non-compliance securities law against Md. Abul Khayer(148) |
|
| 44 | January 22, 2023 | Non-compliance securities law against Md. Abul Khayer |
|
| 45 | January 22, 2023 | Non-compliance securities law against CWT Asset Management Company Ltd. |
|
| 46 | January 22, 2023 | Non-compliance securities law against Ifad Enterprises Ltd. |
|
| 47 | January 20, 2023 | Non-compliance securities law against Al-haj Securities & Stocks Ltd. |
|
| 48 | January 19, 2023 | Non-compliance securities law against Mostafa Helal Kabir(UCB Stock Brokerage Ltd.) |
|
| 49 | January 19, 2023 | Non-compliance securities law against M-S Junny Munni Paribahan |
|
| 50 | January 19, 2023 | Non-compliance securities law against Popular Life Insurance Co. Ltd. |
|
| 51 | January 19, 2023 | Non-compliance securities law against Saburo Indigo Ltd. |
|
| 52 | January 19, 2023 | Non-compliance securities law against Shams Mahmud |
|
| 53 | January 19, 2023 | Non-compliance securities law against Shasha Garments Ltd. |
|
| 54 | January 19, 2023 | Non-compliance securities law against MAH Securities Ltd.(129) |
|
| 55 | January 19, 2023 | Non-compliance securities law against Khwaja Equity Service Ltd. |
|
| 56 | January 19, 2023 | Non-compliance securities law against Dynamic Securities Consultants Ltd.(126) |
|
| 57 | January 19, 2023 | Non-compliance securities law against ASENZ Securities Ltd. |
|
| 58 | January 19, 2023 | Non-compliance securities law against Habibur Rahman Securities Ltd. |
|
| 59 | January 19, 2023 | Non-compliance securities law against Fareast Islami Securities Ltd. |
|
| 60 | January 19, 2023 | Non-compliance securities law against Shahed Securities Ltd. |
|
| 61 | January 19, 2023 | Non-compliance securities law against BLI Securities Ltd. |
|
| 62 | January 19, 2023 | Non-compliance securities law against Times Securities Ltd. |
|
| 63 | January 19, 2023 | Non-compliance securities law against PFI Securities Ltd. |
|
| 64 | January 19, 2023 | Non-compliance securities law against SCL Securities Ltd. |
|
| 65 | January 19, 2023 | Non-compliance securities law against NBL Securities Ltd. |
|
| 66 | January 19, 2023 | Non-compliance securities law against International Leasing Securities Ltd. |
|
| 67 | January 19, 2023 | Non-compliance securities law against Vision Capital Management Ltd. |
|
| 68 | January 19, 2023 | Non-compliance securities law against Daulatunnessa Equities Ltd. |
|
| 69 | January 19, 2023 | Non-compliance securities law against Dynamic Securities Consultants Ltd. |
|
| 70 | January 19, 2023 | Non-compliance securities law against R N I Securities Ltd. |
|
| 71 | January 19, 2023 | Non-compliance securities law against Royal Capital Ltd. |
|
| 72 | January 19, 2023 | Non-compliance securities law against PFI Securities Ltd.(145) |
|
| 73 | January 19, 2023 | Non-compliance securities law against Camellia Duncan Foundation |
|
| 74 | January 19, 2023 | Non-compliance securities law against Pasha Capital Ltd |
|
| 75 | January 19, 2023 | Non-compliance securities law against Prudential Securities Ltd.(142) |
|
| 76 | January 19, 2023 | Non-compliance securities law against Prudential Securities Ltd. |
|
| 77 | January 19, 2023 | Non-compliance securities law against Mr. Ahmed Iftekharul Islam(EBL Securities Ltd.) |
|
| 78 | January 19, 2023 | Non-compliance securities law against Mr. Anisul Islam Mahmud(Citizen Securities & Investment Ltd.) |
|
| 79 | January 19, 2023 | Non-compliance securities law against Md. Rafiq Uddin(Royal Capital Ltd.) |
|
| 80 | January 19, 2023 | Non-compliance securities law against Salauddin Haider(NLI Securities Ltd.) |
|
| 81 | January 19, 2023 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd. |
|
| 82 | January 19, 2023 | Non-compliance securities law against MAH Securities Ltd. |
|
| 83 | January 19, 2023 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 84 | January 19, 2023 | Non-compliance securities law against Samata Leather Complex Ltd. |
|
| 85 | January 19, 2023 | Non-compliance securities law against Ms. Nassarrat Rahman (BLI Securities Ltd.) |
|
| 86 | January 19, 2023 | Non-compliance securities law against Al-Muntaha Trading Co. |
|
| 87 | January 19, 2023 | Non-compliance securities law against Md. Fakhrul Islam Securities Ltd. |
|
| 88 | January 19, 2023 | Non-compliance securities law against UGC Securities Ltd. |
|
| 89 | January 19, 2023 | Non-compliance securities law against Shah Mohammas Sagir & Co. Ltd. |
|
| 90 | January 19, 2023 | Non-compliance securities law against BRB Securities Ltd |
|
| 91 | January 19, 2023 | Non-compliance securities law against Anchor Securities Ltd. |
|
| 92 | January 18, 2023 | Non-compliance securities law against TSI Securities Ltd. |
|
| 93 | January 18, 2023 | Non-compliance securities law against Oasis Turner Limited |
|
| 94 | January 18, 2023 | Non-compliance securities law against Rashid Investment Services Ltd |
|
| 95 | January 08, 2023 | Order against Mr. Md. Mizanur Rahman |
|
| 96 | January 08, 2023 | Non-compliance securities law against Mohammad Akramul Haque(Vision Capital Management Ltd.) |
|
| 97 | January 05, 2023 | Non-compliance securities law against Adil Securities Limited |
|
| 98 | January 04, 2023 | Non-compliance securities law against Global Securities Ltd. |
|
| 99 | January 04, 2023 | Non-compliance securities law against M_S Karib Traders |
|
| 100 | January 03, 2023 | Non-compliance securities law against M_S Quaium & Sons |
|
| 101 | January 03, 2023 | Non-compliance securities law against MD. ASRAFUL ISLAM |
|
| 102 | January 03, 2023 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd. |
|
| 103 | January 03, 2023 | Non-compliance securities law against Morium Nessa |
|
| 104 | January 01, 2023 | Non-compliance securities law against Alltex Industries Ltd.(Company Secretary) |
|
| 105 | January 01, 2023 | Non-compliance securities law against Western Securities Investment Management Ltd. |
|
| 106 | January 01, 2023 | Non-compliance securities law against Mr. Mohammed Moazzem Hossain(City Bank Capital Resources Ltd.) |
|
| 107 | January 01, 2023 | Non-compliance securities law against Mr. Nazmul Islam(City Bank Capital Resources Ltd.) |
|
| 108 | January 01, 2023 | Non-compliance securities law against Mr. Mohammad Ariful Islam(Rashal) (City Bank Capital Resources Ltd.) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 29, 2022 | Non-compliance securities law against Shyamol Equity Management Ltd.(1687) |
|
| 2 | December 29, 2022 | Non-compliance securities law against Mr. Mozaharul Haque Shahid(Shyamol Equity Management Ltd.) |
|
| 3 | December 28, 2022 | Non-compliance securities law against Sterling Stocks and Securities Ltd. |
|
| 4 | December 28, 2022 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 5 | December 28, 2022 | Non-compliance securities law against NBL Securities Ltd.(1695) |
|
| 6 | December 28, 2022 | Non-compliance securities law against Mr. Mujibbur Rahman(EBL Securities Ltd.) |
|
| 7 | December 28, 2022 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 8 | December 28, 2022 | Non-compliance securities law against G M F Securities Ltd. |
|
| 9 | December 28, 2022 | Non-compliance securities law against Mr. Md. Amzad Hossain Fakir(BD Sunlife Securities Ltd.) |
|
| 10 | December 28, 2022 | Non-compliance securities law against M/S. A R Trading(BD Sunlife Securities Ltd.) |
|
| 11 | December 28, 2022 | Non-compliance securities law against Md. Amzad Hossan Fakir & Roksana Amzad(BD Sunlife Securities Ltd.) |
|
| 12 | December 28, 2022 | Non-compliance securities law against Md. Akib Amzad(BD Sunlife Securities Ltd.) |
|
| 13 | December 28, 2022 | Non-compliance securities law against EBL Securities Ltd. |
|
| 14 | December 28, 2022 | Non-compliance securities law against Abdul Quaium and Associates(Commerce Bank Securities and Investment Ltd.) |
|
| 15 | December 28, 2022 | Non-compliance securities law against Mohammad Abdul Hai(UCB Stock Brokerage Ltd.) |
|
| 16 | December 28, 2022 | Non-compliance securities law against Harpoon Securities Ltd. |
|
| 17 | December 28, 2022 | Non-compliance securities law against Fareast Islami Life ICL EPF TB |
|
| 18 | December 28, 2022 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 19 | December 28, 2022 | Non-compliance securities law against Mr. Tariq Ibrahim & Kajol Ibrahim(Ibrahim Securities Ltd.) |
|
| 20 | December 28, 2022 | Non-compliance securities law against Mr. Md. Saidur Rahman(International Leasing Securities Ltd.) |
|
| 21 | December 28, 2022 | Non-compliance securities law against Mr. Jasim Uddin(MSA Spinning Ltd.) |
|
| 22 | December 28, 2022 | Non-compliance securities law against Ms. Chandana Liouni Das |
|
| 23 | December 28, 2022 | Non-compliance securities law against Mr. James Martin Das |
|
| 24 | December 28, 2022 | Non-compliance securities law against Mr. Golam Kabir(SIBL Securities Ltd.) |
|
| 25 | December 28, 2022 | Non-compliance securities law against Mr. Atiqueur Rahman Mullick(SIBL Securities Ltd.) |
|
| 26 | December 28, 2022 | Non-compliance securities law against Md. Mizanur Rahman(Elegent Stock & Securities Ltd.) |
|
| 27 | December 28, 2022 | Non-compliance securities law against A.B.M. Abdul Hye(Elegent Stock & Securities Ltd.) |
|
| 28 | December 26, 2022 | Non-compliance securities law against Mr. Abdul Quader(Nouvelle Securities Ltd.) |
|
| 29 | December 26, 2022 | Non-compliance securities law against NBL Securities Ltd. |
|
| 30 | December 26, 2022 | Non-compliance securities law against AHC Securities Ltd. |
|
| 31 | December 21, 2022 | Non-compliance securities law against Mahedi Hasan(Square Securities Management Ltd.) |
|
| 32 | December 21, 2022 | Non-compliance securities law against Mahdi Amin(BD Finance Securities Ltd.) |
|
| 33 | December 14, 2022 | Order against Shatrong Agro Fisheries Ltd.(EBL Securities Ltd.) |
|
| 34 | December 14, 2022 | Order against Md. Louthful Goni Tito(Multi Securities & Services Ltd.) |
|
| 35 | December 14, 2022 | Non-compliance securities law against Shammi Neawaz.(Multi Securities & Services Ltd.) |
|
| 36 | December 12, 2022 | Non-compliance securities law against Arena Securities Ltd. |
|
| 37 | December 07, 2022 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 38 | December 07, 2022 | Non-compliance securities law against Eminent Securities Ltd. |
|
| 39 | December 07, 2022 | Non-compliance securities law against Hasan Securities Ltd. |
|
| 40 | December 07, 2022 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 41 | December 07, 2022 | Non-compliance securities law against Ace Capital Management Service Ltd. |
|
| 42 | December 04, 2022 | Non-compliance securities law against Mohammadi Stock Market Ltd. |
|
| 43 | December 01, 2022 | Non-compliance securities law against UGC Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 29, 2022 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 2 | November 29, 2022 | Non-compliance securities law against International Leasing Securities Ltd. |
|
| 3 | November 29, 2022 | Non-compliance securities law against Pubali Bank Securities Ltd. |
|
| 4 | November 29, 2022 | Non-compliance securities law against Reliance Brokerage Services Ltd.(AVIVA Equity Management Ltd.) |
|
| 5 | November 29, 2022 | Non-compliance securities law against AB Investment Ltd. |
|
| 6 | November 28, 2022 | Non-compliance securities law against NRBC Bank Securities Ltd.(1547) |
|
| 7 | November 28, 2022 | Non-compliance securities law against NRBC Bank Securities Ltd.(1546) |
|
| 8 | November 28, 2022 | Non-compliance securities law against NRBC Bank Securities Ltd. |
|
| 9 | November 28, 2022 | Non-compliance securities law against G.M. Akther Hussain(1544) |
|
| 10 | November 28, 2022 | Non-compliance securities law against G.M. Akther Hussain(1543) |
|
| 11 | November 28, 2022 | Non-compliance securities law against G.M. Akther Hussain(1542) |
|
| 12 | November 27, 2022 | Non-compliance securities law against Eastern Capital Ltd. |
|
| 13 | November 27, 2022 | Non-compliance securities law against Sheltech Brokerage Ltd. |
|
| 14 | November 27, 2022 | Non-compliance securities law against IBSL Stock Dealer Account |
|
| 15 | November 22, 2022 | Order against Md. Jashim Uddin |
|
| 16 | November 22, 2022 | Non-compliance securities law against Star Sharebazar Ltd. |
|
| 17 | November 20, 2022 | Non-compliance securities law against Investment Corporation of Bangladesh(ICB)(1507) |
|
| 18 | November 20, 2022 | Non-compliance securities law against Investment Corporation of Bangladesh(ICB) |
|
| 19 | November 17, 2022 | Non-compliance securities law against Apex Investments Ltd. |
|
| 20 | November 16, 2022 | Order against Kazi Amdadul Hoque |
|
| 21 | November 16, 2022 | Order against Hosne Ara Begum |
|
| 22 | November 16, 2022 | Order against Md. Abdus Sultan |
|
| 23 | November 16, 2022 | Order against Shahida Arabi |
|
| 24 | November 16, 2022 | Order against Md. Saiful Islam Helaly |
|
| 25 | November 16, 2022 | Order against Mohammad Hamdul Islam |
|
| 26 | November 16, 2022 | Non-compliance securities law against Mr. Sayed Shahinur Rahman(Shahin) |
|
| 27 | November 16, 2022 | Non-compliance securities law against Rifat Trade International |
|
| 28 | November 16, 2022 | Non-compliance securities law against New Blue Bird International |
|
| 29 | November 16, 2022 | Non-compliance securities law against M S Hassan Brothers |
|
| 30 | November 16, 2022 | Non-compliance securities law against Mr. Mohanmmad rafiqul Islam Miah |
|
| 31 | November 16, 2022 | Non-compliance securities law against Mr. Md. Altamasul Islam Rasel |
|
| 32 | November 16, 2022 | Non-compliance securities law against Mr. MD Abu Naser Sarker |
|
| 33 | November 16, 2022 | Non-compliance securities law against Mr. Md. Abid Hossain Khan |
|
| 34 | November 16, 2022 | Non-compliance securities law against Mr. Majedul Islam |
|
| 35 | November 16, 2022 | Non-compliance securities law against Mr. Biddhut Ranjan shaha |
|
| 36 | November 16, 2022 | Non-compliance securities law against Mrs. Ayesha Sarker |
|
| 37 | November 16, 2022 | Non-compliance securities law against Anannya Traders |
|
| 38 | November 16, 2022 | Non-compliance securities law against Anannya Printers |
|
| 39 | November 16, 2022 | Non-compliance securities law against Mr. A.K.M. Mizanur Rahman Services Ltd. |
|
| 40 | November 14, 2022 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd.(1467) |
|
| 41 | November 14, 2022 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd. |
|
| 42 | November 14, 2022 | Non-compliance securities law against Khwaja Equity Services Ltd.(1465) |
|
| 43 | November 14, 2022 | Non-compliance securities law against Khwaja Equity Services Ltd. |
|
| 44 | November 14, 2022 | Non-compliance securities law against Saad Securities Ltd.(1463) |
|
| 45 | November 14, 2022 | Non-compliance securities law against Saad Securities Ltd. |
|
| 46 | November 14, 2022 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 47 | November 14, 2022 | Non-compliance securities law against ARC Securities Ltd.(1460) |
|
| 48 | November 14, 2022 | Non-compliance securities law against ARC Securities Ltd. |
|
| 49 | November 14, 2022 | Non-compliance securities law against Investment Promotion Service Ltd. |
|
| 50 | November 06, 2022 | Order against Alif Assets Management Company Ltd. |
|
| 51 | November 06, 2022 | Non-compliance securities law against Md. Shaidullah Securities Ltd. |
|
| 52 | November 02, 2022 | Non-compliance securities law against Vantage Securities Ltd. |
|
| 53 | November 01, 2022 | Non-compliance securities law against Ten Stars (Pvt.) Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 31, 2022 | Non-compliance securities law against Paramount Textile Ltd. |
|
| 2 | October 31, 2022 | Non-compliance securities law against Paramount Insurance Company Ltd. |
|
| 3 | October 31, 2022 | Non-compliance securities law against MTB Securities Ltd. |
|
| 4 | October 30, 2022 | Order against Mr. Md. Abul Khayer and his Associates |
|
| 5 | October 30, 2022 | Non-compliance securities law against S.M. Fazlul Haque |
|
| 6 | October 30, 2022 | Non-compliance securities law against Mr. Nani Gopal Das(Authorized representative of Mercantile Bank Securities Limited) |
|
| 7 | October 30, 2022 | Non-compliance securities law against Mercantile Bank Securities Ltd. |
|
| 8 | October 30, 2022 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 9 | October 30, 2022 | Non-compliance securities law against Sharp Securities Ltd. |
|
| 10 | October 30, 2022 | Non-compliance securities law against Rose Securities Ltd. |
|
| 11 | October 30, 2022 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd.(1412) |
|
| 12 | October 30, 2022 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd. |
|
| 13 | October 30, 2022 | Non-compliance securities law against Royal Capital Ltd. |
|
| 14 | October 20, 2022 | Non-compliance securities law against Aloco Securities Ltd. |
|
| 15 | October 20, 2022 | Non-compliance securities law against AB & Co.Ltd. |
|
| 16 | October 20, 2022 | Non-compliance securities law against UCB Stock Brokerage Ltd. |
|
| 17 | October 20, 2022 | Non-compliance securities law against IDLC Securities Ltd. |
|
| 18 | October 20, 2022 | Non-compliance securities law against Ibrahim Securities Ltd. |
|
| 19 | October 20, 2022 | Non-compliance securities law against Globe Securities Ltd.(1354) |
|
| 20 | October 20, 2022 | Non-compliance securities law against EBL Securities Ltd. |
|
| 21 | October 20, 2022 | Non-compliance securities law against Arena Securities Ltd. |
|
| 22 | October 20, 2022 | Non-compliance securities law against Anwar Securities Ltd. |
|
| 23 | October 20, 2022 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd. |
|
| 24 | October 20, 2022 | Non-compliance securities law against Akij Capital Management Ltd. |
|
| 25 | October 20, 2022 | Non-compliance securities law against A.B. Ispahani Securities Ltd. |
|
| 26 | October 20, 2022 | Non-compliance securities law against Eminent Securities Ltd. |
|
| 27 | October 19, 2022 | Non-compliance securities law against Globe Securities Ltd. |
|
| 28 | October 18, 2022 | Order against Mohammad Jahidul Abedin |
|
| 29 | October 18, 2022 | Order against Md. Saif Ullah(1339) |
|
| 30 | October 18, 2022 | Order against Md. A. G. Mahmud |
|
| 31 | October 18, 2022 | Order against S. M. Motaharul Jannan |
|
| 32 | October 18, 2022 | Non-compliance securities law against Times Securities Ltd. |
|
| 33 | October 16, 2022 | Order against Md. Nasar Uddin |
|
| 34 | October 16, 2022 | Order against Sharmin Akter Lovely |
|
| 35 | October 16, 2022 | Non-compliance securities law against Shahjalal Islami Bank Securities Ltd. |
|
| 36 | October 16, 2022 | Non-compliance securities law against Labeeb Enterprise |
|
| 37 | October 13, 2022 | Order against Mr. Md. Jashim Uddin |
|
| 38 | October 13, 2022 | Order against Oshadhi Securities Ltd. |
|
| 39 | October 12, 2022 | Non-compliance securities law against Nizam's Shares and Securities Ltd. |
|
| 40 | October 04, 2022 | Non-compliance securities law against United Financial Trading Co. Ltd. |
|
| 41 | October 04, 2022 | Non-compliance securities law against UniCap Securities Ltd. |
|
| 42 | October 04, 2022 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 43 | October 04, 2022 | Non-compliance securities law against Jahan Securities Ltd. |
|
| 44 | October 03, 2022 | Order against Md. Saif Ullah |
|
| 45 | October 03, 2022 | Non-compliance securities law against Oshadhi Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 29, 2022 | Non-compliance securities law against AB Securities Ltd. |
|
| 2 | September 29, 2022 | Non-compliance securities law against United Financial Trading Ltd. |
|
| 3 | September 29, 2022 | Non-compliance securities law against BD Sunlife Securities Ltd. |
|
| 4 | September 29, 2022 | Non-compliance securities law against Commerce Bank Securities and Investments Ltd. |
|
| 5 | September 29, 2022 | Non-compliance securities law against BDBL Investment Securities Ltd. |
|
| 6 | September 29, 2022 | Non-compliance securities law against SIBL Securities Ltd. |
|
| 7 | September 29, 2022 | Non-compliance securities law against A N F Management Company Ltd. |
|
| 8 | September 29, 2022 | Non-compliance securities law against SKYS Securities Ltd. |
|
| 9 | September 29, 2022 | Non-compliance securities law against Jesco Capital Management Ltd. |
|
| 10 | September 29, 2022 | Non-compliance securities law against Smart Share and Securities Ltd. |
|
| 11 | September 27, 2022 | Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd. |
|
| 12 | September 27, 2022 | Non-compliance securities law against Paramount Textile Ltd. |
|
| 13 | September 27, 2022 | Non-compliance securities law against Shahjalal Islami Bank Securities Ltd. |
|
| 14 | September 26, 2022 | Non-compliance securities law against Lotus Shares & Securities Ltd. |
|
| 15 | September 26, 2022 | Non-compliance securities law against Mr. Kabir Uddin (City Brokerage Limited) |
|
| 16 | September 26, 2022 | Non-compliance securities law against United Financial Trading Co. Ltd. |
|
| 17 | September 26, 2022 | Non-compliance securities law against A.L. Securities Ltd. |
|
| 18 | September 26, 2022 | Non-compliance securities law against Ms. Sanjida Rahman(LankaBangla Securities Ltd.) |
|
| 19 | September 25, 2022 | Non-compliance securities law against Unique Insecticides Ltd. |
|
| 20 | September 25, 2022 | Non-compliance securities law against Unique Plastic Industries Ltd. |
|
| 21 | September 25, 2022 | Non-compliance securities law against Mrs. Maksuda Hossain |
|
| 22 | September 25, 2022 | Non-compliance securities law against Md. Jubair Hossain |
|
| 23 | September 22, 2022 | Non-compliance securities law against Md. Sajjadur Rahman Bhuiyan |
|
| 24 | September 22, 2022 | Non-compliance securities law against NBL Securities Ltd. |
|
| 25 | September 21, 2022 | Non-compliance securities law against Sheltech Brokerage Ltd. |
|
| 26 | September 20, 2022 | Order against Mr. Md. A. G. Mahmud |
|
| 27 | September 20, 2022 | Order against Md. Saif Ullah |
|
| 28 | September 20, 2022 | Order against Mr. Md. Jashim Uddin |
|
| 29 | September 19, 2022 | Order against Swadesh Investment Management Ltd. |
|
| 30 | September 19, 2022 | Non-compliance securities law against DMR Securities Services Ltd. |
|
| 31 | September 19, 2022 | Non-compliance securities law against SIBL Securities Ltd. |
|
| 32 | September 18, 2022 | Order against Bloominance Asset Management Company Ltd. |
|
| 33 | September 18, 2022 | Non-compliance securities law against Harun_Securities Ltd. |
|
| 34 | September 13, 2022 | Non-compliance securities law against Mr. Harun-Or-Rashid (Sponsor of Standard Bank Ltd.) |
|
| 35 | September 13, 2022 | Non-compliance securities law against Standard Bank Securities Ltd. |
|
| 36 | September 11, 2022 | Non-compliance securities law against Indicate Securities Ltd. |
|
| 37 | September 11, 2022 | Non-compliance securities law against PLFS Investments Ltd. |
|
| 38 | September 11, 2022 | Non-compliance securities law against Swadesh Investment Management Ltd. |
|
| 39 | September 11, 2022 | Non-compliance securities law against AIBL Capital Management Ltd. |
|
| 40 | September 11, 2022 | Non-compliance securities law against Imperial Capital Ltd. |
|
| 41 | September 11, 2022 | Non-compliance securities law against ACE Capital Management Services Ltd. |
|
| 42 | September 11, 2022 | Non-compliance securities law against Shahjalal Equity Management Ltd. |
|
| 43 | September 11, 2022 | Non-compliance securities law against NRB Equity Management Ltd. |
|
| 44 | September 05, 2022 | Non-compliance securities law against Farest Stocks & Bonds Ltd. |
|
| 45 | September 05, 2022 | Non-compliance securities law against Island Securities Ltd. |
|
| 46 | September 05, 2022 | Non-compliance securities law against Stock & bond Ltd. |
|
| 47 | September 05, 2022 | Non-compliance securities law against MTB Securities Ltd. |
|
| 48 | September 05, 2022 | Non-compliance securities law against Apar Aminul |
|
| 49 | September 05, 2022 | Non-compliance securities law against Pramith Aminul Parosh |
|
| 50 | September 04, 2022 | Order against Banco Finance & Investment Ltd. |
|
| 51 | September 04, 2022 | Non-compliance securities law against Mohammad Ata Karim & Co. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 31, 2022 | Non-compliance securities law against EMES Securities Ltd. |
|
| 2 | August 31, 2022 | Non-compliance securities law against Shyamol Equity Management Ltd.(1170) |
|
| 3 | August 31, 2022 | Non-compliance securities law against Shyamol Equity Management Ltd. |
|
| 4 | August 29, 2022 | Non-compliance securities law against Uniroyal Securities Ltd. |
|
| 5 | August 29, 2022 | Non-compliance securities law against NLI Securities Ltd. |
|
| 6 | August 29, 2022 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 7 | August 29, 2022 | Non-compliance securities law against Vertex Stock & Securities Ltd. |
|
| 8 | August 29, 2022 | Non-compliance securities law against UCB Stock Brokerage Ltd. |
|
| 9 | August 29, 2022 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 10 | August 29, 2022 | Non-compliance securities law against United Financial Trading Company Ltd. |
|
| 11 | August 28, 2022 | Non-compliance securities law against Fareast Stock & Bond Ltd. |
|
| 12 | August 28, 2022 | Non-compliance securities law against Chittagong Shares & Securities Ltd. |
|
| 13 | August 28, 2022 | Non-compliance securities law against B & B Enterprise Ltd. |
|
| 14 | August 24, 2022 | Non-compliance securities law against EBL Securities Ltd. |
|
| 15 | August 24, 2022 | Non-compliance securities law against Bank Asia Securities Ltd.(1135) |
|
| 16 | August 24, 2022 | Non-compliance securities law against BD Sunlife Securities Ltd. |
|
| 17 | August 24, 2022 | Non-compliance securities law against Phoenix Securities Ltd. |
|
| 18 | August 24, 2022 | Non-compliance securities law against Dhanmondi Securities Ltd. |
|
| 19 | August 23, 2022 | Non-compliance securities law against Mona Financial Consultancy and Securities Ltd. |
|
| 20 | August 23, 2022 | Non-compliance securities law against Eminent Securities Ltd. |
|
| 21 | August 22, 2022 | Non-compliance securities law against Hazrat Amanat Shah Securities Ltd. |
|
| 22 | August 22, 2022 | Non-compliance securities law against Azam Securities Ltd. |
|
| 23 | August 22, 2022 | Non-compliance securities law against AD Holdings & Securities Ltd. |
|
| 24 | August 22, 2022 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 25 | August 22, 2022 | Non-compliance securities law against Imtiyaz Husain Securities Ltd. |
|
| 26 | August 22, 2022 | Non-compliance securities law against Indicate Securities Consultants Ltd. |
|
| 27 | August 16, 2022 | Non-compliance securities law against International Securities Company Ltd. |
|
| 28 | August 16, 2022 | Non-compliance securities law against Subvalley Securities Ltd. |
|
| 29 | August 16, 2022 | Non-compliance securities law against Salta Capital Ltd. |
|
| 30 | August 08, 2022 | Non-compliance securities law against Hedayetullah Securities Ltd. |
|
| 31 | August 04, 2022 | Non-compliance securities law against Akij Capital Management Ltd. |
|
| 32 | August 02, 2022 | Order against D I T Co-Operative Ltd. and Associates |
|
| 33 | August 02, 2022 | Order against Mr. Abul Kalam Matbar and his Associates |
|
| 34 | August 02, 2022 | Non-compliance securities law against M-Securities Ltd. |
|
| 35 | August 02, 2022 | Non-compliance securities law against Ershad Securities Ltd. |
|
| 36 | August 02, 2022 | Non-compliance securities law against Razzak Securities Ltd. |
|
| 37 | August 02, 2022 | Non-compliance securities law against HAC Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 31, 2022 | Non-compliance securities law against IDLC Investments Limited-Omnibus |
|
| 2 | July 31, 2022 | Non-compliance securities law against Anirban Das Gupta |
|
| 3 | July 31, 2022 | Non-compliance securities law against Uniroyal Securities Ltd. |
|
| 4 | July 27, 2022 | Order against Familytex BD Ltd. |
|
| 5 | July 24, 2022 | Non-compliance securities law against EBL Investments Ltd. |
|
| 6 | July 24, 2022 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 7 | July 24, 2022 | Non-compliance securities law against Sterling Stocks and Securities Ltd. |
|
| 8 | July 24, 2022 | Non-compliance securities law against Mrs. Rashada Akter Maya |
|
| 9 | July 24, 2022 | Non-compliance securities law against Mr. Sayed Sirajud Dawla |
|
| 10 | July 07, 2022 | Non-compliance securities law against United Securities Ltd. |
|
| 11 | July 07, 2022 | Non-compliance securities law against Nabiul Karim Securities Ltd. |
|
| 12 | July 06, 2022 | Order against Konika Afroze and Associates |
|
| 13 | July 06, 2022 | Order against Abul Kalam Matber and his Associates |
|
| 14 | July 06, 2022 | Non-compliance securities law against NRB Commercial Bank Ltd. and Its Associates |
|
| 15 | July 06, 2022 | Non-compliance securities law against A.Wahab & Co. |
|
| 16 | July 06, 2022 | Non-compliance securities law against Wahab & Co. |
|
| 17 | July 04, 2022 | Non-compliance securities law against Mika Securities Ltd. |
|
| 18 | July 04, 2022 | Non-compliance securities law against Mr. Md. Saif Ullah |
|
| 19 | July 04, 2022 | Non-compliance securities law against Bishwajit Das |
|
| 20 | July 04, 2022 | Non-compliance securities law against Mr. Md. Shahabul Alam |
|
| 21 | July 04, 2022 | Non-compliance securities law against Sheikh Mohammad Ghulam Quibria |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 29, 2022 | Non-compliance securities law against Mr. Monjur Md Saiful Azam |
|
| 2 | June 29, 2022 | Non-compliance securities law against Mirror Financial Management Securities Ltd. |
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| 3 | June 29, 2022 | Non-compliance securities law against Aries Securities Ltd. |
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| 4 | June 29, 2022 | Non-compliance securities law against K.H.B. Securities Ltd. |
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| 5 | June 29, 2022 | Non-compliance securities law against SCL Securities Ltd. |
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| 6 | June 26, 2022 | Non-compliance securities law against Mr. Gulam Mustafa |
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| 7 | June 22, 2022 | Order against Prime Islami Securities Ltd. |
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| 8 | June 22, 2022 | Order against Primie Islami Life Insurance Ltd. |
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| 9 | June 22, 2022 | Order against R.N. Spining Mills Ltd(916). |
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| 10 | June 22, 2022 | Order against R.N. Spining Mills Ltd(910). |
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| 11 | June 22, 2022 | Non-compliance securities law against Green Delta Securities Ltd. |
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| 12 | June 22, 2022 | Non-compliance securities law against M. Zubair Securities Ltd. |
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| 13 | June 22, 2022 | Non-compliance securities law against Globe Securities Ltd. |
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| 14 | June 21, 2022 | Non-compliance securities law against Rupali Bank Securities Ltd. |
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| 15 | June 21, 2022 | Non-compliance securities law against R. N. Trading Ltd. |
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| 16 | June 20, 2022 | Order against CEO Prime Islalmi Securities Ltd. |
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| 17 | June 20, 2022 | Order against Mrs Kazi Sadia Hasan & Associates(891) |
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| 18 | June 20, 2022 | Order against Desh Ideal Trust Co-Operative Ltd. |
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| 19 | June 20, 2022 | Order against Mrs. Kazi Sadia Hasan & Associates(887) |
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| 20 | June 20, 2022 | Order against Mr. Md. Khurshid Alam, CEO of EC Securities Ltd. |
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| 21 | June 20, 2022 | Order against EC Securities Ltd. |
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| 22 | June 19, 2022 | Non-compliance securities law against Treasure Securities Ltd. |
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| 23 | June 19, 2022 | Non-compliance securities law against Treasure Securities Ltd. |
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| 24 | June 16, 2022 | Non-compliance securities law against Cosmopolitan Equities Ltd. |
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| 25 | June 16, 2022 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd. |
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| 26 | June 15, 2022 | Non-compliance securities law against S & H Equities Ltd. |
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| 27 | June 15, 2022 | Non-compliance securities law against Elegant Stock & Securities Ltd. |
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| 28 | June 15, 2022 | Non-compliance securities law against Wifang Securities Ltd. |
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| 29 | June 15, 2022 | Non-compliance securities law against Mr. Akram Hossain Md. Feroz |
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| 30 | June 08, 2022 | Non-compliance securities law against Premier Group of Company & Its Chairman |
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| 31 | June 05, 2022 | Non-compliance securities law against Shohrab Securities & Trade Ltd. |
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| 32 | June 02, 2022 | Non-compliance securities law against Modern Securities Ltd. |
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| 33 | June 02, 2022 | Non-compliance securities law against Fareast Stocks & Bonds Ltd(831). |
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| 34 | June 02, 2022 | Non-compliance securities law against Lanka Bangla Securities Ltd. |
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| 35 | June 02, 2022 | Non-compliance securities law against Joytun Securities International Ltd. |
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| 36 | June 02, 2022 | Non-compliance securities law against Prudential Securities Ltd. |
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| 37 | June 01, 2022 | Non-compliance securities law against Brac EPL Stock Brokerage Ltd. |
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| 38 | June 01, 2022 | Non-compliance securities law against Fareast Stocks & Bonds Ltd(847). |
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| 39 | June 01, 2022 | Non-compliance securities law against Fareast Stocks & Bonds Ltd(845). |
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| 40 | June 01, 2022 | Non-compliance securities law against Prudential Capital Ltd. |
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| 41 | June 01, 2022 | Non-compliance securities law against First Capital Securities Ltd. |
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| 42 | June 01, 2022 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
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| 43 | June 01, 2022 | Non-compliance securities law against British Bengal Securities Ltd. |
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| 44 | June 01, 2022 | Non-compliance securities law against Century Securities Ltd. |
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| 45 | June 01, 2022 | Non-compliance securities law against Hillcity Securities Ltd. |
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| 46 | June 01, 2022 | Non-compliance securities law against Remons Investment & Securities Ltd. |
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| 47 | June 01, 2022 | Non-compliance securities law against Reliance Securities Consultant Ltd. |
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| 48 | June 01, 2022 | Non-compliance securities law against Square Securities Management Ltd. |
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| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 30, 2022 | Non-compliance securities law against Alamgir Hossain |
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| 2 | May 30, 2022 | Non-compliance securities law against Doreen Capital Management Ltd. |
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| 3 | May 30, 2022 | Non-compliance securities law against Md. Mizanur Rahman & his associates |
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| 4 | May 29, 2022 | Non-compliance securities law against Ahmed Iqbal Hasan Securities Ltd. |
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| 5 | May 29, 2022 | Non-compliance securities law against IFIC Securities Ltd. |
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| 6 | May 29, 2022 | Non-compliance securities law against Beximco Securities Ltd. |
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| 7 | May 29, 2022 | Non-compliance securities law against Western Securities Investment Management Ltd. |
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| 8 | May 29, 2022 | Non-compliance securities law against Md. Tuhel Ahmed Chowdhury |
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| 9 | May 29, 2022 | Non-compliance securities law against Md. Khamrul Islam Chowdhury |
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| 10 | May 29, 2022 | Non-compliance securities law against Md. Mahmud Elahi |
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| 11 | May 29, 2022 | Non-compliance securities law against LankaBangla Securities Ltd. |
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| 12 | May 29, 2022 | Non-compliance securities law against Times Securities Ltd. |
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| 13 | May 29, 2022 | Non-compliance securities law against Trustee Securities Ltd. |
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| 14 | May 26, 2022 | Non-compliance securities law against Shyamol Equity Management Ltd. |
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| 15 | May 26, 2022 | Non-compliance securities law against Commerce Bank Securities & Investment Ltd. |
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| 16 | May 26, 2022 | Non-compliance securities law against Chittagong Shares & Securities Ltd. |
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| 17 | May 25, 2022 | Non-compliance securities law against Globe Securities Ltd. |
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| 18 | May 25, 2022 | Non-compliance securities law against Transcom Securities Ltd. |
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| 19 | May 25, 2022 | Non-compliance securities law against MTB Securities Ltd. |
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| 20 | May 25, 2022 | Non-compliance securities law against Mr. Shamsul Alam Shamim & his associates |
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| 21 | May 25, 2022 | Non-compliance securities law against SAR Securities Ltd. |
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| 22 | May 24, 2022 | Non-compliance securities law against Shahidul Hoque Sikder Securities Exchange Ltd. |
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| 23 | May 24, 2022 | Non-compliance securities law against NCCB Securities & Financial Services Ltd. |
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| 24 | May 24, 2022 | Non-compliance securities law against Salta Capital Ltd. |
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| 25 | May 24, 2022 | Non-compliance securities law against Investment Corporation of Bangaldesh |
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| 26 | May 24, 2022 | Non-compliance securities law against Island Securities Ltd. |
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| 27 | May 23, 2022 | Non-compliance securities law against Dragon Securities Ltd. |
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| 28 | May 22, 2022 | Non-compliance securities law against Megacity Securities Ltd. |
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| 29 | May 19, 2022 | Order against Mr. ATM Mahbubul Alam |
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| 30 | May 19, 2022 | Order against Mr. Md Shahidul Alam |
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| 31 | May 19, 2022 | Order against Mr. Mosleh Uddin Ahmed |
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| 32 | May 19, 2022 | Order against Mr. Md Ashiqur Rahman |
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| 33 | May 19, 2022 | Order against Mr. Md. Arifur Rahman |
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| 34 | May 19, 2022 | Order against Mr. Samsul Alam |
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| 35 | May 19, 2022 | Order against Mr. Mirza Aminul Islam Beg |
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| 36 | May 18, 2022 | Order against Mrs. Maksuda Ahmed |
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| 37 | May 18, 2022 | Order against Mrs. Farida Hossen |
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| 38 | May 18, 2022 | Order against Mr. Rejaur Rahman |
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| 39 | May 18, 2022 | Non-compliance securities law against AIBL Capital Market Services Ltd. |
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| 40 | May 18, 2022 | Non-compliance securities law against Al-Arafah Islami Bank Folio |
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| 41 | May 11, 2022 | Non-compliance securities law against Kattali Textile Ltd. |
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| 42 | May 11, 2022 | Non-compliance securities law against ATA Khan & Co. |
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| 43 | May 11, 2022 | Non-compliance securities law against Md. Toriqul Islam |
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| 44 | May 11, 2022 | Non-compliance securities law against Md. Toufiqul Islam |
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| 45 | May 11, 2022 | Non-compliance securities law against Md. Rafiqul Islam |
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| 46 | May 11, 2022 | Non-compliance securities law against Md. Shofiqul Islam |
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| 47 | May 10, 2022 | Non-compliance securities law against Lanka Bangla Securities Ltd. |
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| 48 | May 10, 2022 | Non-compliance securities law against Md. Sahidullah Securities Ltd. |
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| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 28, 2022 | Non-compliance securities law against Prime Bank Securities Ltd. |
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| 2 | April 27, 2022 | Non-compliance securities law against ASENZ Securities Ltd. |
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| 3 | April 26, 2022 | Non-compliance securities law against Hedayetullah Securities Ltd._672 |
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| 4 | April 25, 2022 | Non-compliance securities law against Mutual Trust Bank Ltd. |
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| 5 | April 25, 2022 | Non-compliance securities law against MTB Securities Ltd. |
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| 6 | April 25, 2022 | Non-compliance securities law against ARC Securities Ltd. |
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| 7 | April 25, 2022 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
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| 8 | April 25, 2022 | Non-compliance securities law against SIBL Securities Ltd. |
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| 9 | April 25, 2022 | Non-compliance securities law against Jamal Ahmed Securities Ltd. |
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| 10 | April 25, 2022 | Non-compliance securities law against Mohammed Hasan |
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| 11 | April 24, 2022 | Non-compliance securities law against Md. Fakhrul Islam Securities Ltd. |
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| 12 | April 20, 2022 | Non-compliance securities law against Times Securities Ltd._629 |
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| 13 | April 20, 2022 | Non-compliance securities law against GMF Securities Ltd. |
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| 14 | April 20, 2022 | Non-compliance securities law against Prudential Securities Ltd. |
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| 15 | April 20, 2022 | Non-compliance securities law against ETBL Securities & Exchange Ltd. |
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| 16 | April 20, 2022 | Non-compliance securities law against M & Z Securities Ltd. |
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| 17 | April 20, 2022 | Non-compliance securities law against Gateway Equity Resorces Ltd. |
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| 18 | April 20, 2022 | Non-compliance securities law against Globe Securities Ltd. |
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| 19 | April 20, 2022 | Non-compliance securities law against International leasing Securities Ltd. |
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| 20 | April 19, 2022 | Order against Wifang Securities Ltd. |
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| 21 | April 19, 2022 | Non-compliance securities law against LankaBangla Securities Ltd. |
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| 22 | April 19, 2022 | Non-compliance securities law against AB & Co. Ltd. |
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| 23 | April 19, 2022 | Non-compliance securities law against Pioneer Shares & Securities Ltd. |
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| 24 | April 18, 2022 | Order against Shyamol Equity Management Ltd. |
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| 25 | April 18, 2022 | Non-compliance securities law against Mrs. Mursheda mahbub |
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| 26 | April 18, 2022 | Non-compliance securities law against Mr. Md. Himel Talukder |
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| 27 | April 18, 2022 | Non-compliance securities law against Mrs. Jotsna Parveen |
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| 28 | April 17, 2022 | Non-compliance securities law against Hedyatullah Securities Ltd. |
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| 29 | April 17, 2022 | Non-compliance securities law against UniCap investment Ltd. |
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| 30 | April 17, 2022 | Non-compliance securities law against K.M. Hasan & Co. |
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| 31 | April 17, 2022 | Non-compliance securities law against Kazi Firoz Rashid Securities Ltd. |
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| 32 | April 13, 2022 | Non-compliance securities law against Al Haja jahanara Securities Ltd. |
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| 33 | April 13, 2022 | Non-compliance securities law against Prilink Securities Ltd. |
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| 34 | April 13, 2022 | Non-compliance securities law against AM Securities & Financial Services Ltd. |
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| 35 | April 13, 2022 | Non-compliance securities law against Mika Securities Ltd. |
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| 36 | April 13, 2022 | Non-compliance securities law against Jumuna Bank Capital Management Ltd. |
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| 37 | April 13, 2022 | Non-compliance securities law against Pubali Bank Securities Ltd. |
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| 38 | April 12, 2022 | Order against Ms. Mehenaz Bin Tazia |
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| 39 | April 12, 2022 | Order against Abdul Quaium and His Associates |
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| 40 | April 12, 2022 | Non-compliance securities law against Premier Bank Securities Ltd. |
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| 41 | April 11, 2022 | Non-compliance securities law against Western Securities Investment Management Ltd. |
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| 42 | April 11, 2022 | Non-compliance securities law against Adams Securities Ltd. |
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| 43 | April 10, 2022 | Non-compliance securities law against A N F Management Company Ltd._570 |
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| 44 | April 07, 2022 | Non-compliance securities law against IFIC Securities Ltd. |
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| 45 | April 07, 2022 | Non-compliance securities law against Md. Abul Khayer & His Associates. |
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| 46 | April 07, 2022 | Non-compliance securities law against NRBC Bank Securities Ltd. |
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| 47 | April 07, 2022 | Non-compliance securities law against Synthia Securities Ltd. |
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| 48 | April 06, 2022 | Non-compliance securities law against Anchor Securities Ltd. |
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| 49 | April 06, 2022 | Non-compliance securities law against Haji Ahmed Brothers Securities Ltd. |
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| 50 | April 06, 2022 | Non-compliance securities law against A N F Management Company Ltd. |
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| 51 | April 06, 2022 | Non-compliance securities law against Eminent Securities Ltd. |
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| 52 | April 06, 2022 | Non-compliance securities law against EBL Securities Ltd. |
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| 53 | April 06, 2022 | Non-compliance securities law against Times Securities Ltd._553 |
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| 54 | April 06, 2022 | Non-compliance securities law against Global Securities Ltd. |
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| 55 | April 06, 2022 | Non-compliance securities law against Rahima Food Corporation Ltd. |
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| 56 | April 05, 2022 | Non-compliance securities law against IDLC Securities Ltd. |
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| 57 | April 05, 2022 | Non-compliance securities law against Vanguard Shares & Securities Ltd. |
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| 58 | April 05, 2022 | Non-compliance securities law against A.K. KHAN Securities Ltd. |
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| 59 | April 05, 2022 | Non-compliance securities law against IIDFC Capital Ltd. |
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| 60 | April 03, 2022 | Non-compliance securities law against Be Rich Ltd. |
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| 61 | April 03, 2022 | Non-compliance securities law against Khwaja Equity Services Ltd. |
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| 62 | April 03, 2022 | Non-compliance securities law against Khwaja Equity Services Ltd. |
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| 63 | April 03, 2022 | Non-compliance securities law against B & B Enterprise Ltd. |
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| 64 | April 03, 2022 | Non-compliance securities law against Stock and Bond Ltd. |
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| 65 | April 03, 2022 | Non-compliance securities law against Arena Securities Ltd. |
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| 66 | April 03, 2022 | Non-compliance securities law against Sinha Securities Ltd. |
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| 67 | April 03, 2022 | Non-compliance securities law against Saad Securities Ltd. |
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| 68 | April 03, 2022 | Non-compliance securities law against Padma Bank Securities Ltd. |
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| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 31, 2022 | Non-compliance securities law against United Financial Trading Company Ltd. |
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| 2 | March 31, 2022 | Non-compliance securities law against Kabir Securities Ltd. |
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| 3 | March 31, 2022 | Non-compliance securities law against Kabir Securities Ltd. |
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| 4 | March 31, 2022 | Non-compliance securities law against Md Lutfor Rahman |
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| 5 | March 31, 2022 | Non-compliance securities law against Md Emarat Hossain |
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| 6 | March 31, 2022 | Non-compliance securities law against Royal Green Securities Ltd. |
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| 7 | March 30, 2022 | Non-compliance securities law against Conmark Ltd(526). |
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| 8 | March 30, 2022 | Non-compliance securities law against Mr. Md Samsul Alam |
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| 9 | March 30, 2022 | Non-compliance securities law against Mr. Mostafa Karim |
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| 10 | March 30, 2022 | Non-compliance securities law against Mr. Md Zakir Hossain |
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| 11 | March 30, 2022 | Non-compliance securities law against Prudential Holdings Ltd. |
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| 12 | March 30, 2022 | Non-compliance securities law against Imtiyaz Hussain Securities Ltd. |
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| 13 | March 30, 2022 | Non-compliance securities law against Transcom Securities Ltd. |
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| 14 | March 30, 2022 | Non-compliance securities law against Stock & Bond Ltd. |
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| 15 | March 30, 2022 | Non-compliance securities law against Harpoon Securities Ltd. |
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| 16 | March 30, 2022 | Non-compliance securities law against Bank Asia Securities Ltd. |
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| 17 | March 30, 2022 | Non-compliance securities law against Nexus Securities Ltd(516). |
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| 18 | March 29, 2022 | Non-compliance securities law against Conmark Ltd. |
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| 19 | March 29, 2022 | Non-compliance securities law against Vertex Stock & Securities Ltd. |
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| 20 | March 29, 2022 | Non-compliance securities law against Mercantile Bank Securities Ltd. |
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| 21 | March 29, 2022 | Non-compliance securities law against Shikder Abu Hena Benozir Ahmed |
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| 22 | March 29, 2022 | Non-compliance securities law against Premier Bank Securities Ltd. |
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| 23 | March 29, 2022 | Non-compliance securities law against Md. Shahjahan miah |
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| 24 | March 28, 2022 | Non-compliance securities law against Nexus Securities Ltd(511). |
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| 25 | March 28, 2022 | Non-compliance securities law against Premier Leasing Securities Broking Ltd. |
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| 26 | March 28, 2022 | Non-compliance securities law against IIDFC Securities Ltd. |
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| 27 | March 28, 2022 | Non-compliance securities law against Mondol Securities Ltd. |
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| 28 | March 28, 2022 | Non-compliance securities law against Prudential Capital Ltd. |
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| 29 | March 28, 2022 | Non-compliance securities law against Hefazatur Rahman & Co. Ltd. |
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| 30 | March 28, 2022 | Non-compliance securities law against United Financial Trading Company Ltd. |
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| 31 | March 28, 2022 | Non-compliance securities law against LankaBangla Securities Ltd. |
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| 32 | March 28, 2022 | Non-compliance securities law against Hazrat Shahjalal Industrial City Ltd. |
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| 33 | March 28, 2022 | Non-compliance securities law against BRAC EPL Stock Brokerage Ltd. |
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| 34 | March 28, 2022 | Non-compliance securities law against Eminent Securities Ltd. |
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| 35 | March 27, 2022 | Order against Active Fine Chemicals Ltd. |
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| 36 | March 23, 2022 | Non-compliance securities law against IIDFC Securities Ltd. |
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| 37 | March 23, 2022 | Non-compliance securities law against Meenhar Securities Ltd. |
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| 38 | March 23, 2022 | Non-compliance securities law against BRB Securities Ltd. |
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| 39 | March 23, 2022 | Non-compliance securities law against Unicap Securities Ltd. |
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| 40 | March 22, 2022 | Non-compliance securities law against Uniroyal Securities Ltd. |
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| 41 | March 21, 2022 | Non-compliance securities law against Asia Insurance Ltd. |
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| 42 | March 21, 2022 | Non-compliance securities law against EBL Securities Ltd. |
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| 43 | March 21, 2022 | Non-compliance securities law against Premier Bank Securities Ltd. |
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| 44 | March 21, 2022 | Non-compliance securities law against UCB Stock Brokerage Ltd. |
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| 45 | March 20, 2022 | Non-compliance securities law against Sohel Securities Ltd. |
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| 46 | March 20, 2022 | Non-compliance securities law against Sylnet Securities Ltd. |
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| 47 | March 20, 2022 | Non-compliance securities law against Vanguard Shares & Securities Ltd. |
|
| 48 | March 16, 2022 | Non-compliance securities law against Hillcity Securities Ltd. |
|
| 49 | March 16, 2022 | Non-compliance securities law against S. R. Capital Ltd. |
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| 50 | March 16, 2022 | Non-compliance securities law against Uttara Exchange & Securities Ltd. |
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| 51 | March 16, 2022 | Non-compliance securities law against Jesco Capital Management Ltd. |
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| 52 | March 15, 2022 | Non-compliance securities law against Rasti Securities Consultancy Ltd. |
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| 53 | March 15, 2022 | Non-compliance securities law against Saad Securities Ltd. |
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| 54 | March 15, 2022 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 55 | March 15, 2022 | Non-compliance securities law against Sinha Securities Ltd. |
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| 56 | March 15, 2022 | Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd. |
|
| 57 | March 15, 2022 | Non-compliance securities law against Pubali Bank Securities Ltd. |
|
| 58 | March 15, 2022 | Non-compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| 59 | March 15, 2022 | Non-compliance securities law against LankaBangla Securities Ltd. |
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| 60 | March 15, 2022 | Non-compliance securities law against Commerce Bank Securities and investment Ltd. |
|
| 61 | March 14, 2022 | Non-compliance securities law against BDV Asset Mannagement Company Ltd. |
|
| 62 | March 10, 2022 | Non-compliance securities law against Western Securities Investment Management Ltd. |
|
| 63 | March 09, 2022 | Non-compliance securities law against Prime Bank Securities Ltd. |
|
| 64 | March 09, 2022 | Non-compliance securities law against IFIC Securities Ltd. |
|
| 65 | March 09, 2022 | Non-compliance securities law against BLI Securities Ltd. |
|
| 66 | March 08, 2022 | Non-compliance securities law against Multi Securities & Services Ltd. |
|
| 67 | March 08, 2022 | Non-compliance securities law against Unique Share Management Ltd. |
|
| 68 | March 08, 2022 | Non-compliance securities law against Azam Securities Ltd. |
|
| 69 | March 07, 2022 | Non-compliance securities law against T. A. Khan Securities Co. Ltd. |
|
| 70 | March 07, 2022 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 71 | March 07, 2022 | Non-compliance securities law against United Mymensingh Power Ltd. |
|
| 72 | March 07, 2022 | Non-compliance securities law against United Power Generation & Distribution Company Ltd(UPGDCL) |
|
| 73 | March 07, 2022 | Non-compliance securities law against Md Ebadat Hossain Bhuiyan, FCA |
|
| 74 | March 07, 2022 | Non-compliance securities law against Mr. Syed Mahmudul Haque |
|
| 75 | March 07, 2022 | Non-compliance securities law against Rajdhani Construction & Eng. |
|
| 76 | March 07, 2022 | Non-compliance securities law against Zaman & sons |
|
| 77 | March 03, 2022 | Non-compliance securities law against United Financial Trading Co. Ltd. |
|
| 78 | March 03, 2022 | Non-compliance securities law against Commercial Bank of Ceylon PLC |
|
| 79 | March 02, 2022 | Non-compliance securities law against Skys Securities Ltd(392). |
|
| 80 | March 02, 2022 | Non-compliance securities law against PFI Securities Ltd. |
|
| 81 | March 01, 2022 | Non-compliance securities law against Chittagong Capital Ltd. |
|
| 82 | March 01, 2022 | Non-compliance securities law against Abel Ahmed |
|
| 83 | March 01, 2022 | Non-compliance securities law against UCB Stock Brokerage Ltd. |
|
| 84 | March 01, 2022 | Non-compliance securities law against Sharp Securities Ltd. |
|
| 85 | March 01, 2022 | Non-compliance securities law against Skys Securities Ltd(391). |
|
| 86 | March 01, 2022 | Non-compliance securities law against Skys Securities Ltd(390). |
|
| 87 | March 01, 2022 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| 88 | March 01, 2022 | Non-compliance securities law against Greenland Equities Ltd. |
|
| 89 | March 01, 2022 | Non-compliance securities law against M Securities Ltd. |
|
| 90 | March 01, 2022 | Non-compliance securities law against Times Securities Ltd. |
|
| 91 | March 01, 2022 | Non-compliance securities law against Shahed Securities Ltd. |
|
| 92 | March 01, 2022 | Non-compliance securities law against Mrs. Nasima Akter Lata and associates |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 24, 2022 | Non-compliance securities law against Investment Promotion Services Ltd. |
|
| 2 | February 23, 2022 | Non-compliance securities law against Mr. Mostafa Helal Kabir. |
|
| 3 | February 23, 2022 | Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain. |
|
| 4 | February 23, 2022 | Non-compliance securities law against Unique Share Management Ltd. |
|
| 5 | February 23, 2022 | Non-compliance securities law against Mr. Md. Arif Billah (Prime Islami Securities Ltd.) |
|
| 6 | February 23, 2022 | Non-compliance securities law against Mr. Md. Arif Billah and Associates |
|
| 7 | February 23, 2022 | Non-compliance securities law against Shahed Securities Ltd. |
|
| 8 | February 23, 2022 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 9 | February 23, 2022 | Order against Mr. Md. Mohibullah Kabir (Meghna Bank Securities Ltd.) |
|
| 10 | February 23, 2022 | Non-compliance securities law against Times Securities Ltd. |
|
| 11 | February 23, 2022 | Non-compliance securities law against Island Securities Ltd. |
|
| 12 | February 23, 2022 | Non-compliance securities law against M. Zubair Securities Ltd. |
|
| 13 | February 23, 2022 | Non-compliance securities law against Shyamol Equity Management Ltd. |
|
| 14 | February 23, 2022 | Non-compliance securities law against Pubali Bank Securities Ltd. |
|
| 15 | February 23, 2022 | Non-compliance securities law against HAC Securities Ltd. |
|
| 16 | February 23, 2022 | Non-compliance securities law against Multi Securities Ltd. |
|
| 17 | February 23, 2022 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 18 | February 23, 2022 | Non-compliance securities law against Oshadhi Securities Ltd. |
|
| 19 | February 23, 2022 | Non-compliance securities law against Habibur Rahman Securities Ltd. |
|
| 20 | February 23, 2022 | Non-compliance securities law against Hassan Shares & Securities Ltd. |
|
| 21 | February 22, 2022 | Order against Md. Abdul Kader faruk and Associates |
|
| 22 | February 17, 2022 | Non-compliance securities law against PFI Securities Limited(326). |
|
| 23 | February 17, 2022 | Non-compliance securities law against PFI Securities Limited. |
|
| 24 | February 17, 2022 | Non-compliance securities law against BRAC EPL Stock Brokarage Ltd. |
|
| 25 | February 16, 2022 | Non-compliance securities law against Mika Securities Limited |
|
| 26 | February 16, 2022 | Non-compliance securities law against Shahed Securities Limited. |
|
| 27 | February 16, 2022 | Non-compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| 28 | February 14, 2022 | Non-compliance securities law against Haji Ahmed Brothers Securities Ltd. |
|
| 29 | February 14, 2022 | Non-compliance securities law against BDBL Securities Ltd. |
|
| 30 | February 14, 2022 | Non-compliance securities law against Bulbul Securities Limited. |
|
| 31 | February 14, 2022 | Non-compliance securities law against Global Securities Ltd. |
|
| 32 | February 14, 2022 | Non-compliance securities law against Ten Stars (Pvt.) Limited. |
|
| 33 | February 13, 2022 | Non-compliance securities law against Al Haja Jahanara Securities Ltd(290). |
|
| 34 | February 13, 2022 | Non-compliance securities law against Popular Life Securities Ltd. |
|
| 35 | February 13, 2022 | Non-compliance securities law against MAM Securities Ltd. |
|
| 36 | February 13, 2022 | Non-compliance securities law against ARC Securities Ltd. |
|
| 37 | February 13, 2022 | Non-compliance securities law against Al Haja Jahanara Securities Ltd. |
|
| 38 | February 10, 2022 | Non-compliance securities law against Parom Securities Ltd. |
|
| 39 | February 10, 2022 | Non-compliance securities law against North West Securities Ltd. |
|
| 40 | February 10, 2022 | Non-compliance securities law against Purabi Securities Ltd. |
|
| 41 | February 10, 2022 | Non-compliance securities law against Mr. Byged Hossain |
|
| 42 | February 09, 2022 | Non-compliance securities law against Mr. Mohammad Ashiqur Rahman Bhuiyan |
|
| 43 | February 09, 2022 | Non-compliance securities law against AB Securities Ltd. |
|
| 44 | February 09, 2022 | Non-compliance securities law against Mr. Md. Ferdus Alam |
|
| 45 | February 09, 2022 | Non-compliance securities law against Fortune Securities (Pvt.) Ltd. |
|
| 46 | February 07, 2022 | Non-compliance securities law against Trustee Securities Ltd. |
|
| 47 | February 06, 2022 | Non-compliance securities law against Cosmopolitan Equities Ltd. |
|
| 48 | February 02, 2022 | Non-compliance securities law against ICB Securities Trading Company Limited |
|
| 49 | February 02, 2022 | Non-compliance securities law against Shahjahan Securities Limited |
|
| 50 | February 02, 2022 | Non-compliance securities law against A N W Securities Ltd. |
|
| 51 | February 01, 2022 | Non-compliance securities law against Mr. Syed Siraj Ud Dawla |
|
| 52 | February 01, 2022 | Non-compliance securities law against NBL Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 31, 2022 | Order against Alliance Holdings Ltd. |
|
| 2 | January 27, 2022 | Non-compliance securities law against Mr. Syed Siraj UD Dawla |
|
| 3 | January 27, 2022 | Non-compliance securities law against MJL Bangladesh Ltd.(Issuer) |
|
| 4 | January 27, 2022 | Non-compliance securities law against M.S Peoples Leasing and Financial Service Ltd. |
|
| 5 | January 27, 2022 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| 6 | January 25, 2022 | Order against Ata Khan & Co. Chartered Accountants |
|
| 7 | January 25, 2022 | Order against Aman Cotton Febric Ltd.(Issuer) |
|
| 8 | January 25, 2022 | Order against Aman Cotton Febric Ltd.(Issuer)162 |
|
| 9 | January 25, 2022 | Order against Aman Cotton Febric Ltd.(Issuer)161 |
|
| 10 | January 25, 2022 | Order against Aman Cotton Febric Ltd.(Issuer)160 |
|
| 11 | January 25, 2022 | Non-compliance securities law against Malek Siddiqui Wali. Chartered Accountants |
|
| 12 | January 25, 2022 | Non-compliance securities law against Shafiq Basak & Co. Chartered Accountants |
|
| 13 | January 24, 2022 | Non-compliance securities law against Mirpur Securitis Ltd. |
|
| 14 | January 17, 2022 | Non-compliance securities law against Merchant Securities Ltd. |
|
| 15 | January 17, 2022 | Non-compliance securities law against Invesment Promotion Services Ltd. |
|
| 16 | January 17, 2022 | Non-compliance securities law against BD Sunlife Securities Ltd. |
|
| 17 | January 16, 2022 | Non-compliance securities law against United Securities Ltd. |
|
| 18 | January 16, 2022 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 19 | January 16, 2022 | Non-compliance securities law against Nazneen Akter Rahman. |
|
| 20 | January 16, 2022 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 21 | January 16, 2022 | Non-compliance securities law against Md. Ziaur Rahman (ANF Management Co Ltd.) |
|
| 22 | January 16, 2022 | Non-compliance securities law against Md Shahiuddin Securities Ltd. |
|
| 23 | January 16, 2022 | Non-compliance securities law against Md Fazlur Rahman Jamali. |
|
| 24 | January 16, 2022 | Non-compliance securities law against Khwaja Equity Service Ltd. |
|
| 25 | January 16, 2022 | Non-compliance securities law against Kabir Securities Ltd. |
|
| 26 | January 16, 2022 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 27 | January 16, 2022 | Non-compliance securities law against E-Securities Ltd. |
|
| 28 | January 16, 2022 | Non-compliance securities law against Engr.Md Ekhlasur Rahman |
|
| 29 | January 16, 2022 | Non-compliance securities law against Butterfly Manufacturing Ltd. |
|
| 30 | January 16, 2022 | Non-compliance securities law against BD Finance Securities Ltd. |
|
| 31 | January 16, 2022 | Non-compliance securities law against Asenz Securities Ltd. |
|
| 32 | January 16, 2022 | Non-compliance securities law against Al-Haji Securities Stocks Ltd. |
|
| 33 | January 14, 2022 | Non-compliance securities law against BD Sunlife Securities Ltd. |
|
| 34 | January 13, 2022 | Non-compliance securities law against South Asia Securities Ltd. |
|
| 35 | January 13, 2022 | Non-compliance securities law against Latif Securities Ltd. |
|
| 36 | January 13, 2022 | Non-compliance securities law against JKC Securities Ltd. |
|
| 37 | January 13, 2022 | Non-compliance securities law against DESA Securities Ltd. |
|
| 38 | January 13, 2022 | Non-compliance securities law against SCL Securities Ltd. |
|
| 39 | January 12, 2022 | Non-compliance securities law against Vision Capital Management Ltd. |
|
| 40 | January 12, 2022 | Non-compliance securities law against Royal Capital Ltd. |
|
| 41 | January 12, 2022 | Non-compliance securities law against NBL Securities Ltd. |
|
| 42 | January 12, 2022 | Non-compliance securities law against Mirror Financial Management Ltd. |
|
| 43 | January 12, 2022 | Non-compliance securities law against Hasan Securities Ltd. |
|
| 44 | January 12, 2022 | Non-compliance securities law against Haji Ahmad Brothers Securities Ltd. |
|
| 45 | January 12, 2022 | Non-compliance securities law against First Capital Securities Ltd. |
|
| 46 | January 12, 2022 | Non-compliance securities law against Farida Raquib Securities Ltd. |
|
| 47 | January 12, 2022 | Non-compliance securities law against BLI Securities Ltd. |
|
| 48 | January 12, 2022 | Non-compliance securities law against ARC Securities Ltd. |
|
| 49 | January 11, 2022 | Non-compliance securities law against Greenland Equities Ltd. |
|
| 50 | January 11, 2022 | Non-compliance securities law against Ershad Securities Ltd. |
|
| 51 | January 11, 2022 | Non-compliance securities law against Arena Securities Ltd. |
|
| 52 | January 11, 2022 | Non-compliance securities law against ANF Management Company Ltd. |
|
| 53 | January 10, 2022 | Non-compliance securities law against Murshed Securities Ltd. |
|
| 54 | January 10, 2022 | Non-compliance securities law against Ibrahim Securities Ltd. |
|
| 55 | January 09, 2022 | Non-compliance securities law against Treasure Securities Ltd. |
|
| 56 | January 09, 2022 | Non-compliance securities law against Shanta Securities Ltd. |
|
| 57 | January 09, 2022 | Non-compliance securities law against Global Securities Ltd. |
|
| 58 | January 09, 2022 | Non-compliance securities law against Elegant Stock & Securities Ltd. |
|
| 59 | January 09, 2022 | Non-compliance securities law against Surma Holding Co Ltd. |
|
| 60 | January 09, 2022 | Non-compliance securities law against Pasha Capital Ltd. |
|
| 61 | January 09, 2022 | Non-compliance securities law against K H B Securities Ltd. |
|
| 62 | January 09, 2022 | Non-compliance securities law against Global Securities Ltd. |
|
| 63 | January 09, 2022 | Non-compliance securities law against Dhaka Bank Securities Ltd. |
|
| 64 | January 09, 2022 | Non-compliance securities law against Al-Muntaha Trading Co Ltd. |
|
| 65 | January 09, 2022 | Non-compliance securities law against AD Holding & Securities Ltd. |
|
| 66 | January 05, 2022 | Non-compliance securities law against Secure Capitals Ltd. |
|
| 67 | January 05, 2022 | Non-compliance securities law against Synthia Securities Ltd. |
|
| 68 | January 05, 2022 | Non-compliance securities law against Sterling Stocks & Securities Ltd. |
|
| 69 | January 05, 2022 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 70 | January 05, 2022 | Non-compliance securities law against S R Capital Ltd. |
|
| 71 | January 05, 2022 | Non-compliance securities law against Rose Securities Ltd. |
|
| 72 | January 05, 2022 | Non-compliance securities law against IDLC Securities Ltd. |
|
| 73 | January 05, 2022 | Non-compliance securities law against Holy City Securities Ltd. |
|
| 74 | January 05, 2022 | Non-compliance securities law against Hazi Ahmed Brothers Securities Ltd. |
|
| 75 | January 05, 2022 | Non-compliance securities law against Hazarat Amanat Shah Securities Ltd. |
|
| 76 | January 05, 2022 | Non-compliance securities law against Commerce Bank Securities & Investment Ltd. |
|
| 77 | January 05, 2022 | Non-compliance securities law against Apex Investments Ltd. |
|
| 78 | January 05, 2022 | Non-compliance securities law against ACE Capital Management Securities Ltd. |
|
| 79 | January 04, 2022 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 80 | January 04, 2022 | Non-compliance securities law against Nabiul Karim Securities Ltd. |
|
| 81 | January 04, 2022 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 82 | January 04, 2022 | Non-compliance securities law against Mercentile Bank Securities Ltd. |
|
| 83 | January 04, 2022 | Non-compliance securities law against BD Finance Securities Ltd. |
|
| 84 | January 03, 2022 | Non-compliance securities law against Pubali Bank Securities Ltd. |
|
| 85 | January 03, 2022 | Non-compliance securities law against Popular Equity Ltd. |
|
| 86 | January 03, 2022 | Non-compliance securities law against City Brokerage Securities Ltd. |
|
| 87 | January 03, 2022 | Non-compliance securities law against Bluechip Securities Ltd. |
|
| 88 | January 03, 2022 | Non-compliance securities law against Adil Securities Ltd. |
|
| 89 | January 03, 2022 | Non-compliance securities law against A K Khan Securities Ltd |
|
| 90 | January 02, 2022 | Non-compliance securities law against Total Communicational Ltd. |
|
| 91 | January 02, 2022 | Non-compliance securities law against Thea Securities Ltd. |
|
| 92 | January 02, 2022 | Non-compliance securities law against Subvalley Securities Ltd. |
|
| 93 | January 02, 2022 | Non-compliance securities law against Shymoli Equity Management Ltd. |
|
| 94 | January 02, 2022 | Non-compliance securities law against Reliance Brokerage Securities Ltd. |
|
| 95 | January 02, 2022 | Non-compliance securities law against Megacity Securities Ltd. |
|
| 96 | January 02, 2022 | Non-compliance securities law against ISPI Securities Ltd. |
|
| 97 | January 02, 2022 | Non-compliance securities law against Impel Shares & Securities Ltd. |
|
| 98 | January 02, 2022 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 99 | January 02, 2022 | Non-compliance securities law against Aries Securities Ltd. |
|
| 100 | January 02, 2022 | Non-compliance securities law against ANCHOR Securities Ltd. |
|
| 101 | January 02, 2022 | Non-compliance securities law against Aloco Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 30, 2021 | Non-compliance securities law against Prime Bank Securities Ltd. |
|
| 2 | December 30, 2021 | Non-compliance securities law against M-Securities Ltd. |
|
| 3 | December 30, 2021 | Non-compliance securities law against K-Securities and Consultants Ltd. |
|
| 4 | December 30, 2021 | Non-compliance securities law against Eastern Shares & Securities Ltd. |
|
| 5 | December 30, 2021 | Non-compliance securities law against Chowdhury Securities Ltd. |
|
| 6 | December 30, 2021 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 7 | December 29, 2021 | Non-compliance securities law against UGC Securities Ltd. |
|
| 8 | December 29, 2021 | Non-compliance securities law against Summit Industrial & Mercantile Corporation Ltd. |
|
| 9 | December 29, 2021 | Non-compliance securities law against Shahed Securities Ltd. |
|
| 10 | December 29, 2021 | Non-compliance securities law against SAHCO Securities Ltd. |
|
| 11 | December 29, 2021 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 12 | December 29, 2021 | Non-compliance securities law against Mr.Mohammad Ebadat Hossain Bhuiyan |
|
| 13 | December 29, 2021 | Non-compliance securities law against Mika Securities Ltd. |
|
| 14 | December 29, 2021 | Non-compliance securities law against Latif Securities Ltd. |
|
| 15 | December 29, 2021 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 16 | December 29, 2021 | Non-compliance securities law against Khulna Power Company Ltd. |
|
| 17 | December 29, 2021 | Non-compliance securities law against Harpoon Securities Ltd. |
|
| 18 | December 29, 2021 | Non-compliance securities law against EBL Securities Ltd. |
|
| 19 | December 29, 2021 | Non-compliance securities law against Dhaka Stock Exchange Ltd. |
|
| 20 | December 29, 2021 | Non-compliance securities law against Dayton Holdings Ltd. |
|
| 21 | December 29, 2021 | Non-compliance securities law against AB & Company Ltd. |
|
| 22 | December 28, 2021 | Non-compliance securities law against Western Securities Investment Management Ltd. |
|
| 23 | December 28, 2021 | Non-compliance securities law against United Financial Trading Company Ltd. |
|
| 24 | December 28, 2021 | Non-compliance securities law against UGC Securities Ltd. |
|
| 25 | December 28, 2021 | Non-compliance securities law against Shyamol Equity Management Ltd. |
|
| 26 | December 28, 2021 | Non-compliance securities law against Sharp Securities Ltd. |
|
| 27 | December 28, 2021 | Non-compliance securities law against Shahjalal Islami Bank Securities Ltd. |
|
| 28 | December 28, 2021 | Non-compliance securities law against Nouvelle Securities Ltd. |
|
| 29 | December 28, 2021 | Non-compliance securities law against NCCB Securities and Financial Services Ltd. |
|
| 30 | December 28, 2021 | Non-compliance securities law against Mercantile Bank Securities Ltd. |
|
| 31 | December 28, 2021 | Non-compliance securities law against Lotus Shares & securities Ltd. |
|
| 32 | December 28, 2021 | Non-compliance securities law against Fortune Securities PVT. Ltd. |
|
| 33 | December 28, 2021 | Non-compliance securities law against Farida Raquib Securities Ltd. |
|
| 34 | December 28, 2021 | Non-compliance securities law against Ettihad Securities Ltd. |
|
| 35 | December 28, 2021 | Non-compliance securities law against Elegant Stock & Securities Ltd. |
|
| 36 | December 28, 2021 | Non-compliance securities law against Doreen Capital Management Ltd. |
|
| 37 | December 28, 2021 | Non-compliance securities law against BRAC EPL Stock Brokerage Ltd. |
|
| 38 | December 27, 2021 | Non-compliance securities law against UCB Stock Brokerage Ltd. |
|
| 39 | December 27, 2021 | Non-compliance securities law against Modern Securities Ltd. |
|
| 40 | December 27, 2021 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| 41 | December 27, 2021 | Non-compliance securities law against Habibur Rahman Securities Ltd. |
|
| 42 | December 26, 2021 | Non-compliance securities law against ETBL Securities & Exchange Ltd. |
|
| 43 | December 26, 2021 | Non-compliance securities law against Kazi Firoz Rashid Securities Ltd. |
|
| 44 | December 22, 2021 | Non-compliance securities law against Moshihor Securities Ltd. |
|
| 45 | December 22, 2021 | Non-compliance securities law against Elegant Stock & Securities Ltd. |
|
| 46 | December 22, 2021 | Non-compliance securities law against BRACK EPL Stock Brokerage Ltd. |
|
| 47 | December 21, 2021 | Non-compliance securities law against MTB Securities Ltd. |
|
| 48 | December 20, 2021 | Non-compliance securities law against Shajahan Securities Ltd. |
|
| 49 | December 20, 2021 | Non-compliance securities law against Salta Capital Ltd. |
|
| 50 | December 20, 2021 | Non-compliance securities law against Peace Securities Ltd. |
|
| 51 | December 20, 2021 | Non-compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| 52 | December 20, 2021 | Non-compliance securities law against Mika Securities Ltd. |
|
| 53 | December 20, 2021 | Non-compliance securities law against Hazrat Amanat Shah Securities Ltd. |
|
| 54 | December 20, 2021 | Non-compliance securities law against Haji Ahmad Brothers Securities Ltd. |
|
| 55 | December 20, 2021 | Non-compliance securities law against EBL Securities Ltd. |
|
| 56 | December 20, 2021 | Non-compliance securities law against Delta Capital Ltd. |
|
| 57 | December 19, 2021 | Non-compliance securities law against Joytun Securities International Ltd. |
|
| 58 | December 19, 2021 | Non-compliance securities law against Expo Traders Ltd. |
|
| 59 | December 15, 2021 | Non-compliance securities law against EBL Securities Ltd. |
|
| 60 | December 13, 2021 | Non-compliance securities law against Sharp Securities Ltd. |
|
| 61 | December 13, 2021 | Non-compliance securities law against HAC Securities Ltd. |
|
| 62 | December 12, 2021 | Non-compliance securities law against Synthia Securities Ltd. |
|
| 63 | December 12, 2021 | Non-compliance securities law against Stock & Bond Ltd. |
|
| 64 | December 12, 2021 | Non-compliance securities law against Rasti Securities Consultant Ltd. |
|
| 65 | December 12, 2021 | Non-compliance securities law against Popular Life Securities Ltd. |
|
| 66 | December 12, 2021 | Non-compliance securities law against IFIC Securities Ltd. |
|
| 67 | December 12, 2021 | Non-compliance securities law against Commerce Bank Securities & Investment Ltd. |
|
| 68 | December 09, 2021 | Order against Premier Bank Securities Ltd. |
|
| 69 | December 09, 2021 | Non-compliance securities law against Federal Securities and Investment Ltd. |
|
| 70 | December 06, 2021 | Non-compliance securities law against USB Capital Management Ltd. |
|
| 71 | December 06, 2021 | Non-compliance securities law against AD Holdings & Securities Ltd. |
|
| 72 | December 05, 2021 | Order against Uniroyal Securities Ltd. |
|
| 73 | December 05, 2021 | Order against Trustee Securities Ltd. |
|
| 74 | December 05, 2021 | Order against Anirban Das Gupta (Uniroyal Securities Ltd.) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 29, 2021 | Non-compliance securities law against Syed Mahmudul Haque |
|
| 2 | November 28, 2021 | Non-compliance securities law against Subvalley Securities Ltd. |
|
| 3 | November 25, 2021 | Non-compliance securities law against Smart Share and Securities Ltd. |
|
| 4 | November 25, 2021 | Non-compliance securities law against Shahjalal Islami Bank Securities Ltd. |
|
| 5 | November 25, 2021 | Non-compliance securities law against Reliance Brokerage Service Ltd. |
|
| 6 | November 25, 2021 | Non-compliance securities law against Lanka Bangla Securities Ltd. |
|
| 7 | November 24, 2021 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 8 | November 23, 2021 | Non-compliance securities law against Thea Securities Ltd. |
|
| 9 | November 23, 2021 | Non-compliance securities law against Royal Capital Ltd. |
|
| 10 | November 23, 2021 | Non-compliance securities law against Md. Fakhrul Islam Securities |
|
| 11 | November 23, 2021 | Non-compliance securities law against Ibrahim Securities Ltd. |
|
| 12 | November 23, 2021 | Non-compliance securities law against DSFM Securities Ltd. |
|
| 13 | November 23, 2021 | Non-compliance securities law against Be Rich Limited |
|
| 14 | November 17, 2021 | Non-compliance securities law against Subvalley Securities Ltd. |
|
| 15 | November 17, 2021 | Non-compliance securities law against Royal Capital Ltd. |
|
| 16 | November 17, 2021 | Non-compliance securities law against Ahmed Iqbal Hasan Securities Ltd. |
|
| 17 | November 16, 2021 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| 18 | November 16, 2021 | Non-compliance securities law against Expo Traders Ltd. |
|
| 19 | November 14, 2021 | Non-compliance securities law against Md. Fazlur Rahman (AB Securities Ltd.) |
|
| 20 | November 14, 2021 | Non-compliance securities law against AB Securities Ltd. |
|
| 21 | November 14, 2021 | Non-compliance securities law against AB Investment Ltd. |
|
| 22 | November 14, 2021 | Non-compliance securities law against AB Bank Ltd. |
|
| 23 | November 10, 2021 | Non-compliance securities law against Dhaka Bank Securities Ltd. |
|
| 24 | November 10, 2021 | Non-compliance securities law against Kazi Equities Ltd. |
|
| 25 | November 10, 2021 | Non-compliance securities law against Ettihad Securities Ltd. |
|
| 26 | November 01, 2021 | Non-compliance securities law against United Financial Trading Co. Ltd. |
|
| 27 | November 01, 2021 | Non-compliance securities law against Premier Leasing Securities Broking Ltd. |
|
| 28 | November 01, 2021 | Non-compliance securities law against M. Zubair Securities Ltd. |
|
| 29 | November 01, 2021 | Non-compliance securities law against Federal Securities and Investment Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 31, 2021 | Non-compliance securities law against UCB Capital Ltd. |
|
| 2 | October 31, 2021 | Non-compliance securities law against Salta Capital Ltd. |
|
| 3 | October 31, 2021 | Non-compliance securities law against Royal Capital Ltd |
|
| 4 | October 31, 2021 | Non-compliance securities law against Remons Investment & Securities Ltd. |
|
| 5 | October 31, 2021 | Non-compliance securities law against Reloance Brokerage Securities Ltd. |
|
| 6 | October 31, 2021 | Non-compliance securities law against Nizams Shares & Securities Ltd. |
|
| 7 | October 31, 2021 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 8 | October 31, 2021 | Non-compliance securities law against Mirpur Securities Ltd. |
|
| 9 | October 31, 2021 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 10 | October 31, 2021 | Non-compliance securities law against Island Securities Ltd. |
|
| 11 | October 31, 2021 | Non-compliance securities law against Firstlead Securities Ltd. |
|
| 12 | October 27, 2021 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 13 | October 26, 2021 | Non-compliance securities law against Shanta Securities Ltd. |
|
| 14 | October 26, 2021 | Non-compliance securities law against Nizam's Shares & Securities Ltd. |
|
| 15 | October 26, 2021 | Non-compliance securities law against Jahan Securities Ltd. |
|
| 16 | October 26, 2021 | Non-compliance securities law against Apex Investment Ltd. |
|
| 17 | October 26, 2021 | Non-compliance Securities law against Anwar Securities Ltd. |
|
| 18 | October 26, 2021 | Non-compliance Securities law against Anchor Securities Ltd. |
|
| 19 | October 25, 2021 | Non-compliance securities law against Md. Fakhrul Islam Securities Ltd. |
|
| 20 | October 25, 2021 | Non-compliance securities law against Jamal Ahmed Securities Ltd. |
|
| 21 | October 25, 2021 | Non-compliance securities law against Hedayetullah Securities Ltd. |
|
| 22 | October 25, 2021 | Non-compliance securities law against HAC Securities Ltd. |
|
| 23 | October 25, 2021 | Non-compliance securities law against Ettihad Securities Ltd. |
|
| 24 | October 21, 2021 | Non-compliance securities law against ZATL SECURITIES LTD. |
|
| 25 | October 21, 2021 | Non-compliance securities law against SHOEL SECURITIES LTD. |
|
| 26 | October 21, 2021 | Non-compliance securities law against PURABI SECURITIES LTD. |
|
| 27 | October 21, 2021 | Non-compliance securities law against PLATINUM SECURITIES LTD. |
|
| 28 | October 21, 2021 | Non-compliance securities law against PIONEER SHARES & SECURITIES LTD. |
|
| 29 | October 21, 2021 | Non-compliance securities law against NIZAM'S SHARES & SECURITIES LTD. |
|
| 30 | October 21, 2021 | Non-compliance securities law against MIRPUR SECURITIES LTD. |
|
| 31 | October 21, 2021 | Non-compliance securities law against KISHWAR SECURITIES INVESTMENT LTD. |
|
| 32 | October 21, 2021 | Non-compliance securities law against JIC SECURITIES LTD. |
|
| 33 | October 21, 2021 | Non-compliance securities law against JESCO CAPITAL MANAGEMENT LTD. |
|
| 34 | October 21, 2021 | Non-compliance securities law against HILLCITY SECURITIES LTD. |
|
| 35 | October 21, 2021 | Non-compliance securities law against HASSAN SHARES & SECURITIES LTD. |
|
| 36 | October 21, 2021 | Non-compliance securities law against CENTURY SECURITIES LTD. |
|
| 37 | October 21, 2021 | Non-compliance securities law against BRITISH BENGAL SECURITIES LTD. |
|
| 38 | October 21, 2021 | Non-compliance securities law against BASE Capital Ltd. |
|
| 39 | October 21, 2021 | Non-compliance securities law against Ahmed Securities Ltd. |
|
| 40 | October 21, 2021 | Non-compliance securities law against A. M. Securities and Finance Services Ltd. |
|
| 41 | October 21, 2021 | Non-compliance securities law against A. K. Khan Securities Ltd. |
|
| 42 | October 21, 2021 | Non-compliance Securities law against 3A & COMPANY Ltd. |
|
| 43 | October 12, 2021 | Non-compliance securities law against Aries Securities Ltd. |
|
| 44 | October 08, 2021 | Non-compliance securities law against ISLAMI BANK SECURITIES LTD. |
|
| 45 | October 08, 2021 | Non-compliance securities law against FAREAST STOCKS & BONDS LTD. |
|
| 46 | October 08, 2021 | Non-compliance securities law against CONFIDENCE EQUITIES LTD. |
|
| 47 | October 07, 2021 | Non-compliance securities law against UNITY SHARES TRADE LTD. |
|
| 48 | October 07, 2021 | Non-compliance securities law against SOLEX SECURITIES LTD. |
|
| 49 | October 07, 2021 | Non-compliance securities law against PUBALI BANK SECURITIES LTD. |
|
| 50 | October 07, 2021 | Non-compliance securities law against PRUDENTIAL CAPITAL LTD. |
|
| 51 | October 07, 2021 | Non-compliance securities law against PREMIER BANK SECURITIES LTD. |
|
| 52 | October 07, 2021 | Non-compliance securities law against POPULAR LIFE SECURITIES LTD. |
|
| 53 | October 07, 2021 | Non-compliance securities law against NURJAHAN SECURITIES LTD. |
|
| 54 | October 07, 2021 | Non-compliance securities law against N. C. SECURITIES LTD. |
|
| 55 | October 07, 2021 | Non-compliance securities law against JAMUNA BANK SECURITIES LTD. |
|
| 56 | October 07, 2021 | Non-compliance securities law against HOLY CITY SECURITIES LTD. |
|
| 57 | October 07, 2021 | Non-compliance securities law against Abacus Securities Ltd. |
|
| 58 | October 06, 2021 | Non-compliance securities law against NLI Securities Ltd. |
|
| 59 | October 06, 2021 | Non-compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| 60 | October 05, 2021 | Non-compliance securities law against Vertex Stock & Securities Ltd. |
|
| 61 | October 05, 2021 | Non-compliance securities law against RR Development & Construction Ltd. |
|
| 62 | October 05, 2021 | Non-compliance securities law against Mr. Mohammed Assaduzzaman |
|
| 63 | October 05, 2021 | Non-compliance securities law against Md. Saif Ullah |
|
| 64 | October 05, 2021 | Non-compliance securities law against M/s Kamal Traders |
|
| 65 | October 05, 2021 | Non-compliance securities law against E-Securities Ltd. |
|
| 66 | October 05, 2021 | Non-compliance securities law against BD Finance Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 29, 2021 | Non-compliance securities law against Stock & Bond Ltd. |
|
| 2 | September 29, 2021 | Non-compliance securities law against Shohrab Securities & Trade Ltd. |
|
| 3 | September 29, 2021 | Non-compliance securities law against Shahjahan Securities Ltd. |
|
| 4 | September 29, 2021 | Non-compliance securities law against Shahajahan Securities Ltd. |
|
| 5 | September 29, 2021 | Non-compliance securities law against Royal Green Securities Ltd. |
|
| 6 | September 29, 2021 | Non-compliance securities law against Repid Securities Ltd. |
|
| 7 | September 29, 2021 | Non-compliance securities law against Razzak Securities Ltd. |
|
| 8 | September 29, 2021 | Non-compliance securities law against Rashid Investment Services Ltd. |
|
| 9 | September 29, 2021 | Non-compliance securities law against Prudential Securities Ltd. |
|
| 10 | September 29, 2021 | Non-compliance securities law against Murshed Securities Ltd. |
|
| 11 | September 29, 2021 | Non-compliance securities law against Mohammadi Stock Market Ltd. |
|
| 12 | September 29, 2021 | Non-compliance securities law against Modern Securities Ltd. |
|
| 13 | September 29, 2021 | Non-compliance securities law against JKC Securities Ltd. |
|
| 14 | September 29, 2021 | Non-compliance securities law against Hazrat Amanat Sha Securities Ltd. |
|
| 15 | September 29, 2021 | Non-compliance securities law against Haji Mohammad Ali Securities Ltd. |
|
| 16 | September 29, 2021 | Non-compliance securities law against Haji Ahmad Brothers Securities Ltd. |
|
| 17 | September 29, 2021 | Non-compliance securities law against G M F Securities Ltd. |
|
| 18 | September 29, 2021 | Non-compliance securities law against Elegent Stock and Securities Ltd. |
|
| 19 | September 29, 2021 | Non-compliance securities law against Eastern Shares & Securities Ltd. |
|
| 20 | September 29, 2021 | Non-compliance securities law against Dragon Securities Ltd. |
|
| 21 | September 29, 2021 | Non-compliance securities law against Desa Securities Ltd. |
|
| 22 | September 29, 2021 | Non-compliance securities law against Anchor Securities Ltd. |
|
| 23 | September 29, 2021 | Non-compliance securities law against Aloco Securities Ltd. |
|
| 24 | September 29, 2021 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd. |
|
| 25 | September 29, 2021 | Non-compliance securities law against ACE Capital Management Services Ltd. |
|
| 26 | September 28, 2021 | Non-compliance securities law against Square Securities Management Ltd. |
|
| 27 | September 28, 2021 | Non-compliance securities law against Mr. Md. Farid Ahmed (Bank Asia Securities Ltd.) |
|
| 28 | September 28, 2021 | Non-compliance securities law against Monno Fabrics Ltd. |
|
| 29 | September 28, 2021 | Non-compliance securities law against Deshbandhu Polymer Ltd. |
|
| 30 | September 27, 2021 | Non-compliance securities law against Sanmar Capital Management Ltd. |
|
| 31 | September 27, 2021 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 32 | September 27, 2021 | Non-compliance securities law against Island Securities Ltd. |
|
| 33 | September 27, 2021 | Non-compliance securities law against IDLC Securities Ltd. |
|
| 34 | September 27, 2021 | Non-compliance securities law against Firstlead Securities Ltd. |
|
| 35 | September 27, 2021 | Non-compliance securities law against EIC Securities Ltd. |
|
| 36 | September 27, 2021 | Non-compliance securities law against D.N. Securities Ltd. |
|
| 37 | September 15, 2021 | Non-compliance securities law against Dhanmondi Securities Ltd. |
|
| 38 | September 14, 2021 | Non-compliance securities law against Trustee Securities Ltd. |
|
| 39 | September 14, 2021 | Non-compliance securities law against Parom Securities Ltd. |
|
| 40 | September 13, 2021 | Non-compliance securities law against Western securities Investment Management Ltd. |
|
| 41 | September 13, 2021 | Non-compliance securities law against SCL Securities Ltd. |
|
| 42 | September 13, 2021 | Non-compliance securities law against Popular Life Insurance Co. Ltd. |
|
| 43 | September 13, 2021 | Non-compliance securities law against Nouvelle Securities Ltd. |
|
| 44 | September 13, 2021 | Non-compliance securities law against Meghna Life securities and Investment Ltd. |
|
| 45 | September 13, 2021 | Non-compliance securities law against Abacus Securities Ltd. |
|
| 46 | September 12, 2021 | Non-compliance securities law against E-Securities Ltd. |
|
| 47 | September 08, 2021 | Non-compliance securities law against Murshed Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 29, 2021 | Non-compliance securities law against Intraco Refueling Ltd. |
|
| 2 | August 26, 2021 | Non-compliance securities law against Maria Ahmmed & S. M. Enterprise (Lanka Bangla Securities Ltd.) |
|
| 3 | August 26, 2021 | Non-compliance securities law against Legacy Footwear Ltd. |
|
| 4 | August 26, 2021 | Non-compliance securities law against Ifad Multi Products, Enterprises, Agro Complex Ltd. |
|
| 5 | August 26, 2021 | Non-compliance securities law against Golden Son Ltd. |
|
| 6 | August 26, 2021 | Non-compliance securities law against Bluechip Securities Ltd. |
|
| 7 | August 26, 2021 | Non-compliance securities law against Ahmed Zaker & Co. |
|
| 8 | August 10, 2021 | Non-compliance securities law against Ali Securities Co. Ltd. |
|
| 9 | August 09, 2021 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 10 | August 05, 2021 | Non-compliance securities law against Stock & Bonds Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 28, 2021 | Non-compliance securities law against Surma Securities Holding Company Ltd. |
|
| 2 | July 28, 2021 | Non-compliance securities law against Jamal Ahmed Securities Ltd. |
|
| 3 | July 28, 2021 | Non-compliance securities law against Bangladesh Plantation Ltd. |
|
| 4 | July 19, 2021 | Non-compliance securities law against Unique Share Management Ltd. |
|
| 5 | July 18, 2021 | Non-compliance securities law against Reliance Brokerage Service Ltd. |
|
| 6 | July 18, 2021 | Non-compliance securities law against RAK Capital Ltd. |
|
| 7 | July 18, 2021 | Non-compliance securities law against Howlader Equity Service Ltd. |
|
| 8 | July 18, 2021 | Non-compliance securities law against City Brokerage Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 30, 2021 | Non-compliance securities law against Prime Islami Securities Ltd. |
|
| 2 | June 30, 2021 | Non-compliance securities law against Popular Life Insurance Company Ltd. |
|
| 3 | June 30, 2021 | Non-compliance securities law against AFC Agro Biotech Ltd. |
|
| 4 | June 30, 2021 | Non-compliance securities law against Active Fine Chemicals Ltd.(Issure) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 09, 2021 | Non-compliance securities law against Prudential Capital Ltd. |
|
| 2 | May 09, 2021 | Non-compliance securities law against Mr. Md. Nazrul Islam |
|
| 3 | May 09, 2021 | Non-compliance securities law against Mr. Hasan Jamil |
|
| 4 | May 09, 2021 | Non-compliance securities law against Mr. Abdul Quaium |
|
| 5 | May 09, 2021 | Non-compliance securities law against Mohammadia Housing Ltd. |
|
| 6 | May 03, 2021 | Order against Mrs. Fahmida Islam (Beach Hatchery Ltd.) |
|
| 7 | May 03, 2021 | Order against Mr. S. M. Mafidul Haque (Investment Promotion Services Ltd.) |
|
| 8 | May 03, 2021 | Order against Mohammad Sayf Ullah (NBL Securities Ltd.) |
|
| 9 | May 03, 2021 | Order against Meghna Shrimp Culture Ltd. |
|
| 10 | May 03, 2021 | Non-compliance securities law against Mr. Mohammad Younus |
|
| 11 | May 03, 2021 | Non-compliance securities law against Mr. Md. Nazrul Islam (Beach Hatchery Ltd.) |
|
| 12 | May 03, 2021 | Non-compliance securities law against Mr. Enamul Haque Bhuiyan |
|
| 13 | May 03, 2021 | Non-compliance securities law against Mr Md. Dulal |
|
| 14 | May 03, 2021 | Non-compliance securities law against Md.Shariful Islam |
|
| 15 | May 03, 2021 | Non-compliance securities law against Jubo Karmasansthan Society |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 18, 2021 | Order Against Mirror Financial Ltd. |
|
| 2 | April 18, 2021 | Non-compliance securities law against M-Securities Ltd. |
|
| 3 | April 12, 2021 | Penalty Order Against IIDFC Capital Ltd. |
|
| 4 | April 12, 2021 | Penalty Order Against BMSL Investment Ltd. |
|
| 5 | April 12, 2021 | Penalty Order Against BMSL Investment Ltd. |
|
| 6 | April 12, 2021 | Penalty Order Against ARTISAN Chartered Accountants |
|
| 7 | April 12, 2021 | Penalty Order Against Al-Faruque Bags Ltd. |
|
| 8 | April 08, 2021 | Non-compliance securities law against Dhaka Stock Exchange Ltd. |
|
| 9 | April 08, 2021 | Non-compliance securities law against Babul Securities Ltd. |
|
| 10 | April 04, 2021 | Non-compliance securities law against Salta Capital Ltd. |
|
| 11 | April 04, 2021 | Non-compliance securities law against Nizam's Shares & Securities Ltd. |
|
| 12 | April 04, 2021 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 13 | April 04, 2021 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 25, 2021 | Non-compliance securities law against Emerging Credit rating Ltd. |
|
| 2 | March 18, 2021 | Non-compliance securities law against UCB Capital Management Ltd. |
|
| 3 | March 18, 2021 | Non-compliance securities law against Ms. Tasnia Shahjahan |
|
| 4 | March 18, 2021 | Non-compliance securities law against Monno Welfare Foundation |
|
| 5 | March 18, 2021 | Non-compliance securities law against Monno Jute Stafflers Ltd. |
|
| 6 | March 18, 2021 | Non-compliance securities law against Md Saif Ullah |
|
| 7 | March 18, 2021 | Non-compliance securities law against Md Alamgir kabir |
|
| 8 | March 18, 2021 | Non-compliance securities law against Jamuna bank capital management ltd. |
|
| 9 | March 18, 2021 | Non-compliance securities law against IPE Capital Ltd. |
|
| 10 | March 18, 2021 | Non-compliance securities law against Invstment Corporation of Bangladesh |
|
| 11 | March 18, 2021 | Non-compliance securities law against Genex Infosys Ltd. |
|
| 12 | March 18, 2021 | Non-compliance securities law against Bishwajit Das |
|
| 13 | March 18, 2021 | Non-compliance securities law against Aom Ass Managnt Ltd. |
|
| 14 | March 15, 2021 | Order against Firstlead Securities ltd. |
|
| 15 | March 15, 2021 | Non-compliance securities law against Salam & Company Ltd. |
|
| 16 | March 15, 2021 | Non-compliance securities law against G M F Securities Ltd. |
|
| 17 | March 11, 2021 | Non-compliance securities law against Times Securities Ltd. |
|
| 18 | March 11, 2021 | Non-compliance securities law against Remons Investment and Securities Ltd. |
|
| 19 | March 11, 2021 | Non-compliance securities law against Delta Capital Ltd._11.03.2021 |
|
| 20 | March 10, 2021 | Order against Nexus Securites Ltd. |
|
| 21 | March 10, 2021 | Order against MTB Securities Ltd. |
|
| 22 | March 10, 2021 | Non-compliance securities law against Rupali Bank Securites Ltd. |
|
| 23 | March 10, 2021 | Non-compliance securities law against NRBC Bank Securities Ltd. |
|
| 24 | March 10, 2021 | Non-compliance securities law against Meghna life securities investment ltd. |
|
| 25 | March 10, 2021 | Non-compliance securities law against Gatway Equity Resoures Ltd. |
|
| 26 | March 10, 2021 | Non-compliance securities law against Eminent Securities Ltd. |
|
| 27 | March 10, 2021 | Non-compliance securities law against DLIC Securites Ltd. |
|
| 28 | March 10, 2021 | Non-compliance securities law against BRAC EPL Stock Brokerage Ltd. |
|
| 29 | March 10, 2021 | Non-compliance securities law against BD Finance Securites Ltd. |
|
| 30 | March 10, 2021 | Non-compliance securities law against Bank Asia Securities ltd. |
|
| 31 | March 10, 2021 | Non-compliance securities law against ANF Management Co.Ltd. |
|
| 32 | March 10, 2021 | Non-compliance securities law against AHC Securites Ltd. |
|
| 33 | March 07, 2021 | Order against Swandip Corporation |
|
| 34 | March 07, 2021 | Order against Proshanta Kumar Halder |
|
| 35 | March 07, 2021 | Order against Ms. Shiuli Paul |
|
| 36 | March 07, 2021 | Order against Ms. Setara Begum |
|
| 37 | March 07, 2021 | Order against Mr. Salek Ahmed Siddique |
|
| 38 | March 07, 2021 | Order against Mr. Ripon Shaikh |
|
| 39 | March 07, 2021 | Order against Mr. Porimol Chandra Paul |
|
| 40 | March 07, 2021 | Order against Mr. Mollick Abu Bakar |
|
| 41 | March 07, 2021 | Order against Mr. Md. Toffazzal Hossain |
|
| 42 | March 07, 2021 | Order against Mr. James Martin Das |
|
| 43 | March 07, 2021 | Order against Mr. Bidan Mistry |
|
| 44 | March 07, 2021 | Order against Mr Samir Ranjan Paul. |
|
| 45 | March 07, 2021 | Order against Md. Amanat Ullah |
|
| 46 | March 07, 2021 | Order against Hal International Ltd. |
|
| 47 | March 07, 2021 | Order against Chinta Haran Datta |
|
| 48 | March 07, 2021 | Order against Amal Krishna Das |
|
| 49 | March 07, 2021 | Non-compliance securities law against Mr. Md . Nurul Kamran |
|
| 50 | March 02, 2021 | Non-compliance securities law against UniCap Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 28, 2021 | Non-compliance securities law against Investment Corporation Of Bangladesh |
|
| 2 | February 28, 2021 | Non-compliance securities law against ICB Assets Management Company Ltd. |
|
| 3 | February 28, 2021 | Order against Bali Securities Ltd. |
|
| 4 | February 17, 2021 | Non-compliance securities law against Mr. Bishnu Pada Kundu (Shahjalal Islami Bank Securities Ltd.) |
|
| 5 | February 17, 2021 | Non-compliance securities law against Mr. Anisur Rahman Sarker |
|
| 6 | February 16, 2021 | Order against Subvalley Securities Ltd. |
|
| 7 | February 16, 2021 | Order against Skys Securities Ltd. |
|
| 8 | February 10, 2021 | Non-compliance securities law against Uttara Finance Capital Management Ltd. |
|
| 9 | February 10, 2021 | Non-compliance securities law against Strategic Finance Ltd. |
|
| 10 | February 10, 2021 | Non-compliance securities law against Meghna Capital Management Ltd. |
|
| 11 | February 10, 2021 | Non-compliance securities law against IL Capital Ltd. |
|
| 12 | February 10, 2021 | Non-compliance securities law against Hal Capital Ltd. |
|
| 13 | February 10, 2021 | Non-compliance securities law against FAS Capital Management Ltd. |
|
| 14 | February 10, 2021 | Non-compliance securities law against Cosmopolitan Finance Ltd. |
|
| 15 | February 10, 2021 | Non-compliance securities law against BetaOne Investments Ltd. |
|
| 16 | February 10, 2021 | Non-compliance securities law against Abaci Investments Ltd. |
|
| 17 | February 09, 2021 | Non-compliance securities law against NLI Securities Ltd. |
|
| 18 | February 08, 2021 | Non-compliance securities law against Sterling Stocks and Securities Ltd. |
|
| 19 | February 08, 2021 | Non-compliance securities law against Aries Securities Ltd. |
|
| 20 | February 04, 2021 | Non-compliance securities law against MAM Securities Ltd. |
|
| 21 | February 03, 2021 | Order against Intech Limited |
|
| 22 | February 02, 2021 | Non-compliance securities law against Fortune Shoes Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 28, 2021 | Non-compliance securities law against Mirpur Securities Ltd. |
|
| 2 | January 28, 2021 | Non-compliance securities law against IIDFC Securities Ltd. |
|
| 3 | January 27, 2021 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| 4 | January 26, 2021 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 5 | January 07, 2021 | Order against Stylecraft Ltd. |
|
| 6 | January 07, 2021 | Non-compliance securities law against Md. Mustaque Hossain (STYLECRAFT Ltd.) |
|
| 7 | January 05, 2021 | Non-compliance securities law against Mondol Securities Ltd. |
|
| 8 | January 05, 2021 | Non-compliance securities law against Modern Equity Ltd. |
|
| 9 | January 05, 2021 | Non-compliance securities law against Fareast Islami Securities Ltd. |
|
| 10 | January 05, 2021 | Non-compliance securities law against DLIC Securities Ltd. |
|
| 11 | January 05, 2021 | Non-compliance securities law against BRB Securities Ltd. |
|
| 12 | January 04, 2021 | Non-compliance securities law against Sterling Stock and Securities Ltd. |
|
| 13 | January 04, 2021 | Non-compliance securities law against Desa Securities Ltd. |
|
| 14 | January 04, 2021 | Non-compliance securities law against BDBL Investment Services Ltd. |
|
| 15 | January 04, 2021 | Non-compliance securities law against BD Finance Securities Ltd. |
|
| 16 | January 03, 2021 | Non-compliance securities law against Uniroyal Securities Ltd. |
|
| 17 | January 03, 2021 | Non-compliance securities law against Shahjalal Equity Management Ltd. |
|
| 18 | January 03, 2021 | Non-compliance securities law against NRB Equity Management Ltd. |
|
| 19 | January 03, 2021 | Non-compliance securities law against Mahdi Amin |
|
| 20 | January 03, 2021 | Non-compliance securities law against BD Finance Capital Holdings Ltd. |
|
| 21 | January 03, 2021 | Non-compliance securities law against Anirban Das Gupta |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 31, 2020 | Non-compliance securities law against Western Securities Investment Management Ltd. |
|
| 2 | December 31, 2020 | Non-compliance securities law against Unicap Securities Ltd. |
|
| 3 | December 31, 2020 | Non-compliance securities law against Razzak Securities Ltd.1177 |
|
| 4 | December 31, 2020 | Non-compliance securities law against PFI Securities Ltd |
|
| 5 | December 31, 2020 | Non-compliance securities law against Merchant Securities Ltd. |
|
| 6 | December 31, 2020 | Non-compliance securities law against Fareast Stocks & Bonds Ltd. |
|
| 7 | December 31, 2020 | Non-compliance securities law against Conmark Limited |
|
| 8 | December 31, 2020 | Non-compliance securities law against Chittagong Shares & Securities Ltd. |
|
| 9 | December 31, 2020 | Non-compliance securities law against BDBL Investment Services Ltd. |
|
| 10 | December 31, 2020 | Non-compliance securities law against Anchor Securities Ltd. |
|
| 11 | December 29, 2020 | Order against North West Securities Ltd. |
|
| 12 | December 29, 2020 | Order against International Securities Company Ltd. |
|
| 13 | December 28, 2020 | Non-compliance securities law against Phoenix Securities Ltd. |
|
| 14 | December 28, 2020 | Non-compliance securities law against Western Securities Investment Mst. Ltd. |
|
| 15 | December 28, 2020 | Non-compliance securities law against Vanguard Shares & Securities Ltd. |
|
| 16 | December 28, 2020 | Non-compliance securities law against Uttara Exchange and Securities Ltd. |
|
| 17 | December 28, 2020 | Non-compliance securities law against Ten Stars Ltd. |
|
| 18 | December 28, 2020 | Non-compliance securities law against T. K Shares & Securities Ltd. |
|
| 19 | December 28, 2020 | Non-compliance securities law against Sylnet Securities Ltd. |
|
| 20 | December 28, 2020 | Non-compliance securities law against Super Shares & Securities Ltd. |
|
| 21 | December 28, 2020 | Non-compliance securities law against South Asia Securities Ltd. |
|
| 22 | December 28, 2020 | Non-compliance securities law against Solex Securities Ltd. |
|
| 23 | December 28, 2020 | Non-compliance securities law against SKYS Securities Ltd. |
|
| 24 | December 28, 2020 | Non-compliance securities law against Saya Securities Ltd. |
|
| 25 | December 28, 2020 | Non-compliance securities law against Sanmar Capital Mgt. Ltd. |
|
| 26 | December 28, 2020 | Non-compliance securities law against S. R. Capital Ltd. |
|
| 27 | December 28, 2020 | Non-compliance securities law against S. N. Securities Ltd. |
|
| 28 | December 28, 2020 | Non-compliance securities law against Muntaha Shares & Capital Ltd. |
|
| 29 | December 28, 2020 | Non-compliance securities law against Mirpur Securities Ltd. |
|
| 30 | December 28, 2020 | Non-compliance securities law against Megacity Securities Ltd. |
|
| 31 | December 28, 2020 | Non-compliance securities law against Meenhar Securities Ltd. |
|
| 32 | December 28, 2020 | Non-compliance securities law against Lotus Shares & Securities Ltd. |
|
| 33 | December 28, 2020 | Non-compliance securities law against Kishwar Securities Investment Ltd. |
|
| 34 | December 28, 2020 | Non-compliance securities law against Kabir Securities Ltd. |
|
| 35 | December 28, 2020 | Non-compliance securities law against JIC Securities Ltd. |
|
| 36 | December 28, 2020 | Non-compliance securities law against Jesco Capital Management Ltd. |
|
| 37 | December 28, 2020 | Non-compliance securities law against ISPI Securities Ltd. |
|
| 38 | December 28, 2020 | Non-compliance securities law against 3A & Company Ltd. |
|
| 39 | December 28, 2020 | Non-compliance securities law against Phoenix Securities Ltd.1172 |
|
| 40 | December 23, 2020 | Non-compliance securities law against JKC Securities Ltd. |
|
| 41 | December 23, 2020 | Non-compliance securities law against Desa Securities Ltd. |
|
| 42 | December 23, 2020 | Non-compliance securities law against Holy City Securities Ltd. |
|
| 43 | December 20, 2020 | Non-compliance securities law against Chittagong Shares and Securities Ltd. |
|
| 44 | December 20, 2020 | Non-compliance securities law against Chittagong Capital Ltd. |
|
| 45 | December 20, 2020 | Non-compliance securities law against Century Securities Ltd. |
|
| 46 | December 20, 2020 | Non-compliance securities law against British Bengal Securities Ltd. |
|
| 47 | December 20, 2020 | Non-compliance securities law against Be Rich Ltd. |
|
| 48 | December 20, 2020 | Non-compliance securities law against Azim Securities Ltd. |
|
| 49 | December 20, 2020 | Non-compliance securities law against Associate Capital Securities Ltd. |
|
| 50 | December 20, 2020 | Non-compliance securities law against Amin Securities & Consultant Ltd. |
|
| 51 | December 20, 2020 | Non-compliance securities law against Ahmed Securities Services Ltd. |
|
| 52 | December 20, 2020 | Non-compliance securities law against Abascus Securities Ltd. |
|
| 53 | December 20, 2020 | Non-compliance securities law against Sheltech Brokerage Ltd.1078 |
|
| 54 | December 20, 2020 | Non-compliance securities law against Shanta Securities Ltd.1079 |
|
| 55 | December 20, 2020 | Non-compliance securities law against Progressive Life Insurance Company Ltd. |
|
| 56 | December 20, 2020 | Non-compliance securities law against Mr. Mozaffar Hossain_Bangladesh National Insurance Company Ltd, |
|
| 57 | December 20, 2020 | Non-compliance securities law against International Securities Ltd. |
|
| 58 | December 20, 2020 | Non-compliance securities law against Inter Continental Securities Ltd. |
|
| 59 | December 20, 2020 | Non-compliance securities law against Imtiyaz Husain Securities Ltd. 0 |
|
| 60 | December 20, 2020 | Non-compliance securities law against Holy City Securities Ltd |
|
| 61 | December 20, 2020 | Non-compliance securities law against HillCity Securities Ltd |
|
| 62 | December 20, 2020 | Non-compliance securities law against Hefazatur Rahman & Co. Ltd. |
|
| 63 | December 20, 2020 | Non-compliance securities law against Hasan Shares & Securities Ltd. |
|
| 64 | December 20, 2020 | Non-compliance securities law against Habib Shares & Securities Ltd. |
|
| 65 | December 20, 2020 | Non-compliance securities law against Galaxy Capital Ltd. |
|
| 66 | December 20, 2020 | Non-compliance securities law against Firstlead Securities Ltd. |
|
| 67 | December 20, 2020 | Non-compliance securities law against First Capital Securities Ltd. |
|
| 68 | December 20, 2020 | Non-compliance securities law against Far East Shares & Securities Ltd. |
|
| 69 | December 20, 2020 | Non-compliance securities law against Express Securities Ltd. |
|
| 70 | December 20, 2020 | Non-compliance securities law against EIC Securities Ltd. |
|
| 71 | December 20, 2020 | Non-compliance securities law against EBL Investments Ltd. |
|
| 72 | December 20, 2020 | Non-compliance securities law against Eastern Shares & Securities Ltd. |
|
| 73 | December 20, 2020 | Non-compliance securities law against Dhaka Securities Ltd. |
|
| 74 | December 20, 2020 | Non-compliance securities law against DBL Securities Ltd. |
|
| 75 | December 20, 2020 | Non-compliance securities law against D. N. Securities Ltd. |
|
| 76 | December 20, 2020 | Non-compliance securities law against Cordial Securities Ltd. |
|
| 77 | December 20, 2020 | Non-compliance securities law against Chowdhury Securities Ltd. |
|
| 78 | December 09, 2020 | Non-compliance securities law against BRB Securities Ltd. |
|
| 79 | December 09, 2020 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 80 | December 08, 2020 | Non-compliance securities law against Hillcity Securities Ltd. |
|
| 81 | December 06, 2020 | Non-compliance securities law against PLFS Investment Ltd. |
|
| 82 | December 06, 2020 | Non-compliance securities law against Exim Islami Investment Ltd. |
|
| 83 | December 06, 2020 | Non-compliance securities law against Bengal Investment Ltd. |
|
| 84 | December 03, 2020 | Non-compliance securities law against Alpha Securities Ltd. |
|
| 85 | December 03, 2020 | Non-compliance securities law against Adams Securities Ltd. |
|
| 86 | December 03, 2020 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 87 | December 03, 2020 | Non-compliance securities law against Vision Capital Management Ltd. |
|
| 88 | December 03, 2020 | Non-compliance securities law against United Securities Ltd. |
|
| 89 | December 03, 2020 | Non-compliance securities law against United Financial Trading Co. Ltd. |
|
| 90 | December 03, 2020 | Non-compliance securities law against Uniroyal Securities Ltd. |
|
| 91 | December 03, 2020 | Non-compliance securities law against Unicap Share Management Ltd. |
|
| 92 | December 03, 2020 | Non-compliance securities law against Unicap Capital Ltd. |
|
| 93 | December 03, 2020 | Non-compliance securities law against UGC Securities Ltd. |
|
| 94 | December 03, 2020 | Non-compliance securities law against UCB Capital Management Ltd. |
|
| 95 | December 03, 2020 | Non-compliance securities law against Trustee Securities Ltd. |
|
| 96 | December 03, 2020 | Non-compliance securities law against Trust Bank Securities Ltd. |
|
| 97 | December 03, 2020 | Non-compliance securities law against Transcon Securities Ltd. |
|
| 98 | December 03, 2020 | Non-compliance securities law against Total Communication Ltd. |
|
| 99 | December 03, 2020 | Non-compliance securities law against A N F Management Company Ltd. |
|
| 100 | December 03, 2020 | Non-compliance securities law against A K Khan Securities Ltd. |
|
| 101 | December 03, 2020 | Non-compliance securities law against A I Securities Ltd. |
|
| 102 | December 03, 2020 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 103 | December 03, 2020 | Non-compliance securities law against Tobarrak Securities Ltd. |
|
| 104 | December 03, 2020 | Non-compliance securities law against Times Securities Ltd. |
|
| 105 | December 03, 2020 | Non-compliance securities law against Surma Securities Holding Co. Ltd. |
|
| 106 | December 03, 2020 | Non-compliance securities law against Stock & Bonds Ltd. |
|
| 107 | December 03, 2020 | Non-compliance securities law against Sterling Stocks and Securities Ltd. |
|
| 108 | December 03, 2020 | Non-compliance securities law against Square Securities Management Ltd. |
|
| 109 | December 03, 2020 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 110 | December 03, 2020 | Non-compliance securities law against SIBL Securities Ltd. |
|
| 111 | December 03, 2020 | Non-compliance securities law against Shyamol Equity Management Ltd. |
|
| 112 | December 03, 2020 | Non-compliance securities law against Shohrab Securities & Trade Ltd. |
|
| 113 | December 03, 2020 | Non-compliance securities law against Sheltech Brokerage Ltd. |
|
| 114 | December 03, 2020 | Non-compliance securities law against Sharp Securities Ltd. |
|
| 115 | December 03, 2020 | Non-compliance securities law against Shanta Securities Ltd. |
|
| 116 | December 03, 2020 | Non-compliance securities law against Shakil Razvi Stock Ltd. |
|
| 117 | December 03, 2020 | Non-compliance securities law against IDLC Securities Ltd. |
|
| 118 | December 03, 2020 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 119 | December 03, 2020 | Non-compliance securities law against BRAC EPL Stock Brokerage Ltd. |
|
| 120 | December 03, 2020 | Non-compliance securities law against A. R Chowdhury Securities Ltd. |
|
| 121 | December 03, 2020 | Non-compliance securities law against A. M. Securities and Financial Services Ltd. |
|
| 122 | December 02, 2020 | Non-compliance securities law against Razzak Securities Ltd. |
|
| 123 | December 02, 2020 | Non-compliance securities law against Prudential Capital Ltd. |
|
| 124 | December 01, 2020 | Non-compliance securities law against Shajahan Securities Ltd. |
|
| 125 | December 01, 2020 | Non-compliance securities law against Shahjalal Islami Bank Securities Ltd. |
|
| 126 | December 01, 2020 | Non-compliance securities law against Shahed Securities Ltd. |
|
| 127 | December 01, 2020 | Non-compliance securities law against Shah Mohammad Sagir & Co Ltd. |
|
| 128 | December 01, 2020 | Non-compliance securities law against SCL Securities Ltd. |
|
| 129 | December 01, 2020 | Non-compliance securities law against SBC Securities & Investment Ltd. |
|
| 130 | December 01, 2020 | Non-compliance securities law against Salam and Company Ltd. |
|
| 131 | December 01, 2020 | Non-compliance securities law against SAHCO Securities Ltd. |
|
| 132 | December 01, 2020 | Non-compliance securities law against Sadeque Financial Management Ltd. |
|
| 133 | December 01, 2020 | Non-compliance securities law against Saad Securities Ltd. |
|
| 134 | December 01, 2020 | Non-compliance securities law against S & H Equities Ltd. |
|
| 135 | December 01, 2020 | Non-compliance securities law against Royal Green Securities Ltd. |
|
| 136 | December 01, 2020 | Non-compliance securities law against Royal Capital Ltd. |
|
| 137 | December 01, 2020 | Non-compliance securities law against Rose Securities Ltd. |
|
| 138 | December 01, 2020 | Non-compliance securities law against Remons Investment & Securities Ltd. |
|
| 139 | December 01, 2020 | Non-compliance securities law against Reliance Brokerage Services Ltd. |
|
| 140 | December 01, 2020 | Non-compliance securities law against Rasti Securities Ltd. |
|
| 141 | December 01, 2020 | Non-compliance securities law against Rashid Investment & Services Ltd. |
|
| 142 | December 01, 2020 | Non-compliance securities law against Rapid Securities Ltd. |
|
| 143 | December 01, 2020 | Non-compliance securities law against R N I Securities Ltd. |
|
| 144 | December 01, 2020 | Non-compliance securities law against Quayum Securities Ltd. |
|
| 145 | December 01, 2020 | Non-compliance securities law against Pubali Bank Securities Ltd. |
|
| 146 | December 01, 2020 | Non-compliance securities law against Prime Islami Securities Ltd. |
|
| 147 | December 01, 2020 | Non-compliance securities law against Prilink Securities Ltd. |
|
| 148 | December 01, 2020 | Non-compliance securities law against Premier Leasing Securities Ltd. |
|
| 149 | December 01, 2020 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 150 | December 01, 2020 | Non-compliance securities law against Popular Life Insurance Co. Ltd. |
|
| 151 | December 01, 2020 | Non-compliance securities law against PHP Stock & Services Ltd. |
|
| 152 | December 01, 2020 | Non-compliance securities law against Phoenix Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 26, 2020 | Non-compliance securities law against Modern Equity Ltd. |
|
| 2 | November 26, 2020 | Non-compliance securities law against Mirror Financial Management Ltd. |
|
| 3 | November 26, 2020 | Non-compliance securities law against Merchantile Bank Securities Ltd. |
|
| 4 | November 26, 2020 | Non-compliance securities law against Merchant Securities Ltd. |
|
| 5 | November 26, 2020 | Non-compliance securities law against Meghna Life Securities & Investment Ltd. |
|
| 6 | November 26, 2020 | Non-compliance securities law against Meghna Bank Securities Ltd. |
|
| 7 | November 26, 2020 | Non-compliance securities law against Square Securities Management Limited. |
|
| 8 | November 26, 2020 | Non-compliance securities law against PFI Securities Ltd. |
|
| 9 | November 26, 2020 | Non-compliance securities law against Peace Securities Ltd. |
|
| 10 | November 26, 2020 | Non-compliance securities law against Pasha Capital Ltd. |
|
| 11 | November 26, 2020 | Non-compliance securities law against Oshadhi Securities Ltd. |
|
| 12 | November 26, 2020 | Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd. |
|
| 13 | November 26, 2020 | Non-compliance securities law against NRBC Bank Securities Ltd. |
|
| 14 | November 26, 2020 | Non-compliance securities law against NLI Securities Ltd. |
|
| 15 | November 26, 2020 | Non-compliance securities law against Nexus Securities Ltd. |
|
| 16 | November 26, 2020 | Non-compliance securities law against NCCB Securities & Financial Ltd. |
|
| 17 | November 26, 2020 | Non-compliance securities law against Nabiul Karim Securities Ltd. |
|
| 18 | November 26, 2020 | Non-compliance securities law against Multi Securities & Services Ltd. |
|
| 19 | November 26, 2020 | Non-compliance securities law against MTB Securities Ltd. |
|
| 20 | November 26, 2020 | Non-compliance securities law against Moshior Securities Ltd. |
|
| 21 | November 26, 2020 | Non-compliance securities law against Mona Financial Consultancy & Secutities Ltd. |
|
| 22 | November 26, 2020 | Non-compliance securities law against Mohammaddi Stock Market Ltd. |
|
| 23 | November 26, 2020 | Non-compliance securities law against Modern Securities Ltd. |
|
| 24 | November 26, 2020 | Non-compliance securities law against Secure Capitals Ltd. |
|
| 25 | November 26, 2020 | Non-compliance securities law against Royal Capitals Ltd. |
|
| 26 | November 26, 2020 | Non-compliance securities law against Race Protfolio and Issue Management Ltd. |
|
| 27 | November 26, 2020 | Non-compliance securities law against Prudential Capitals Ltd. |
|
| 28 | November 26, 2020 | Non-compliance securities law against M-Securities Ltd. |
|
| 29 | November 26, 2020 | Non-compliance securities law against Md. Shahidullah Securities Ltd. |
|
| 30 | November 26, 2020 | Non-compliance securities law against Md. Fakhrul Islam Securities Ltd. |
|
| 31 | November 26, 2020 | Non-compliance securities law against MAM Securities Ltd. |
|
| 32 | November 26, 2020 | Non-compliance securities law against MAH Securities Ltd. |
|
| 33 | November 26, 2020 | Non-compliance securities law against M & Z Securities Ltd. |
|
| 34 | November 26, 2020 | Non-compliance securities law against Harpoon Securities Ltd. |
|
| 35 | November 26, 2020 | Non-compliance securities law against Cosmopolitan Finance Ltd. |
|
| 36 | November 23, 2020 | Non-compliance securities law against Latif Securities Ltd. |
|
| 37 | November 23, 2020 | Non-compliance securities law against Howlader Equities Services Ltd. |
|
| 38 | November 23, 2020 | Non-compliance securities law against Hedayetullah Securities Ltd. |
|
| 39 | November 23, 2020 | Non-compliance securities law against Hazrat Amanat Shah Securities Ltd. |
|
| 40 | November 23, 2020 | Non-compliance securities law against Hasan Securities Ltd. |
|
| 41 | November 23, 2020 | Non-compliance securities law against K-Securities and Consultants Ltd. |
|
| 42 | November 23, 2020 | Non-compliance securities law against Khwaja Equities Service Ltd. |
|
| 43 | November 23, 2020 | Non-compliance securities law against Kazi firoz Rashid Securities Ltd. |
|
| 44 | November 23, 2020 | Non-compliance securities law against Kazi Equities Ltd. |
|
| 45 | November 23, 2020 | Non-compliance securities law against K.H.B. Securities Ltd.937 |
|
| 46 | November 23, 2020 | Non-compliance securities law against K.H.B. Securities Ltd. |
|
| 47 | November 23, 2020 | Non-compliance securities law against Joytun Securities Ltd.936 |
|
| 48 | November 23, 2020 | Non-compliance securities law against Jamal Ahmed Securities Ltd. |
|
| 49 | November 23, 2020 | Non-compliance securities law against Jahan Securities Ltd. |
|
| 50 | November 23, 2020 | Non-compliance securities law against Island Securities Ltd. |
|
| 51 | November 23, 2020 | Non-compliance securities law against Islami Bank Securities Ltd. |
|
| 52 | November 23, 2020 | Non-compliance securities law against Investment Promotion Services Ltd. |
|
| 53 | November 23, 2020 | Non-compliance securities law against International Leasing Securities Ltd. |
|
| 54 | November 23, 2020 | Non-compliance securities law against Indicate Securities Consultants Ltd. |
|
| 55 | November 23, 2020 | Non-compliance securities law against Imtiyaz Husain Securities Ltd. |
|
| 56 | November 23, 2020 | Non-compliance securities law against IIFD Securities Ltd. |
|
| 57 | November 23, 2020 | Non-compliance securities law against IFIC Securities and Financial Services Ltd. |
|
| 58 | November 23, 2020 | Non-compliance securities law against Ibrahim Securities Ltd. |
|
| 59 | November 23, 2020 | Non-compliance securities law against Sylnet Securities Ltd. |
|
| 60 | November 23, 2020 | Non-compliance securities law against Pioneer Shares & Securities Ltd. |
|
| 61 | November 23, 2020 | Non-compliance securities law against International Leasing securities Ltd. |
|
| 62 | November 18, 2020 | Non-compliance securities law against Salta Capital Ltd. |
|
| 63 | November 18, 2020 | Non-compliance securities law against Reliance Brokerage Services Ltd. |
|
| 64 | November 18, 2020 | Non-compliance securities law against Island Securities Ltd.888 |
|
| 65 | November 18, 2020 | Non-compliance securities law against EBL Investments Ltd. |
|
| 66 | November 18, 2020 | Non-compliance securities law against City Bank Capital Resources Ltd. |
|
| 67 | November 18, 2020 | Non-compliance securities law against UCB Capital Management Ltd. |
|
| 68 | November 18, 2020 | Non-compliance securities law against Pime Islami Securities Ltd. |
|
| 69 | November 18, 2020 | Non-compliance securities law against Lanka Bangla Securties Ltd. |
|
| 70 | November 18, 2020 | Non-compliance securities law against International Leasing Securities Ltd. |
|
| 71 | November 18, 2020 | Non-compliance securities law against Imtyaz Husain Securities Ltd. |
|
| 72 | November 18, 2020 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| 73 | November 18, 2020 | Non-compliance securities law against harun Securities Ltd. |
|
| 74 | November 18, 2020 | Non-compliance securities law against Haji Ahmed Brother Securities Ltd. |
|
| 75 | November 18, 2020 | Non-compliance securities law against HAC Securities Ltd. |
|
| 76 | November 18, 2020 | Non-compliance securities law against Habibur Rahman Securities Ltd. |
|
| 77 | November 18, 2020 | Non-compliance securities law against Greenland Equities Ltd. |
|
| 78 | November 18, 2020 | Non-compliance securities law against Globe Securities Ltd. |
|
| 79 | November 18, 2020 | Non-compliance securities law against Global Securities Ltd. |
|
| 80 | November 18, 2020 | Non-compliance securities law against Gateway Equity Resource Ltd. |
|
| 81 | November 18, 2020 | Non-compliance securities law against Fortune Securities Ltd. |
|
| 82 | November 18, 2020 | Non-compliance securities law against Federal Securities and Investment Ltd. |
|
| 83 | November 18, 2020 | Non-compliance securities law against Dragon Securities Ltd. |
|
| 84 | November 18, 2020 | Non-compliance securities law against Brac EPL Stock Brokerage Ltd. |
|
| 85 | November 18, 2020 | Non-compliance securities law against AIBL Capital Market Services Ltd. |
|
| 86 | November 18, 2020 | Non-compliance securities law against Farida Raqib Securities Ltd. |
|
| 87 | November 18, 2020 | Non-compliance securities law against Fareast Stock & Bonds Ltd. |
|
| 88 | November 18, 2020 | Non-compliance securities law against Expo Traders Ltd. |
|
| 89 | November 18, 2020 | Non-compliance securities law against ETBL Securities & Exchange Ltd. |
|
| 90 | November 18, 2020 | Non-compliance securities law against E-Securities Ltd. |
|
| 91 | November 18, 2020 | Non-compliance securities law against EBL Securities Ltd. |
|
| 92 | November 18, 2020 | Non-compliance securities law against Dynamic Securities Consultants Ltd. |
|
| 93 | November 18, 2020 | Non-compliance securities law against DSFM Securities Ltd. |
|
| 94 | November 18, 2020 | Non-compliance securities law against Dragon Securities Ltd. |
|
| 95 | November 18, 2020 | Non-compliance securities law against DMR Securities Ltd. |
|
| 96 | November 16, 2020 | Non-compliance securities law against DLIC Securities Ltd. |
|
| 97 | November 16, 2020 | Non-compliance securities law against Dhanmondi Securities Ltd. |
|
| 98 | November 16, 2020 | Non-compliance securities law against Delta Capital Ltd. |
|
| 99 | November 16, 2020 | Non-compliance securities law against Daulatunnessa Equities Ltd. |
|
| 100 | November 16, 2020 | Non-compliance securities law against Crest Securities Ltd. |
|
| 101 | November 16, 2020 | Non-compliance securities law against Commerce Bank Securities & Investment Ltd. |
|
| 102 | November 16, 2020 | Non-compliance securities law against CMSL Securities Ltd. |
|
| 103 | November 16, 2020 | Non-compliance securities law against City Brokerage Ltd. |
|
| 104 | November 16, 2020 | Non-compliance securities law against Bulbul Securities Ltd. |
|
| 105 | November 16, 2020 | Non-compliance securities law against Bluechip Securities Ltd. |
|
| 106 | November 16, 2020 | Non-compliance securities law against BLI Securities Ltd. |
|
| 107 | November 16, 2020 | Non-compliance securities law against Beximco Securities Ltd. |
|
| 108 | November 16, 2020 | Non-compliance securities law against BDBL Securities Ltd. |
|
| 109 | November 16, 2020 | Non-compliance securities law against BDBL Investment Services Ltd. |
|
| 110 | November 16, 2020 | Non-compliance securities law against BD Sunlife Securities Ltd. |
|
| 111 | November 16, 2020 | Non-compliance securities law against BD Finance Securities Ltd. |
|
| 112 | November 16, 2020 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 113 | November 16, 2020 | Non-compliance securities law against Banco Securities Ltd. |
|
| 114 | November 16, 2020 | Non-compliance securities law against B & B Enterprice Ltd. |
|
| 115 | November 15, 2020 | Non-compliance securities law against Lanka Bangla Securities Ltd. |
|
| 116 | November 15, 2020 | Non-compliance securities law against Aries Securities Ltd. |
|
| 117 | November 12, 2020 | Non-compliance securities law against Azam Securities Ltd. |
|
| 118 | November 12, 2020 | Non-compliance securities law against ASENZ Securities Ltd. |
|
| 119 | November 12, 2020 | Non-compliance securities law against Aries Securities Ltd. |
|
| 120 | November 12, 2020 | Non-compliance securities law against Arena Securities Ltd. |
|
| 121 | November 12, 2020 | Non-compliance securities law against Apex Investment Ltd. |
|
| 122 | November 12, 2020 | Non-compliance securities law against Anwar Securities Ltd. |
|
| 123 | November 12, 2020 | Non-compliance securities law against Anchor Securities Ltd. |
|
| 124 | November 12, 2020 | Non-compliance securities law against Aloco Securities Ltd. |
|
| 125 | November 12, 2020 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd. |
|
| 126 | November 12, 2020 | Non-compliance securities law against AL-Haj Securities & Stocks Ltd. |
|
| 127 | November 12, 2020 | Non-compliance securities law against Al Haja Jahanara Securities Ltd. |
|
| 128 | November 12, 2020 | Non-compliance securities law against Akij Securities Ltd. |
|
| 129 | November 12, 2020 | Non-compliance securities law against AHC Securities Ltd. |
|
| 130 | November 12, 2020 | Non-compliance securities law against Adil Securities Ltd. |
|
| 131 | November 12, 2020 | Non-compliance securities law against ACE Capital Management Services Ltd. |
|
| 132 | November 12, 2020 | Non-compliance securities law against AB & Co. Ltd. |
|
| 133 | November 12, 2020 | Non-compliance securities law against A N W Securities Ltd. |
|
| 134 | November 11, 2020 | Non-compliance securities law against Firstlead Securities Ltd. |
|
| 135 | November 10, 2020 | Non-compliance securities law against Trust Bank Investment Ltd. |
|
| 136 | November 10, 2020 | Non-compliance securities law against Sonali Investment Ltd. |
|
| 137 | November 10, 2020 | Non-compliance securities law against Riverstone Capitel Ltd. |
|
| 138 | November 10, 2020 | Non-compliance securities law against Race Portfolio & Issue Management Ltd. |
|
| 139 | November 10, 2020 | Non-compliance securities law against MIDAS Investment Ltd. |
|
| 140 | November 10, 2020 | Non-compliance securities law against Janata Capital and Investment Ltd. |
|
| 141 | November 10, 2020 | Non-compliance securities law against Jamuna Bank Capital Management Ltd. |
|
| 142 | November 10, 2020 | Non-compliance securities law against Green Delta Capital Ltd. |
|
| 143 | November 10, 2020 | Non-compliance securities law against Grameen Capital Management Ltd. |
|
| 144 | November 10, 2020 | Non-compliance securities law against First Security Islami Capital & Investment Ltd. |
|
| 145 | November 10, 2020 | Non-compliance securities law against EC Securities Ltd. |
|
| 146 | November 10, 2020 | Non-compliance securities law against Asian Tiger Capital Partners Investments Ltd. |
|
| 147 | November 05, 2020 | Non-compliance securities law against Active Fine Chemicals Ltd. |
|
| 148 | November 04, 2020 | Order against Jupiter Business Ltd. |
|
| 149 | November 04, 2020 | Order against Art International Ltd. |
|
| 150 | November 03, 2020 | Non-compliance securities law against Delta Spinners Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 29, 2020 | Order against Kasim Textile Mills Limited. |
|
| 2 | October 27, 2020 | Order against kasim silk mills ltd. |
|
| 3 | October 21, 2020 | Non-compliance securities law against Mr. Aminul Haq Khan_(Commerce Bank Securities & Investment Ltd.) |
|
| 4 | October 21, 2020 | Non-compliance securities law against M Securities Ltd_783 |
|
| 5 | October 21, 2020 | Order against Prime Islami Life Insurance Ltd. |
|
| 6 | October 21, 2020 | Order against Ms. Lutfun Nessa Islam ( Popular Jute Ex.Ltd.) |
|
| 7 | October 21, 2020 | Order againstMr. Md. Abdul Quaium and his Associates ( Popular Jute Ex.Ltd.) |
|
| 8 | October 21, 2020 | Order against Dr. A. K. M. Kabir Ahmed (Queen South Textile Mills Ltd.) |
|
| 9 | October 14, 2020 | Non-compliance securities law against Rahman Chemical Ltd. |
|
| 10 | October 13, 2020 | Order against Tung Hai Knitting And Dyeing Ltd. |
|
| 11 | October 08, 2020 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 12 | October 08, 2020 | Non-compliance securities law against Bank Asia Capital Ltd. |
|
| 13 | October 08, 2020 | Order against NRB Equity Mnagement Ltd. |
|
| 14 | October 08, 2020 | Order against Lexco Limited. |
|
| 15 | October 07, 2020 | Non-compliance securities law against NRBC Bank Securities Ltd. |
|
| 16 | October 05, 2020 | Non-compliance securities law against M Securities Ltd._735 |
|
| 17 | October 05, 2020 | Non-compliance securities law against Fortune Securities (Pvt) Ltd |
|
| 18 | October 05, 2020 | Non-compliance securities law against Eminet Securities Ltd. |
|
| 19 | October 04, 2020 | Non-compliance securities law against M Securities Ltd. |
|
| 20 | October 01, 2020 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 21 | October 01, 2020 | Non-compliance securities law against Rasti Securities Consultant Ltd. |
|
| 22 | October 01, 2020 | Non-compliance securities law against BBS Cables Ltd. |
|
| 23 | October 01, 2020 | Non-compliance securities law against First Capital Securities Ltd. |
|
| 24 | October 01, 2020 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd. |
|
| 25 | October 01, 2020 | Order against BBS Cables Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 30, 2020 | Order against International Securities Company Ltd. |
|
| 2 | September 30, 2020 | Order against Gateway Eiquty Resources Ltd. |
|
| 3 | September 29, 2020 | Order against Modern Securities Ltd. |
|
| 4 | September 29, 2020 | Non-compliance securities law against HAC Securities Ltd. |
|
| 5 | September 29, 2020 | Order against Firstlead Securities Ltd. |
|
| 6 | September 29, 2020 | Order against Fareast Finance & Investment Ltd. |
|
| 7 | September 28, 2020 | Non-compliance securities law against NRB Equity Management Ltd. |
|
| 8 | September 27, 2020 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 9 | September 27, 2020 | Non-compliance securities law against Multi Securities & Serivices Ltd. |
|
| 10 | September 27, 2020 | Non-compliance securities law against IFIC Securities Ltd. |
|
| 11 | September 27, 2020 | Non-compliance securities law against IFIC Bank Ltd. |
|
| 12 | September 24, 2020 | Order against MAH Securities Ltd. |
|
| 13 | September 23, 2020 | Order against Sylnet Securities Ltd. |
|
| 14 | September 16, 2020 | Non-compliance securities law against Orion Pharma Ltd. |
|
| 15 | September 16, 2020 | Non-compliance securities law against Dhanmondi Securities Ltd. |
|
| 16 | September 16, 2020 | Order against AIBL Capital Market Service Ltd |
|
| 17 | September 15, 2020 | Non-compliance securities law against The Engineers Ltd. |
|
| 18 | September 14, 2020 | Non-compliance securities law against Eastern Shares & Securities Ltd. |
|
| 19 | September 10, 2020 | Order against Salta Capital Ltd. |
|
| 20 | September 09, 2020 | Non-compliance securities law against United Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 27, 2020 | Non-compliance securities law against Shyamol Equity Management Ltd. |
|
| 2 | August 26, 2020 | Non-compliance securities law against Habibur Rahman Securities Ltd. |
|
| 3 | August 25, 2020 | Order against BBS Cables Ltd. |
|
| 4 | August 24, 2020 | Non-compliance securities law against UniCap Securities Ltd. |
|
| 5 | August 24, 2020 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 6 | August 24, 2020 | Non-compliance securities law against PHP Stock & Securities Ltd. |
|
| 7 | August 24, 2020 | Non-compliance securities law against Md. Fakrul Islam Securities Ltd. |
|
| 8 | August 24, 2020 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd._534 |
|
| 9 | August 24, 2020 | Non-compliance securities law against Banco Securities Ltd. |
|
| 10 | August 24, 2020 | Non-compliance securities law against A N F Management Company Ltd. |
|
| 11 | August 23, 2020 | Order against Nafreen Mahabub (Tung Hai Knitting and Dyein Ltd.) |
|
| 12 | August 23, 2020 | Order against Iftekhar Abdul Hai (C & A Textiles Ltd.) |
|
| 13 | August 23, 2020 | Order against Banagldesh Shows Ltd. |
|
| 14 | August 20, 2020 | Order against Sulaiman Rubell & Associates. |
|
| 15 | August 20, 2020 | Order against Prime Islami Securities Ltd. |
|
| 16 | August 20, 2020 | Non-compliance securities law against Premier Leasing Securities Broking Ltd. |
|
| 17 | August 20, 2020 | Order against Narayan Chandra Paul & Associates. |
|
| 18 | August 20, 2020 | Order against Md. Mahamodduzzaman & Md. Mahibul Islam.(Al-Muntaha Trading Co. Ltd) |
|
| 19 | August 20, 2020 | Non-compliance securities law against Lankabangla Securities Ltd. |
|
| 20 | August 20, 2020 | Order against Kattali Textile Ltd. |
|
| 21 | August 20, 2020 | Non-compliance securities law against Investment Corporation of Bangladesh |
|
| 22 | August 19, 2020 | Non-compliance securities law against Reliance Brokerage Service Ltd. |
|
| 23 | August 19, 2020 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd. |
|
| 24 | August 19, 2020 | Non-compliance securities law against ACE Capital Management Services Ltd. |
|
| 25 | August 18, 2020 | Non-compliance securities law against Quayum Securities Ltd. |
|
| 26 | August 18, 2020 | Order against C & A Textiles Ltd._472 |
|
| 27 | August 18, 2020 | Order against C & A Textiles Ltd. |
|
| 28 | August 18, 2020 | Order against Banhladesh Shoe Industries Limited. |
|
| 29 | August 13, 2020 | Non-compliance securities law against Latif Securities Ltd. |
|
| 30 | August 12, 2020 | Non-compliance securities law against SIBL Securities Ltd. |
|
| 31 | August 10, 2020 | Non-compliance securities law against S. R. Capital Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 16, 2020 | Non-compliance securities law against IFIC Securities Ltd. |
|
| 2 | July 15, 2020 | Non-compliance securities law against Hosam Md. Sheraj, Shanta Securities Ltd. |
|
| 3 | July 15, 2020 | Non-compliance securities law against Md. Louthful Goni Tito and associated, Jamuna Bank Capital Management Ltd._377 |
|
| 4 | July 15, 2020 | Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain_376 |
|
| 5 | July 15, 2020 | Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain_375 |
|
| 6 | July 15, 2020 | Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain & Associates |
|
| 7 | July 15, 2020 | Non-compliance securities law against Mr. Bishwajit Das and Associated Persons |
|
| 8 | July 15, 2020 | Non-compliance securities law against Md. Louthful Goni Tito and associated persons, Jamuna Bank Capital Management Ltd. |
|
| 9 | July 15, 2020 | Non-compliance securities law against A.S.M Asasan Habib Chopwdhury, International Leasing Securities Ltd. |
|
| 10 | July 14, 2020 | Non-compliance securities law against EBL Securities Ltd. |
|
| 11 | July 09, 2020 | Non-compliance securities law against SAR Securities Ltd._372 |
|
| 12 | July 09, 2020 | Non-compliance securities law against SAR Securities Ltd. |
|
| 13 | July 08, 2020 | Non-compliance securities law against A N W Securities Ltd. |
|
| 14 | July 05, 2020 | Non-compliance securities law against Shahjahan Securities Ltd. |
|
| 15 | July 02, 2020 | Order against Mr. Mollah Mohammad Moznu, M.I. Cement Factory Ltd. |
|
| 16 | July 02, 2020 | Order against Mr. Md. jahangir Alam, M.I. Cement Factory Ltd. |
|
| 17 | July 02, 2020 | Order against Mr. Md. Anisuzzaman, Intech Ltd. |
|
| 18 | July 02, 2020 | Order against Mr. Md. Almas simul, M.I. Cement Factory Ltd. |
|
| 19 | July 02, 2020 | Order against Mr. Md. Alamgir Kabir, M.I. Cement Factory Ltd. |
|
| 20 | July 02, 2020 | Order against Mr. Md, Mizanur Rahman Mollah, M.I. Cement Factory Ltd. |
|
| 21 | July 02, 2020 | Order against Mis Sadika Mahabub, Intech Ltd. |
|
| 22 | July 02, 2020 | Order against Mirza Aminul Islam Beg, Intech Ltd. |
|
| 23 | July 02, 2020 | Order against CEO-IIDFC Capital Ltd. |
|
| 24 | July 02, 2020 | Order against CEO-BMSL Investment ltd. |
|
| 25 | July 02, 2020 | Order against Artisan, Chartered Accountants |
|
| 26 | July 02, 2020 | Order against Al Faruk Bags Ltd. |
|
| 27 | July 02, 2020 | Order against A.T.M Mahabubl Alam, Intech Ltd. |
|
| 28 | July 01, 2020 | Non-compliance securities law against Peoples Equities Ltd. |
|
| 29 | July 01, 2020 | Non-compliance securities law against NCCB Securities and Financial Services Ltd. |
|
| 30 | July 01, 2020 | Non-compliance securities law against Haji Ahmad Brothers Securities Ltd. |
|
| 31 | July 01, 2020 | Non-compliance securities law against BDBL Securities Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 18, 2020 | Non-compliance securities law against BDBL Securities Ltd. |
|
| 2 | June 17, 2020 | Non-compliance securities law against Reliance Brokerage Service Ltd. |
|
| 3 | June 01, 2020 | Non-compliance securities law against Progressive Life Insurance Company Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 23, 2020 | Non-compliance securities law against M-Securities Ltd. |
|
| 2 | March 23, 2020 | Non-compliance securities law against Main Abdur Rashid Securities Ltd.295 |
|
| 3 | March 23, 2020 | Non-compliance securities law against Main Abdur Rashid Securities Ltd. |
|
| 4 | March 23, 2020 | Non-compliance securities law against Lotus Sharess & Securities Ltd. |
|
| 5 | March 23, 2020 | Non-compliance securities law against Lanka Bangla Securities Ltd. |
|
| 6 | March 23, 2020 | Non-compliance securities law against Jalalabad Securities Ltd. |
|
| 7 | March 23, 2020 | Non-compliance securities law against Holy City Securities Ltd.298 |
|
| 8 | March 23, 2020 | Non-compliance securities law against Holy City Securities Ltd.297 |
|
| 9 | March 23, 2020 | Non-compliance securities law against Banco Securities Ltd. |
|
| 10 | March 23, 2020 | Non-compliance securities law against Ali Securities Co. Ltd. |
|
| 11 | March 03, 2020 | Non-compliance securities law against Tamha Securities Ltd. |
|
| 12 | March 03, 2020 | Non-compliance securities law against Sohel Securities Ltd. |
|
| 13 | March 02, 2020 | Non-compliance securities law against Premier Leasing Securities Broking Ltd.224 |
|
| 14 | March 02, 2020 | Non-compliance securities law against Premier Leasing Securities Broking Ltd.223 |
|
| 15 | March 02, 2020 | Non-compliance securities law against M-Securities Ltd.226 |
|
| 16 | March 02, 2020 | Non-compliance securities law against Mr. Tashrif Al Forman |
|
| 17 | March 02, 2020 | Non-compliance securities law against Lanka Bangla Securities Ltd.225 |
|
| 18 | March 02, 2020 | Non-compliance securities law against Bali Securities Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 25, 2020 | Non-compliance securities law against Banco Securities Ltd. |
|
| 2 | February 17, 2020 | Order against Regent Textile Mills Ltd. |
|
| 3 | February 17, 2020 | Order against Aman Feed Ltd. |
|
| 4 | February 11, 2020 | Non-compliance securities law against Continental Insurance Ltd. |
|
| 5 | February 02, 2020 | Non-compliance securities law against Hillcity Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 30, 2020 | Non-compliance securities law against SharpnSecurities Ltd. |
|
| 2 | January 30, 2020 | Non-compliance securities law against Globe Securities Ltd. |
|
| 3 | January 08, 2020 | Non-compliance securities law against Md. Parvez Rahman & Mrs. Selima Begum |
|
| 4 | January 08, 2020 | Non-compliance securities law against BRB Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 23, 2019 | Non-compliance securities law against Unicap Securities ltd. |
|
| 2 | December 23, 2019 | Non-compliance securities law against Banco Securities Ltd. |
|
| 3 | December 10, 2019 | Non-compliance securities law against BDBL Securities Ltd. |
|
| 4 | December 09, 2019 | Non-compliance securities law against North West Securities Ltd. |
|
| 5 | December 09, 2019 | Non-compliance securities law against M. Zubair Securities Ltd. |
|
| 6 | December 09, 2019 | Non-compliance securities law against Global Securities Ltd. |
|
| 7 | December 09, 2019 | Non-compliance securities law against ETBL Securities & Exchange Ltd. |
|
| 8 | December 09, 2019 | Non-compliance securities law against Crest Securities Ltd. |
|
| 9 | December 05, 2019 | Non-compliance securities law against UGC Securities Ltd. |
|
| 10 | December 05, 2019 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 11 | December 05, 2019 | Non-compliance securities law against Quayum Securities Ltd. |
|
| 12 | December 05, 2019 | Non-compliance securities law against National Life Insurance Co. Ltd. |
|
| 13 | December 05, 2019 | Order against ANF Management Co. Ltd. |
|
| 14 | December 05, 2019 | Order against Al-Haj Textile Mills Ltd. |
|
| 15 | December 05, 2019 | Non-compliance securities law against AB Securities Ltd. |
|
| 16 | December 05, 2019 | Non-compliance securities law against AB & Co. Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 24, 2019 | Non-compliance securities law against Pubali Bank Securities Ltd |
|
| 2 | November 17, 2019 | Order against Generation Next Fashions Ltd.591 |
|
| 3 | November 17, 2019 | Order against Generation Next Fashions Ltd.589 |
|
| 4 | November 17, 2019 | Order against Generation Next Fashions Ltd.588 |
|
| 5 | November 17, 2019 | Order against Generation Next Fashions Ltd.587 |
|
| 6 | November 17, 2019 | Order against Generation Next Fashions Ltd.586 |
|
| 7 | November 17, 2019 | Order against Generation Next Fashions Ltd.585 |
|
| 8 | November 17, 2019 | Order against Generation Next Fashions Ltd.584 |
|
| 9 | November 17, 2019 | Non-compliance securities law against Ten Stars (Pvt) Ltd. |
|
| 10 | November 17, 2019 | Non-compliance securities law against Secure Capital Ltd. |
|
| 11 | November 17, 2019 | Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd. |
|
| 12 | November 17, 2019 | Non-compliance securities law against Indicate Securities & Consultant Ltd. |
|
| 13 | November 17, 2019 | Non-compliance securities law against DBL Securities Ltd. |
|
| 14 | November 14, 2019 | Non-compliance securities law against Green Deltas Securities Ltd. |
|
| 15 | November 11, 2019 | Non-compliance securities law against Imtiyaz Husain Securities Ltd. |
|
| 16 | November 11, 2019 | Non-compliance securities law against Base Capital Ltd. |
|
| 17 | November 06, 2019 | Non-compliance securities law against Howlader Equity Service Ltd. |
|
| 18 | November 05, 2019 | Non-compliance securities law against SCL Securities Ltd. |
|
| 19 | November 05, 2019 | Non-compliance securities law against Md. Sahidullah Securities Ltd. |
|
| 20 | November 05, 2019 | Non-compliance securities law against Hamid Fabrics Ltd. |
|
| 21 | November 05, 2019 | Non-compliance securities law against Ahmed Securities Services Service Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 24, 2019 | Non-compliance securities law against EC Securities Ltd. |
|
| 2 | October 22, 2019 | Non-compliance securities law against MTB Capital Ltd. |
|
| 3 | October 21, 2019 | Non-compliance securities law against Union Insurance Co. Ltd. |
|
| 4 | October 20, 2019 | Non-compliance securities law against United Enterprises & Co. Ltd. |
|
| 5 | October 20, 2019 | Order against People's leasing and financial services ltd. |
|
| 6 | October 20, 2019 | Non-compliance securities law against Md. Fakhrul Islam Securities Ltd. |
|
| 7 | October 17, 2019 | Order against Adil Securities Ltd. |
|
| 8 | October 15, 2019 | Non-compliance securities law against S.R. Capital Ltd. |
|
| 9 | October 15, 2019 | Non-compliance securities law against Hefazatur Rahman & Co. Ltd.543 |
|
| 10 | October 15, 2019 | Non-compliance securities law against Hefazatur Rahman & Co. Ltd. |
|
| 11 | October 15, 2019 | Non-compliance securities law against Beach Hatchery Ltd. |
|
| 12 | October 14, 2019 | Non-compliance securities law against Shakil Rizvi Stock Ltd. |
|
| 13 | October 14, 2019 | Non-compliance securities law against MTB Securities Ltd. |
|
| 14 | October 13, 2019 | Non-compliance securities law against Fareast Stocks & Bond Ltd. |
|
| 15 | October 07, 2019 | Non-compliance securities law against Jesco Capital Management Ltd. |
|
| 16 | October 07, 2019 | Non-compliance securities law against DSFM Securities Ltd.539 |
|
| 17 | October 07, 2019 | Non-compliance securities law against DSFM Securities Ltd. |
|
| 18 | October 07, 2019 | Non-compliance securities law against Dragon Sweater & Spinning Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 30, 2019 | Non-compliance securities law against T. K. Shares & Securities Ltd. |
|
| 2 | September 30, 2019 | Non-compliance securities law against Salta Capital Ltd. |
|
| 3 | September 30, 2019 | Non-compliance securities law against Rasti Securities Consultant Ltd. |
|
| 4 | September 30, 2019 | Non-compliance securities law against Hedayetullah Securities Ltd.521 |
|
| 5 | September 30, 2019 | Non-compliance securities law against Hedayetullah Securities Ltd. |
|
| 6 | September 29, 2019 | Non-compliance securities law against Nouvelle Securities Ltd. |
|
| 7 | September 29, 2019 | Non-compliance securities law against Hsfazatur Rahman & Company Ltd. |
|
| 8 | September 26, 2019 | Non-compliance securities law against NLI Securities Ltd. |
|
| 9 | September 23, 2019 | Non-compliance securities law against UCM Capital Management Ltd.473 |
|
| 10 | September 23, 2019 | Non-compliance securities law against UCM Capital Management Ltd.472 |
|
| 11 | September 23, 2019 | Non-compliance securities law against Multi Securities & Service Ltd.479 |
|
| 12 | September 23, 2019 | Non-compliance securities law against Multi Securities & Service Ltd.478 |
|
| 13 | September 23, 2019 | Non-compliance securities law against Multi Securities & Service Ltd. |
|
| 14 | September 23, 2019 | Non-compliance securities law against JIC Securities Ltd._471 |
|
| 15 | September 23, 2019 | Non-compliance securities law against JIC Securities Ltd._470 |
|
| 16 | September 23, 2019 | Non-compliance securities law against Greenland Equities Ltd |
|
| 17 | September 23, 2019 | Non-compliance securities law against Firstlead Securities Ltd._469 |
|
| 18 | September 23, 2019 | Non-compliance securities law against Firstlead Securities Ltd._468 |
|
| 19 | September 23, 2019 | Non-compliance securities law against ARC Securities Ltd.477 |
|
| 20 | September 23, 2019 | Non-compliance securities law against ARC Securities Ltd.476 |
|
| 21 | September 23, 2019 | Non-compliance securities law against Al-Haj Securities & Stocks Ltd._475 |
|
| 22 | September 23, 2019 | Non-compliance securities law against Al-Haj Securities & Stocks Ltd._474 |
|
| 23 | September 23, 2019 | Non-compliance securities law against A. K. Khan Securities Ltd._ |
|
| 24 | September 22, 2019 | Non-compliance securities law against Fu-Wang Foods Ltd._463 |
|
| 25 | September 22, 2019 | Non-compliance securities law against Fu-Wang Foods Ltd._454 |
|
| 26 | September 17, 2019 | Non-compliance securities law against Quayum Securities Ltd. |
|
| 27 | September 17, 2019 | Non-compliance securities law against Parkway Securities Ltd. |
|
| 28 | September 17, 2019 | Non-compliance securities law against Mona Garments Ltd. |
|
| 29 | September 08, 2019 | Non-compliance securities law against Island Securities Ltd._432 |
|
| 30 | September 08, 2019 | Non-compliance securities law against Island Securities Ltd._431 |
|
| 31 | September 08, 2019 | Non-compliance securities law against Dayton Holdings Ltd._434 |
|
| 32 | September 08, 2019 | Non-compliance securities law against Chittagong Shares & Securities Ltd._435 |
|
| 33 | September 08, 2019 | Non-compliance securities law against Chittagong Capital Ltd._433 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 29, 2019 | Non-compliance securities law against Sheltech Brokerage Ltd.423 |
|
| 2 | August 29, 2019 | Non-compliance securities law against Raja Securities Ltd.424 |
|
| 3 | August 29, 2019 | Non-compliance securities law against Progati Insurance Ltd.426 |
|
| 4 | August 29, 2019 | Non-compliance securities law against Meenhar Securities Ltd.421 |
|
| 5 | August 22, 2019 | Non-compliance securities law against Tamha Securities Ltd.409 |
|
| 6 | August 22, 2019 | Non-compliance securities law against Square Securities Management Ltd.411 |
|
| 7 | August 22, 2019 | Non-compliance securities law against R N Trading Ltd.408 |
|
| 8 | August 22, 2019 | Non-compliance securities law against R N Trading Ltd.407 |
|
| 9 | August 22, 2019 | Non-compliance securities law against Prudential Securities Ltd.410 |
|
| 10 | August 20, 2019 | Non-compliance securities law against Kishwar Securities Investment Ltd.400 |
|
| 11 | August 20, 2019 | Non-compliance securities law against Harpoon Securities Ltd.404 |
|
| 12 | August 20, 2019 | Non-compliance securities law against Far East Shares & Securities Ltd.403 |
|
| 13 | August 20, 2019 | Non-compliance securities law against AA Securities Ltd.402 |
|
| 14 | August 20, 2019 | Non-compliance securities law against AA Securities Ltd.401 |
|
| 15 | August 19, 2019 | Non-compliance securities law against ICB Securities Trading Company Ltd.398 |
|
| 16 | August 19, 2019 | Non-compliance securities law against ICB Capital Management Ltd.399 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 30, 2019 | Non-compliance securities law against Eastern Capital Ltd. |
|
| 2 | July 30, 2019 | Non-compliance securities law against Dayton Holdings Ltd. |
|
| 3 | July 30, 2019 | Non-compliance securities law against ALOCO Securities Ltd. |
|
| 4 | July 24, 2019 | Non-compliance securities law against NBL Securities Ltd. |
|
| 5 | July 18, 2019 | Non-compliance securities law against Peace Securities Ltd. |
|
| 6 | July 15, 2019 | Non-compliance securities law against Transcon Securities Ltd. |
|
| 7 | July 15, 2019 | Non-compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| 8 | July 03, 2019 | Non-compliance securities law against Raja Securities Ltd. |
|
| 9 | July 03, 2019 | Non-compliance securities law against IDLC Securities Ltd. |
|
| 10 | July 03, 2019 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 11 | July 03, 2019 | Non-compliance securities law against First Capital Securities Ltd. |
|
| 12 | July 03, 2019 | Non-compliance securities law against Erena Securities Ltd. |
|
| 13 | July 03, 2019 | Non-compliance securities law against Akij Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 20, 2019 | Non-compliance securities law against Prime Islami Securities Ltd. |
|
| 2 | June 20, 2019 | Non-compliance securities law against Eastern Sheres & Securities Ltd. |
|
| 3 | June 12, 2019 | Non-compliance securities law against FBL Securities Ltd. |
|
| 4 | June 12, 2019 | Non-compliance securities law against Ershad Securities Ltd. |
|
| 5 | June 12, 2019 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 28, 2019 | Non-compliance securities law against IDLC Securities Ltd.277 |
|
| 2 | May 21, 2019 | Non-compliance securities law against Ali Securities Ltd.259 |
|
| 3 | May 15, 2019 | Non-compliance securities law against Malek Siddiqui Wali.257 |
|
| 4 | May 15, 2019 | Non-compliance securities law against Imam Button Ltd.256 |
|
| 5 | May 08, 2019 | Non-compliance securities law against Nizam Shares & Securities Ltd.253 |
|
| 6 | May 07, 2019 | Non-compliance securities law against Uniroyal Securities Ltd.252 |
|
| 7 | May 07, 2019 | Non-compliance securities law against Mr. Kanutosh Majumder.251 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 24, 2019 | Non-compliance securities law against Shurwid Industries Ltd.235 |
|
| 2 | April 24, 2019 | Non-compliance securities law against Shurwid Industries Ltd.234 |
|
| 3 | April 21, 2019 | Non-compliance securities law against S.N. Securities Ltd. |
|
| 4 | April 21, 2019 | Non-compliance securities law against Lotus Shares & Securities Ltd.233 |
|
| 5 | April 21, 2019 | Non-compliance securities law against Lotus Shares & Securities Ltd.222 |
|
| 6 | April 21, 2019 | Non-compliance securities law against Hallmark Securities Ltd.232. |
|
| 7 | April 17, 2019 | Non-compliance securities law against Inter Continental Securities Ltd. |
|
| 8 | April 04, 2019 | Non-compliance securities law against Prime Bank Securities Ltd.213. |
|
| 9 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.203 |
|
| 10 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.201 |
|
| 11 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.199 |
|
| 12 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.197 |
|
| 13 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.195 |
|
| 14 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.193 |
|
| 15 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.191 |
|
| 16 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.189 |
|
| 17 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.187 |
|
| 18 | April 02, 2019 | Order against Bangladesh Commerce Bank Limited.185 |
|
| 19 | April 02, 2019 | Non-compliance securities law against Yeakut Jahan. 208 |
|
| 20 | April 02, 2019 | Non-compliance securities law against Padma Can & Closures Ltd. Unit-2. |
|
| 21 | April 02, 2019 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd. |
|
| 22 | April 02, 2019 | Non-compliance securities law against Bangladesh Commerce Bank Ltd. |
|
| 23 | April 01, 2019 | Order against Bangladesh Commerce Bank Limited.183 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 27, 2019 | Order against Stylecraft Ltd_143 |
|
| 2 | March 27, 2019 | Order against Popular Life Insurance_149 |
|
| 3 | March 27, 2019 | Order against Popular Life Insurance Co. Ltd_145 |
|
| 4 | March 27, 2019 | Order against lankabangla securities ltd.155 |
|
| 5 | March 27, 2019 | Order against Globe Securities Ltd_151 |
|
| 6 | March 27, 2019 | Order against Al-Muntaha Trading Co.Ltd.147 |
|
| 7 | March 27, 2019 | Order against Akij Securities Ltd.153 |
|
| 8 | March 27, 2019 | Non-compliance securities law against Popular Life Insurance Company Ltd.157 |
|
| 9 | March 27, 2019 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd.158 |
|
| 10 | March 27, 2019 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd.159 |
|
| 11 | March 27, 2019 | Non-compliance securities law against Bulbul Securities Ltd.160 |
|
| 12 | March 27, 2019 | Non-compliance securities law against Monno Ceramic Industries Ltd.161 |
|
| 13 | March 27, 2019 | Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.162 |
|
| 14 | March 27, 2019 | Non-compliance securities law against Monno Ceramic Industries Ltd.163 |
|
| 15 | March 27, 2019 | Non-compliance securities law against Stylecraft Ltd.164 |
|
| 16 | March 27, 2019 | Non-compliance securities law against R. N. Trading Ltd.165 |
|
| 17 | March 27, 2019 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd.167 |
|
| 18 | March 27, 2019 | Non-compliance securities law against R. N. Trading Ltd.168 |
|
| 19 | March 27, 2019 | Non-compliance securities law against Popular Life Insurance Company Ltd.169 |
|
| 20 | March 27, 2019 | Non-compliance securities law against Monno Jute Stafflers Ltd.170 |
|
| 21 | March 27, 2019 | Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.171 |
|
| 22 | March 27, 2019 | Non-compliance securities law against Popular Life Insurance Company Ltd.172 |
|
| 23 | March 27, 2019 | Non-compliance securities law against R. N. Trading Ltd.173 |
|
| 24 | March 27, 2019 | Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.174 |
|
| 25 | March 27, 2019 | Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.175 |
|
| 26 | March 27, 2019 | Non-compliance securities law against Synthia Securities Ltd.166 |
|
| 27 | March 24, 2019 | Non-compliance securities law against K-Securities and Consultants Ltd.138 |
|
| 28 | March 24, 2019 | Non-compliance securities law against K.H.B Securities Ltd.139 |
|
| 29 | March 19, 2019 | Non-compliance securities law against Eastland Insurance Company Ltd.137 |
|
| 30 | March 18, 2019 | Order against Purabi General Insurance Company Ltd.127 |
|
| 31 | March 18, 2019 | Order against Emerald Oil Industries Ltd_131 |
|
| 32 | March 18, 2019 | Order against Emerald Oil Industries Ltd.130 |
|
| 33 | March 18, 2019 | Order against Emerald Oil Industries Ltd.129 |
|
| 34 | March 14, 2019 | Order against Mr. Mainul Haq Khan and his Associates.123 |
|
| 35 | March 14, 2019 | Order against Commerce Bank Securities and Investment Ltd.118 |
|
| 36 | March 14, 2019 | Order against Commerce Bank Securities and Investment Ltd.117 |
|
| 37 | March 14, 2019 | Order against Commerce Bank Securities and Investment Ltd.116 |
|
| 38 | March 14, 2019 | Non-compliance securities law against Cordial Securities Ltd.124 |
|
| 39 | March 11, 2019 | Order against Prime Islami Securities Ltd.105 |
|
| 40 | March 11, 2019 | Order against Prime Bank Investment Ltd.109 |
|
| 41 | March 11, 2019 | Order against AIBL Capital Market Services Ltd.107 |
|
| 42 | March 10, 2019 | Order against Salta Capital Ltd.113 |
|
| 43 | March 10, 2019 | Order against Saad Secirities Limited.111 |
|
| 44 | March 10, 2019 | Non-compliance securities law against SAAD Securities Ltd.103 |
|
| 45 | March 10, 2019 | Non-compliance securities law against R N I Securities Ltd.104 |
|
| 46 | March 07, 2019 | Non-compliance securities law against Reliance Securities Consultant Ltd.104 |
|
| 47 | March 05, 2019 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd.93 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 26, 2019 | Non-compliance securities law against Transcon Securities Ltd. |
|
| 2 | February 26, 2019 | Non-compliance securities law against Prilink Securities Ltd. |
|
| 3 | February 26, 2019 | Non-compliance securities law against Beximco Securities Ltd. |
|
| 4 | February 20, 2019 | Non-compliance securities law against Purabi Securities Ltd. |
|
| 5 | February 13, 2019 | Non-compliance securities law against Shahed Securities Ltd. |
|
| 6 | February 13, 2019 | Non-compliance securities law against Quasem Drycells Ltd. |
|
| 7 | February 12, 2019 | Non-compliance securities law against Subvalley Securities Ltd. |
|
| 8 | February 12, 2019 | Non-compliance securities law against Conmark Limited |
|
| 9 | February 11, 2019 | Non-compliance securities law against Western Marine Shipyard Ltd. |
|
| 10 | February 11, 2019 | Non-compliance securities law against Harun Securities Ltd. |
|
| 11 | February 11, 2019 | Non-compliance securities law against Central Pharmaceuticals Ltd. |
|
| 12 | February 05, 2019 | Non-compliance securities law against Treasure Securities Ltd. |
|
| 13 | February 05, 2019 | Non-compliance securities law against City Brokerage Ltd. |
|
| 14 | February 05, 2019 | Non-compliance securities law against BRAC EPL Stock Brokerage Ltd. |
|
| 15 | February 05, 2019 | Non-compliance securities law against BD Sunlife Securities Ltd. |
|
| 16 | February 04, 2019 | Non-compliance securities law against Be Rich Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 20, 2019 | Non-compliance securities law against Prime Financial Consultants & Equities Ltd. |
|
| 2 | January 17, 2019 | Non-compliance securities law against Meenher Securities Ltd. |
|
| 3 | January 17, 2019 | Non-compliance securities law against A. B. Ispahani Securities Ltd |
|
| 4 | January 16, 2019 | Non-compliance securities law against Safko Spinning Mills Ltd. |
|
| 5 | January 14, 2019 | Non-compliance securities law against S. B. Securities Ltd. |
|
| 6 | January 14, 2019 | Non-compliance securities law against DMR Securities Services Ltd. |
|
| 7 | January 14, 2019 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd. |
|
| 8 | January 14, 2019 | Non-compliance securities law against AD Holdings Ltd. |
|
| 9 | January 13, 2019 | Non-compliance securities law against Sheltech Brokerage Ltd. |
|
| 10 | January 03, 2019 | Order against Pacific Denims Limited. |
|
| 11 | January 03, 2019 | Non-compliance securities law against Globe Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 27, 2018 | Non-compliance securities law against Shahjalal Islami Bank Securities Ltd. |
|
| 2 | December 27, 2018 | Non-compliance securities law against K-Securities and Concultants Ltd. |
|
| 3 | December 27, 2018 | Order against Ali Securities Co. Ltd. |
|
| 4 | December 24, 2018 | Non-compliance securities law against Joytun Securities Int'L.Ltd.577 |
|
| 5 | December 24, 2018 | Non-compliance securities law against Joytun Securities Int'L.Ltd._576 |
|
| 6 | December 23, 2018 | Non-compliance securities law against Sharp Securities Ltd. |
|
| 7 | December 23, 2018 | Non-compliance securities law against IIDFC Securities Ltd. |
|
| 8 | December 20, 2018 | Non-compliance securities law against Mika Securities Ltd. |
|
| 9 | December 18, 2018 | Non-compliance securities law against Alif Manufacturing Company Ltd. |
|
| 10 | December 17, 2018 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 11 | December 17, 2018 | Non-compliance securities law against Dynamic Securities Consultans Ltd. |
|
| 12 | December 13, 2018 | Order against Central Pharmaneticals Ltd. |
|
| 13 | December 11, 2018 | Non-compliance securities law against Sheltech Brokerage Ltd. |
|
| 14 | December 11, 2018 | Non-compliance securities law against Rapid Securities Ltd. |
|
| 15 | December 11, 2018 | Non-compliance securities law against Rahima Food Corporation Ltd._550 |
|
| 16 | December 11, 2018 | Non-compliance securities law against Latif Securities Ltd. |
|
| 17 | December 11, 2018 | Non-compliance securities law against Commarce Bank Securities and Invesment Limited_544 |
|
| 18 | December 11, 2018 | Non-compliance securities law against Anwar galvaniging Ltd. |
|
| 19 | December 11, 2018 | Non-compliance securities law against A. K. Khan Securities Ltd. |
|
| 20 | December 05, 2018 | Non-compliance securities law against Rose Securities Limited. |
|
| 21 | December 05, 2018 | Non-compliance securities law against Premier Bank Securities Limited. |
|
| 22 | December 05, 2018 | Non-compliance securities law against Khurshid Securities Ltd_534 |
|
| 23 | December 05, 2018 | Non-compliance securities law against DMR Securities Services Ltd. |
|
| 24 | December 05, 2018 | Non-compliance securities law against BD Sunlife Securities Ltd. |
|
| 25 | December 04, 2018 | Non-compliance securities law against Multi Securities & Services Ltd. |
|
| 26 | December 03, 2018 | Non-compliance securities law against Khurshid Securities Ltd._529 |
|
| 27 | December 02, 2018 | Non-compliance securities law against Sonali Aansh Industries Ltd. |
|
| 28 | December 02, 2018 | Non-compliance securities law against Meghna Life Insurance Co. Ltd. |
|
| 29 | December 02, 2018 | Non-compliance securities law against Dragon Sweater & Spinning Ltd. |
|
| 30 | December 02, 2018 | Non-compliance securities law against Commarce Bank Securities and Invesment Limited._527 |
|
| 31 | December 02, 2018 | Non-compliance securities law against Century Securities Ltd. |
|
| 32 | December 02, 2018 | Non-compliance securities law against Be Rich Ltd. |
|
| 33 | December 02, 2018 | Non-compliance securities law against Bangladesh Monospool Paper Manufacturing Company Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 29, 2018 | Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd. |
|
| 2 | November 28, 2018 | Non-compliance securities law against Uttara Finance and Investment Ltd. |
|
| 3 | November 27, 2018 | Penalty against M. Securities Ltd. |
|
| 4 | November 27, 2018 | Non-compliance securities law against Kazi Equities Ltd. |
|
| 5 | November 25, 2018 | Non-compliance securities law against Prime Textile Spinning Mills Ltd. |
|
| 6 | November 25, 2018 | Non-compliance securities law against Monno Jute Stafflers Ltd. |
|
| 7 | November 25, 2018 | Non-compliance securities law against Monno Ceramic Industries Ltd. |
|
| 8 | November 25, 2018 | Non-compliance securities law against Miracale Industries Ltd. |
|
| 9 | November 25, 2018 | Non-compliance securities law against JMI Syringes & Medical Devices Ltd. |
|
| 10 | November 25, 2018 | Non-compliance securities law against Confidance Cement Ltd. |
|
| 11 | November 25, 2018 | Non-compliance securities law against A. M Securities and Financial Service Ltd. |
|
| 12 | November 19, 2018 | Non-compliance securities law against Kazi Firoz Rashid Securities Ltd. |
|
| 13 | November 19, 2018 | Non-compliance securities law against Hazrat Amanat Shah Securities Ltd. |
|
| 14 | November 19, 2018 | Non-compliance securities law against Habibur Rahman Securities Ltd. |
|
| 15 | November 19, 2018 | Non-compliance securities law against Azam Securities Ltd. |
|
| 16 | November 15, 2018 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| 17 | November 14, 2018 | Non-compliance securities law against Remons Investment & Securities Ltd. |
|
| 18 | November 14, 2018 | Non-compliance securities law against Md. Fakrul Islam Securities Ltd. |
|
| 19 | November 04, 2018 | Non-compliance securities law against Unicap Securities Ltd. |
|
| 20 | November 04, 2018 | Non-compliance securities law against E-Securities Ltd. |
|
| 21 | November 01, 2018 | Order against Salta Capital Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 28, 2018 | Non-compliance securities law against Kabir Securities ltd. |
|
| 2 | October 25, 2018 | Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd. |
|
| 3 | October 25, 2018 | Non-compliance securities law against AIBL Capital MArket Services Ltd. |
|
| 4 | October 24, 2018 | Non-compliance securities law against S & H Equities Ltd. |
|
| 5 | October 24, 2018 | Non-compliance securities law against Kabir Securities Ltd. |
|
| 6 | October 23, 2018 | Non-compliance securities law against Rashid Investment Services Ltd. |
|
| 7 | October 21, 2018 | Non-compliance securities law against Modern Securities Ltd. |
|
| 8 | October 21, 2018 | Non-compliance securities law against M- Securities Ltd. |
|
| 9 | October 21, 2018 | Non-compliance securities law against Expo Traders Ltd. |
|
| 10 | October 21, 2018 | Non-compliance securities law against EBL Securities Ltd. |
|
| 11 | October 21, 2018 | Non-compliance securities law against City Brokerage Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 24, 2018 | Non-compliance securities law against Shafiq Mizan Rahman & Augustine(Chartered Accountants) |
|
| 2 | September 24, 2018 | Non-compliance securities law against Rahima Food Corporation Ltd. |
|
| 3 | September 24, 2018 | Non-compliance securities law against Pacific Denims ltd. |
|
| 4 | September 24, 2018 | Non-compliance securities law against Nurani Dyeing & Sweater Ltd. |
|
| 5 | September 24, 2018 | Non-compliance securities law against Meghna Pet Industries Ltd. |
|
| 6 | September 24, 2018 | Non-compliance securities law against Meghna Condensed Milk Ltd. |
|
| 7 | September 24, 2018 | Non-compliance securities law against Generation Next Fashions Ltd. |
|
| 8 | September 24, 2018 | Non-compliance securities law against Deshbandhu Polymer Ltd. |
|
| 9 | September 24, 2018 | Non-compliance securities law against CAPM Company ltd. |
|
| 10 | September 24, 2018 | Non-compliance securities law against Beacon Pharamaceticals ltd. |
|
| 11 | September 20, 2018 | Non-compliance securities law against Be Rich Ltd. |
|
| 12 | September 13, 2018 | Non-compliance securities law against United Airways (BD)Ltd. |
|
| 13 | September 11, 2018 | Non-compliance securities law against Prime Islami Securities Ltd. |
|
| 14 | September 11, 2018 | Non-compliance securities law against MTB Securities Ltd. |
|
| 15 | September 11, 2018 | Non-compliance securities law against AB Investment Ltd. |
|
| 16 | September 11, 2018 | Non-compliance securities law against Dhaka Bank Securities Ltd. |
|
| 17 | September 11, 2018 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 18 | September 11, 2018 | Non-compliance securities law against Mirpur Securities Ltd. |
|
| 19 | September 11, 2018 | Non-compliance securities law against Aibl Capital Market Service Ltd. |
|
| 20 | September 11, 2018 | Non-compliance securities law against Ifad Group |
|
| 21 | September 11, 2018 | Order against Dorin Power Genaration & Systems Ltd. |
|
| 22 | September 11, 2018 | Non-compliance securities law against Bangladesh Steel Re-roiling Mills Ltd. |
|
| 23 | September 10, 2018 | Order against Keya Cosmetics Ltd. |
|
| 24 | September 09, 2018 | Order against Dynamic Securities Consultants Ltd. |
|
| 25 | September 09, 2018 | Order against Bengal Fine Ceramics ltd. |
|
| 26 | September 06, 2018 | Order against ICB Capital Management Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 30, 2018 | Non-compliance securities law against International Leasing Securities Ltd. |
|
| 2 | August 28, 2018 | Non-compliance securities law against Western Marine Shipyard Ltd. |
|
| 3 | August 28, 2018 | Non-compliance securities law against Unique Share Management Ltd. |
|
| 4 | August 28, 2018 | Non-compliance securities law against Padma Islami Life Insurance Ltd. |
|
| 5 | August 28, 2018 | Non-compliance securities law against Delta Spinners Ltd. |
|
| 6 | August 28, 2018 | Non-compliance securities law against Alliance Securities & Management Ltd.318 |
|
| 7 | August 28, 2018 | Non-compliance securities law against AB & Company Ltd. |
|
| 8 | August 12, 2018 | Non-compliance securities law against Alliance Securities & Management Ltd.314 |
|
| 9 | August 05, 2018 | Order against Saad Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 31, 2018 | Non-compliance securities law against Salta Capital Ltd. |
|
| 2 | July 31, 2018 | Non-compliance securities law against PFI Securities Ltd. |
|
| 3 | July 31, 2018 | Non-compliance securities law against AIBL Capital Ltd. |
|
| 4 | July 25, 2018 | Non-compliance securities law against Dhanmondi Securities Ltd. |
|
| 5 | July 11, 2018 | Non-compliance securities law against United Airways(BD) Ltd. |
|
| 6 | July 11, 2018 | Non-compliance securities law against Stylecraft Ltd. |
|
| 7 | July 11, 2018 | Non-compliance securities law against Sonali Aansh Industris Ltd. |
|
| 8 | July 11, 2018 | Non-compliance securities law against Shurwid Industries Ltd. |
|
| 9 | July 11, 2018 | Non-compliance securities law against Shahjalal Islami Bank Ltd. |
|
| 10 | July 11, 2018 | Non-compliance securities law against S. Alam Cold Rolled Steels Ltd. |
|
| 11 | July 11, 2018 | Non-compliance securities law against Royel Green Securities Ltd. |
|
| 12 | July 11, 2018 | Non-compliance securities law against Rose Securities Ltd. |
|
| 13 | July 11, 2018 | Non-compliance securities law against Progati Life Insurance Ltd. |
|
| 14 | July 11, 2018 | Non-compliance securities law against Malsons Spinning Mills Ltd. |
|
| 15 | July 11, 2018 | Non-compliance securities law against Keya Cosmetics Ltd. |
|
| 16 | July 11, 2018 | Non-compliance securities law against Hakkani Pulp & Paper Mills Ltd. |
|
| 17 | July 11, 2018 | Non-compliance securities law against FAR Chemical Industries Ltd. |
|
| 18 | July 11, 2018 | Non-compliance securities law against Familytex(BD) Limited |
|
| 19 | July 11, 2018 | Non-compliance securities law against Dhagon Sweater and Spinning Ltd. |
|
| 20 | July 11, 2018 | Non-compliance securities law against Daika Limited. |
|
| 21 | July 11, 2018 | Non-compliance securities law against Bank Asia Ltd. |
|
| 22 | July 11, 2018 | Non-compliance securities law against Alif Manufacturing Company Ltd. |
|
| 23 | July 11, 2018 | Non-compliance securities law against Amara Netwarks Limited. |
|
| 24 | July 10, 2018 | Non-compliance securities law against Trustee Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 05, 2018 | Order against Md. Moazzem Hossain Shikder (Insvestor) |
|
| 2 | June 05, 2018 | Order against Md. Abdullah Siddique (Insvestor) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 27, 2018 | Non-compliance securities law against BMSL Investment Ltd. |
|
| 2 | May 27, 2018 | Non-compliance securities law against Legacy Footear Ltd. |
|
| 3 | May 27, 2018 | Non-compliance securities law against Intech Online Ltd. |
|
| 4 | May 27, 2018 | Non-compliance securities law against Daffodil Computers Ltd. |
|
| 5 | May 27, 2018 | Non-compliance securities law against Mahfel Huq & Co. |
|
| 6 | May 27, 2018 | Non-compliance securities law against Khan brothers PP woven Bag Industries Ltd. |
|
| 7 | May 27, 2018 | Non-compliance securities law against AFC Capital Ltd.(Issue Manager) |
|
| 8 | May 27, 2018 | Non-compliance securities law against Agriculture Marketing Co. Ltd. |
|
| 9 | May 27, 2018 | Non-compliance securities law against Doreen power Generation and systems ltd. |
|
| 10 | May 27, 2018 | Non-compliance securities law against Baraka Power Ltd. |
|
| 11 | May 21, 2018 | Order against Bangladesh Autocars Ltd. |
|
| 12 | May 13, 2018 | Non-compliance securities law against Subvalley Securities |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 18, 2018 | Penalty order against ANF Managment Company Ltd. |
|
| 2 | April 12, 2018 | Penalty order against Mercantile Bank Ltd. |
|
| 3 | April 11, 2018 | Non-compliance securities law against Syed Mohammed Abdul Mannan |
|
| 4 | April 01, 2018 | Order against WATA Chamicals Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 29, 2018 | Non-compliance of securities laws: Warring against WATA Chemicales Ltd. |
|
| 2 | March 21, 2018 | Non-complaince of securities Laws against Citizen Securities and Investment Ltd. |
|
| 3 | March 21, 2018 | Non-compliance of securities laws against BMSL Investment Ltd. |
|
| 4 | March 21, 2018 | Non-compliance of securities law against The Dacca Dyeing & Manufacturing Company Ltd. |
|
| 5 | March 21, 2018 | Penalty Order: Non-compliance of securities laws against Director of Pubali Bank Ltd. |
|
| 6 | March 19, 2018 | Non-compliance of securities laws against Grameen Capital Management Ltd. |
|
| 7 | March 15, 2018 | Order against Stock & Bond Ltd. |
|
| 8 | March 15, 2018 | Order against First Capital Securities Ltd. |
|
| 9 | March 15, 2018 | Order against Habibur Rahman Securities Ltd. |
|
| 10 | March 15, 2018 | Order against Wifang Securities Ltd. |
|
| 11 | March 14, 2018 | Non-compliance of securities laws-Warning against Asia Securities Ltd. |
|
| 12 | March 14, 2018 | Non-compliance of securities laws-Warning against Khurshid Securities Ltd. |
|
| 13 | March 14, 2018 | Non-compliance of securities laws-Warning against Stock & Bonds Ltd. |
|
| 14 | March 14, 2018 | Non-compliance of securities laws-Warning against Synthia Securities Ltd. |
|
| 15 | March 14, 2018 | Non-compliance of securities laws-Warning against M-Securities Ltd. |
|
| 16 | March 14, 2018 | Non-compliance of securities laws-Warning aganist Shanta Securities Ltd. |
|
| 17 | March 14, 2018 | Non-compliance of securities laws-Warning against Habibur Rahman Securities Ltd. |
|
| 18 | March 14, 2018 | Non-compliance of securities laws-Warning aganist ICB Securities Tranding Company Ltd. |
|
| 19 | March 13, 2018 | Non-compliance of securities related laws-Warning against Globe Securities Ltd. |
|
| 20 | March 13, 2018 | Non-compliance of securities related laws-Warning against Total Communication Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 25, 2018 | Order against Dragon Sweater & Spinning Ltd |
|
| 2 | February 19, 2018 | Order against United Airways (BD) Ltd. |
|
| 3 | February 19, 2018 | Order against Salta Capital Ltd. |
|
| 4 | February 19, 2018 | Order against Yeakub Ali Khandaker |
|
| 5 | February 18, 2018 | Order against Mr. A. K. M. Shaheed Reza |
|
| 6 | February 13, 2018 | Order against Dynamic Securities Consultants Ltd. |
|
| 7 | February 13, 2018 | Order against Hedayetullah Securities Ltd. |
|
| 8 | February 07, 2018 | Non-compliance of securities related laws-against Hedayetullah Securities Ltd. |
|
| 9 | February 06, 2018 | Order against HAC Securities Ltd. |
|
| 10 | February 01, 2018 | Non-compliance of securities related laws-against Cosmopolitan Finance Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 30, 2018 | Order against P.F.I Securities Ltd. |
|
| 2 | January 29, 2018 | Order against M-Securities Ltd. |
|
| 3 | January 29, 2018 | Order against M-Securities Ltd. |
|
| 4 | January 29, 2018 | Order against M-Securities Ltd. |
|
| 5 | January 25, 2018 | Order against M-Securities Ltd. |
|
| 6 | January 22, 2018 | Penalty Order against Azam Securities Ltd. |
|
| 7 | January 16, 2018 | Order against Sohel Securities Ltd. |
|
| 8 | January 11, 2018 | Non-compliance of securities related laws against United Airways (BD) Ltd. |
|
| 9 | January 09, 2018 | Order against Saad Securities Ltd. |
|
| 10 | January 09, 2018 | Order against Mirror Finalcial Management Ltd. |
|
| 11 | January 09, 2018 | Order against AFN Management Co Ltd. |
|
| 12 | January 01, 2018 | Non-compliance of securities related laws against Rapiad Securities Ltd. Limited, D M R Securities Services Ltd, AB Securities Ltd, Salta Capital Ltd. |
|
| 13 | January 01, 2018 | Non-compliance of securities related laws against Sharp Securities Ltd. |
|
| 14 | January 01, 2018 | Non-compliance of securities related laws against City Brokerage Ltd. |
|
| 15 | January 01, 2018 | Non-compliance of securities related laws Talllu Spinning Mils Ltd. |
|
| 16 | January 01, 2018 | Non-compliance of securities related laws-against Aamra Technologies Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 31, 2017 | Non-compliance of securities related laws against Zaheen Spinning Limited. |
|
| 2 | December 24, 2017 | Order against Globe Securities Limited. |
|
| 3 | December 24, 2017 | Non-compliance of securities related laws against IDLC Securities Limited |
|
| 4 | December 24, 2017 | Non-compliance of securities related laws against Tamha Securities Limited. |
|
| 5 | December 20, 2017 | Non-compliance of securities related laws against BRAC EPL Stock Brokerage Ltd. |
|
| 6 | December 20, 2017 | Non-compliance of securities related laws against Delta Life Insurance Co. Ltd. |
|
| 7 | December 18, 2017 | Order against S.B. Securities Limited. |
|
| 8 | December 18, 2017 | Order against Khurshid Securities Limited. |
|
| 9 | December 17, 2017 | Non-compliance of securities related laws against Mr. Mohammad Waziullah. |
|
| 10 | December 17, 2017 | Non-compliance of securities related laws against Al-haj Md. Khabiruddin Molla. |
|
| 11 | December 17, 2017 | Non-compliance of securities related laws against Razzak Securities Limited. |
|
| 12 | December 17, 2017 | Non-compliance of securities related laws against Mr. Ak. M. Shamsuddin. |
|
| 13 | December 17, 2017 | Non-compliance of securities related laws against Keya Cosmetics Limited. |
|
| 14 | December 17, 2017 | Non-compliance of securities related laws Mithun Knitting and Dyeing Limited. |
|
| 15 | December 17, 2017 | Non-compliance of securities related laws against Bangas Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 28, 2017 | Review application against Prime Islami Securities Limited. |
|
| 2 | November 27, 2017 | Order against Indicate Securities Consultants Limited. |
|
| 3 | November 26, 2017 | Non-compliance of securities related laws against Shahed Securities Limited. |
|
| 4 | November 26, 2017 | Non-compliance of securities related laws against Lankabangla Securities Ltd, Sheltech Brokerage Ltd, Beximco Securities Ltd, HAC Securities Ltd, Globe Securities Ltd, EBL Securities Ltd and Hasan Securities Ltd. |
|
| 5 | November 26, 2017 | Non-compliance of securities related laws against Salta Capital Ltd, Crest Securities Ltd and ACE Capital Management Service Ltd. |
|
| 6 | November 20, 2017 | Order against Dhaka Fisheries Limited. |
|
| 7 | November 20, 2017 | Order against Saya Securities Limited. |
|
| 8 | November 20, 2017 | Order against ACE Capital Management Service Limited. |
|
| 9 | November 20, 2017 | Order against Md. Fakhrul Islam Securities Limited. |
|
| 10 | November 14, 2017 | Non-compliance of securities related laws against Fortune Shoes Limited. |
|
| 11 | November 14, 2017 | Non-compliance of securities related laws against Mahfel Huq & Co. |
|
| 12 | November 14, 2017 | Non-compliance of securities related laws against Ahmed Zaker & Co. |
|
| 13 | November 09, 2017 | Non-compliance of securities related laws against Dhaka Securities Limited. |
|
| 14 | November 08, 2017 | Non-compliance of securities related laws against Be Rich Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 30, 2017 | Order against Azam Securities Limited. |
|
| 2 | October 25, 2017 | Order against Alltex Industries Limited. |
|
| 3 | October 23, 2017 | Non-compliance of securities related laws against Green Care Agro Ltd. |
|
| 4 | October 23, 2017 | Penalty Order against Holy City Securities Limited. |
|
| 5 | October 23, 2017 | Non-compliance of securities related laws against Ifad Autos Limited. |
|
| 6 | October 22, 2017 | Non-compliance of securities related laws against M. Securities Limited. |
|
| 7 | October 03, 2017 | Non-compliance of securities related laws against United Airways (BD) Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 21, 2017 | Non-compliance of securities related laws against Republic Insurance Co. Ltd. |
|
| 2 | September 20, 2017 | Order against Prime Textile Spinning Mills Limited. |
|
| 3 | September 20, 2017 | Order against Bengal Fine Ceramics Limited. |
|
| 4 | September 20, 2017 | Order against Fu-wang Foods Limited. |
|
| 5 | September 20, 2017 | Order against Raspit Data Management & Telecommunication Limited. |
|
| 6 | September 18, 2017 | Order against Harun Securities Limited. |
|
| 7 | September 10, 2017 | Non-compliance of securities related laws against Total Communication Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 13, 2017 | Order against Prime Islami Securities Limited. |
|
| 2 | August 13, 2017 | Order against Prime Islami Securities Limited. |
|
| 3 | August 08, 2017 | Order against Khaza Mosaic Tiles and Stone Industries Limited. |
|
| 4 | August 08, 2017 | Order against Mita Textiles Limited. |
|
| 5 | August 07, 2017 | Order against Metalex Corporation Limited. |
|
| 6 | August 07, 2017 | Non-compliance of securities related laws against First Securities Services Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 31, 2017 | Order against Raspit Inc. (BD) Limited. |
|
| 2 | July 18, 2017 | Order against Bionic Seafood Exports Limited. |
|
| 3 | July 18, 2017 | Order against Amam Sea Food Industries Limited. |
|
| 4 | July 18, 2017 | Order against Rose Heaven Ball Pen Limited. |
|
| 5 | July 04, 2017 | Non-compliance of securities related laws against Bangladesh Development Bank Limited. |
|
| 6 | July 03, 2017 | Warning: Non-compliance of securities related laws against M & Z Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 20, 2017 | Order against Chic Tex Limited |
|
| 2 | June 15, 2017 | Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited. |
|
| 3 | June 15, 2017 | Warning: Non-compliance of securities related laws against Prudential Securities Limited. |
|
| 4 | June 07, 2017 | Warning: Non-compliance of securities related laws against B & B Enterprise. |
|
| 5 | June 07, 2017 | Warning: Non-compliance of securities related laws against Prime Bank Securities Limited. |
|
| 6 | June 07, 2017 | Review application against CEO of Prime Islami Securities Limited. |
|
| 7 | June 01, 2017 | Order against Wifang Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 03, 2017 | Warning: Non-compliance of securities related laws against Associated Capital Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 26, 2017 | Warning: Non-compliance of securities related laws against Summit Power Limited. |
|
| 2 | April 26, 2017 | Warning: Non-compliance of securities related laws against Dhaka Stock Exchange Limited. |
|
| 3 | April 26, 2017 | Warning: Non-compliance of securities related laws against Chittagong Stock Exchange Limited. |
|
| 4 | April 19, 2017 | Warning: Non-compliance of securities related laws against CVO Petrochemical Refinery Limited. |
|
| 5 | April 19, 2017 | Warning: Non-compliance of securities related laws against Bengal Fine Ceramics Limited. |
|
| 6 | April 18, 2017 | Warning: Non-compliance of securities related laws against Khurshid Securities Limited. |
|
| 7 | April 17, 2017 | Rejection of Prayer for the waiver of penalty against Salta Capital Limited. |
|
| 8 | April 13, 2017 | Warning: Non-compliance of securities related laws against Al-Haj Securities & Stocks Limited. |
|
| 9 | April 13, 2017 | Warning: Non-compliance of securities related laws against Salta Capital Limited. |
|
| 10 | April 13, 2017 | Warning: Non-compliance of securities related laws against Shahed Securities Limited. |
|
| 11 | April 13, 2017 | Warning: Non-compliance of securities related laws against AIBL Capital Market Services Limited. |
|
| 12 | April 13, 2017 | Warning: Non-compliance of securities related laws against ICB Securities Trading Company Limited. |
|
| 13 | April 13, 2017 | Warning: Non-compliance of securities related laws against LankaBangla Securities Limited. |
|
| 14 | April 13, 2017 | Warning: Non-compliance of securities related laws against Nexus Securities Limited. |
|
| 15 | April 12, 2017 | Warning: Non-compliance of securities related laws against Royal Capital Limited. |
|
| 16 | April 12, 2017 | Warning: Non-compliance of securities related laws against Mercantile Bank Securities Limited. |
|
| 17 | April 12, 2017 | Warning: Non-compliance of securities related laws against SAR Securities Limited. |
|
| 18 | April 12, 2017 | Warning: Non-compliance of securities related laws against MAM Securities Limited. |
|
| 19 | April 12, 2017 | Warning: Non-compliance of securities related laws against Bank Asia Securities Limited. |
|
| 20 | April 12, 2017 | Warning: Non-compliance of securities related laws against Thea Securities Limited. |
|
| 21 | April 12, 2017 | Warning: Non-compliance of securities related laws against Remons Investment and Securities Limited. |
|
| 22 | April 11, 2017 | Warning: Non-compliance of securities related laws against Star Share Bazer Limited. |
|
| 23 | April 11, 2017 | Warning: Non-compliance of securities related laws against Prilink Securities Limited. |
|
| 24 | April 05, 2017 | Order against Libra Infusions Limited. |
|
| 25 | April 05, 2017 | Warning: Non-compliance of securities related laws against Super Shares & Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 28, 2017 | Order against Mirror Financial Management Limited . |
|
| 2 | March 22, 2017 | Warning: Non-compliance of securities related laws against Holy City Securities Limited. |
|
| 3 | March 19, 2017 | Warning: Non-compliance of securities related laws against MTB Capital Limited. |
|
| 4 | March 19, 2017 | Warning: Non-compliance of securities related laws against Oimex Electrode Limited. |
|
| 5 | March 19, 2017 | Warning: Non-compliance of securities related laws against EC Securities Limited. |
|
| 6 | March 19, 2017 | Warning: Non-compliance of securities related laws against Olympic Industries Limited. |
|
| 7 | March 19, 2017 | Warning: Non-compliance of securities related laws against International Leasing Securities Limited. |
|
| 8 | March 19, 2017 | Warning: Non-compliance of securities related laws against Samorita Hospital Limited. |
|
| 9 | March 19, 2017 | Warning: Non-compliance of securities related laws against Shandhani Life Insurance Company Limited. |
|
| 10 | March 19, 2017 | Warning: Non-compliance of securities related laws against Imtiyaz Hussain Securities Limited. |
|
| 11 | March 19, 2017 | Warning: Non-compliance of securities related laws against Shahiq Securities Limited. |
|
| 12 | March 08, 2017 | Order against Associated Capital Securities Limited. |
|
| 13 | March 01, 2017 | Order against Alliance Securities & Management Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 28, 2017 | Warning: Non-compliance of securities related laws against Mr. A.S.M. Monirul Islam |
|
| 2 | February 28, 2017 | Warning: Non-compliance of securities related laws against Mr. Narayan Chandra paul. |
|
| 3 | February 28, 2017 | Warning: Non-compliance of securities related laws against R. N. Spinning Mills Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 18, 2017 | Warning: Non-compliance of securities related laws against BD finance Securities Limited. |
|
| 2 | January 18, 2017 | Warning: Non-compliance of securities related laws against NBL Securities Limited. |
|
| 3 | January 18, 2017 | Warning: Non-compliance of securities related laws against One Securities Limited. |
|
| 4 | January 18, 2017 | Warning: Non-compliance of securities related laws against MTB Securities Limited. |
|
| 5 | January 18, 2017 | Warning: Non-compliance of securities related laws against SCL Securities Limited. |
|
| 6 | January 18, 2017 | Warning: Non-compliance of securities related laws against Family Tex (BD) Limited. |
|
| 7 | January 16, 2017 | Warning: Non-compliance of securities related laws against Saad Securities Limited. |
|
| 8 | January 16, 2017 | Warning: Non-compliance of securities related laws against Times Securities Limited. |
|
| 9 | January 16, 2017 | Warning: Non-compliance of securities related laws against Midway Securities Limited. |
|
| 10 | January 16, 2017 | Warning: Non-compliance of securities related laws against EBL Securities Limited. |
|
| 11 | January 16, 2017 | Warning: Non-compliance of securities related laws against Dynamic Securities Consultants Limited. |
|
| 12 | January 16, 2017 | Warning: Non-compliance of securities related laws against Safko Spinning Mills Limited. |
|
| 13 | January 16, 2017 | Warning: Non-compliance of securities related laws against Malek Siddiqui Wali, Chartered Accounts. |
|
| 14 | January 02, 2017 | Order against Super Shares & Securities Limited. |
|
| 15 | January 01, 2017 | Warning: Non-compliance of securities related laws against Lanka Bangla Securities Limited. |
|
| 16 | January 01, 2017 | Warning: Non-compliance of securities related laws against Holy City Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 19, 2016 | Warning: Non-compliance of securities related laws against Globe Securities Limited. |
|
| 2 | December 19, 2016 | Warning: Non-compliance of securities related laws against IDLC Securities Limited. |
|
| 3 | December 19, 2016 | Warning: Non-compliance of securities related laws against KDS Garment Industries Limited. |
|
| 4 | December 19, 2016 | Warning: Non-compliance of securities related laws against Lanka Bangla Securities Limited. |
|
| 5 | December 19, 2016 | Order against HAC Securities Limited. |
|
| 6 | December 07, 2016 | Warning: Non-compliance of securities related laws against Royal Capital Limited. |
|
| 7 | December 06, 2016 | Warning: Non-compliance of securities related laws against Western Security Investment Management Limited. |
|
| 8 | December 06, 2016 | Warning: Non-compliance of securities related laws against Ettihad Securities Limited. |
|
| 9 | December 06, 2016 | Warning: Non-compliance of securities related laws against S.R Capital Limited (Director). |
|
| 10 | December 06, 2016 | Warning: Non-compliance of securities related laws against S.R Capital Limited. |
|
| 11 | December 04, 2016 | Rejection of the prayer for waiver of penalty against Prime Islami Securities Limited (CEO). |
|
| 12 | December 01, 2016 | Order against Salta Capital Limited. |
|
| 13 | December 01, 2016 | Order against CMSL Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 30, 2016 | Warning: Non-compliance of securities related laws against M/s Rahman Mostafa Alam & Co. |
|
| 2 | November 30, 2016 | Warning: Non-compliance of securities related laws against Shurwid Industries Limited. |
|
| 3 | November 30, 2016 | Warning: Non-compliance of securities related laws against M/s Shafiq Mizan Rahman & Augustine. |
|
| 4 | November 30, 2016 | Warning: Non-compliance of securities related laws against The Dacca Dyeing & Manufacturing Co. Ltd. (Issuer) |
|
| 5 | November 28, 2016 | Warning: Non-compliance of securities related laws against M/s Haque Shah Alam Mansur &Co. |
|
| 6 | November 28, 2016 | Warning: Non-compliance of securities related laws against Central Pharmaceuticals Limited. |
|
| 7 | November 28, 2016 | Warning: Non-compliance of securities related laws against M/S Rahman Mustafiz Haq &Co. |
|
| 8 | November 28, 2016 | Warning: Non-compliance of securities related laws against Saiham Cotton Mills Limited. |
|
| 9 | November 28, 2016 | Warning: Non-compliance of securities related laws against Haji Ahmed Brothers Securities Limited. |
|
| 10 | November 28, 2016 | Warning: Non-compliance of securities related laws against Arena Securities Limited. |
|
| 11 | November 28, 2016 | Warning: Non-compliance of securities related laws against Green Delta Securities Limited. |
|
| 12 | November 28, 2016 | Warning: Non-compliance of securities related laws against Fareast Finance & Investment Limited. |
|
| 13 | November 28, 2016 | Warning: Non-compliance of securities related laws against Al-Muntaha Trading Co. Limited. |
|
| 14 | November 28, 2016 | Warning: Non-compliance of securities related laws against Shahed Securities Limited. |
|
| 15 | November 28, 2016 | Warning: Non-compliance of securities related laws against BRB Securities Limited. |
|
| 16 | November 14, 2016 | Warning: Non-compliance of securities related laws against Regent Spinning Mills Limited. |
|
| 17 | November 06, 2016 | Warning: Non-compliance of securities related laws against ACI Limited. |
|
| 18 | November 06, 2016 | Warning: Non-compliance of securities related laws against ACI Formulation Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 28, 2016 | Warning: Non-compliance of securities related laws against Tosrifa Industries Limited. |
|
| 2 | October 17, 2016 | Order against Sinha Securities Limited. |
|
| 3 | October 06, 2016 | Warning: Non-compliance of securities related laws against Pragati Life Insurance Co. Ltd. |
|
| 4 | October 06, 2016 | Warning: Non-compliance of securities related laws against CVO Petrochemical Refinaery Limited. |
|
| 5 | October 06, 2016 | Warning: Non-compliance of securities related laws against BD Finance Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 25, 2016 | Penalty Order against Matin Spinning Mills Limited. |
|
| 2 | September 25, 2016 | Rejection of the prayer for waiver of penalty against Ashraf Textile Mills Limited. |
|
| 3 | September 21, 2016 | Warning: Non-compliance of securities related laws against Popular Life Insurance Company Limited. |
|
| 4 | September 21, 2016 | Warning: Non-compliance of securities related laws against ICB Asset Management Company Limited. |
|
| 5 | September 07, 2016 | Warning: Non-compliance of securities related laws against Premier Bank Securities Limited. |
|
| 6 | September 07, 2016 | Warning: Non-compliance of securities related laws against MTB Securities Limited. |
|
| 7 | September 07, 2016 | Warning: Non-compliance of securities related laws against International Leasing Securities Limited. |
|
| 8 | September 07, 2016 | Warning: Non-compliance of securities related laws against EBL Securities Limited & EBL Investments Limited. |
|
| 9 | September 07, 2016 | Warning: Non-compliance of securities related laws against Times Securities Limited (Dr. Md. Amzad Hossain Fakir). |
|
| 10 | September 07, 2016 | Warning: Non-compliance of securities related laws against First Capital Securities Limited. |
|
| 11 | September 07, 2016 | Warning: Non-compliance of securities related laws against Times Securities Limited. |
|
| 12 | September 07, 2016 | Warning: Non-compliance of securities related laws against Al-Muntaha Trading Co. Limited. |
|
| 13 | September 07, 2016 | Warning: Non-compliance of securities related laws against Shahed Securities Limited. |
|
| 14 | September 07, 2016 | Warning: Non-compliance of securities related laws against Imtiyaz Husain Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 31, 2016 | Warning: Non-compliance of securities related laws against Sonali Paper & Boards Mills Limited. |
|
| 2 | August 31, 2016 | Warning: Non-compliance of securities related laws against Shurwid Industries Limited. |
|
| 3 | August 31, 2016 | Warning: Non-compliance of securities related laws against Dhaka Stock Exchange Limited. |
|
| 4 | August 31, 2016 | Warning: Non-compliance of securities related laws against Fine Foods Limited. |
|
| 5 | August 31, 2016 | Warning: Non-compliance of securities related laws against Zahintex Industries Limited. |
|
| 6 | August 31, 2016 | Warning: Non-compliance of securities related laws against Tallu Spinning Mills Limited. |
|
| 7 | August 31, 2016 | Warning: Non-compliance of securities related laws against National Bank Limited. |
|
| 8 | August 31, 2016 | Warning: Non-compliance of securities related laws against Fareast Finance & Investment Limited. |
|
| 9 | August 22, 2016 | Warning: Non-compliance of securities related laws against Organic Health Care Limited. |
|
| 10 | August 08, 2016 | Warning: Non-compliance of securities related laws against Raj Lanka Power Company Limited. |
|
| 11 | August 02, 2016 | Order against Mita Textiles Limited. |
|
| 12 | August 02, 2016 | Order against Metalex Corporation Limited. |
|
| 13 | August 01, 2016 | Order against Raspite Ink (BD) Limited. |
|
| 14 | August 01, 2016 | Order against Chick Text Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 28, 2016 | Order against Meghna Srimp Culture Ltd. |
|
| 2 | July 28, 2016 | Order against Raspit Data Management and Telecommunication Ltd. |
|
| 3 | July 28, 2016 | Order against Bangladesh Electricity Meter Company Ltd. |
|
| 4 | July 28, 2016 | Order against Rose Heaven Ball Pen Ltd. |
|
| 5 | July 28, 2016 | Order against Tulip Dairy and Food Products Ltd. |
|
| 6 | July 21, 2016 | Warning: Non-compliance of securities related laws against MABS & Partners. |
|
| 7 | July 21, 2016 | Warning: Non-compliance of securities related laws against Glaxo Smith Kline Bangladesh Limited (Issuer). |
|
| 8 | July 19, 2016 | Warning: Non-compliance of securities related laws against Far East Knitting and Dyeing Industries Limited (Issuer). |
|
| 9 | July 19, 2016 | Warning: Non-compliance of securities related laws against Aziz Pipes Ltd. (Issuer) |
|
| 10 | July 13, 2016 | Warning: Non-compliance of securities related laws against Singer Bangladesh Limited. |
|
| 11 | July 12, 2016 | Order against Prime Islami Securities Ltd. |
|
| 12 | July 12, 2016 | Penalty Order against Prime Islami Securities Ltd. |
|
| 13 | July 12, 2016 | Penalty Order against Mr. Md. Shamsuzzaman, Director, Petromax Refinery Ltd. |
|
| 14 | July 12, 2016 | Penalty Order against Mr. Anis Salahuddin Ahmad, Director, Petromax Refinery Ltd. |
|
| 15 | July 12, 2016 | Penalty Order against Mr. Rezakul Haider, Chairman, Petromax Refinery Ltd. |
|
| 16 | July 12, 2016 | Penalty Order against Mr. A. K. M. Badiul Alam, Director, Petromax Refinery Ltd. |
|
| 17 | July 12, 2016 | Penalty Order against Mr. Faridul Alam, Director, Petromax Refinery Ltd. |
|
| 18 | July 12, 2016 | Penalty Order against Mr. Feroz Alam, MD, Petromax Refinery Ltd. |
|
| 19 | July 12, 2016 | Penalty Order against Mr. Golam Mahiuddin. |
|
| 20 | July 12, 2016 | Penalty Order against PFI Securities Limited. |
|
| 21 | July 12, 2016 | Rejection of the prayer for waiver of penalty against AIBL Capital Market Services Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 23, 2016 | Warning: Non-compliance of securities related laws against Best Electronics Limited. |
|
| 2 | June 19, 2016 | Order against S. R. Capital Limited. |
|
| 3 | June 19, 2016 | Order against S.R. Capital Limited. |
|
| 4 | June 15, 2016 | Penalty Order against Phoenix Insurance Co. Limited. |
|
| 5 | June 14, 2016 | Warning: Non-compliance of securities related laws against NBL Securities Limited. |
|
| 6 | June 14, 2016 | Warning: Non-compliance of securities related laws against AB Investment Limited. |
|
| 7 | June 08, 2016 | Warning: Non-compliance of securities related laws against Sandhani Life Insurance Co. Limited. |
|
| 8 | June 05, 2016 | Rejection of the prayer for waiver of penalty against Appollo Ispat Complex Limited. |
|
| 9 | June 03, 2016 | Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2005: Warning - to concerns of Bangladesh Services Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 25, 2016 | Penalty Order against Alltex Industries Limited. |
|
| 2 | May 25, 2016 | Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited. |
|
| 3 | May 08, 2016 | Warning: Non-compliance of securities related laws against MTB Capital Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 28, 2016 | Order against Matin Spinning Mills Limited. |
|
| 2 | April 19, 2016 | Warning: Non-compliance of securities related laws against S. R Capital Limited. |
|
| 3 | April 19, 2016 | Order against Phoenix Insurance Company Limited. |
|
| 4 | April 17, 2016 | Order against M. Hossain Garments Washing and Dyeing Limited. |
|
| 5 | April 17, 2016 | Warning: Non-compliance of securities related laws against Green Delta Securities Limited. |
|
| 6 | April 17, 2016 | Warning: Non-compliance of securities related laws against Crest Securities Limited. |
|
| 7 | April 12, 2016 | Warning: Non-compliance of securities related laws against Reliance Brokerage Service Limited. |
|
| 8 | April 04, 2016 | Order against Excelsior Shoes Limited. |
|
| 9 | April 04, 2016 | Order against Beach Hatchery Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 31, 2016 | Order against Quasem Silk Mills Limited. |
|
| 2 | March 30, 2016 | Order against Saleh Carpet Mills Limited. |
|
| 3 | March 30, 2016 | Order against Quasem Textile Mills Limited. |
|
| 4 | March 29, 2016 | Order against Hill Plantation Limited. |
|
| 5 | March 29, 2016 | Order against Dhaka Fisheries Limited. |
|
| 6 | March 28, 2016 | Warning: Non-compliance of securities related laws against Times Securities Limited. |
|
| 7 | March 28, 2016 | Warning: Non-compliance of securities related laws against Shah Mohammad Sagir & Co. Ltd. |
|
| 8 | March 28, 2016 | Order against Jago Corporation Limited. |
|
| 9 | March 28, 2016 | Warning: Non-compliance of securities related laws against Indicate Securities Consultants Limited. |
|
| 10 | March 28, 2016 | Warning: Non-compliance of securities related laws against ARC Securities Limited. |
|
| 11 | March 28, 2016 | Order against Aman Sea Food Industries Limited. |
|
| 12 | March 28, 2016 | Warning: Non-compliance of securities related laws against AM Securities & Financial Services Limited. |
|
| 13 | March 22, 2016 | Order against Khaza Mosaic Tiles & Stone Industries Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 22, 2016 | Warning: Non-compliance of securities related laws against Square Securities Management Limited. |
|
| 2 | February 22, 2016 | Warning: Non-compliance of securities related laws against Mercantile Bank Securities Limited. |
|
| 3 | February 22, 2016 | Warning: Non-compliance of securities related laws against Jahan Securities Limited. |
|
| 4 | February 22, 2016 | Warning: Non-compliance of securities related laws against City Brokerage Limited. |
|
| 5 | February 11, 2016 | Order against Shyamol Equity Management Limited. |
|
| 6 | February 10, 2016 | Order against Saad Securities Limited. |
|
| 7 | February 02, 2016 | Order against CVO-Petrochemical Refinery Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 20, 2016 | Order against Adil Securities Limited |
|
| 2 | January 19, 2016 | Order against NCCB Securities and Financial Services Limited. |
|
| 3 | January 19, 2016 | Rejection of the prayer for waiver of penalty against The Dacca Dyeing & Manufacturing Co. Ltd. |
|
| 4 | January 19, 2016 | Rejection of the prayer for waiver of penalty against Azam Securities Limited. |
|
| 5 | January 18, 2016 | Warning: Non-compliance of securities related laws against Standard Bank Limited. |
|
| 6 | January 18, 2016 | Warning: Non-compliance of securities related laws against Paramount Textile Limited. |
|
| 7 | January 18, 2016 | Warning: Non-compliance of securities related laws against IDLC Investments Limited. |
|
| 8 | January 18, 2016 | Warning: Non-compliance of securities related laws against Howladar Yunus & Co. |
|
| 9 | January 17, 2016 | Warning: Non-compliance of securities related laws against Transcon Securities Limited. |
|
| 10 | January 17, 2016 | Warning: Non-compliance of securities related laws against Total Communication Limited. |
|
| 11 | January 17, 2016 | Warning: Non-compliance of securities related laws against Savar Refactories Limited. |
|
| 12 | January 17, 2016 | Warning: Non-compliance of securities related laws against Prime Islami Securities Limited. |
|
| 13 | January 17, 2016 | Warning: Non-compliance of securities related laws against Fareast Finance Capital Investment Limited. |
|
| 14 | January 17, 2016 | Warning: Non-compliance of securities related laws against Trustee Securities Limited. |
|
| 15 | January 13, 2016 | Warning: Non-compliance of securities related laws against Rapid Securities Limited. |
|
| 16 | January 13, 2016 | Warning: Non-compliance of securities related laws against Arena Securities Limited. |
|
| 17 | January 10, 2016 | Warning: Non-compliance of securities related laws against United Airways (BD) Limited. |
|
| 18 | January 10, 2016 | Warning: Non-compliance of securities related laws against Mirpur Securities Limited. |
|
| 19 | January 04, 2016 | Order against Apollo Ispat Complex Limited. |
|
| 20 | January 03, 2016 | Rejection of the prayer for full waiver of fine against Tamijuddin Textile Mills Limited. |
|
| 21 | January 03, 2016 | Order against Be Rich Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 10, 2015 | Non-compliance of securities related laws against Keya Cosmetics Limited (Issuer). |
|
| 2 | December 07, 2015 | Warning: Non-compliance of securities related laws against Hallmark Securities Limited. |
|
| 3 | December 03, 2015 | Order against Ashraf Textile Mills Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 30, 2015 | Order against Sonali Aansh Industries Limited. |
|
| 2 | November 26, 2015 | Non-compliance of securities related laws against Peoples Leasing & Finance Limited. |
|
| 3 | November 25, 2015 | Penalty Order against Tamijuddin Textile Mills Limited. |
|
| 4 | November 22, 2015 | Non-compliance of securities related laws against City Brokerage limited. |
|
| 5 | November 08, 2015 | Reject of the prayer for waiver of penalty against Joytun Securities International Limited. |
|
| 6 | November 03, 2015 | Warning: Non-compliance of securities related laws against Merchant Securities Limited. |
|
| 7 | November 03, 2015 | Warning: Non-compliance of securities related laws against Social Islami Bank Limited. |
|
| 8 | November 02, 2015 | Order against Progressive Life Insurance Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 28, 2015 | Order against The Dhaka Dying & Manufacturing Co. Ltd. |
|
| 2 | October 25, 2015 | Warning: Non-compliance of securities related laws against Sohel Securities Ltd. |
|
| 3 | October 25, 2015 | Warning: Non-compliance of securities related laws against Anwar Securities Ltd. |
|
| 4 | October 19, 2015 | Order against Western Security Investment Management Ltd. |
|
| 5 | October 19, 2015 | Order against Island Securities Limited. |
|
| 6 | October 19, 2015 | Order against Globe Industries Limited. |
|
| 7 | October 19, 2015 | Order against Alpha Securities Limited. |
|
| 8 | October 19, 2015 | Order against Alltex Industries Limited. |
|
| 9 | October 13, 2015 | Warning: Non-compliance of securities related laws against T.K.Shares & Securities Ltd. |
|
| 10 | October 08, 2015 | Non-compliance of securities laws against Titas Gas Transmission & Distribution co. Ltd. (issuer) |
|
| 11 | October 08, 2015 | Warning: Non-compliance of securities related laws against Sonargaon Textiles Ltd. (issuer) |
|
| 12 | October 08, 2015 | Warning: Non-compliance of securities related laws against Desh General Insurance Company Ltd. |
|
| 13 | October 07, 2015 | Rejection of appeal : Non-compliance of securities laws against First Securities Services Ltd. |
|
| 14 | October 04, 2015 | Order against Chic Tex Limited. |
|
| 15 | October 01, 2015 | Warning: Non-compliance of securities related laws against Midas Financing Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 20, 2015 | Warning: Non-compliance of securities laws against Vision Capital Management Ltd. |
|
| 2 | September 20, 2015 | Order against Tamiz Uddin Textile Mills Ltd. |
|
| 3 | September 20, 2015 | Penalty order against Shahjibazar Power Co. Ltd. |
|
| 4 | September 20, 2015 | Warning: Non-compliance of securities laws against Premier Leasing Securities Ltd. |
|
| 5 | September 20, 2015 | Warning: Non-compliance of securities related laws against PFI Securities Ltd. |
|
| 6 | September 20, 2015 | Non-compliance of securities related laws against Bangladesh Shipping Corporation. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 23, 2015 | Warning: Non-compliance of securities laws against Unicap Investments Ltd. |
|
| 2 | August 20, 2015 | Warning: Non-compliance of securities laws against Midas Financing Ltd. |
|
| 3 | August 20, 2015 | Warning: Non-compliance of securities related laws against Kabir Securities Ltd. |
|
| 4 | August 03, 2015 | Non-compliance of securities related laws against Muntaha Shares & Capital Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 29, 2015 | Non-compliance of securities laws in connection with capital raising against AA Rashayan Shilpa Ltd. |
|
| 2 | July 28, 2015 | Penalty Order against Hoda Vasi Chowdhury & Co., Chartered Accounts |
|
| 3 | July 23, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2065/2014/37 dated February 01, 2015 in connection with non- Non-compliance of securities law against EBL Securities Ltd. |
|
| 4 | July 16, 2015 | Extension of Time to Deposit against Shahjibazar Power Company Ltd. |
|
| 5 | July 13, 2015 | Order against Sharp Securities Ltd. |
|
| 6 | July 13, 2015 | Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/230] |
|
| 7 | July 13, 2015 | Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/229] |
|
| 8 | July 13, 2015 | Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/228] |
|
| 9 | July 13, 2015 | Order against Prime Islami Securities Ltd. |
|
| 10 | July 13, 2015 | Order against Prime Finance Capital Management Ltd. |
|
| 11 | July 13, 2015 | Order against PFI Securities Ltd. |
|
| 12 | July 13, 2015 | Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/224] |
|
| 13 | July 13, 2015 | Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/223] |
|
| 14 | July 13, 2015 | Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/222] |
|
| 15 | July 13, 2015 | Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/221] |
|
| 16 | July 13, 2015 | Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/220] |
|
| 17 | July 13, 2015 | Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/219] |
|
| 18 | July 13, 2015 | Order against BLI Capital Ltd. |
|
| 19 | July 13, 2015 | Order against AIBL Capital Market Services Ltd. |
|
| 20 | July 12, 2015 | Non-compliance of securities related laws against Sharp Securities Ltd. and AB Bank Investment Ltd. |
|
| 21 | July 12, 2015 | Non-compliance of securities related laws against Shahed Securities Ltd. |
|
| 22 | July 12, 2015 | Warning: Non-compliance of securities laws against PFI Securities Ltd. |
|
| 23 | July 12, 2015 | Non-compliance of securities related laws against City Brokerage Ltd. |
|
| 24 | July 12, 2015 | Non-compliance of securities related laws against City Brokerage Ltd. and Unicap Investment Ltd. |
|
| 25 | July 12, 2015 | Non-compliance of securities related laws against AIBL Capital Market Services Ltd. and City Brokerage Ltd. |
|
| 26 | July 09, 2015 | Warning: Non-compliance of securities laws in connection with capital raising against Kormop Company Ltd. |
|
| 27 | July 07, 2015 | Penalty Order against Shahjibazar Power Co. Ltd. |
|
| 28 | July 01, 2015 | Warning: Non-compliance of securities laws against Wata Chemicals Ltd. |
|
| 29 | July 01, 2015 | Penalty Order against GQ ball Pen Industries Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 28, 2015 | Order against Shahjibazar Power Co. Limited |
|
| 2 | June 28, 2015 | Directive Order against Argon Denims Limited . |
|
| 3 | June 23, 2015 | Name Change of a Full Service Depository Participant Registration Certificate of Central Depository Bangladesh Limited. |
|
| 4 | June 23, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/1095/2013/ 259 dated June 03, 2014 in connection with non- Non-compliance of securities law against Eastern Shares & Securities Limited. |
|
| 5 | June 23, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2061/2014/85 dated March 02, 2015 in connection with non- Non-compliance of securities law against Joytun Securities International Limited. |
|
| 6 | June 23, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/1184/2013/ 223 dated May 06, 2014 in connection with non- Non-compliance of securities law against Gateway Equity Resources Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 25, 2015 | Non-compliance of securities related laws: Disposal of the alleged matter against Times Securities Limited. |
|
| 2 | May 25, 2015 | Warning: Non-compliance of securities laws against MAH Securities Limited. |
|
| 3 | May 25, 2015 | Rejection of the prayer for waiver of penalty against Fines Foods Limited. |
|
| 4 | May 19, 2015 | Warning: Non-compliance of securities laws against Trustee Securities Limited. |
|
| 5 | May 19, 2015 | Warning: Non-compliance of securities laws against Greenland Equities Limited. |
|
| 6 | May 19, 2015 | Warning: Non-compliance of securities laws against Fareast Stocks & Bonds Limited. |
|
| 7 | May 19, 2015 | Warning: Non-compliance of securities laws against Brac EPL Stock Brokerage Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 30, 2015 | Order against Fareast Stocks & Bonds Limited. |
|
| 2 | April 20, 2015 | Warning: Non-compliance of securities laws against The Dacca Dyeing & Manufacturing Co. Limited. |
|
| 3 | April 20, 2015 | Warning: Non-compliance of securities laws against S. Alam Cold Rolled Steels Limited. |
|
| 4 | April 20, 2015 | Warning: Non-compliance of securities laws against Miracle Industries Limited. |
|
| 5 | April 20, 2015 | Warning: Non-compliance of securities laws against Khan Brothers PP Woven Bag Industries Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 23, 2015 | Show cause cum notice for hearing: In connection with the non-submission of audited financial statements for the year ended on June 30, 2014 against Bangladesh Shipping Corporation. |
|
| 2 | March 22, 2015 | Warning: Non-compliance of securities laws against Golden Son Limited. |
|
| 3 | March 19, 2015 | Warning: Non-compliance of securities laws against Standard Chartered Bank. |
|
| 4 | March 19, 2015 | Non-compliance of securities related laws : Disposal of the alleged matter against Renwick, Jajneswar & Co (BD) Limited. |
|
| 5 | March 19, 2015 | Non-compliance of securities related laws : Disposal of the alleged matter against Pubali Bank Securities Limited. |
|
| 6 | March 19, 2015 | Order against Hoda Vasi Chowdhury & Co. |
|
| 7 | March 19, 2015 | Order against LR Global Asset Management Company Limited. |
|
| 8 | March 19, 2015 | Order against Bangladesh General Insurance Company Limited. |
|
| 9 | March 18, 2015 | Order against Joytun Securities International Limited. |
|
| 10 | March 12, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/1062/2012/85 dated February 02, 2014 in connection with non- Non-compliance of securities law against Reliance Brokerage Services Limited. |
|
| 11 | March 12, 2015 | Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Global Securities Limited. |
|
| 12 | March 12, 2015 | Penelty Order : Non-compliance of Securities related Laws against Al-Muntaha Trading Co. Limited. |
|
| 13 | March 11, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2014/2041/593 dated August 31, 2014 in connection with non- Non-compliance of securities law against Harun Securities Limited. |
|
| 14 | March 02, 2015 | Warning: Non-compliance of securities related laws against Skys Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 22, 2015 | Order against South Asia Securities Limited. |
|
| 2 | February 19, 2015 | Order against United Financial Trading Company Limited. |
|
| 3 | February 19, 2015 | Penalty Order: Non-compliance of securities related laws in connection with capital raising against AA Rashayan Shilpa Limited. |
|
| 4 | February 17, 2015 | Warning: Non-compliance of securities laws against Dhaka Electric Supply Company Limited. |
|
| 5 | February 01, 2015 | Order against EBL Securities Limited. |
|
| 6 | February 01, 2015 | Order against Hillcity Securities Limited. |
|
| 7 | February 01, 2015 | Directive against Salvo Chemical Industries Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 29, 2015 | Order against Minher Securities Limited. |
|
| 2 | January 28, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2014/2036/618 dated September 29, 2014 in connection with non- Non-compliance of securities law against AB Securities Limited. |
|
| 3 | January 28, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2075/2014/620 dated September 29, 2014 in connection with non- Non-compliance of securities law against Akij Securities Limited . |
|
| 4 | January 20, 2015 | Penalty Order: non-compliance of securities related laws in connection with capital raising against First Securities Services Limited. |
|
| 5 | January 20, 2015 | Penalty Order: non-compliance of securities related laws in connection with capital raising against MP Spinning Mills Limited. |
|
| 6 | January 18, 2015 | Warning: Show cause cum notice for hearing: Non-compliance of securities related laws against ICB Securities Trading Company Limited. |
|
| 7 | January 18, 2015 | Warning: Show cause cum notice for hearing: Non-compliance of securities related laws against Janata Capital and Investment Limited. |
|
| 8 | January 18, 2015 | Warning: Non-compliance of securities laws against Skys Securities Limited. |
|
| 9 | January 13, 2015 | Warning: Non-compliance of securities related laws against Race Management Pvt. Co. Ltd. |
|
| 10 | January 07, 2015 | Show cause cum notice for hearing: Non-compliance of securities related laws: Disposal of the alleged matter against DBL Securities Limited. |
|
| 11 | January 07, 2015 | Warning: Non-compliance of securities laws against Brac EPL Investment Limited. |
|
| 12 | January 05, 2015 | Warning: Non-compliance with securities related laws in connection with the utilization of IPO fund against Saiham Cotton Mills Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 31, 2014 | Penalty Order: Non compliance of Securities laws in connection with false declaration in the IPO prospectus of FAR Chemical Industries Limited against First Securities Services Limited |
|
| 2 | December 31, 2014 | Penalty Order: Non-compliance of Regulation 4(1) of Chittagong Stock Exchange (Short-Sale) Regulations, 2005 against S.R Capital Limited |
|
| 3 | December 31, 2014 | Penalty Order: Non-compliance of Regulation 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations, 2006 against Island Securities Limited |
|
| 4 | December 31, 2014 | Penalty Order: Non compliance of Securities laws in connection with false declaration in the IPO prospectus against FAR Chemical Industries Limited |
|
| 5 | December 23, 2014 | Order against Fine Foods Limited |
|
| 6 | December 22, 2014 | Order against Shahjibazar Power Company Limited |
|
| 7 | December 22, 2014 | Order against Salvo Chemical Industries Limited |
|
| 8 | December 09, 2014 | Warning: Non-compliance of securities related laws in connection with capital raising against Pran Dairy Limited |
|
| 9 | December 09, 2014 | Warning: Non-compliance of securities related laws in connection with capital raising against Silco Pharmaceuticals Limited |
|
| 10 | December 09, 2014 | Order against Argon Denims Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 18, 2014 | Warning: Non-compliance of securities laws against Sharp Securities Limited |
|
| 2 | November 17, 2014 | Warning: Non-compliance of securities laws against PHP Stocks & Securities Limited |
|
| 3 | November 16, 2014 | Warning: Non-compliance of securities laws against SES Company Limited |
|
| 4 | November 10, 2014 | Warning: Non-compliance of securities laws against Mr. Md. Ruhul Amin |
|
| 5 | November 10, 2014 | Warning: Non-compliance of securities laws against Mr. Md. Akram Uddin Chowdhury |
|
| 6 | November 10, 2014 | Warning: Non-compliance of securities laws against Mr. Md. Shohel Rana |
|
| 7 | November 10, 2014 | Warning: Non-compliance of securities laws against Hosne Ara Khanam |
|
| 8 | November 10, 2014 | Warning: Non-compliance of securities laws against Bangladesh Shilpa Bank. |
|
| 9 | November 10, 2014 | Warning: Non-compliance of securities laws against Sohel Securities Limited |
|
| 10 | November 10, 2014 | Warning: Non-compliance of securities laws against Nurun Nahar Begum |
|
| 11 | November 10, 2014 | Penalty Order : Non-compliance of Securities related Laws against Kazi Saifur Rahman |
|
| 12 | November 10, 2014 | Penalty Order : Non-compliance of Securities related Laws against First Securities Services Limited |
|
| 13 | November 10, 2014 | Penalty Order : Non-compliance of Securities related Laws against Heritage Capital Management Ltd |
|
| 14 | November 05, 2014 | Warning: Non-compliance of securities laws against Hoda Vasi Chowdhury & Co |
|
| 15 | November 05, 2014 | Penalty Order : Non-compliance of Securities related Laws against Lanka Bangla Investments Limited |
|
| 16 | November 05, 2014 | Penalty Order : Non-compliance of Securities related Laws agains United Power Generation & Distribution Company Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 28, 2014 | Warning: Non-compliance of securities laws against Muntaha shares & Capital Ltd. |
|
| 2 | October 26, 2014 | Penalty Order : Non-compliance of Securities related Laws against Apex Investment Limited |
|
| 3 | October 20, 2014 | Penalty Order : Non-compliance of Securities related Laws against Phoenix Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 29, 2014 | Penelty Order : Non-compliance of Securities related Laws against Akij Securities Limited |
|
| 2 | September 29, 2014 | Penelty Order : Non-compliance of Securities related Laws against AB Securities Limited |
|
| 3 | September 25, 2014 | Waiver of additional fine and charges imposed on Directors of CVO Petrochemical Refinery Limited |
|
| 4 | September 10, 2014 | Penelty Order : Non-compliance of Securities related Laws against First Securities Services Limited |
|
| 5 | September 10, 2014 | Penelty Order : Non-compliance of Securities related Laws against Dragon Sweater and Spinning Limited |
|
| 6 | September 04, 2014 | Warning: Non-compliance of Sections 17(e) (ii) (iii) of the Securities and Exchange Ordinance, 1969.against Islami Bank Securities Limited |
|
| 7 | September 04, 2014 | Warning: Non-compliance of Sections 17(e) (ii)(iii) of the Securities and Exchange Ordinance, 1969. aganist IBBL Employees Provident Fund |
|
| 8 | September 01, 2014 | Penelty Order : Non-compliance of Securities related Laws against Harun Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 31, 2014 | Penelty Order : Non-compliance of Securities related Laws against Be Rich Ltd |
|
| 2 | August 31, 2014 | Penelty Order : Non-compliance of Securities related Laws against Mr Neamul Kabir |
|
| 3 | August 25, 2014 | Non-compliance of securities laws.-Warning. |
|
| 4 | August 25, 2014 | Non-compliance of securities laws.-Warning. |
|
| 5 | August 25, 2014 | Non-compliance of securities laws.-Warning. |
|
| 6 | August 24, 2014 | Non-compliance of securities laws.-Warning. |
|
| 7 | August 24, 2014 | Non-compliance of securities laws.-Warning. |
|
| 8 | August 24, 2014 | Non-compliance of securities laws.-Warning. |
|
| 9 | August 24, 2014 | Non-compliance of securities laws.-Warning. |
|
| 10 | August 24, 2014 | Non-compliance of securities laws.-Warning. |
|
| 11 | August 24, 2014 | Non-compliance of securities laws.-Warning. |
|
| 12 | August 24, 2014 | Non-compliance of securities laws.-Warning. |
|
| 13 | August 24, 2014 | Non-compliance of securities laws.-Warning. |
|
| 14 | August 24, 2014 | Non-compliance of securities laws.-Warning. |
|
| 15 | August 24, 2014 | Non-compliance of securities laws.-Warning. |
|
| 16 | August 24, 2014 | Non-compliance of securities laws.-Warning. |
|
| 17 | August 24, 2014 | Non-compliance of securities laws.-Warning. |
|
| 18 | August 18, 2014 | Penelty Order : Non-compliance of Securities related Laws against Jalalabad Securities Ltd. |
|
| 19 | August 05, 2014 | Warning: Non-compliance of securities related laws. |
|
| 20 | August 05, 2014 | Warning: Non-compliance of Securities Laws. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 20, 2014 | Review: Non-compliance of Circular no. SEC/Section/CMRRCD/2001-43/89 dated 11/02/2009, আচরন বিধি নং ১ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, স্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ Rule 3(7) of Margin Rules, 1999. |
|
| 2 | July 20, 2014 | Penalty Order: Non compliance of Securities Law by submitting fake land documents relating to IPO . |
|
| 3 | July 20, 2014 | Penalty Order: Non compliance of Securities Law by submitting fake land documents relating to IPO . |
|
| 4 | July 20, 2014 | Penalty Order: Non compliance of Securities Law by submitting fake land documents relating to IPO . |
|
| 5 | July 14, 2014 | Non-compliance of securities laws.-Warning. |
|
| 6 | July 09, 2014 | Non-compliance of securities laws.-Warning. |
|
| 7 | July 09, 2014 | Non-compliance of securities laws.-Warning. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 16, 2014 | Show cause cum hearing notice: Non-compliance with securities related laws in connection with the audited financial statements for the year ended on June 30, 2013 : Warning . Bangas Ltd |
|
| 2 | June 11, 2014 | Non-compliance of securities laws: In connection with the non-submission of half yearly financial statements for the half year ended on December 31, 2011: Warning. GMG Industrial Corporation Ltd |
|
| 3 | June 11, 2014 | Penalty Order : Non-compliance of Securities related Laws against G Q Ball Pen Industries Ltd. |
|
| 4 | June 04, 2014 | Non-compliance of securities related laws. WARNING. Agrani Bank Limited |
|
| 5 | June 03, 2014 | Penalty Order : Non-compliance of Securities related Laws against Sylhet Metro city Securities Ltd. |
|
| 6 | June 03, 2014 | Penalty Order : Non-compliance of Securities related Laws against Eastern Shares and Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 28, 2014 | Reject of prayer for waiver of penalty. |
|
| 2 | May 18, 2014 | Penelty Order : Non-compliance of Securities related Laws against Khurshid Securities Limited |
|
| 3 | May 18, 2014 | Penelty Order : Non-compliance of Securities related Laws against NBL Securities Ltd |
|
| 4 | May 14, 2014 | Penelty Order : Non-compliance of Securities related Laws against Transcon Securities Limited |
|
| 5 | May 08, 2014 | Reject of the prayer for waiver of penalty |
|
| 6 | May 08, 2014 | Reject of the prayer for waiver of penalty |
|
| 7 | May 06, 2014 | Penelty Order : Non-compliance of Securities related Laws against Gatewey Ewuity Resources Ltd |
|
| 8 | May 04, 2014 | Reject of the prayer for waiver of penalty |
|
| 9 | May 04, 2014 | Non-compliance of securities related laws. WARNING |
|
| 10 | May 04, 2014 | Delayed submission of the Capital & Shareholding Position for the month of September 2013 & October 2013.WARNING |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 30, 2014 | Penalty Order: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of PF1STMF |
|
| 2 | April 30, 2014 | Penalty Order: Non compliance of Directive No. SEC/CMRRCD/2009-193/93 dated January 10, 2011 in connection with trading in shares of PF1STMF |
|
| 3 | April 30, 2014 | Penalty Order: Non-compliance of Commission’s সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) এর আচরণ বিধি ১, ২(২), ৬, ৮ in connection with trading in shares of PF1STMF |
|
| 4 | April 30, 2014 | Penalty Order: Non-compliance of Section 17 (e) (ii) (v) of Securities and Exchange Ordinance, 1969 in connection with share trading of RECKITTBEN |
|
| 5 | April 30, 2014 | Penalty Order: Non-compliance of Section 17 (e) (ii) (v) of Securities and Exchange Ordinance, 1969 in connection with share trading of PF1STMF |
|
| 6 | April 30, 2014 | Penalty Order: Non-compliance of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) এর বিধি ৮ in connection with trading in shares of PF1STMF. |
|
| 7 | April 30, 2014 | Reject of prayer for waiver of penalty |
|
| 8 | April 30, 2014 | Reject of prayer for waiver of penalty |
|
| 9 | April 27, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 10 | April 27, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 11 | April 27, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 12 | April 27, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 13 | April 27, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 14 | April 27, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 15 | April 27, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 16 | April 27, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 17 | April 27, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 18 | April 27, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 19 | April 21, 2014 | Penalty Order: Non-compliance of Section 17 (e) (ii) (iii) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of RAHIMTEX, BANGAS, MITHUNKNIT and RENATA |
|
| 20 | April 17, 2014 | Review: Violation of wewa 4 (1) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ in connection with trading in shares of Fine Foods Limited. |
|
| 21 | April 17, 2014 | Review: Violation of wewa 4 (1) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ in connection with trading in shares of Fine Foods Limited. |
|
| 22 | April 17, 2014 | Review: Violation of wewa 4 (1) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ in connection with trading in shares of Fine Foods Limited. |
|
| 23 | April 15, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 24 | April 15, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 25 | April 15, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 26 | April 13, 2014 | Review petition rejection: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd |
|
| 27 | April 13, 2014 | Review petition rejection: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd |
|
| 28 | April 13, 2014 | Petition rejection: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd |
|
| 29 | April 06, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 30 | April 06, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 31 | April 06, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING |
|
| 32 | April 01, 2014 | Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2013: Warning. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 27, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter. |
|
| 2 | March 27, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter. |
|
| 3 | March 27, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter. |
|
| 4 | March 27, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter. |
|
| 5 | March 23, 2014 | Non-compliance of securities laws: Warning. |
|
| 6 | March 23, 2014 | Non-compliance of securities laws: Warning. |
|
| 7 | March 23, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter |
|
| 8 | March 23, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter. |
|
| 9 | March 23, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter |
|
| 10 | March 18, 2014 | Non-compliance of the BSEC Circular No. SEC/CMRRCD/2001-50/121/Admin/ dated December 20, 2011: Disposal of the alleged matter. |
|
| 11 | March 18, 2014 | Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on September 30, 2013: Warning. |
|
| 12 | March 13, 2014 | Non-compliance of securities related laws. WARNING |
|
| 13 | March 13, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter. |
|
| 14 | March 13, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter. |
|
| 15 | March 13, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter. |
|
| 16 | March 10, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter. |
|
| 17 | March 10, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter. |
|
| 18 | March 05, 2014 | Penelty Order : Non-compliance of Securities related Laws against Be Rich |
|
| 19 | March 04, 2014 | Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 24, 2014 | Penelty Order : Non-compliance of Securities related Laws against Barakatullah Electro Dynamics Ltd. |
|
| 2 | February 20, 2014 | Warning: Non-compliance of securities laws: IIDFC Securities Limited. |
|
| 3 | February 06, 2014 | Reject of the prayer for waiving penalty . PHP Stock and Securities Limited. |
|
| 4 | February 02, 2014 | Penelty Order : Non-compliance of Securities related Laws against Azam Securities Limited |
|
| 5 | February 02, 2014 | Penelty Order : Non-compliance of Securities related Laws against Reliance Brokerage Services Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 30, 2014 | Penalty Order: Non compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd. |
|
| 2 | January 30, 2014 | Penalty Order: Non compliance of Section 17 (e)(v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd. |
|
| 3 | January 30, 2014 | Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd. |
|
| 4 | January 23, 2014 | Penalty Order : Non-compliance of Securities related Laws against DMR Securities Serveces Limited. |
|
| 5 | January 23, 2014 | Penalty Order : Non-compliance of Securities related Laws against Tamha Securities Limited. |
|
| 6 | January 23, 2014 | Penalty Order : Non-compliance of Securities related Laws against Jalalabad Securities Limited. |
|
| 7 | January 23, 2014 | Penalty Order : Non-compliance of Securities related Laws against Pioneer Shares & Securities Limited. |
|
| 8 | January 23, 2014 | Penalty Order : Non-compliance of Securities related Laws against DMR Securities Serveces Limited. |
|
| 9 | January 23, 2014 | Penalty Order : Non-compliance of Securities related Laws against DMR Securities Serveces Limited. |
|
| 10 | January 09, 2014 | Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd |
|
| 11 | January 09, 2014 | Disposal: Non-compliance of Section 17 (e) (iii) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd |
|
| 12 | January 09, 2014 | Warning: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd |
|
| 13 | January 09, 2014 | Warning: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd |
|
| 14 | January 09, 2014 | Warning: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd |
|
| 15 | January 09, 2014 | Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd |
|
| 16 | January 09, 2014 | Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd |
|
| 17 | January 09, 2014 | Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd |
|
| 18 | January 09, 2014 | Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd |
|
| 19 | January 09, 2014 | Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd |
|
| 20 | January 09, 2014 | Disposal: Non-compliance of আচরণ বিধি নং ১ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with trading in shares of JMI Syringes & Medical Devices Ltd. |
|
| 21 | January 09, 2014 | Disposal: Non-compliance of আচরণ বিধি নং ১ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with trading in shares of JMI Syringes & Medical Devices Ltd. |
|
| 22 | January 09, 2014 | Warning: Non-compliance of আচরণ বিধি নং ১ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with trading in shares of JMI Syringes & Medical Devices Ltd. |
|
| 23 | January 01, 2014 | Penalty Order : Non-compliance of Securities related Laws against R. N Trading Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 31, 2013 | Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2013. Warning.Yusuf Flour Mills Limited |
|
| 2 | December 31, 2013 | Non-compliance of securities laws: Warning. Mika Securities Ltd |
|
| 3 | December 23, 2013 | Non-compliance of securities laws: In connection with the delayed submission of audited financial statements for the year ended on June 30, 2013: Warning.Bengal Fine Ceramics Ltd |
|
| 4 | December 23, 2013 | Non-compliance of securities laws: In connection with the delayed submission of audited financial statements for the year ended on June 30, 2013: Warning.. Monno Ceramic Industries Ltd |
|
| 5 | December 17, 2013 | Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2013. Warning.Ashraf Textile Mills Ltd |
|
| 6 | December 17, 2013 | Non-compliance of securities laws: In connection with the delayed submission of audited financial statements for the year ended on June 30, 2013: Warning.Atlas Bangladesh Ltd |
|
| 7 | December 17, 2013 | Non-compliance of securities laws: In connection with the delayed submission of audited financial statements for the year ended on June 30, 2013: Warning.Eastern Cables Ltd, |
|
| 8 | December 08, 2013 | Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2013: Warning.. Social Islami Bank Limited |
|
| 9 | December 03, 2013 | Reject of prayer: Non-compliance of SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with unusual trading in shares of “BDAUTOCA”. |
|
| 10 | December 03, 2013 | Reject of prayer for penalty waiver: Non-compliance of Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with unusual trading in shares of “BDAUTOCA”. |
|
| 11 | December 02, 2013 | Rejection of Review Petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited |
|
| 12 | December 02, 2013 | Rejection of review petition: 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited |
|
| 13 | December 02, 2013 | Rejection of review petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited |
|
| 14 | December 02, 2013 | Reject of prayer for penalty waiver: Non-compliance of আচরনবিধি ১, ২(২) of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০, Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and regulation |
|
| 15 | December 01, 2013 | Penelty Order : Non-compliance of Securities related Laws against Sylnet Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 05, 2013 | Penelty Order : Non-compliance of Securities related Laws against Premier LP Gas Limited. |
|
| 2 | November 05, 2013 | Penelty Order : Non-compliance of Securities related Laws against Hillcity Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 24, 2013 | Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2013: Warning .Fareast Islami Life Insurance Co. Ltd |
|
| 2 | October 24, 2013 | Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2013: Warning.Argon Denims Limited |
|
| 3 | October 07, 2013 | Penelty Order : Non-compliance of Securities related Laws against DBL Securities Ltd. |
|
| 4 | October 07, 2013 | Penelty Order : Non-compliance of Securities related Laws against PFI Securities Ltd. |
|
| 5 | October 07, 2013 | Penelty Order : Non-compliance of Securities related Laws against PHP Stocks & Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 30, 2013 | Penelty Order : Non-compliance of Securities related Laws against Slata Capital Limited. |
|
| 2 | September 16, 2013 | Prudential Capital Limited. Non-compliance of securities related laws. WARNING |
|
| 3 | September 16, 2013 | Bashundhara Textiles Mills Limited. Non-compliance of securities related laws: Disposal of the alleged matter. |
|
| 4 | September 16, 2013 | Tamijuddin Textile Mills Limited. Waiver of penalty imposed penal orders No. SEC/Enforcement/405/2006/368 to 371 all dated 20 June, 2013. |
|
| 5 | September 04, 2013 | City Brokerage Limited. Non-compliance of securities related laws. WARNING |
|
| 6 | September 01, 2013 | ICB Securities Trading Company Limited. Warning: Non-compliance of আচরনবিধি ২(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) . |
|
| 7 | September 01, 2013 | Hedayetullah Securities Limited. Warning: Non-compliance of আচরনবিধি ২(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) . |
|
| 8 | September 01, 2013 | Shyamol Equity Management Ltd. Warning: Non-compliance of আচরনবিধি ২(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) , Regulation 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations, 2006 |
|
| 9 | September 01, 2013 | BDBL Securities Limited. Warning: Non-compliance of আচরনবিধি ২(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) , and প্রবিধি ৩২ (৫) of ডিপোজিটরি (ব্যবহারিক) প্রবিধানমালা, ২০০৩. |
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| 10 | September 01, 2013 | Tamha Securities Ltd.Waiver of penalty imposed penal orders No. SEC/Enforcement/405/2006/368 to 371 all dated 20 June, 2013. Warning. |
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| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 29, 2013 | Penelty Order : Non-compliance of Securities related Laws against Asraful Alam. |
|
| 2 | August 29, 2013 | Penelty Order : Non-compliance of Securities related Laws against Abdur Razak. |
|
| 3 | August 29, 2013 | Penelty Order : Non-compliance of Securities related Laws against Kishor das. |
|
| 4 | August 29, 2013 | Non-compliance of securities related laws. WARNING against BRB Securities Limited |
|
| 5 | August 25, 2013 | Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of BEACONPHAR against Mr. Fokhrul Islam Chowdhury |
|
| 6 | August 25, 2013 | Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of BEACHHATCH. Against Mr. Asif Sadeque |
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| 7 | August 20, 2013 | Penelty Order : Non-compliance of Securities related Laws against Jalalabad Securities Ltd. |
|
| 8 | August 17, 2013 | Violation of license condition No. 11 (for non participation of trading activities during 2001-2002) by Chittagong Stock Exchange broker Unity Shares Trade Ltd. (CSE Member No. 77). |
|
| 9 | August 13, 2013 | Non-compliance of conditions imposed under 2CC of Securities and Exchange Ordinance, 1969 in the Commission’s consent letter No. SEC/CI/CPLC-229/2010/859 dated December 05, 2011. WARNING against Information Technology Consultants Limited. |
|
| 10 | August 13, 2013 | Non-compliance of the SEC Notification No.SEC/CMRRCD/ 2009-193/50/Admin/02-24 dated July 14, 2010. WARNING against BRAC Bank Ltd. |
|
| 11 | August 13, 2013 | Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on March 31, 2013. Warning.against Golden Son Limited |
|
| 12 | August 13, 2013 | Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on March 31, 2013. Warning. Against Beach Hatchery ltd |
|
| 13 | August 04, 2013 | Non-payment of audit bill by M. Hossain Garments Washing and Dying Ltd. |
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| 14 | August 04, 2013 | Non co-operation with SEC appointed auditor by Bangladesh Luggage Industries Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 31, 2013 | Waiver of penalty imposed pinal orders No. SEC/Enforcement/194/2003/256 to 262 all dated 23 February, 2010 of Tulip Dairy & Food Ltd. |
|
| 2 | July 25, 2013 | Penelty Order : Non-compliance of Securities related Laws against Salta Capital Ltd. |
|
| 3 | July 24, 2013 | Non-compliance with securities related laws in connection with the audited financial statements for the year ended on June 30, 2012 : Warning. Alltex Industries Ltd |
|
| 4 | July 24, 2013 | Penelty Order : Non-compliance of Securities related Laws against A.K.M.Kamal uddin. |
|
| 5 | July 24, 2013 | Penelty Order : Non-compliance of Securities related Laws against M.A Maleq. |
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| 6 | July 24, 2013 | Non-compliance with securities related laws in connection with the delayed submission of first Quarter financial statements for the quarter ended on March 31, 2013 : Warning. Orion Pharma Ltd |
|
| 7 | July 23, 2013 | Penelty Order : Non-compliance of Securities related Laws against ACNABIN, Chartered Accountants |
|
| 8 | July 23, 2013 | Penelty Order : Non-compliance of Securities related Laws against Ananta Properties Limited |
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| 9 | July 21, 2013 | Rejection of Review Petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited against Mrs.Mahmuda Yasmin |
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| 10 | July 21, 2013 | Rejection of Review Petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited against Dream Holdings Limited, |
|
| 11 | July 21, 2013 | Rejection of review petition: 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited.against Mr.Abdul Mobin Molla |
|
| 12 | July 21, 2013 | Rejection of review petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited against Mr. Abu Sadat Md.Sayem |
|
| 13 | July 21, 2013 | Warning: Non-compliance of the Rule 3 (2) of the Margin Rules 1999 and Clause (d) of sub-rule (12) of rule 3 of the margin rules, 1999 as per SEC Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 and SEC Directive No. SEC/CMRRCD/2009-193/63 agai |
|
| 14 | July 21, 2013 | Rejection of Review Petition: Non-compliance of the Rule 3 (2) of the Margin Rules 1999 and Clause (d) of sub-rule (12) of rule 3 of the margin rules, 1999 as per SEC Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with trading i |
|
| 15 | July 21, 2013 | Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and rule 3 (1) and 3 (2) of the Margin Rules 1999 in connection with trading in shares of Paramount Insurance Company Limited. against Mona F |
|
| 16 | July 18, 2013 | Non-compliance with securities related laws in connection with the delayed submission of first Quarter financial statements for the quarter ended on March 31, 2013 : Warning. National Tea Company Ltd |
|
| 17 | July 18, 2013 | Non-compliance with securities related laws in connection with the delayed submission of first Quarter financial statements for the quarter ended on March 31,2013 : Warning. BD Thai Aluminium Ltd |
|
| 18 | July 16, 2013 | Penelty Order : Non-compliance of Securities related Laws against Shyamol Equity Management Ltd. |
|
| 19 | July 16, 2013 | Penelty Order : Non-compliance of Securities related Laws against M.A Maliq. |
|
| 20 | July 16, 2013 | Penelty Order : Non-compliance of Securities related Laws against Shamim Ara. |
|
| 21 | July 07, 2013 | Non-compliance of conditions imposed under 2CC of Securities and Exchange Ordinance, 1969 in the Commission’s consent letter No. SEC/CI/CPLC-308/2011/802 dated November 13, 2011. WARNING Against IEL Consortium & Associates Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 24, 2013 | Penelty Order : Non-compliance of Securities related Laws against Anworul Basir Khan. |
|
| 2 | June 24, 2013 | Penelty Order : Non-compliance of Securities related Laws against Samim Ara Begum. |
|
| 3 | June 20, 2013 | Penelty Order : Non-compliance of Securities related Laws against Mohasin Ahmed. |
|
| 4 | June 19, 2013 | Non-compliance of Securities Laws; In connection with the delayed submission of third quarter Financial Statements.Against Allhaj Textile Mills Ltd. |
|
| 5 | June 17, 2013 | Penelty Order : Non-compliance of Securities related Laws against Midas Financing Limited. |
|
| 6 | June 17, 2013 | Penelty Order : Non-compliance of Securities related Laws against Lanka Bangla Investment Limited. |
|
| 7 | June 13, 2013 | Violation of Section 2c of the Securities and Exchange Ordinance, 1969 of Barakatullah Electro Dynamics Ltd. |
|
| 8 | June 10, 2013 | Waiver of additional fine and charges imopsed on Directors of Sajib Knitwear and Garments Limited. |
|
| 9 | June 06, 2013 | Penelty Order : Non-compliance of Securities related Laws against Phoenix Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 30, 2013 | Penalty Order: Non compliance of Notification SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 and বিধি ৪(২) of the সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যাবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with share sale. |
|
| 2 | May 30, 2013 | Review reject: Non-compliance of বিধি ১১ , আচরনবিধি ১, ৬ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০, regulation 4 of the Dhaka Stock Exchange (Short Sale) Regulation, 2006 in connection |
|
| 3 | May 30, 2013 | Review Reject: Non-compliance of আচরনবিধি ১, ২(২) of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ and Rule 16 (a) of the Securities and Exchange Commission Ordinance, 1969 in connection with |
|
| 4 | May 30, 2013 | Review Reject: Non-compliance of আচরনবিধি ১, ২(২) of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০, Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and regulation 4 of the Dhaka Stock |
|
| 5 | May 30, 2013 | Review Reject: Non-compliance of Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and Rule 16 (a) of the Securities and Exchange Commission Ordinance, 1969 in connection with unusual trading in shares of Quasem Drycells Limited |
|
| 6 | May 30, 2013 | Non-compliance of Section 18 of Securities and Exchange Ordinance, 1969. Against Legacy Footwear Ltd. |
|
| 7 | May 30, 2013 | Review: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Legacy Footwear Limited |
|
| 8 | May 30, 2013 | Review: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Legacy Footwear Limited |
|
| 9 | May 30, 2013 | Review reject: Non-compliance of Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with unusual trading in shares of “BDAUTOCA”. |
|
| 10 | May 30, 2013 | Review reject: Non-compliance of SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with unusual trading in shares of “BDAUTOCA”. |
|
| 11 | May 28, 2013 | Penelty Order : Non-compliance of Securities related Laws against Island Securities Limited. |
|
| 12 | May 28, 2013 | Penal Order: Non-compliance of section 18 of Securities and Exchange Ordinance, 1969 (XVII of 1969). |
|
| 13 | May 22, 2013 | Rejection of Review petition: Non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission’s Directive No. SEC/CMRRCD/ 2001-43/169 dated October 01, 2009 in connection with trading in shares of Anwar Galvanizing Limited |
|
| 14 | May 22, 2013 | Rejection of Review petition: Non-compliance of SEC’s Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alltex Industries Limited |
|
| 15 | May 02, 2013 | Penelty Order : Non-compliance of Securities related Laws against Globe Securities Limited. |
|
| 16 | May 02, 2013 | Penelty Order : Non-compliance of Securities related Laws against Reliance Brokerage Services Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 23, 2013 | Penelty Order : Non-compliance of Securities related Laws against ICB Capital Management Limited. |
|
| 2 | April 23, 2013 | Penelty Order : Non-compliance of Securities related Laws against S.F. Ahmed & Co. |
|
| 3 | April 23, 2013 | Penelty Order : Non-compliance of Securities related Laws against Saif Powertec Limited. |
|
| 4 | April 23, 2013 | Warning: Non-compliance of SEC Order No. SEC/CMRRCD/2000-985/248/Admin/02/1 dated Dec19,2000. UCBL. |
|
| 5 | April 22, 2013 | Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2012: Warning. |
|
| 6 | April 22, 2013 | Non-compliance of securities laws: In connection with the delayed submission of Audited Financial Statements for the year ended on June 30, 2012: Warning. |
|
| 7 | April 18, 2013 | Rejection of Review petition: : Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited |
|
| 8 | April 18, 2013 | Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited |
|
| 9 | April 18, 2013 | Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited. |
|
| 10 | April 18, 2013 | Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited. |
|
| 11 | April 18, 2013 | Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited |
|
| 12 | April 18, 2013 | Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with trading in shares of Paramount and Global Insurance Limited |
|
| 13 | April 18, 2013 | Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on March 31, 2012. Warning.Jago corporation Ltd. |
|
| 14 | April 09, 2013 | Disposal: Non-compliance of Rule 3 (6) of Margin Rules, 1999 by executing force sale. |
|
| 15 | April 09, 2013 | Disposal: Non-compliance of Section 17 (e)(ii) and 17(e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of One Bank Limited. Md A.K.M Arifur Rahman. |
|
| 16 | April 07, 2013 | Penelty Order : Non-compliance of Securities related Laws against Mercantile Bank Securities Ltd. |
|
| 17 | April 04, 2013 | Warning: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with non submission of sale declaration.. Md Abdul Hannan. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 28, 2013 | Payment of Penalty on the installment basis Mr. Joydeb Kumar Saha |
|
| 2 | March 28, 2013 | Payment of Penalty on the installment basis Ms.Sheuli Saha |
|
| 3 | March 28, 2013 | Payment of Penalty on the installment basis Ms.Shipra Paul |
|
| 4 | March 14, 2013 | Order. Mr Md Abdur Razzak. Raspit Indk (bd)Ltd |
|
| 5 | March 14, 2013 | Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of GQBALPEN against Md Abdul Khayer. |
|
| 6 | March 14, 2013 | Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited against Uttara Finance and Investment Limited. |
|
| 7 | March 14, 2013 | Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited against Ms Nusrat Jahan. |
|
| 8 | March 14, 2013 | Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited against Md Habibur Rahman. |
|
| 9 | March 14, 2013 | Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited. against Md Razzaqul Haider Bhuiyan. |
|
| 10 | March 14, 2013 | Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited. against Md Mahbubur Rahman. |
|
| 11 | March 12, 2013 | Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Sinha Securities Limited. |
|
| 12 | March 12, 2013 | Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Oshadi Securities Limited. |
|
| 13 | March 12, 2013 | Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Shyamol Equtiy Management Limited. |
|
| 14 | March 12, 2013 | Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Beach Hatchery Limited"against Sylhet Metro City Securities Limited. |
|
| 15 | March 12, 2013 | Penelty Order : Non-compliance of Securities related Laws against HAC Securities Limited. |
|
| 16 | March 12, 2013 | Penelty Order : Non-compliance of Securities related Laws against SIBL Securities Limited. |
|
| 17 | March 12, 2013 | Penelty Order : Non-compliance of Securities related Laws against Be Rich Limited. |
|
| 18 | March 12, 2013 | Penelty Order : Non-compliance of Securities related Laws against Mona Financial Consultancy and Scurities Ltd. |
|
| 19 | March 12, 2013 | Penelty Order : Non-compliance of Securities related Laws against Mirpur ScuritiesLtd. |
|
| 20 | March 12, 2013 | Penelty Order : Non-compliance of Securities related Laws against Western Securities Investment Management Ltd. |
|
| 21 | March 12, 2013 | Penelty Order for Violation of Securities related Laws in connection with unusual trading in shares of BDAUTOCA"against ICB Securities trading Company Limited. |
|
| 22 | March 12, 2013 | Penelty Order for Violation of Securities related Laws in connection with unusual trading in shares of BDAUTOCA"against M.Securities Limited. |
|
| 23 | March 12, 2013 | Penelty Order for Violation of Securities related Laws in connection with unusual trading in shares of BDAUTOCA"against SINHA Securities Limited. |
|
| 24 | March 12, 2013 | Penelty Order for Violation of Securities related Laws against Salta Capital Limited. |
|
| 25 | March 07, 2013 | Penelty Order for Violation of আচরণবিধি ১ and ৬ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. Mr S M Faruque |
|
| 26 | March 07, 2013 | Non-compliance of Securities related Laws : Warning . Md Ariful Haque Mallick. |
|
| 27 | March 07, 2013 | Non-compliance of Securities related Laws against IFIC BANK LTD. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 28, 2013 | Penelty Order for Violation of Securities related Laws against Mercantile Bank Securities Limited. |
|
| 2 | February 27, 2013 | Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of All Tex Industries Limited. Md Nizam Uddin. |
|
| 3 | February 27, 2013 | Penelty Order for Violation of Securities related Laws against Shyamol Equity Management Limited. |
|
| 4 | February 27, 2013 | Penelty Order for Violation of Securities related Laws against Globe Securities Limited. |
|
| 5 | February 27, 2013 | Penelty Order for Violation of Securities related Laws against Fidelity Assets and Securities Company Limited. |
|
| 6 | February 27, 2013 | Penelty Order for Violation of Securities related Laws Mona Financial Consultancy and Securities Limited. |
|
| 7 | February 26, 2013 | Non-compliance of securities laws: in connection with the delayed submission of first quarter(Q1) financial statements Agni Systems Limited:Warning |
|
| 8 | February 14, 2013 | Warning: violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন(সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫. এ এন্ড এ ইনভেষ্টমেন্ট লিঃ |
|
| 9 | February 14, 2013 | Warning: violation of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন(সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫.মোহাম্মদ আকবর হোসেন |
|
| 10 | February 07, 2013 | Warning: Non-compliance of আচরণবিধি ৭ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. Hac Securities Limited . |
|
| 11 | February 07, 2013 | Warnivg: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of Dutchbangla. Md Shahadat Hossain |
|
| 12 | February 04, 2013 | Non-compliance of Securities related Laws against Aamra Technologies Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 31, 2013 | Penalty Order for Violation of Securities related Laws against Amam Se Food Ind.Ltd. |
|
| 2 | January 31, 2013 | Penalty Order for Violation of Securities related Laws against Fahad Industries Ltd. |
|
| 3 | January 31, 2013 | Penalty Order for Violation of Securities related Laws against Perfume Chemical Industries Ltd. |
|
| 4 | January 31, 2013 | Penalty Order for Violation of Securities related Laws against M.Hossain Garments Ltd. |
|
| 5 | January 31, 2013 | Penalty Order for Violation of Securities related Laws against Rose Heaven Bell Pen Ltd. |
|
| 6 | January 31, 2013 | Penalty Order for Violation of Securities related Laws against Bangla Process Ind.Ltd. |
|
| 7 | January 30, 2013 | Penalty Order for Violation of Securities related Laws against Sajib Knitware & Garments Ltd. |
|
| 8 | January 28, 2013 | Penalty Order for Violation of Securities related Laws against Pharmaco International Ltd. |
|
| 9 | January 28, 2013 | Alleged non-compliance with the securities related laws in connection with the submission of un-audited 4th quarter financial statements:Warning |
|
| 10 | January 27, 2013 | Penalty Order for Violation of Securities related Laws against Khaza Mosaic Tiles & Stone Ind.Ltd |
|
| 11 | January 27, 2013 | Penalty Order for Violation of Securities related Laws against Mita Textiles Mills Ltd. |
|
| 12 | January 27, 2013 | Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Legacy Footwear Limited |
|
| 13 | January 27, 2013 | Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Legacy Footwear Limited |
|
| 14 | January 27, 2013 | Penalty Order: Non-compliance of Section 18 of Securities and Exchange Ordinance, 1969. |
|
| 15 | January 27, 2013 | Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of R.N Spinning Mills Limited |
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| 16 | January 27, 2013 | Penalty Order : Non-compliance of section 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations,2006 and আচরনবিধি ৬ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with unusual |
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| 17 | January 27, 2013 | Warning: Non-compliance of Section 17 (e) (ii) and 17 (e) (iv) of Securities and Exchange Ordinance , 1969 in connection with trading in shares of Libra Infusion Limited . |
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| 18 | January 27, 2013 | Penalty Order: Non-compliance of আচরণবিধি ৮ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with trading in shares of Libra Infusion Limited . |
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| 19 | January 27, 2013 | Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited |
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| 20 | January 27, 2013 | Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited |
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| 21 | January 27, 2013 | Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited |
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| 22 | January 27, 2013 | Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited |
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| 23 | January 27, 2013 | Penalty Order for Violation of Securities related Laws against Mrs Shirin Faruq. |
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| 24 | January 27, 2013 | Penalty Order for Violation of Securities related Laws against Kim jong suk. |
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| 25 | January 27, 2013 | Penalty Order for Violation of Securities related Laws against Md. Abdul Kadir Faruq. |
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| 26 | January 27, 2013 | Penalty Order for Violation of Securities related Laws against R.N Spinning Mills Ltd |
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| 27 | January 27, 2013 | Penalty Order for Violation of Securities related Laws against International Leasing Securities Ltd. |
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| 28 | January 22, 2013 | Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited. |
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| 29 | January 22, 2013 | Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited. |
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| 30 | January 22, 2013 | Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with trading in shares of Paramount and Global Insurance Limited. |
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| 31 | January 22, 2013 | Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited. |
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| 32 | January 22, 2013 | Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited. |
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| 33 | January 21, 2013 | Penalty Order for Violation of Securities related Laws against Raspit Data Management Ltd |
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| 34 | January 17, 2013 | Disposal of Review Petition in connection with the non-submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 26, 2012 | Penalty Order for Violation of Securities related laws against Mohammad Quddus & Co. |
|
| 2 | December 24, 2012 | Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ |
|
| 3 | December 24, 2012 | Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited . |
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| 4 | December 24, 2012 | Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited . |
|
| 5 | December 24, 2012 | Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ and section 17 (e) of the Securities and Exchange Ordinance, 1969 (XVII of 1969) in connection with trading in shares of Fine Foods Limited . |
|
| 6 | December 24, 2012 | Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited . |
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| 7 | December 24, 2012 | Review: Violation of বিধি ৩(১) and বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 15, 2012 | WARNING: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 2 | November 15, 2012 | WARNING: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
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| 3 | November 15, 2012 | WARNING: Non-compliance of আচরনবিধি ১, ২(১), ২(২) ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 4 | November 15, 2012 | WARNING: Non-compliance of আচরনবিধি ১, ২(১), ২(২) ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 16, 2012 | Payment of Penalty on the installment basis. |
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| 2 | October 16, 2012 | Disposal: Non compliance of Notification No. SEC/SRMID/2000-953/313/Admin-06 dated March 25, 2001 in connection with non completion of sale as per declaration. |
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| 3 | October 10, 2012 | Penalty Order for Violation of Securities related laws against Metalex Corporation Limited. |
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| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 31, 2012 | Penalty Order for Violation of Securities related laws against Maq Enterprise Limited. |
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| 2 | July 31, 2012 | Penalty Order for Violation of Securities related laws against Eastern Cables Limited. |
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| 3 | July 12, 2012 | Order to concerns of Khaza Mosaic Tiles and Stone Industries Ltd |
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| 4 | July 09, 2012 | Disposal of review petition against SEC Orders No. SEC/Enforcement/689/2008/ 467-470 all dated 29 th June, 2009, No.SEC/Enforcement/689/2008/156-159 all dated 26 th January, 2010, No.SEC/Enforcement/689/ 2008/478-481 all dated 31 st May, 2010, No. SEC/ En |
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| 5 | July 09, 2012 | Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2011: Warning. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 28, 2012 | Penalty Order for Violation of Securities related laws against Bangla Process Industries Limited |
|
| 2 | June 27, 2012 | Penalty Order for Violation of Securities related laws against NBL Securities Limited |
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| 3 | June 17, 2012 | Warning: Non-compliance of 5(1) of Margin Rules, 1999 |
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| 4 | June 17, 2012 | Warning: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection of shares sale by the placement holder of Grameen Phone Limited |
|
| 5 | June 14, 2012 | Penalty Order for Violation of Securities related laws against Masih Muhith Haque and Co. |
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| 6 | June 14, 2012 | Penalty Order for Violation of Securities related laws against Zoha Zaman Kabir Rashid and Co. |
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| 7 | June 14, 2012 | Penalty Order for Violation of Securities related laws against ICB Capital Management Limited |
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| 8 | June 14, 2012 | Penalty Order for Violation of Securities related laws against Apollo Ispat Complex Limited |
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| 9 | June 12, 2012 | Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited |
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| 10 | June 12, 2012 | Reduction of Penalty |
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| 11 | June 10, 2012 | Payment of Penalty amount on installment basis |
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| 12 | June 10, 2012 | Reduction of Penalty |
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| 13 | June 10, 2012 | Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2011: Warning |
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| 14 | June 10, 2012 | Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on September 30, 2011: Warning |
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| 15 | June 10, 2012 | Penalty Order for Violation of Securities related laws against Bangladesh Shipping Corporation. |
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| 16 | June 10, 2012 | Penalty Order for Violation of Securities related laws against Sajib Knitwear and Garments Limited. |
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| 17 | June 10, 2012 | Non-compliance with the securities related laws in connection with the audited financial statements for the year ended on June 30, 2011: Warning |
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| 18 | June 10, 2012 | Penalty Order for Violation of Securities related laws against Chictex Limited. |
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| 19 | June 10, 2012 | Penalty Order for Violation of Securities related laws against M Hossain Garments washing and dying Limited. |
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| 20 | June 10, 2012 | Penalty Order for Violation of Securities related laws against Pharmaco International Limited. |
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| 21 | June 10, 2012 | Penalty Order for Violation of Securities related laws against Fahad Industries Limited. |
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| 22 | June 10, 2012 | Penalty Order for Violation of Securities related laws against Raspit Data Management and Telecommunications Limited. |
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| 23 | June 10, 2012 | Penalty Order for Violation of Securities related laws against Mita Textiles Limited. |
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| 24 | June 10, 2012 | Penalty Order for Violation of Securities related laws against Metalex Corporation Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 28, 2012 | Waiver of penalty imposed upon the individual director in connection with the non-submission of the half yearly financial statements for the period ended of December 31,2010 against penal Orders No. SEC/Enforcement/ 749/2009/758-762 all dated December 05, |
|
| 2 | May 28, 2012 | Penalty Order for Violation of Securities related laws against Rose Haven Ball Pen Limited. |
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| 3 | May 28, 2012 | Penalty Order for Violation of Securities related laws against Aman Sea Food Industries Limited. |
|
| 4 | May 22, 2012 | WARNING: Non-compliance of ৭ of দ্বিতীয় তফসিল and বিধি ১১ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 5 | May 21, 2012 | Rejection of Review Petition: Violations of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ in connection with trading in shares of BIFCL. |
|
| 6 | May 17, 2012 | Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2011: Warning. |
|
| 7 | May 17, 2012 | Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2011: Warning. |
|
| 8 | May 09, 2012 | Disposal f review petition against SEC Orders No. SEC/Enforcement/447/ 2006/664-670 all dated September 29, 2011. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 25, 2012 | Penal Order: Non-compliance of clause 1 of SEC's Notification No. SEC/CMRRCD/2008-183/Admin/03/34 dated September 27, 2009. |
|
| 2 | April 25, 2012 | Penal Order: Non-compliance of clause 1 of SEC's Notification No. SEC/CMRRCD/2008-183/Admin/03/34 dated September 27, 2009 in connection with conducting board meeting during the trading hours. |
|
| 3 | April 25, 2012 | PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited. |
|
| 4 | April 25, 2012 | PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited. |
|
| 5 | April 25, 2012 | PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited. |
|
| 6 | April 25, 2012 | PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited. |
|
| 7 | April 24, 2012 | Penalty Order for Violation of Securities related laws against Dhaka fisheries Limited. |
|
| 8 | April 22, 2012 | Penalty Order for Violation of Securities related laws against Khaza Mosaic Tiles and Stone Industries Ltd. |
|
| 9 | April 22, 2012 | Penalty Order for Violation of Securities related laws against Fahad Industries Limited. |
|
| 10 | April 22, 2012 | Penalty Order for Violation of Securities related laws against Raspit Inc. (BD) Limited. |
|
| 11 | April 22, 2012 | Penalty Order for Violation of Securities related laws against Aman Sea Food Industries Limited. |
|
| 12 | April 22, 2012 | Penalty Order for Violation of Securities related laws against Mona Food Industries Limited. |
|
| 13 | April 22, 2012 | Penalty Order for Violation of Securities related laws against Rose Haven Ball Pen Limited. |
|
| 14 | April 15, 2012 | Disposal: Violation of বিধিধ ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ and section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limite |
|
| 15 | April 15, 2012 | WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited. |
|
| 16 | April 15, 2012 | WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited. |
|
| 17 | April 15, 2012 | WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited. |
|
| 18 | April 15, 2012 | WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited. |
|
| 19 | April 15, 2012 | WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited. |
|
| 20 | April 15, 2012 | WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited. |
|
| 21 | April 15, 2012 | WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited. |
|
| 22 | April 15, 2012 | WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited. |
|
| 23 | April 15, 2012 | WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited. |
|
| 24 | April 15, 2012 | WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited. |
|
| 25 | April 15, 2012 | WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited. |
|
| 26 | April 15, 2012 | Penal Order: Violation of বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ |
|
| 27 | April 15, 2012 | Penal Order: Violation of বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited. |
|
| 28 | April 15, 2012 | Penal Order: Violation of বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ |
|
| 29 | April 15, 2012 | Penal Order: Violation of বিধি-৩(১) and বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ |
|
| 30 | April 15, 2012 | Penal Order: Violation of বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited. |
|
| 31 | April 15, 2012 | Penal Order: Violation of বিধি-৩(১) and বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited. |
|
| 32 | April 12, 2012 | PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with non compliance of sale as per declaration. |
|
| 33 | April 12, 2012 | Penal Order: Violation of বিধি-১১ and দ্বিতীয় তফসিলে বর্ণিত স্টক ডিলার, স্টক ব্রোকার ও অনুমোদিত প্রতিনিধিদের আচরণ বিধি ১ and ৬ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 34 | April 12, 2012 | Rejection of Review Petition: Non -compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল and বিধি-১১ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 35 | April 12, 2012 | Penal Order: Non-compliance of regulation 4(1) of the Chittagong Stock Exchange (Short-Sale) Regulations, 2005 |
|
| 36 | April 12, 2012 | Penal Order: Non-compliance of regulation 4(1) of the Chittagong Stock Exchange (Short-Sale) Regulations, 2005. |
|
| 37 | April 10, 2012 | Reduction of penalty: Non-compliance of condition no. 7 under Part-B of SEC's letter No. SEC/CI/IPO-113/09-414 dated March 28, 2010. |
|
| 38 | April 10, 2012 | Reduction of penalty: Non-compliance of Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with trading in shares of Ocean Container Limited. |
|
| 39 | April 10, 2012 | WARNING: Non-compliance of Rule 18(9) of Securities and Exchange Commission (Public Issue) Rules, 2006 in respect of IPO proposal of Modern Poly Industries Limited. |
|
| 40 | April 10, 2012 | Rejection of second review petition no. NIL. dated January 03, 2012 |
|
| 41 | April 10, 2012 | Rejection of second review petition no. NIL. dated December 15, 2011 |
|
| 42 | April 10, 2012 | Rejection of review petition: Non-compliance of Commission's Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010, Directive No. SEC/CMRRCD/2009-193/63 dated September 06, 2010 and Regulation 4(1) of Chittagong Stock Exchange (Short-Sale) Regulations, |
|
| 43 | April 10, 2012 | Rejection of review petition: Non-compliance of Commission's Directive No. SEC/CMRRCD/2001-43/43 dated June 15, 2010 in connection with unusual trading in shares of Eastern Housing Limited. |
|
| 44 | April 03, 2012 | Warning: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 45 | April 03, 2012 | Warning: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 46 | April 03, 2012 | Warning: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 29, 2012 | WARNING: Non compliance of Notification No. SEC/CMRRCD/2009- 193/49 Admin/03-48 dated July 14, 2010 in connection with non compliance of sale as per declaration. |
|
| 2 | March 19, 2012 | WARNING: Non-compliance of Commission’s Order No. এসইসি/এসআরএমআইডি/২০০০-১৮৫/২২৪৮/প্র-০২/১ তারিখ ১৯ ডিসেম্বর, ২০০০ইং Gazetted on February 25, 2001 in connection with price sensitive information. |
|
| 3 | March 19, 2012 | Reduction of penalty: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 4 | March 19, 2012 | Reduction of penalty: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 5 | March 19, 2012 | Reduction of penalty: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 6 | March 19, 2012 | Reduction of penalty: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 7 | March 15, 2012 | Penalty Order for Violation of Securities related laws against Maq Enterprise Limited. |
|
| 8 | March 12, 2012 | WARNING: Non compliance of Notification No. SEC/CMRRCD/2009- 193/49 Admin/03-48 dated July 14, 2010 in connection with declaration of share sale by the placement holder of Grameen Phone Limited (GP). |
|
| 9 | March 12, 2012 | WARNING: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ ড়ভ দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 10 | March 12, 2012 | WARNING: Violation of বিধি ৪(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ and Notification No. SEC/CMRRCD/2009- 193/49 Admin/03-48 dated February 26, 2012 submitted to the Commission. |
|
| 11 | March 12, 2012 | Warning: Non-compliance of Rule 3(1) and 3(2) of the Margin Rules, in connection with trading in shares of National Tea Company Ltd. |
|
| 12 | March 04, 2012 | Penalty Order for Violation of Securities related laws against Maq Enterprise Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 29, 2012 | Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2011. Warning. |
|
| 2 | February 23, 2012 | Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on September 30, 2011. Warning. |
|
| 3 | February 15, 2012 | Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2011. Warning. |
|
| 4 | February 15, 2012 | Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2011. Warning. |
|
| 5 | February 15, 2012 | Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on September 30, 2011. Warning. |
|
| 6 | February 15, 2012 | Waiver of penalty against penal Orders No. SEC/Enforcement/ 303/2005/ 584 dated September 18, 2011 |
|
| 7 | February 12, 2012 | Non-compliance of securities laws.-Warning. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 30, 2012 | Non-compliance of securities laws: -Warning. |
|
| 2 | January 24, 2012 | Disposal of review petition against Penal Orders in connection with the audited financial statements of Chittatong Vegetable Oil Industries Limited for the year ended on June 30, 2010. |
|
| 3 | January 10, 2012 | WARNING: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 in connection with non submission of sale confirmation report. |
|
| 4 | January 10, 2012 | Disposal: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 in connection with non Completion of sale as per declaration. |
|
| 5 | January 10, 2012 | WARNING: Non compliance of Notification No. SEC/CMRRCD/2000-313/Admin/06 dated March 25,2001 in connection with non submission of sale confirmation report. |
|
| 6 | January 10, 2012 | WARNING: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with non submission of buy confirmation report within stipulated time. |
|
| 7 | January 10, 2012 | WARNING: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 in connection with declaration of shares sale. |
|
| 8 | January 08, 2012 | Penalty Order for Violation of Securities related laws against Rangamati Food Products Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 29, 2011 | Non-compliance with the securities related laws in connection with non-submission of audited financial statements for the year ended on June 30, 2010: Warning. |
|
| 2 | December 28, 2011 | Penal Order: Non-compliance of Section 17(e)(iii)(v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Eastern Housing Limited. |
|
| 3 | December 28, 2011 | Penal Order: Non-compliance of Commission’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010, Directive No. SEC/CMRRCD/ 2009/193/63 dated September 06, 2010 and Regulation 4(1) of Chittagong Stock Exchange (short-Sale) Regulations, 2005 in connecti |
|
| 4 | December 28, 2011 | Penal Order: Non-compliance of Commission’s Directive No. SEC/CMRRCD/2011-43/43 dated June 15, 2010 in connection with unusual trading in shares of Eastern Housing Limited. |
|
| 5 | December 28, 2011 | Penal Order: In connection with non-submission of audited financial statements for the year ended on December 31, 2009. |
|
| 6 | December 28, 2011 | Penalty Order for Violation of Securities related laws against Raspit Data Management and Telecommunications Limited. |
|
| 7 | December 28, 2011 | Waiver of penalty imposed upon the individual director in connection with the non-submission of the half yearly financial statements for the period ended on December 31, 2010, against penal Orders No. SEC/Enforcement/752/2009/534-341 all dated August 24, |
|
| 8 | December 27, 2011 | Penalty Order for Violation of Securities related laws against PHP Stock and Securities Limited. |
|
| 9 | December 22, 2011 | Non-compliance with the securities related laws in connection with non-submission of audited financial statement for the year ended on June 30, 2010: Warning. |
|
| 10 | December 22, 2011 | Non-compliance with the securities related laws in connection with non-submission of audited financial statement for the year ended on June 30, 2010: Warning. |
|
| 11 | December 21, 2011 | Penalty Order for Violation of Securities related laws against Raspit Inc. (BD) Limited. |
|
| 12 | December 21, 2011 | Penalty Order for Violation of Securities related laws against Chictex Limited. |
|
| 13 | December 21, 2011 | Disposal of review petition against SEC Order No. SEC/Enforcement/447/2006/664-670 all dated September 29, 2011 |
|
| 14 | December 20, 2011 | Penalty Order for Violation of Securities related laws against Chictex Limited. |
|
| 15 | December 19, 2011 | Penalty Order for Violation of Securities related laws against Raspit Inc. (BD) Limited. |
|
| 16 | December 19, 2011 | Penalty Order for Violation of Securities related laws against Metalex Corporation Limited. |
|
| 17 | December 19, 2011 | Penalty Order for Violation of Securities related laws against Rose Heaven Ball Pen Limited. |
|
| 18 | December 19, 2011 | Penalty Order for Violation of Securities related laws against Raspit Inc. (BD) Limited. |
|
| 19 | December 19, 2011 | Waiver of penalty imposed upon the individual director in connection with the non submission of the half yearly financial statements for the period ended on December 31, 2010, against penal Order No. SEC/Enforcement/751/2009/545-553 all dated September 06 |
|
| 20 | December 19, 2011 | Disposal of review petition against SEC Order No. SEC/Enforcement/300/2005/821-823 all dated November 02, 2009 |
|
| 21 | December 08, 2011 | Reduction of Penalty. |
|
| 22 | December 08, 2011 | Reduction of Penalty. |
|
| 23 | December 08, 2011 | Reduction of Penalty. |
|
| 24 | December 08, 2011 | Rejection of review petition against Commission’s penal order No. SEC/Enforcement/908/2011/571/ dated September 06, 2011. |
|
| 25 | December 08, 2011 | Rejection of review petition against Commission’s penal order No. SEC/Enforcement/908/2011/569/ dated September 06, 2011. |
|
| 26 | December 08, 2011 | Reduction of Penalty. |
|
| 27 | December 08, 2011 | Reduction of Penalty. |
|
| 28 | December 08, 2011 | WARNING: Non-compliance of the Rules 8(1) of Securities and Exchange Rules, 1987, সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ এর দ্বিতীয় তফসিলে বর্ণিত স্টক ডিলার ও স্টক ব্রোকার ও অনুমোদিত প্রতিনিধিদের আচরন ব |
|
| 29 | December 08, 2011 | WARNING: Non-compliance of ডপজিটরি (ব্যবহারিক) প্রবিধানমালা, ২০০৩ এর তফসিল-৫ এ বর্ণিত ডিপজিটরির অংশগ্রহণকারীর ক্ষেত্রে আচরনবিধি-১, ২(১) এবং SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08.2010, in connection with unusual trading in shares of Sonar |
|
| 30 | December 08, 2011 | WARNING: Non-compliance of SEC’s Directive No. SEC/CMRRCD/2001-43/48 dated July 08.2010, in connection with unusual trading in shares of Sonargaon Textiles Limited. |
|
| 31 | December 08, 2011 | WARNING: Non-compliance of SEC’s Directive No. SEC/CMRRCD/2001-43/48 dated July 08.2010, in connection with unusual trading in shares of Sonargaon Textiles Limited. |
|
| 32 | December 08, 2011 | WARNING: Non-compliance of SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08.2010, in connection with unusual trading in shares of Sonargaon Textiles Limited. |
|
| 33 | December 08, 2011 | WARNING: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Sonargaon Textiles Limited. |
|
| 34 | December 08, 2011 | Rejection of review petition against Commission’s order No. SEC/Enforcement/840/2010/305 date June 14, 2011. |
|
| 35 | December 05, 2011 | Penalty Order for Violation of Securities related laws against M. Hossain Garments Washing and Dyeing Limited. |
|
| 36 | December 05, 2011 | Penalty Order for Violation of Securities related laws against Raspit Data Management and Telecommunications Limited. |
|
| 37 | December 05, 2011 | Penalty Order for Violation of Securities related laws against Pharmaco International Limited. |
|
| 38 | December 05, 2011 | Penalty Order for Violation of Securities related laws against GMG Industrial Corporation Limited. |
|
| 39 | December 05, 2011 | Penalty Order for Violation of Securities related laws against Dhaka Fishers Limited. |
|
| 40 | December 01, 2011 | Disposal: Violation of বিধি ৩(১), সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধর্কণ) বিধিমালা, ১৯৯৫ in connection with shares of Chittagong Vegetable Oil Industries Limited |
|
| 41 | December 01, 2011 | Rejection of review petition. |
|
| 42 | December 01, 2011 | Rejection of review petition. |
|
| 43 | December 01, 2011 | Reduction of Penalty. |
|
| 44 | December 01, 2011 | WARNING: Non-compliance of আচরনবিধি ২(১), ২(২) ও ৭ of দ্বিতয়ি তফসিল of সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 45 | December 01, 2011 | WARNING: Non-compliance of আচরনবিধি ২(১), ২(২) ও ৭ of দ্বিতয়ি তফসিল of সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 46 | December 01, 2011 | WARNING: Non-compliance of আচরনবিধি ২(১), ২(২) ও ৭ of দ্বিতয়ি তফসিল of সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 47 | December 01, 2011 | WARNING: Non-compliance of আচরনবিধি ২(১), ২(২) ও ৭ of দ্বিতয়ি তফসিল of সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. |
|
| 48 | December 01, 2011 | Disposal: Non-compliance of regulation 4 of the Dhaka Stock Exchange (Short Sale) Regulations, 2006. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 14, 2011 | Disposal of review petition against Penalty Order in connection retention of auditor for a consecutive period exceeding three years. |
|
| 2 | November 13, 2011 | Non-compliance with securities laws-Warning. |
|
| 3 | November 13, 2011 | Non-compliance of Securities related laws: Disposal of the alleged matter. |
|
| 4 | November 13, 2011 | Penalty Order for Violation of Securities related laws against Island Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 12, 2011 | Penalty Order for Violation of Securities related laws against Bengal Fine Ceramics Limited. |
|
| 2 | October 11, 2011 | Penalty Order for Violation of Securities related laws against Dhaka Fisheries Limited. |
|
| 3 | October 04, 2011 | Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning. |
|
| 4 | October 03, 2011 | Disposal of review petition against Penalty Order: In connection with auditor’s qualifications and Commission’s observations on the audited financial statements for the year ended on June 30, 2009 |
|
| 5 | October 02, 2011 | Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning. |
|
| 6 | October 02, 2011 | Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning. |
|
| 7 | October 02, 2011 | Penalty Order for Violation of Securities related laws against K H B Securities Limited. |
|
| 8 | October 02, 2011 | Penalty Order for Violation of Securities related laws against Aloco Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 29, 2011 | Penalty Order for Violation of Securities related laws against Azadi Printers Limited. |
|
| 2 | September 26, 2011 | Penalty Order for Violation of Securities related laws against Alhaj Textile Mills Limited. |
|
| 3 | September 25, 2011 | PENAL ORDER: Non-compliance of Rule 18(9) of Securities and Exchange Commission (Public Issue) Rules, 2006 in respect of IPO proposal of Modern Poly Industries Limited. |
|
| 4 | September 25, 2011 | Penalty Order for Violation of Securities related laws against Chittagong Vegetable Oil Industries Limited. |
|
| 5 | September 21, 2011 | WARNING: Non-compliance of the Commission’s Directive No. SEC/ CMRRCD/2001-43/48 dated July 08, 2010, in connection with unusual trading in shares of Aftab Automobiles Limited. |
|
| 6 | September 21, 2011 | WARNING: Non-compliance of Section 17 (e)(iii) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Aftab Automobiles Limited. |
|
| 7 | September 21, 2011 | Penalty Order for Violation of Securities related laws against Bangla Process Industries Limited. |
|
| 8 | September 21, 2011 | Penalty Order for Violation of Securities related laws against Aman Sea Food Industries Limited. |
|
| 9 | September 20, 2011 | Non-compliance of securities laws: Warning. |
|
| 10 | September 20, 2011 | Penal Order: Non-compliance of the SEC’s Directive No. SEC/ CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Aftab Automobiles Limited. |
|
| 11 | September 20, 2011 | Penal Order: Non-compliance of the SEC’s Directive No. SEC/ CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Aftab Automobiles Limited. |
|
| 12 | September 20, 2011 | Penal Order: Non-compliance of the SEC’s Directive No. SEC/ CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Aftab Automobiles Limited. |
|
| 13 | September 20, 2011 | PENAL ORDER: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Aftab Automobiles Limited. |
|
| 14 | September 18, 2011 | Penalty Order for Violation of Securities related laws against Sajib Knitwear and Garments Limited. |
|
| 15 | September 18, 2011 | Penalty Order for Violation of Securities related laws against Fahad Industries Limited. |
|
| 16 | September 18, 2011 | Penalty Order for Violation of Securities related laws against Khaza Mosaic Tiles and Stone Industries Limited. |
|
| 17 | September 18, 2011 | Penalty Order for Violation of Securities related laws against Mona Food Industry Limited. |
|
| 18 | September 18, 2011 | Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011: Warning |
|
| 19 | September 16, 2011 | WARNING: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010 and Commission’s letter No. SEC/SRMID/94-231/472 dated February 13, 205, in connection with unusual trading in shares of Beach Hatchery Limited. |
|
| 20 | September 16, 2011 | WARNING: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Beach Hatchery Limited. |
|
| 21 | September 16, 2011 | WARNING: Non-compliance of the SEC’s Directive No. SEC/ CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Beach Hatchery Limited. |
|
| 22 | September 16, 2011 | WARNING: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Beach Hatchery Limited. |
|
| 23 | September 16, 2011 | WARNING: Non-compliance of the Rule 8(1) of Securities and Exchange Rules, 1987 in connection with unusual trading in shares of Beach Hatchery Limited. |
|
| 24 | September 15, 2011 | PENAL ORDER: Regarding Violation of Securities related laws. |
|
| 25 | September 13, 2011 | Non-compliance with securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2010: Warning |
|
| 26 | September 13, 2011 | Non-compliance with securities related laws in connection with third quarter (Q3) financial statements for the third quarter ended on September, 2010: Warning |
|
| 27 | September 06, 2011 | Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning. |
|
| 28 | September 06, 2011 | PENAL ORDER: Violation of Section 17 (a) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Beach Hatchery Limited. |
|
| 29 | September 06, 2011 | PENAL ORDER: Violation of Section 17 (a) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Beach Hatchery Limited. |
|
| 30 | September 06, 2011 | Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, in connection with unusual trading in shares of ICB Islamic Bank Limited |
|
| 31 | September 06, 2011 | Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, in connection with unusual trading in shares of ICB Islamic Bank Limited |
|
| 32 | September 06, 2011 | Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, in connection with unusual trading in shares of ICB Islamic Bank Limited |
|
| 33 | September 06, 2011 | Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, in connection with unusual trading in shares of ICB Islamic Bank Limited |
|
| 34 | September 06, 2011 | Penal Order: Non-compliance of securities laws in connection with unusual trading in shares of Safko Spinning Mills Limited |
|
| 35 | September 06, 2011 | Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Directive No. |
|
| 36 | September 06, 2011 | Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Directive No. |
|
| 37 | September 06, 2011 | Penalty Order for Violation of Securities related laws against Mehgna Petroleum Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 24, 2011 | সিকিউরিটিজ সংক্রান্ত আইন ও উহার বিধি-বিধান পরিপালনের ব্যর্থতার জন্য যমুনা অয়েল কোম্পানী লিমিটেড এর চেয়ারম্যান এবং অন্যান্য পরিচালক এর উপর জরিমানা ধার্যের ‘‘আদেশ” |
|
| 2 | August 21, 2011 | PENAL ORDER: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ |
|
| 3 | August 18, 2011 | Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on March 31, 2011: Warning |
|
| 4 | August 16, 2011 | Non-compliance of securities laws: Warning |
|
| 5 | August 16, 2011 | Non-compliance of securities laws: Warning |
|
| 6 | August 16, 2011 | Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on March 31, 2011: Warning |
|
| 7 | August 16, 2011 | PENAL ORDER: Non-compliance of the Commission's Order No. এসইসি/এসআরএমআইডি/২০০০-৯৮৫/২২৪৮/প্র-০২/১ তারিখ ১৯ ডিসেম্বর, ২০০০ইং Gazetted on Februay 25, 2001. |
|
| 8 | August 16, 2011 | PENAL ORDER: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল and বিধি ১১ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ |
|
| 9 | August 16, 2011 | PENAL ORDER: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল and বিধি ১১ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ |
|
| 10 | August 16, 2011 | PENAL ORDER: Non-compliance of শর্ত নং-২ ড়ভ স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ ড়ভ দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ |
|
| 11 | August 16, 2011 | PENAL ORDER: Non-compliance of Margin Rules, 1999 and Securities and Exchange Commission's Letter No. SEC/CRMID/94-231/472 dated February 13, 2005 |
|
| 12 | August 16, 2011 | PENAL ORDER: Non-compliance of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009. |
|
| 13 | August 16, 2011 | PENAL ORDER: Non-compliance of শর্ত নং-২ ড়ভ স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ |
|
| 14 | August 16, 2011 | PENAL ORDER: Non-compliance of the SEC's Order No. SEC/CRMID/94-231/1640 dated January 31, 2008, in connection with trading in shares of Z Category Company. |
|
| 15 | August 16, 2011 | Penal Order: Non-compliance of condition No. 4 of SEC's approval letter No. SEC/CI/RI.43/2010/223 dated July 20, 2010 for issuance of Rights Shares. |
|
| 16 | August 16, 2011 | PENAL ORDER: Non-compliance of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009, in connection with unusual trading in shares of Dhaka Fisheries Limited. |
|
| 17 | August 16, 2011 | PENAL ORDER: Violation of বিধি ৪(১) ড়ভ সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with unusual trading in shares of BIFCL. |
|
| 18 | August 11, 2011 | Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2010: Warning |
|
| 19 | August 10, 2011 | WARNING: Violation of উপ-বিধি (২) ড়ভ বিধি (৪) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with unusual trading in shares of Pharma Aids Limited. |
|
| 20 | August 10, 2011 | WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010, in connection with unusual trading in shares of Pharma Aids Limited. |
|
| 21 | August 02, 2011 | সিকিউরিটিজ সংক্রান্ত আইন ও উহার বিধি-বিধান পরিপালনের ব্যর্থতার জন্য ডান্ডি ডাইং লিমিটেড এর উপর জরিমানা ধার্যের ‘‘আদেশ” |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 31, 2011 | Non-compliance of securities laws.-Warning | - |
| 2 | July 26, 2011 | Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years: Warning |
|
| 3 | July 26, 2011 | Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years: Warning |
|
| 4 | July 19, 2011 | সিকিউরিটিজ সংক্রান্ত আইন ও উহার বিধি-বিধান পরিপালনের ব্যর্থতার জন্য আলহাজ টেক্সটাইল মিলস লিমিটেড এর ব্যবস্থাপনা পরিচালক ও অন্যান্য পরিচালকদের জরিমানা ধার্যের ‘‘আদেশ” |
|
| 5 | July 03, 2011 | Withdrawal of certificate case against token payment as penalty on concerned of Directors of Sajib Knitwear and Garments Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 28, 2011 | Penal Order: In connection with the matter of non submission of the Capital & Shareholding Position for the month of February 2010, March 2010 and April 2010. | - |
| 2 | June 27, 2011 | Penal Order: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 and in connection with unusual trading in shares of Chittagong v |
|
| 3 | June 27, 2011 | Show-cause cum hearing notice: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares o |
|
| 4 | June 27, 2011 | Penal Order: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Chittagong veget |
|
| 5 | June 27, 2011 | Penal Order: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 and SEC's Order No. SEC/SRMID/94-232/1640 dated January 31, 2008 |
|
| 6 | June 27, 2011 | Penal Order: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 and SEC's Order No. SEC/SRMID/94-232/1640 dated January 31, 2008 |
|
| 7 | June 27, 2011 | Penal Order: Non-compliance of Regulation 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations, 2006 and Regulation 13 of Dhaka Stock Exchange Transaction Regulations, in connection with unusual trading in shares of Chittagong vegetable oil industries lt | - |
| 8 | June 27, 2011 | Penal Order: Non-compliance of Regulation 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations, 2006 and Regulation 13 of Dhaka Stock Exchange Transaction Regulations, in connection with unusual trading in shares of Chittagong vegetable oil industries lt | - |
| 9 | June 27, 2011 | Penal Order: Non-compliance of the SEC's Order No. SEC/SRMID/94-231/1640 dated Januraly 31, 2008 and sub rule (1) of Rule 3 of Margin Rules, 1999 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd. | - |
| 10 | June 27, 2011 | Penal Order: Non-compliance of the SEC's Order No. SEC/SRMID/94-231/1640 dated Januraly 31, 2008 in connection with trading in shares of Chittagong vegetable oil industries ltd. |
|
| 11 | June 27, 2011 | Penal Order for violating বিধি ৪ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫. |
|
| 12 | June 26, 2011 | Penal Order for non-compliance of the SEC's Directive No. SEC/CMRRCD/2009-193/63 dated September06, 2010 in connection with trading in shares of United Airways (Bangladesh) ltd. |
|
| 13 | June 14, 2011 | Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd. |
|
| 14 | June 14, 2011 | Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in | - |
| 15 | June 14, 2011 | Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of CMC kamal textile mills ltd. |
|
| 16 | June 14, 2011 | Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in | - |
| 17 | June 14, 2011 | Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of CMC kamal textile mills ltd. | - |
| 18 | June 14, 2011 | Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Dhaka Fisheries Ltd. | - |
| 19 | June 14, 2011 | Penal Order for non-compliance of the SEC's Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Dhaka Fisheries Ltd. | - |
| 20 | June 14, 2011 | Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in | - |
| 21 | June 14, 2011 | Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of Dhaka Fisheries Ltd. | - |
| 22 | June 14, 2011 | Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and SEC's Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trad | - |
| 23 | June 14, 2011 | Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alpha tobacco manufacturing company ltd. | - |
| 24 | June 14, 2011 | Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alpha tobacco manufacturing company ltd. |
|
| 25 | June 14, 2011 | Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alpha tobacco manufacturing company ltd. | - |
| 26 | June 14, 2011 | Penal Order for non-compliance of the SEC's Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alpha tobacco manufacturing company ltd. | - |
| 27 | June 14, 2011 | Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in | - |
| 28 | June 14, 2011 | Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Gulf foods ltd. | - |
| 29 | June 14, 2011 | Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Gulf foods ltd. | - |
| 30 | June 14, 2011 | Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of Gulf foods ltd. | - |
| 31 | June 14, 2011 | Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of Gulf foods ltd. | - |
| 32 | June 14, 2011 | Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/1641 dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in |
|
| 33 | June 14, 2011 | Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Apex weaving and finishing mills ltd. and delta life i | - |
| 34 | June 14, 2011 | Penal Order for Non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Aramit Cement Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 28, 2011 | Order to Arafat Securities Ltd. Order No: SEC/Enforcement/829/2010/267 |
|
| 2 | April 28, 2011 | Order to Arafat Securities Ltd. Order No: SEC/Enforcement/829/2010/269 |
|
| 3 | April 28, 2011 | Order to Cordial Securities Ltd. Order No SEC/Enforcement/905/2011/265 |
|
| 4 | April 27, 2011 | Your letter dated March 21, 2011 against Commission’s penalty Order to Bali Securities Limited. |
|
| 5 | April 13, 2011 | Warning: Non-compliance with securities related laws to Credit Rating Agency of Bangladesh Limited (CRAB) |
|
| 6 | April 04, 2011 | Order to Modern Fiber Industry Ltd. Order No-sec/enforcement/866/2011/200 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 31, 2011 | Disposal of review against Penalty Order: in connection with Repeat Public Offerings (RPO) of Golden Son Ltd. to ICB Capital Management Ltd |
|
| 2 | March 31, 2011 | Your letter dated Feb 24, 2011 against Commission's penalty Order No. SEC/Enforcement/660/2008/87 dated Feb 10, 2011 to Western Securities Investment Management Ltd | - |
| 3 | March 23, 2011 | Warning: Non-compliance with the securities related laws in connection with audited financial statements for the year ended on June 30, 2009 to Sonali Aansh Industries ltd. |
|
| 4 | March 03, 2011 | Warning: Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years to Hakkani Pulp & Paper Mills Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 28, 2011 | Order to BALI Securities Ltd. Order No: SEC/ENFORCEMENT/861/2011/126 |
|
| 2 | February 28, 2011 | Order to M Securities Ltd. Order No: SEC/ENFORCEMENT/588/2007/122 |
|
| 3 | February 28, 2011 | Order to ASENZ Securities Ltd. Order No: SEC/ENFORCEMENT/860/2011/128 |
|
| 4 | February 28, 2011 | Warning. Non-compliance with securities related laws in connection with audited financial statements for the year ended on Sep 30, 2009 to Quasem Textile Mills Ltd. |
|
| 5 | February 28, 2011 | Warning. Non-compliance with securities related laws in connection with audited financial statements for the year ended on Sep 30, 2009 to Quasem Silk Mills Ltd. |
|
| 6 | February 27, 2011 | Order to Modern Industry Ltd. Order No: SEC/ENFORCEMENT/790/2009/112 TO SEC/ENFORCEMENT/790/2009/114 |
|
| 7 | February 24, 2011 | Warning. Non-compliance with securities laws in connection with retention of auditor for a consecutive period exceeding three years to Anlima Yarn Dyeing Ltd |
|
| 8 | February 10, 2011 | Order to Western Securities Investment Management Ltd. Order No: SEC/ENFORCEMENT/660/2008/87 |
|
| 9 | February 10, 2011 | Order to SAAD Securities Ltd. Order No: SEC/ENFORCEMENT/787/2009/91 |
|
| 10 | February 10, 2011 | Order to MAH Securities Ltd. Order No: SEC/ENFORCEMENT/804/2010/89 |
|
| 11 | February 09, 2011 | Order to Bionic See Food Export Ltd. Order No: SEC/ENFORCEMENT/641/2007/80 TO SEC/ENFORCEMENT/641/2007/83 |
|
| 12 | February 08, 2011 | Disposal of review against Penalty Order: in connection with Repeat Public offerings (RPO) of Golden Son Ltd to ICB Capital Management Ltd. |
|
| 13 | February 07, 2011 | Order to Bangladesh Electricity Meter Company Ltd. Order no-SEC/ENFORCEMENT/52/2001/66-68. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 31, 2011 | Warning: Non-compliance with securities related laws in connection with audited financial statement for the year ended on Dec 31, 2008 & 2009 to Peoples Leasing and financial Services Ltd. (Issuer) | - |
| 2 | January 30, 2011 | Disposal of review petition against SEC Orders No. SEC/Enforcement/160 /2003/ 69-72 all dated January 5, 2010 to Sreepur Textile Mills Limited |
|
| 3 | January 26, 2011 | Warning: Non-compliance of securities laws to Anam Capital ltd |
|
| 4 | January 23, 2011 | Warning: Non-compliance with securities related laws in connection with audited financial statement for the year ended on Dec 31, 2008 & 2009 to Phoenix Insurance Com Ltd. (Issuer) |
|
| 5 | January 17, 2011 | Warning: Non-compliance with securities related laws in connection with Issue of Capital by C.P. Bangladesh Co. Ltd |
|
| 6 | January 16, 2011 | Warning: Non-compliance of securities laws for MAH Securities ltd |
|
| 7 | January 16, 2011 | Disposal of review petition against SEC Orders No. SEC/Enforcement/721/2008/707 dated October 04, 2010 to National Credit and Commerce Bank Ltd. |
|
| 8 | January 12, 2011 | Order to Salah Carpet Mills Ltd. Order No-SEC/Enforcement/722/2008/18-21 |
|
| 9 | January 12, 2011 | Disposal of review petition against SEC Orders No. SEC/Enforcement/432/2006/653-659 all dated August 23, 2010 to Sajib knitwear and Garments Ltd |
|
| 10 | January 02, 2011 | Waiver of penalty imposed penal Orders No. SEC/Enforcement/194/2003/549 to 555 all dated 28 June 2010 to Tulip dairy & Food Products Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 23, 2010 | Disposal of review petition against SEC Orders No. SEC/Enforcement/194 /2003/ 256-262 all dated February 23, 2010 to Tulip Dairy & Food Products Ltd. |
|
| 2 | December 23, 2010 | Warning: non compliance of securities laws to Sharp Securities Ltd. |
|
| 3 | December 23, 2010 | Disposal of review petition against Penal Orders in connection with auditor's qualifications on the audited financial statements of Alpha Tobacco Mfg. Ltd for the year ended on Sep-30, 2006 & sep 30, 2008 |
|
| 4 | December 21, 2010 | Warning: Show cause cum hearing notice: non compliance of securities related laws in connection with issue of Capital by Sea Tex Ltd |
|
| 5 | December 21, 2010 | Warning: non compliance of securities laws to Apex Investments Ltd. |
|
| 6 | December 19, 2010 | Review of imposed penalty against SEC penalty Orders No. SEC/Enforcement/197/2003/584-589 all dated July 15, 2010 to Maq Enterprise Ltd. |
|
| 7 | December 19, 2010 | Warning: non compliance of securities laws to Alliance Securities & Management Ltd. |
|
| 8 | December 19, 2010 | Warning: non compliance of securities laws to Alliance Securities & Management Ltd. |
|
| 9 | December 15, 2010 | Warning: non compliance of securities laws to BRAC EPL Stock Brokerage Ltd. |
|
| 10 | December 08, 2010 | Warning: non compliance of securities laws in connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2010 to Wata Chemicals Ltd |
|
| 11 | December 07, 2010 | Order to Saad Securities Ltd. Order no sec/enforcement/787/2009/819 |
|
| 12 | December 05, 2010 | Warning: alleged non compliance with securities related laws in connection with the audited financial statements for the year ended on June 30, 2009 to Sonali Paper & Board Mills Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 23, 2010 | WARNING: Alleged Non-Compliance with securities related laws in connection with the audited financial statements of Sonali Paper & Board Mills Ltd for the year ended on June-30, 2009 to M/s. Chowdhury Bhattacharjee & Co. |
|
| 2 | November 21, 2010 | Disposal of review petition against Penal Orders In connection with the audited financial Statement for the year ended on June 30, 2006 & 2007 with a token fine to Ashraf Textile Mills Ltd |
|
| 3 | November 14, 2010 | WARNING: Non-Compliance with securities related laws in connection with the audited financial statements for the year ended on Dec-31, 2009 to Lexco Ltd (issuer) |
|
| 4 | November 09, 2010 | Order to Ammam Sec Food Industry Ltd. Order No: SEC/ENFORCEMENT/567/2007/787. |
|
| 5 | November 07, 2010 | Disposal of review petition against Penal Orders In connection with repeat Public Offerings (RPO) of Golden Son Ltd |
|
| 6 | November 07, 2010 | Disposal of review petition against Penal Orders In connection with the audited financial Statement for the year ended on June 30, 2003 to Fine Foods Ltd. |
|
| 7 | November 07, 2010 | Disposal of review appeal against Penalty Order: In connection with repeat Public Offerings (RPO) of Golden Son Ltd to ICB Capital Management Ltd (issuer) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 27, 2010 | Order to PFI Securities Ltd. Order No: SEC/ENFORCEMENT/GP/2010/835/773 |
|
| 2 | October 25, 2010 | Warning: non compliance with the securities related laws in connection with audited financial statements of Anwar Galvanaizing Ltd for the year ended on June 30,2009 to M/S Rahman Mustafiz Haq & Co |
|
| 3 | October 24, 2010 | Disposal of the alleged matter: Non-compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Kabir Uddin Ahmed |
|
| 4 | October 21, 2010 | Warning: non compliance of securities laws in connection with the matter of non-compliance of conditions imposed 2CC of Securities And Exchange Ordinance, 1969 in the Commission's consent letter No. SEC/CI/CPLC (Pvt)-186/2009-262 dated November 25, 2009 t |
|
| 5 | October 21, 2010 | Warning: non compliance of securities laws to Pioneer Insurance Co. Ltd |
|
| 6 | October 21, 2010 | Warning: non compliance of securities laws to IIDFC capital Ltd |
|
| 7 | October 21, 2010 | Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Syed Siraj Ud Dawla |
|
| 8 | October 21, 2010 | Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Shafiul Islam Bipul |
|
| 9 | October 21, 2010 | Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Kazi Zunnun Boshre |
|
| 10 | October 21, 2010 | Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Kair Uddin Ahmed |
|
| 11 | October 21, 2010 | Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Tayeb Ali Khan |
|
| 12 | October 21, 2010 | Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Tariqal Islam Bhuiyan |
|
| 13 | October 21, 2010 | Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Yaakub Ali Khandaker |
|
| 14 | October 11, 2010 | Disposal of the alleged matter: Non-compliance of securities laws: in connection with Non-dissemination of price sensitive information and non submission of half yearly financial statements for the half ended on June 30, 2009 for German Bangla J.V.Food Lt |
|
| 15 | October 11, 2010 | Warning: For violation of rule 13 of the Securities and Exchange Rules, 1987 for Arbee Textiles Ltd |
|
| 16 | October 07, 2010 | Review of imposed penalty against SEC penalty Orders No. SEC/Enforcement/602/2007/25-30 all dated January 03, 2010 for Wata Chemicals Ltd. |
|
| 17 | October 04, 2010 | Order to National Credit & Commerce Bank Ltd. Order No: SEC/ENFORCEMENT/721/2008/707 |
|
| 18 | October 04, 2010 | Order to Golden Son Ltd. Order No: SEC/ENFORCEMENT/805/2010/710 |
|
| 19 | October 03, 2010 | Disposal of review petition against penalty order: In connection with the audited financial statements for the year ended on June 30, 2003 of Fine Foods Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 21, 2010 | Order to Salah Carpets mills Ltd. Order No: SEC/ENFORCEMENT/277 /2008/696-699 |
|
| 2 | September 21, 2010 | Disposal of review petition against SEC Orders No. SEC/Enforcement/52/2001/911 dated December 10, 2009 to Bangladesh Electricity Meter Com. Ltd |
|
| 3 | September 20, 2010 | Waiver of penalty imposed videpenal orders No. SEC/Enforcement/779/2009/63-67 dated January 05, 2010 to rahman Chemicals Ltd |
|
| 4 | September 19, 2010 | Disposal of review petition against penalty order: In connection with auditor's observations on the audited financial statements of Niloy Cement Industries Ltd for the year ended on June 30, 2007 |
|
| 5 | September 14, 2010 | Order to Anawar Gealvanizing Ltd. Order No: SEC/ENFORCEMENT/726/2008/688 |
|
| 6 | September 14, 2010 | Disposal of review petition against penalty order: In connection with auditor's observations on the audited financial statements of Petro Synthetic Products Ltd for the year ended on December 31, 2007 |
|
| 7 | September 13, 2010 | Disposal of review petition against penalty order: In connection with auditor's observations on the audited financial statements of Sreepur Textile Mills Ltd. for the year ended on December 31, 2007 |
|
| 8 | September 06, 2010 | IFIC Bank Ltd (DSE Member No. 192): non-compliance of securities related laws: disposal of the alleged matter. |
|
| 9 | September 06, 2010 | Disposal of review petition against penalty order: for non-compliance with securities related laws In connection with execution of trade and calculating of index to Dhaka Stock Exchange (DSE) |
|
| 10 | September 06, 2010 | Disposal of review petition against penalty order: for non-compliance with securities related laws In connection with execution of trade to Chittagong Stock Exchange Ltd (CSE) |
|
| 11 | September 06, 2010 | Disposal of review petition against penalty order: In connection with auditor's observations on the audited financial statements of Niloy Cement Industries Ltd for the year ended on June 30, 2007 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 29, 2010 | Warning : non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2009 to Perfume Chemical Industry Ltd. |
|
| 2 | August 25, 2010 | Disposal of review petition against penalty order In connection with auditor’s observations on the audited financial statements of Sreepur Textile Mills Ltd (Issuer) for the year ended on December 31, 2008 |
|
| 3 | August 23, 2010 | non-compliance of securities laws: in connection with Non-submission of audited financial statements for the year ended on Dec 31, 2008 to German Bangla J.V.Food Ltd. |
|
| 4 | August 23, 2010 | Order to Sajib NetWare and Garments Ltd. Order No: SEC/ENFORCEMENT/432/2006/653-659 |
|
| 5 | August 12, 2010 | Order to Khaja Mojaiek Tiles and Stone Industry Ltd. Order No: SEC/ENFORCEMENT/723/2008/641-644. |
|
| 6 | August 09, 2010 | Your letter dated July 14, 2010 against Commission’s penalty Order No. SEC/Enforcement/829/2010/563 dated June 30, 2010 to Arafat Securities Ltd |
|
| 7 | August 08, 2010 | Order to Metalex Corporation Ltd. Order no: SEC/ENFORCEMENT/139/2002/633-637 |
|
| 8 | August 02, 2010 | Disposal of review petition against penalty order In connection with auditor’s observations on the audited financial statements of Sreepur Textile Mills Ltd (Issuer) for the year ended on December 31, 2008 |
|
| 9 | August 02, 2010 | Warning: non-compliance with securities related laws in connection with price sensitive information to Himadri Ltd. |
|
| 10 | August 02, 2010 | Disposal of review petition against penalty order: In connection with audited financial statements for the year ended on December 31, 2007 & December 31, 2008 for Bangladesh Leaf Tobacco Co. Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 27, 2010 | Disposal of review petition against penalty order: in connection with auditor’s qualification on the audited financial statements of Beach Hatchery Ltd for the year ended on Dec 31, 2007 |
|
| 2 | July 26, 2010 | Order to Arafath Securities Ltd. Order No SEC/ENFORCEMENT/824/2010/609 |
|
| 3 | July 26, 2010 | Disposal of review petition against penalty order: in connection with commission’s observations on the audited financial statements for the year ended on Sept 30, 2008 for alpha Tobacco Mfg Ltd |
|
| 4 | July 25, 2010 | Order to Fahad Industry Ltd. Order No SEC/ENFORCEMENT/748/2009/593-598 |
|
| 5 | July 22, 2010 | Order to Chittagong Stock Exchange Ltd. Order No SEC/ENFORCEMENT/826/2010/603 |
|
| 6 | July 22, 2010 | Order to Dhaka Stock Exchange Ltd. Order No SEC/ENFORCEMENT/826/2010/602 |
|
| 7 | July 18, 2010 | Warning to concern of Non-compliance of securities laws in connection with the matter of non-submission of the capital & shareholding position for the month of FEB 2010, March 2010 and April 2010 to Pharma Aids Limited |
|
| 8 | July 15, 2010 | Order to Mac Enterprises Ltd. Order No SEC/ENFORCEMENT /197/2003/584-589 |
|
| 9 | July 15, 2010 | Disposal of review petition against penalty order: in connection with audited financial statements for the year ended on Dec 31, 2006 to Maq Paper Industries Ltd |
|
| 10 | July 12, 2010 | Order to Farmaco International Ltd. Order no SEC/Enforcement/86/2002/576-580. |
|
| 11 | July 12, 2010 | Waiver of penalty imposed penal Orders No.SEC/Enforcement/751/2009/285 to 291 all dated 24 Feb 2010 to Meghna Petroleum Ltd |
|
| 12 | July 08, 2010 | Non-compliance with securities related laws in connection with dissemination of price sensitive information regarding un-audited (fourth quarter) financial statement of GrameenPhone ltd for the year ended on Dec 31, 2009 | - |
| 13 | July 08, 2010 | Warning to concern of Non-compliance with securities related laws in connection with dissemination of price sensitive information regarding un-audited (fourth quarter) financial statement of GrameenPhone ltd for the year ended on Dec 31, 2009 | - |
| 14 | July 08, 2010 | Disposal of review petition against penalty order: in connection with auditor’s observations on the audited financial statements of Sreepur Textile Mills Ltd for the year ended on Dec 31, 2008 |
|
| 15 | July 07, 2010 | Disposal of review petition against penalty order: in connection with auditor’s observations on the audited financial statements of Petro Systhetic Products Ltd for the year ended on Dec 31, 2008 |
|
| 16 | July 01, 2010 | Warning to concern of Non-compliance with securities related laws in connection with issue of right share to Beach Hatchery Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 30, 2010 | Order to MAH Securities Ltd. Order no. SEC/Enforcement/804/2010/568 | - |
| 2 | June 30, 2010 | Order to Arafat Securities Ltd. Order no. SEC/Enforcement/829/2010/563 | - |
| 3 | June 29, 2010 | Order to Padda Printers & color Ltd. Order no. SEC/Enforcement/740/2008/557 to SEC/Enforcement/740/2008/561 |
|
| 4 | June 29, 2010 | Order to Tulip Dairy & Food Products Ltd. Order no. SEC/Enforcement/194/2003/549-555 |
|
| 5 | June 29, 2010 | Order to Rose Haven Ball pen Ltd. Order no. SEC/Enforcement/298/2005/542-547 |
|
| 6 | June 29, 2010 | Warning to concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Grameen Phone Ltd to The Lanka Bangla Finance Ltd. |
|
| 7 | June 28, 2010 | Disposal of review petition against Penalty Orders In connection with Commission’s observations on the audited financial statements of Prime Textile Spinning Mills Ltd (Issuer) for the year ended on June 30, 2007 |
|
| 8 | June 24, 2010 | Warning to concern of Non-compliance of securities laws, In connection with the delayed submission of half yearly financial statements for the half year on Dec 31, 2009 to Meghna Petroleum Ltd. |
|
| 9 | June 23, 2010 | Warning to concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Grameen Phone Ltd to The Premier Bank Ltd. |
|
| 10 | June 23, 2010 | Warning to Concern of H.R. Textile Mills Ltd Alleged Non-compliance with the securities related laws in connection with the information regarding EPS for the year ended on Sep 30, 2009 |
|
| 11 | June 21, 2010 | Disposal of review petition against Penalty Orders In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Bangladesh Leaf Tobacco Co. Ltd (Issuer) for the year ended on Dec 31, 2007 & Dec 31 2008 | - |
| 12 | June 21, 2010 | Order to Lanka Bangla Finance (Merchant Banker). Order no. SEC/Enforcement/758/2009/534 |
|
| 13 | June 20, 2010 | Show cause cum notice for hearing: Non-compliance of securities related laws in connection with audited financial statements of Anwar Galvanizing Ltd (issuer) for the year ended on June 30, 2009 to M/s. Rahman Mustafiz haq & Co |
|
| 14 | June 17, 2010 | Disposal of review petition against SEC Penalty Orders In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills Ltd. (Issuer) for the year ended on June 30, 2006 |
|
| 15 | June 17, 2010 | Order to Raspita Ink (BD) Ltd. Order no. SEC/Enforcement/218/2004/523-525. |
|
| 16 | June 17, 2010 | Order to M Hossin Garments washing & Dying Ltd. Order no. SEC/Enforcement/218/2004/527-529. |
|
| 17 | June 15, 2010 | Warning to concern of Non-compliance of securities laws, Regarding enquiry on shares trading of ICBIBANK to Haji Ahmad Brothers Securities Ltd. |
|
| 18 | June 14, 2010 | Order to Chictex Ltd. Order no. SEC/Enforcement/37/2001/514-517. |
|
| 19 | June 14, 2010 | Warning to Concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Al-Amin Chemicals Ltd vide Commission’s Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009 to JKC Securities Ltd. |
|
| 20 | June 14, 2010 | Warning to Concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Meghna PET Industries Ltd vide Comm ission’s Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009 to Azam Securities Ltd. |
|
| 21 | June 14, 2010 | Non-compliance of securities related laws. Disposal of alleged matter of Trendset Securities Ltd. CSE Membership No 077 (Broker) |
|
| 22 | June 09, 2010 | Order to Kaya Cosmetics ltd. Order no. SEC/Enforcement/754/2009/500-506. |
|
| 23 | June 08, 2010 | Warning to Concern of Jamuna Oil Company Ltd due to Non-submission of audited financial statements for the year ended on June 30, 2009 against penal Orders No SEC/Enforcement/752/2009/275-283 all dated February 24, 2010 |
|
| 24 | June 07, 2010 | Order to Raspita data Management & telecommunication ltd. Order no. SEC/Enforcement/408/2006/496. |
|
| 25 | June 07, 2010 | Order to Mr. Yakub ali Khondokar. Order no. SEC/Enforcement/808/2010/. | - |
| 26 | June 06, 2010 | Order to Salah Carpet Mills Ltd. Order No. SEC/Enforcement/722/2008/488-491. |
|
| 27 | June 04, 2010 | Order to Trusty Association Company Ltd. Order No SEC/Enforcement/804/2010/568 |
|
| 28 | June 03, 2010 | Show cause cum notice for hearing: Non-compliance of securities related laws: Disposal of the alleged matter (The City Bank Ltd) |
|
| 29 | June 03, 2010 | Show cause cum notice for hearing: Non-compliance of securities related laws: Disposal of the alleged matter (Lanka Bangla Securities Ltd.) |
|
| 30 | June 02, 2010 | Show cause cum notice for hearing: Non-compliance of securities related laws for The Premier Bank Ltd. |
|
| 31 | June 02, 2010 | Show cause cum notice for hearing: Non-compliance of securities related laws for haji Ahmad Brothers Securities Ltd. |
|
| 32 | June 01, 2010 | Show cause cum notice for hearing: Non-compliance of securities related laws for Trendset Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 31, 2010 | Order to Sreepur Textile Mills Ltd. Order No. SEC/Enforcement/689/2008/478 to SEC/Enforcement/689/2008/481 |
|
| 2 | May 31, 2010 | Order to Bionic See Food Export Ltd. Order No. SEC/Enforcement/641/2007/473 to SEC/Enforcement/641/2007/476 |
|
| 3 | May 31, 2010 | Order to Patro Synthetic Products Ltd. Order No. SEC/Enforcement/738/2008/467 to SEC/Enforcement/738/2008/471 |
|
| 4 | May 30, 2010 | Show cause cum hearing notice: To Beach Hatchery Ltd. In connection with Non-compliance with securities related laws in connection with issue of right share |
|
| 5 | May 30, 2010 | Show-cause cum notice for hearing: to Ever Smart Bangladesh Ltd. In connection with the matter of non-compliance of conditions imposed under 2CC of Securities & Exchange Ordinance, 1969 in the Commission's consent letter No. SEC/CI/CPLC (pvt.)-186/2009-26 |
|
| 6 | May 26, 2010 | Show cause cum notice for hearing: Non-compliance of securities related laws to Lanka Bangle Finance Ltd. |
|
| 7 | May 20, 2010 | Order to Rashpita data management & telecommunication Ltd. Order No. SEC/Enforcement/371/2005/448-449 |
|
| 8 | May 20, 2010 | Warning to Concern of Perfume Chemical Industry Ltd due to Non-compliance of securities laws in connection with non-submission of capital shareholding position for the month of December 2009 and January 2010 |
|
| 9 | May 17, 2010 | Warning to Concern of Grameenphone Ltd due to Non-compliance with securities related laws in connection with the un-audited (forth quarter) financial statements for the year ended on Dec 31, 2009 |
|
| 10 | May 17, 2010 | Warning to Concern of Alpha Tobacco Ltd due to Non-compliance of SEC Notification No. SEC/CMRRCD/2009-193/Admin/ 03, 31 dated June 01,1999 |
|
| 11 | May 13, 2010 | Warning to Concern of Eagle Star Textile Mills Ltd due to Non-compliance of securities laws in connection with non-submission of half yearly financial statement for the half year ended on Dec 31, 2009 |
|
| 12 | May 10, 2010 | Show cause cum notice for hearing: To Azam Securities Ltd. Due to Non-compliance of securities related laws regarding enquiry report conducted by SEC vide Commission's Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009 |
|
| 13 | May 10, 2010 | Show cause cum notice for hearing: To Arafat Securities Ltd. Due to Non-compliance of securities related laws regarding enquiry report conducted by SEC vide Commission's Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009 |
|
| 14 | May 10, 2010 | Show cause cum hearing notice: To JKC Securities Ltd. due to Non-compliance with securities related laws regarding enquiry report conducted by SEC vide Commission's Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009 |
|
| 15 | May 10, 2010 | Warning to Concern of Mithun knitting and Dyeing (CEPZ) Ltd due to Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years |
|
| 16 | May 10, 2010 | Warning to Concern of Metro Spinning Ltd due to Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years |
|
| 17 | May 10, 2010 | Warning to Concern of Tallu Spinning Mills Ltd due to Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years |
|
| 18 | May 10, 2010 | Warning to Concern of Bangas Ltd due to Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years |
|
| 19 | May 09, 2010 | Warning to Concern of Power Grid Company Of Bangladesh Ltd due to Non-compliance with the securities laws in connection with auditor's qualifications on the audited financial statement for the year ended on June 30, 2009 |
|
| 20 | May 05, 2010 | Reschedule of hearing to Khaza Mosaic Tiles & stone Industries Ltd. In connection with non-submission of half yearly financial statement for the period ended on Dec 31, 2009 |
|
| 21 | May 04, 2010 | Warning to Concern of PFI Securities Ltd due to Non-compliance of SEC Directive No. SEC/CMRRCD/2001-43/15 dated February 03, 2010, under the margin ruals, 1999 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 29, 2010 | Warning to concerned of Progressive Life Insurance Co. Ltd due to non-compliance of securities laws: Non-Compliance of SEC Notification No. SEC / SRMID / 2000-953 / 313 Admin-06 dated 25.03.2001 |
|
| 2 | April 27, 2010 | Order to M/s Mowla Mohammad & Co |
|
| 3 | April 25, 2010 | Order to Bangladesh Leaf Tobacco Co. Ltd |
|
| 4 | April 22, 2010 | Order to Bangladesh Luggage Industry Ltd |
|
| 5 | April 22, 2010 | Show-cause cum hearing notice: Non-compliance of securities related laws (Arafat Securities Ltd) |
|
| 6 | April 22, 2010 | Show-cause cum hearing notice: Non-compliance of the SEC Notification No. SEC / CMRRCD / 2009-193 / Admin / 03-31 dated June 01, 2009 (Alpha Tobacco Ltd) |
|
| 7 | April 21, 2010 | Ordered to concerned of Bangladesh Zipper industry Ltd. |
|
| 8 | April 20, 2010 | Review of imposed penalty against SEC penalty Orders No.SEC/Enforcement/723/2004/218-221 all dated February 23, 2010 in connection with the non-submission of audited financial statements for the year ended on June 30, 2009 (Khaza Mosaic Tiles & Stone Indu |
|
| 9 | April 20, 2010 | Warning to concerned of Sharp Securities Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006 |
|
| 10 | April 20, 2010 | Warning to concerned of Al-Muntaha Trading Co. Ltd due to non-compliance of rule 3(2) of Margin Rules, 1999 and regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006 |
|
| 11 | April 20, 2010 | Warning to concerned of Shyamol Equity Management Ltd due to non-compliance of rule 3(2) of Margin Rules, 1999 and regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006 |
|
| 12 | April 20, 2010 | Warning to concerned of Securities Broking & Management Services Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006 |
|
| 13 | April 20, 2010 | Warning to concerned of Hedayetullah Securities Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006 |
|
| 14 | April 20, 2010 | Warning to concerned of Kazi Shoeb Rashid Capital Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006 |
|
| 15 | April 20, 2010 | Warning to concerned of Thea Securities Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 31, 2010 | Order to concerned of Perfume Chemicals Industries Ltd | - |
| 2 | March 25, 2010 | Warning to concerned of Jamuna Oil Company Ltd due to non-compliance of securities related laws in connection with auditor’s qualifications and Commission’s observations on audited financial statements for the year ended on June 30, 2008 | - |
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 28, 2010 | Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/52/2001/909-911 all dated December 10, 2009(Bangladesh Electricity Meter Company Limited) | - |
| 2 | February 28, 2010 | Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/42/2001/544-549 all dated December 10, 2009(Excelsior Shoes Limited) | - |
| 3 | February 28, 2010 | Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/52/2001/901-903 all dated December 10, 2009(Bangladesh Electricity Meter Company Limited) | - |
| 4 | February 28, 2010 | Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/52/2001/897-899 all dated December 10, 2009(Bangladesh Electricity Meter Company Limited) | - |
| 5 | February 25, 2010 | Order : Meghna Petroleum Limited | - |
| 6 | February 25, 2010 | Order : Sajib Knitware and Garments Limited | - |
| 7 | February 25, 2010 | Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2008 (Global Insurance Limited) | - |
| 8 | February 24, 2010 | Order : Jamuna Oil Company Limited | - |
| 9 | February 24, 2010 | Order : M.Hossain Garments Washing and Dying Limited | - |
| 10 | February 24, 2010 | Order : Raspit Inc (BD) Limited | - |
| 11 | February 24, 2010 | Order : Tulip Dairy and Food Products Limited | - |
| 12 | February 24, 2010 | Order : Raspit Data Management and Telecommunications Limited | - |
| 13 | February 23, 2010 | Order : Khawja Mosaic Tiles and Stone Industries Limited | - |
| 14 | February 23, 2010 | Order : Rose Heaven Ballpen Limited | - |
| 15 | February 23, 2010 | Order : Chictex Limited | - |
| 16 | February 23, 2010 | Order : Pharmaco International Limited | - |
| 17 | February 23, 2010 | Warning : Non-compliance with securities related laws in connection with audited financial statements of Bangladesh Zipper Industries Limited for the year ended on June 30, 2006 (M/s Marhk & Co) | - |
| 18 | February 23, 2010 | Disposal : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2008 (Lexco Limited ) | - |
| 19 | February 23, 2010 | Warning : Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years (Sonar Bangla Insurance Limited) | - |
| 20 | February 23, 2010 | Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2008 {Modern Industries (Bangladesh) Limited} | - |
| 21 | February 23, 2010 | Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30, 2008 (Meghna Petroleum Limited | - |
| 22 | February 23, 2010 | Warning : Non-compliance of securities laws : Regarding Inspection (DMR Securities Ltd.) | - |
| 23 | February 23, 2010 | Warning : Non-compliance of securities laws : Regarding Inspection {Major (Rtd.) Didar Atwar Hossain} | - |
| 24 | February 23, 2010 | Warning : Non-compliance of securities laws : Regarding Inspection (Mr.Abdur Rahim) | - |
| 25 | February 22, 2010 | Order : Fahad Industries Limited | - |
| 26 | February 22, 2010 | Order : Metalex Corporation | - |
| 27 | February 18, 2010 | Warning : Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years (Meghna Shrimp Culture Limited) | - |
| 28 | February 18, 2010 | Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30, 2008 (Meghna Condensed Milk Industries ltd.) | - |
| 29 | February 18, 2010 | Mr.Md.Abdullah - Your letter dated February 16,2010 against Commission’s penalty order No.SEC/Enforcement/725/2009/110 dated January 17,2010(Arafat Securities Ltd.) | - |
| 30 | February 18, 2010 | Mr.Md.Abdullah - Your letter dated February 16, 2010 against Commission’s penalty Order No.SEC/Enforcement/725/2009/109 dated January 17,2010(Arafat Securities Ltd.) | - |
| 31 | February 17, 2010 | Order : Sonali Ansh Industries | - |
| 32 | February 17, 2010 | Warning : In connection with the non-compliance of the section 40 of depository regulation 2003 (Meghna Petrolium Limited) | - |
| 33 | February 16, 2010 | Disposal of review petition against SEC penalty Orders regarding non-holding of Annual General Meeting for the year 2008 (Quasem Textile Mills Limited) | - |
| 34 | February 16, 2010 | Review of imposed penalty against SEC penalty Orders regarding non-submission of audited financial statements for the year ended on June 27,2007 (Maq Enterprise Limited) | - |
| 35 | February 16, 2010 | Disposal of review petition against SEC penalty Orders regarding non-holding of Annual General Meeting for the year 2008(Quasem Silk Mills Ltd) | - |
| 36 | February 15, 2010 | Disposal of review petition against Penal Order : In connection with non-compliances based on the inspection Report(M.Securities ltd) | - |
| 37 | February 15, 2010 | Dissposal of review petition aganst Penalty Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills ltd.(Issuer) for the year ended on June 30,2006(Ref No.SEC/Enforcemen | - |
| 38 | February 15, 2010 | Dissposal of review petition aganst Penalty Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills ltd.(Issuer) for the year ended on June 30,2006(Mr.Faikuzzaman,Mr.A.B | - |
| 39 | February 15, 2010 | Dissposal of review petition aganst Penalty Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills ltd.(Issuer) for the year ended on June 30,2006(Mr.Khairuzzaman,Mr.A. | - |
| 40 | February 15, 2010 | Dissposal of review petition aganst Penalty Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills ltd.(Issuer) for the year ended on June 30,2006(Mr.Kamal Uddin Ahmed, | - |
| 41 | February 15, 2010 | Dissposal of review petition aganst Penal Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements for the year ended on December 31,2006(Sreepur Textile Mills Ltd-Issuer) | - |
| 42 | February 15, 2010 | Dissposal of review petition aganst Penal Order : In connection with auditor’s qualifications on the audited financial statements for the year ended on September 30,2006 (Alpha Tobacco Mfg.Ltd.-Issuer) | - |
| 43 | February 11, 2010 | Your letter dated January 25,2010 against Commission’s penalty Order No.SEC/Enforcement /725/2009/109 dated January 17, 2010 (Mr.Md.Abdullah- Arafat Securities Limited) | - |
| 44 | February 11, 2010 | Your letter dated January 25,2010 against Commission’s penalty Order No.SEC/Enforcement /725/2009/109 dated January 17, 2010 (Mr.Mojibur Rahman Sheikh- Arafat Securities Limited) | - |
| 45 | February 11, 2010 | Your letter dated January 25,2010 against Commission’s penalty Order No.SEC/Enforcement /725/2009/109 dated January 17, 2010 (Arafat Securities Limited) | - |
| 46 | February 10, 2010 | Warning : Non-compliance with the securities related laws in connection with audited financial statements for the year ended on June 30,2008 (Dhaka Electric Supply Company Limited) | - |
| 47 | February 10, 2010 | Warning : Non-compliance with the securities related laws in connection with audited financial statements of Dhaka Electric Supply Company Limited (Issuer) for the year ended on June 30,2008 (M/S A.Quasem & Co) | - |
| 48 | February 10, 2010 | Warning : Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years i.e for the year ended March 31,2005 to March 31,2009(Stylcraft Limited) | - |
| 49 | February 09, 2010 | Warning : Non-compliance of securities laws : Regarding inspection.(Salta Capital Ltd.) | - |
| 50 | February 09, 2010 | Warning : Non-compliance of securities laws : Regarding inspection.(Rapid Securities Ltd.) | - |
| 51 | February 09, 2010 | Warning : Non-compliance of securities laws : Regarding inspection.(Rapid Securities Ltd.) | - |
| 52 | February 04, 2010 | Show-cause cum hearing notice : Non-compliance of the SEC Notification No.SEC/CMRRCD/2001-26/332 dated July 11,2004. Regarding sale of Sponsors/Directors Shares : Disposal of the alleged matter.(Maksons Spinning Mills) | - |
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 31, 2010 | Warning : Non-compoliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years ( Federal Insurance Co.Ltd .) |
|
| 2 | January 31, 2010 | Warning : Non-compoliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years ( Meghna Life Insurance Co.Ltd .) |
|
| 3 | January 26, 2010 | Order : Sreepur Textile Mills Ltd. |
|
| 4 | January 26, 2010 | Order : Beach Hatchery Ltd . |
|
| 5 | January 26, 2010 | Order : Bionic Seafood Export Ltd . | - |
| 6 | January 26, 2010 | Warning : Non-compliance of securities Laws : Regarding inspection ( Dhanmondi Securities Ltd .) | - |
| 7 | January 26, 2010 | Warning : Non-compliance of securities Laws : Regarding inspection ( Shyamol Equity Management Ltd .) | - |
| 8 | January 26, 2010 | Warning : Non-compliance of securities laws regarding enquiry. Ref No. SEC/Enforcement/803/2009/123(Shahjalal Islami Bank Ltd. (DSE Member No.233) | - |
| 9 | January 26, 2010 | Warning : Non-compliance of securities laws regarding enquiry. Ref No. SEC/Enforcement/802/2009/121(Shahjalal Islami Bank Ltd .(DSE Member No.233) | - |
| 10 | January 26, 2010 | Order : Alfa Tobacco Manufacturing Ltd |
|
| 11 | January 25, 2010 | Order : Niloy Cement Industries Ltd |
|
| 12 | January 20, 2010 | Non-compliance of securities laws : In connection with delaed furnishing of the audited financial statements for the year ended on June 30, 2009. Disposal of the alleged matter. ( Bangladesh Monospool Paper Manufacturing Co. Ltd. ) | - |
| 13 | January 19, 2010 | Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. ( Bangladesh Shipping Corporation ltd .) | - |
| 14 | January 18, 2010 | Order : Saad Securities Ltd | - |
| 15 | January 18, 2010 | Order : Arafat Securities , Mr.Mujibur Rahman Sheikh (AR), Mr.Mohammad Abdullah (CEO) |
|
| 16 | January 18, 2010 | Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. ( Maq Enterprises Ltd. ) | - |
| 17 | January 11, 2010 | Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. ( Aman Sea Food Industries Ltd. ) | - |
| 18 | January 11, 2010 | Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. ( Eastern Cables Ltd. ) | - |
| 19 | January 11, 2010 | Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. ( Bengal Fine Ceramics Ltd .) | - |
| 20 | January 11, 2010 | Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June 30,2009.( Bangla Process Ltd.) | - |
| 21 | January 11, 2010 | Non-compliance of securities laws : Non-holding of Annual General Meeting (AGM) in the year 2007,Disposal of the alleged matter. ( Exelsior Shoes Ltd.) | - |
| 22 | January 11, 2010 | Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June 30,2009.( Mona Food Industry Ltd .) | - |
| 23 | January 10, 2010 | Warning : Non-compliance of securities laws regarding enquiry ( Banco Securities Ltd.) |
|
| 24 | January 10, 2010 | Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.. ( Progati Life Insurance Ltd .-Issuer) |
|
| 25 | January 10, 2010 | Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2008. ( Modern Industries (Bangladesh) Ltd .- Issuer) |
|
| 26 | January 10, 2010 | Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2008.( Bangladesh Thai Aluminium ltd . - Issuer) |
|
| 27 | January 10, 2010 | Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. ( Janata Insurance Co.Ltd .) |
|
| 28 | January 10, 2010 | Warning : Show cause cum hearing notice : Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2008.( Ashraf Textile Mills Ltd. ) |
|
| 29 | January 10, 2010 | Warning : Non-compliance of securities Laws ( Al-Haj Securities Ltd. ) |
|
| 30 | January 05, 2010 | Order : Metalex Corporation Ltd. |
|
| 31 | January 05, 2010 | Order : Sripur Textile Mills Ltd. |
|
| 32 | January 05, 2010 | Order : Rahman Chemical Ltd. |
|
| 33 | January 05, 2010 | Order : Quasem Textile Mills Ltd. |
|
| 34 | January 05, 2010 | Order : Quasem Silk Mills Ltd. |
|
| 35 | January 05, 2010 | Order : Pharmaco International Ltd. |
|
| 36 | January 05, 2010 | Order : Sajib Knit ware and Garments Ltd . |
|
| 37 | January 04, 2010 | Order : Chictex ltd. |
|
| 38 | January 04, 2010 | Order : Raspit Ink (DB) Ltd. | - |
| 39 | January 04, 2010 | Order : Saleh Carpet Mills Ltd. |
|
| 40 | January 04, 2010 | Order : Raspit Data management and Telecommunication Ltd. | - |
| 41 | January 04, 2010 | Order : Wata Chemicals Limited |
|
| 42 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( AB & Co. Ltd . (Depository Participants) |
|
| 43 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Be Rich Limited ) |
|
| 44 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Shyamol Equity management Ltd . Depository Participants ) |
|
| 45 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( South Asia Securities Ltd . Depository Participants ) |
|
| 46 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Rashid Investment Ltd. Depository Prticipants) |
|
| 47 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Sinha Securities Ltd . Depository Participants) |
|
| 48 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Shahiq Securities Ltd . Depository Participants) |
|
| 49 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Trendset Securities Ltd . Depository Participants ) |
|
| 50 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( SAAD Securities Ltd . Depository Participants) |
|
| 51 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Island Securities Ltd . Depository Participants) |
|
| 52 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( ALOCO Securities Ltd . Depository Participants) |
|
| 53 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( M.Securities Limited . Depository Participants ) |
|
| 54 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Dawn Securities Ltd . Depository Participants) |
|
| 55 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Anchor Securities Ltd . Depository Participants ) |
|
| 56 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Stock & Bond Ltd. Depository Participants) |
|
| 57 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Salta Capital Ltd. Depository Participants ) |
|
| 58 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Al Muntaha Trading Co.Ltd .Depository Participants ) |
|
| 59 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Expo Traders Ltd. Depository Participants ) |
|
| 60 | January 03, 2010 | Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Arafat Securities Limited ) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 31, 2009 | Order : Rose Heaven Ball pen Ltd | - |
| 2 | December 31, 2009 | Warning : Non-compliance with securities related laws in connection with audited financial statements of Alfa Tobacco Mfg Ltd. (Issuer) for the year ended on December 30,2008 | - |
| 3 | December 31, 2009 | Disposal : Non-compliance with securities related laws in connection with audited financial statements of Quasem Silk Mills Limited (Issuer) for the year ended on December 30,2008 | - |
| 4 | December 31, 2009 | Warning : Non-compliance with securities related laws in connection with audited financial statements of United Insurance Company Ltd. (Issuer) for the year ended on December 31,2007 | - |
| 5 | December 31, 2009 | Warning : Non-compliance with securities related laws in connection with audited financial statements of Bionic Seafood Exports Ltd (Issuer) for the year ended on December 31,2007 | - |
| 6 | December 31, 2009 | Disposal : Non-compliance with the securities related laws in connection audited financial statements of Progress Life Insurance Company Limited (Issuer) for the year ended on December 31,2007 | - |
| 7 | December 31, 2009 | Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2008.- Meghna PET Industries Ltd. | - |
| 8 | December 29, 2009 | Order : Managing Director - Uttara Bank Limited . | - |
| 9 | December 27, 2009 | Warning : Non-compliance of securities laws : Regarding sell of 45000 shares of Sonar bangla Insurance Co. Limited hold by Mr.Md.Motaleb Hossain (Sponsor Director) within the stipulated time. |
|
| 10 | December 27, 2009 | Warning : Non-compliance of securities laws : Regarding violation of Notification No.SEC/SRMID/2000-953/Admin-06 dated March 25, 2001 by not selling 45000 shares of Sonar Bangla Insurance Co.Limited within the stipulated time. |
|
| 11 | December 27, 2009 | Warning : Non-compliance of securities laws : Regarding Enquiry Order No.SEC/Surveillance/2003-0046 dated September 27, 2009.( Akij Securities) |
|
| 12 | December 27, 2009 | Warning : Non-compliance of securities laws: Regarding inspection vide Commission Order no.SEC/Surveillance/2003-0559/145 dated 27th september 2009 regarding shares trading of Meghna Condensed Milk Limited. |
|
| 13 | December 23, 2009 | Review of imposed penalty against SEC penalty Orders regarding non-holding of Annual General Meeting for the year 2008( Quasem Textile Mills Ltd) | - |
| 14 | December 14, 2009 | Order : Wata Chemicals Limited | - |
| 15 | December 10, 2009 | Order : Bangladesh Electricity Meter Company limited | - |
| 16 | December 07, 2009 | Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/186/2003/795-796 dated October21,2009( Mona Food Industries Ltd. Mr.Ali Zaman & Mr.Fazlul Kabir) | - |
| 17 | December 07, 2009 | Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/186/2003/773-777 dated October14,2009( Maq Paper Industries Ltd) | - |
| 18 | December 07, 2009 | Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/303/2005/672-675 dated August 26,2009( Mona Food Industry Ltd.) | - |
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 26, 2009 | Order : Dandy Dyeing Limited. |
|
| 2 | November 25, 2009 | Order : Bangladesh Dyeing and Finishing Industries Ltd |
|
| 3 | November 25, 2009 | Order: Prime Textile Spinning Mills Limited |
|
| 4 | November 18, 2009 | Disposal-Rahman Chemicals Limited : Non-compliance of securities laws in connection with the holding of AGM in the year 2008 | - |
| 5 | November 15, 2009 | Warning to SYLNET Securities Limited for Non-compliance of securities Laws : Regarding violation of securities law regarding short sale trading of shares in connection with the enquiry of Beach Hatchery Ltd | - |
| 6 | November 15, 2009 | Warning to Shahed Securities Limited for Non-compliance of securities Laws : Regarding violation of securities law regarding short sale trading of shares in connection with the enquiry of Beach Hatchery Ltd | - |
| 7 | November 15, 2009 | Warning to Shyamol Equity Management Limited for Non-compliance of securities Laws : Regarding violation of securities law regarding short sale trading of shares in connection with the enquiry of Beach Hatchery Ltd | - |
| 8 | November 15, 2009 | Warning to Alhaja Jahanara Securities Limited for Non-compliance of securities Laws : Regarding violation of securities law regarding short sale trading of shares in connection with the enquiry of Beach Hatchery Ltd | - |
| 9 | November 03, 2009 | Order to Quashem Silk Mills Limited |
|
| 10 | November 03, 2009 | Order to Quashem Textile Mills Limited |
|
| 11 | November 03, 2009 | Order to Arafat securities Limited | - |
| 12 | November 01, 2009 | Order to Al-Muntaha Trading Co.Ltd | - |
| 13 | November 01, 2009 | Order to Perto Synthetic Products Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 29, 2009 | Application for waiver of penalty imposed vide penal Order No.SEC/Enforcement/665/2008/141-145 Dated February 09,2009. ( Maq Enterprise Limited Limited) | - |
| 2 | October 29, 2009 | Application for waiver of penalty imposed vide penal Order No.SEC/Enforcement/665/2008/141-145 Dated February 09,2009.( Arbee Textile Limited) |
|
| 3 | October 25, 2009 | Warning to SES Company Limited for :- Non-comlpiance of security laws: Regarding violation of securities law regarding inspection vide Commission Order No. SEC/SRI/CSE-MEM/36 dated July 26,2009. | - |
| 4 | October 25, 2009 | Warning to Shahiq Securities Limited for :- Non-compliance of securities laws: Regarding violation of securities law regarding trading of shares of Dandy Dyeing Limited. | - |
| 5 | October 25, 2009 | Warning to Paper Processing and Packaging Limited for :- Non-compliance of securities laws: In connection with non-disseminating the price sensitive information regarding shifting of factory and rental agreement. | - |
| 6 | October 22, 2009 | Order to Mr.Ali Zaman & Mr.M.M.Fazlul Kabir .C/O, Mona Food Industries Ltd. |
|
| 7 | October 22, 2009 | Warning to Peoples Investment Limited for :- Non-compliance of securities laws: Regarding violation of securities law regarding inspection vide Commission Order No.SEC/Surveillance/2004-0577/56 dated May 19, 2009 | - |
| 8 | October 22, 2009 | Order to Mona Food Industries Ltd. |
|
| 9 | October 19, 2009 | Order to Arafat Securities Limited. | - |
| 10 | October 15, 2009 | Order to Dandy Dying Limited. |
|
| 11 | October 15, 2009 | Order to Mak paper Industries. |
|
| 12 | October 12, 2009 | Warning to Mona Food Industry Limited for :- Waiver of penalty imposed upon the individual directors in connection with the non-submission of half year period ended on December 31,2008against penal Order No.SEC/Enforcement/303/2005/535-538 all dated July |
|
| 13 | October 12, 2009 | Warning to Global Insurance Ltd . (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. |
|
| 14 | October 12, 2009 | Warning to Agrani Insurance Company Ltd . (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. |
|
| 15 | October 12, 2009 | Warning to Karnaphuli Insurance Company Ltd . (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. |
|
| 16 | October 12, 2009 | Warning to Phoenix Insurance Company Ltd . (Issuer) for :-Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. |
|
| 17 | October 12, 2009 | Warning to Prime Insurance Company Limited . (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. |
|
| 18 | October 12, 2009 | Warning to Central Insurance Company Ltd . (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 30, 2009 | Order to concerned of Maq Enterprise Ltd |
|
| 2 | September 27, 2009 | Review of imposed penalty against concerned of Maq Enterprise Ltd due to non-submission of audited financial statements for the year ended on June 30, 2007 |
|
| 3 | September 16, 2009 | Warning to concerned of Eminent Securities Ltd. for non-compliance with securities related laws in connection with inspection vide Commission Order No. SEC/SRI/INS/DSE-MEM/14 dated June 23, 2009 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 31, 2009 | Order to concerns of M.Hossain Garments Washing and Dying Ltd. |
|
| 2 | August 27, 2009 | Order to concerns of Mona Food Industry Limited. |
|
| 3 | August 25, 2009 | Order to concerns of Sonali Aansh Industries Limited. |
|
| 4 | August 24, 2009 | Order to concerns of Saleh Carpet Mills Limited. |
|
| 5 | August 23, 2009 | Order to concerns of Bangladesh Luggage Industries Limited. |
|
| 6 | August 23, 2009 | Order to concerns of Bangladesh Zipper Industries Limited. |
|
| 7 | August 23, 2009 | Order to concerns of Bangladesh Chemical Industries Limited. |
|
| 8 | August 18, 2009 | Order to concerns of Bangladesh Monospool Paper Manufacturing Co.Ltd. - Waiver of penalty imposed vide penal Orders No.SEC/Enforcement/698/2008/309-313/ dated April 23 ,2009. |
|
| 9 | August 16, 2009 | Warning to M/s Zahir Ahmed & Co. C.A firm, for non-compliance of securities related laws in connection with audited financial statements of Prime Textile Spinning Mills Ltd. (Issuer) for the year ended on June 30, 2007. |
|
| 10 | August 11, 2009 | Warning to concerns of Fine Foods Limited for non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30, 2008. |
|
| 11 | August 11, 2009 | Warning to concerns of United Insurance Company Ltd. for non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2008. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 27, 2009 | Warning to concerns of Sonali Paper and Board Mills Ltd for non-compliance with securities related laws in connection with non-disseminating the price sensitive information regarding BMRE of your company. |
|
| 2 | July 27, 2009 | Non-compliance with securities related laws in connection with sale of share without any declaration by Petrobangla, the corporate sponsor/director of Tital Gas Transmission and Distribution Company Ltd. |
|
| 3 | July 21, 2009 | Order to concerns of Rose Heaven Ballpen Ltd |
|
| 4 | July 20, 2009 | Warning to concerns of Phoenix Leather Complex Ltd for non-compliance of securities laws in connection with the matter of non-compliance of SEC Directive dated January 19,2009 in connection with the Corporate Governance Guidelines . |
|
| 5 | July 19, 2009 | Order to concerns of Saleh Carpet Mills Ltd |
|
| 6 | July 16, 2009 | Order to concerns of Excelsior Shoes Ltd |
|
| 7 | July 16, 2009 | Warning to concerns of Mir Mamunur Rahim(Client code no: 34009) for non-compliance of securities laws in connection with trading of shares of City General Insurance Co.Limited . |
|
| 8 | July 16, 2009 | Warning to concerns of Tulip Dairy and Food Products Ltd for non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2007. |
|
| 9 | July 16, 2009 | Warning to concerns of M/S K.M. Alam &Co. for non-compliance of securities laws in connection with audited financial statements of Bionic Seafood Exports Ltd for the year ended on December 31, 2006. | - |
| 10 | July 16, 2009 | Warning to concerns Akila Khatun(Client code # 28063) for non-compliance of securities laws iIn connection with trading of shares of City General Insurance Co. Limited . |
|
| 11 | July 16, 2009 | Non-compliance of securities laws : In connection with trading of shares of City General Insurance Co.Limited : Warning. |
|
| 12 | July 15, 2009 | Order to concerns of M Hossain Garments Washing & Dyeing Ltd |
|
| 13 | July 15, 2009 | Warning to concerns of M/S Ahmed Zakir & Co for non-compliance with the securities related laws in connection with audited financial statement of Aman Sea Food Industries Limited (Issuer) for the year ended on June 30,2008 |
|
| 14 | July 15, 2009 | Warning to concerns of Aman Sea Food Industries Ltd(Issuer) for non-compliance with the securities related laws in connection with audited financial statement of Aman Sea Food Industries Limited (Issuer) for the year ended on June 30, 2008. |
|
| 15 | July 15, 2009 | Warning to concerns of M/S Habib Sarwar & Co for non-compliance with securities related laws in connection with audited financial statements of Meghna PET Industries Ltd for the year ended on June 30,2007: Warning. | - |
| 16 | July 15, 2009 | Warning to concerns of Meghna PET Industries Ltd(Issuer) for non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2007: Warning. |
|
| 17 | July 15, 2009 | Order to concerns of Mona Food Industries Ltd |
|
| 18 | July 14, 2009 | Warning to concerns of M/S Mahfel Huq & Co. for non-compliance with securities related laws in connection with audited financial statements of Bangladesh Dyeing and Finishing Industries Ltd(Issuer) for the year ended on June 30, 2007. |
|
| 19 | July 14, 2009 | Warning to concerns of Meghna Condensed Milk Ltd non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2007: Warning. |
|
| 20 | July 14, 2009 | Order to concerns of Excelsior Shoes Ltd |
|
| 21 | July 08, 2009 | Warning to concerns of Quasem Textile Mills Ltd for non-compliance of securities laws in connection with the matter of non-compliance of SEC Directive dated January 19,2009 in connection with the Corporate Governance Guidelines |
|
| 22 | July 08, 2009 | Order to concerns of M. Securities Ltd |
|
| 23 | July 08, 2009 | Order to concerns of Bionic Seafood Exports Ltd |
|
| 24 | July 08, 2009 | Order to concerns of Alpha Tobacco Manufacturing Ltd |
|
| 25 | July 05, 2009 | Disposal of review petition of Legacy Footwear Ltd against penalty order: non-compliance with securities related laws in connection with the audited financial statement for the year ended on December 31,2005. |
|
| 26 | July 05, 2009 | Review on appeal of Prime Securities and Financial Services Ltd on cancellation of registration certificate. |
|
| 27 | July 05, 2009 | Review on appeal of Prime Finance & Investment Ltd against SEC penalty Order No.SEC/Enforcement/728/2008/118 dated February 08,2009 | - |
| 28 | July 05, 2009 | Review on appeal application of Mr.Belayet Hossain(authorized representative) submitted on 06/05/2009 |
|
| 29 | July 05, 2009 | Appeal against SEC penalty Order No.SEC/Enforcement/728/2008/118 dated February 8,2009. | - |
| 30 | July 01, 2009 | Order to concerns of Bangladesh Dyeing and Finishing Industries Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 29, 2009 | Order to concerns of Bangladesh Dyeing and Finishing Industries Ltd. | - |
| 2 | June 29, 2009 | Order to concerns of Sripur Textile Mills Ltd |
|
| 3 | June 25, 2009 | Waiver of penalty imposed on concerns of Investment Corporation of Bangladesh vide penal order No.SEC/Enforcement/371/2005/232 dated March 04, 2009 | - |
| 4 | June 23, 2009 | Warning to concerns of Globe Securities Ltd for non-compliance of securities laws. |
|
| 5 | June 23, 2009 | Disposal of review petition of Bangladesh Dyeing and Finishing Industries Ltd against penalty order for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006. |
|
| 6 | June 21, 2009 | Warning to concerns of Meghna Petrolium Ltd for non-compliance of securities laws in connection with delayed furnishing of the half yearly financial statements for the year ended on December 31, 2008. |
|
| 7 | June 03, 2009 | Warning to concerns of Meghna Petrolium Ltd for non-compliance of securities laws in connection with delayed submission of audited financial statements for the year ended on June 30, 2008. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 26, 2009 | Warning to concerns of Fareast Islami Life Insuranec Co. Ltd for non-compliance of securities laws in connection with price sensitive information regarding increase of authorized and paid-up capital. |
|
| 2 | May 24, 2009 | Warning to concerns of Dhaka Bank Ltd for non-compliance of securities laws in connection with non-submission of deficiency letter related to Repeat Public Offer of subordinate convertible bonds of Dhaka Bank Ltd. |
|
| 3 | May 24, 2009 | Warning to concerns of Aziz Pipes Ltd(Issuer) for non-compliance of securities laws in connection with the audited financial statements for the year ended on December 31, 2007. |
|
| 4 | May 21, 2009 | Warning to concerns of Perfume Chemical Industries Ltd for non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2008. |
|
| 5 | May 21, 2009 | Warning to concerns of Perfume Chemical Industries Ltd for non-compliance of securities laws in connection with delayed furnishing of half yearly financial statements for the half year ended on December 31, 2008. |
|
| 6 | May 21, 2009 | Warning to concerns of Quasem TextileMills Ltd for non-compliance of securities laws in connection with non-furnishing of the audited financial statements for the year ended on September 30, 2007. |
|
| 7 | May 21, 2009 | Warning to concerns of Quasem Silk Mills Ltd for non-compliance of securities laws in connection with non-furnishing of the audited financial statements for the year ended on September 30, 2007. |
|
| 8 | May 20, 2009 | Warning to concerns of Arbee Tetiles Ltd for non-compliance of securities laws in connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2008. |
|
| 9 | May 18, 2009 | Warning to concerns of Jamuna Oil Company Ltd for non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2008. |
|
| 10 | May 17, 2009 | Warning to concerns of Bangladesh shipping Corporation Ltd for non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2008. |
|
| 11 | May 12, 2009 | Warning to concerns of Mita Textiles Ltd for non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on December 31, 2008. |
|
| 12 | May 12, 2009 | Warning to concerns of Mita Textiles Ltd for non-compliance of securities laws in connection with delayed furnishing of the half yearly financial statements for the year ended on December 31, 2008. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 28, 2009 | Order to concerns of Bangladesh Dyeing and Finishing Industries Ltd. |
|
| 2 | April 28, 2009 | Order to Mr. Belayet Hossain, Authorized Representative, CSE. |
|
| 3 | April 26, 2009 | Order to concerns of Bangladesh Luggage Industries Ltd. |
|
| 4 | April 26, 2009 | Order to concerns of Bangladesh Zipper Industries Ltd. |
|
| 5 | April 26, 2009 | Order to concerns of Bangladesh Monospool Paper Manufacturing Company Ltd. |
|
| 6 | April 23, 2009 | Waiver of penalty on Mr. Abdul Mannan, Shareholder, Fareast Islami Life Insurance Company Ltd. |
|
| 7 | April 21, 2009 | Order to concerns of Khaza Mosaic Tiles and Stone Industries Ltd. |
|
| 8 | April 16, 2009 | Waiver of penalty imposed against Summit Power Ltd through SEC penal order No.SEC/Enforcement/699/2008/71 dated January 20, 2009. |
|
| 9 | April 15, 2009 | Warning to concerns of Bangladesh Thai Aluminium Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2007. |
|
| 10 | April 15, 2009 | Warning to concerns of Padma Printers and Color Ltd for non-compliance of securities laws in connection with audited financial statements for the year ended on June 30, 2007. |
|
| 11 | April 15, 2009 | Warning to concerns of Usmania Glass Sheet Factory Ltd(Issuer) for non-compliance of securities laws in connection with retention of auditor for a consecutive period exceeding three years i.e. for the year ended on June30, 2008. |
|
| 12 | April 08, 2009 | Order to concerns of Raspit Inc(BD) Ltd |
|
| 13 | April 08, 2009 | Order to concerns of Raspit Data Management and Telecommunications Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 24, 2009 | Warning to People's Leasing and Financial Services Ltd(Issuer) for alleged non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2007 |
|
| 2 | March 08, 2009 | Order to concerns of Chictext Ltd | - |
| 3 | March 08, 2009 | Order to concerns of Chictext Ltd |
|
| 4 | March 08, 2009 | Order to concerns of Shajib Neatware & Garments Ltd |
|
| 5 | March 08, 2009 | Order to concerns of Rose Heaven Ball Pen Ltd |
|
| 6 | March 04, 2009 | Order to concerns of Wata Chemicals Ltd |
|
| 7 | March 04, 2009 | Disposal of review petition of Maq Paper Industries Ltd(Issuer) against penalty order |
|
| 8 | March 04, 2009 | Disposal of review petition of M/s Marhk & Co, Chartered Accountants, against penalty order |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 24, 2009 | Order to Prime Securities and Financial Services Ltd- cancellation of its merchant banker license |
|
| 2 | February 24, 2009 | Order to Pangaea Partners(Bangladesh) Ltd- cancellation of its merchant banker license |
|
| 3 | February 23, 2009 | Related to review of cancellation of merchant banker license of First Securities Services Ltd |
|
| 4 | February 23, 2009 | Warning to concerns of vanguard Shares & securities Ltd due to non-compliance of securities laws concerning share trading |
|
| 5 | February 18, 2009 | Warning to concerns of Key & Keu(Bangladesh) Ltd(Issuer) for alleged non-compliance of securities related laws in connection with audited financial statements for the year ended on December 31, 2007 |
|
| 6 | February 18, 2009 | Related to petition for payment of remaining penalty through installments by directors of Tamizuddin textile Mills Ltd |
|
| 7 | February 09, 2009 | Order to concerns of Fareast Islami Life Insurance Company Ltd and related shareholders |
|
| 8 | February 09, 2009 | Order to concerns of Saleh Carpet Mills Ltd |
|
| 9 | February 09, 2009 | Order to concerns of Raspit Data Management & Telecommunications Ltd(sec/enforcement/665/2008/129-130) |
|
| 10 | February 09, 2009 | Order to concerns of Arbi Textiles Ltd |
|
| 11 | February 09, 2009 | Order to concerns of Chictex Ltd(Order no. sec/enforcement/665/2008/136-139) |
|
| 12 | February 09, 2009 | Order to concerns of Raspit Inc(BD) Ltd(Order no. sec/enforcement/665/2008/132-134) |
|
| 13 | February 09, 2009 | Order to concerns of Metalex Corporation Ltd |
|
| 14 | February 09, 2009 | Order to concerns of Maq Enterprises Ltd |
|
| 15 | February 09, 2009 | Order to concerns of Rose Heaven Ballpen Ltd |
|
| 16 | February 09, 2009 | Order to concerns of Chictex Ltd (order no. sec/enforcement/698/2008/178-181) related to price sensitive information regarding sale of its factory by IFIC Bank for loan adjustment |
|
| 17 | February 09, 2009 | Order to concerns of Raspit Inc(BD) Ltd (order no. sec/enforcement/698/2008/174-176) related to price sensitive information regarding sale of its factory by Janata Bank, Pubna Branch |
|
| 18 | February 09, 2009 | Order to concerns of Raspit Data Management and Telecommunication Ltd (order no. sec/enforcement/698/2008/171-172) related to price sensitive information involving business with M/s Pull World |
|
| 19 | February 04, 2009 | Warning to concerns of Fareast Islami Life Insurance Company Ltd(Issuer) for non-compliance of securities related laws. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 27, 2009 | Warning to M/s Howladar Yunus & Co., and M/s Aziz Halim Khair Choudhury, Chartard Accountants for non-compliance of securities related laws in connection with audited financial statements Islami Bank Bangladesh Ltd for the year ended on December 31, 2007 |
|
| 2 | January 27, 2009 | Warning to concerns of Islami Bank Bangladesh Ltd(Issuer) for non-compliance of securities related laws in connection with audited financial statements for the year ended on December 31, 2007 |
|
| 3 | January 27, 2009 | Directive to concerns of Pragati Insurance Ltd(trustee), National Credit and Commerce Bank Ltd(Co-trustee), Bangladesh Luggage Industries Ltd |
|
| 4 | January 27, 2009 | Warning to concerns of Mona Food Industry Limited for non-compliance of securities related laws in connection with price sensitive information regarding renting factory to Tonny Food |
|
| 5 | January 25, 2009 | Order to concerns of Raspit data management and telecommunications Ltd |
|
| 6 | January 25, 2009 | Order to concerns of Saleh Carpet Mills Ltd |
|
| 7 | January 19, 2009 | Directive to concerns of M. Hossain Garments Washing & Dyeing Ltd |
|
| 8 | January 19, 2009 | Directive to concerns of Phoenix Leather Complex Ltd |
|
| 9 | January 19, 2009 | Directive to concerns of Quasem Textile Mills Ltd |
|
| 10 | January 19, 2009 | Directive to concerns of Quasem Silk Mills Ltd |
|
| 11 | January 19, 2009 | Directive to concerns of Dynamic Textile Industries Ltd |
|
| 12 | January 18, 2009 | Order to to concerns of Maq Enterprise Ltd |
|
| 13 | January 14, 2009 | Order to concerns of Pharmaco International Ltd |
|
| 14 | January 14, 2009 | Order to concerns of Shajib Neatware and Garments Ltd |
|
| 15 | January 13, 2009 | Upholding the imposed penalty on concerns of Tamizuddin Textile Mills Ltd for non-submission of audited financial statements for the year ended on June 30, 2007 against review petition |
|
| 16 | January 13, 2009 | Upholding the imposed penalty on concerns of Bangladesh Hotels Ltd for non-submission of audited financial statements for the year ended on December 31, 2007 against review petition |
|
| 17 | January 13, 2009 | Waiver of imposed penalty in connection with non-compliance of BAS-34 regarding half yearly financial statements on concerns of Khaza Mosaic Tiles & Stone Industries Ltd for the half-year ended on December 31, 2006 |
|
| 18 | January 13, 2009 | Waiver of imposed penalty in connection with non-submission of audited financial statement on concerns of Khaza Mosaic Tiles & Stone Industries Ltd for the year ended on June 30, 2007 |
|
| 19 | January 13, 2009 | Waiver of imposed penalty against SEC penal order to concern of Excelsior Shoes Ltd |
|
| 20 | January 13, 2009 | Waiver of imposed penalty and withdrawal of certificate cases against concern of Raspit data management and telecommunication Ltd |
|
| 21 | January 13, 2009 | Waiver of imposed penalty on Mr. Kalimullah and Mr. A.k Chakraborty (IDB nominating director) of Sonali Paper and Board Mills Ltd |
|
| 22 | January 13, 2009 | Warning to concerns of Mercantile Insurance Company Limited for non-compliance of securities related laws in connection with submission of audio visual recording of AGM held on June 29, 2006 |
|
| 23 | January 12, 2009 | Disposal of review petition of M/s Marhk & Co., Charterd Accountant, against penalty order |
|
| 24 | January 06, 2009 | Disposal of review petition of concerns of Popular Life Insurance Company Limited against penalty orders |
|
| 25 | January 06, 2009 | Disposal of review petition of concerns of Maq Paper Industries Ltd(Issuer) against penalty orders |
|
| 26 | January 06, 2009 | Waiver of additional penalty on concerns of Lexco Limited |
|
| 27 | January 05, 2009 | Letter related to cancellation of registration of First Securities Services Limited(Merchant Banker) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 28, 2008 | Warning to concerns of Al- Muntaha Trading Company Limited, DSE Member-49 in connection with non-compliance of securities related laws. |
|
| 2 | December 28, 2008 | Warning to concerns of Salta Capital Ltd, DSE Member-95 in connection with non-compliance of securities related laws. |
|
| 3 | December 28, 2008 | Warning to concerns of M/s. M. Ahmed & Co, Chartered Accountants in connection with audited financial statements of Pharmaco International Limited(Issuer) for the year ended on June 30, 20007. |
|
| 4 | December 23, 2008 | Warning to concerns of Usmania Glass Sheet Factory Limited(Issuer) in connection with non-compliance of securities related laws regarding pretension of auditor for a consecutive period exceeding three years.. |
|
| 5 | December 01, 2008 | Warning to concerns of Beximco Pharmaceuticals Limited(Issuer) in connection with audited financial statements for the year ended on December 31, 2005 & 20006. |
|
| 6 | December 01, 2008 | Warning to concerns of M/s. M.J Abedin & Co, Chartered Accountants in connection with audited financial statements of Beximco Pharmaceuticals Ltd for the year ended on December 31, 2005 & 20006. |
|
| 7 | December 01, 2008 | Order to M.H Chowdhury Securities Limited, DSE member-156 |
|
| 8 | December 01, 2008 | Order to Hedayet Ullah Securities Limited, DSE Member-140 |
|
| 9 | December 01, 2008 | Order to Salam & Company Limited, DSE Member-190 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 30, 2008 | Penalty to concerns of Popular Life Insurance Company Limited(Issuer). |
|
| 2 | November 27, 2008 | Penalty to concerns of Fareast Islami Life Insurance Company Limited(Issuer). |
|
| 3 | November 25, 2008 | Warning to concerns of Rupali Insurance Company Ltd(Issuer) in connection with audited statements for the year ended on December 31, 2006. |
|
| 4 | November 03, 2008 | Warning to concerns of Karnafully Insurance Company Ltd in connection with submission of half yearly financial statements for the half year ended on June 30, 2007. |
|
| 5 | November 03, 2008 | Warning to concerns of Padma Printers and Color Ltd in connection with submission of half yearly financial statements for the half year ended on June 30, 2007. |
|
| 6 | November 03, 2008 | Warning to concerns of Modern Dyeing and Screen Printing Ltd in connection with audited financial statements for the year ended on June 30, 2007. |
|
| 7 | November 03, 2008 | Warning to concerns of Peoples Leasing and Financial Services Ltd in connection with calculation of EPS in the half yearly financial statements for the half year ended on June 30, 2008. |
|
| 8 | November 02, 2008 | Warning to M/s Habib Sarwar & Co, Charted Accountants for non-compliance of securities related laws in connection with audited financial statements of Dandy Dyeing Limited(Issuer) for the year ended on December 31, 2007 |
|
| 9 | November 02, 2008 | Warning to concerns of Anwar Galvanizing Limited (Issuer) in connection with audited financial statements for the year ended on June 30, 2007 |
|
| 10 | November 02, 2008 | Warning to concerns of H.R Textile Mills Ltd(Issuer) in connection with audited financial statements for the year ended on September 30, 2007 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 29, 2008 | Correction of order on Bangladesh Luggage Industries limited |
|
| 2 | October 29, 2008 | To CEO, CSE to take steps on securities laws violations. |
|
| 3 | October 23, 2008 | Order to Raspit Securities and Management Limited(Merchant Banker) |
|
| 4 | October 23, 2008 | Order to First Securities Services Limited(Merchant Banker) |
|
| 5 | October 14, 2008 | Warning to concerns of Bangladesh Electricity Meter Company Limited (Issuer) in connection with non-compliance of securities laws relating to non-submission of half yearly financial statements for the half year ended on June 30, 2008 |
|
| 6 | October 14, 2008 | Warning to concerns of Hillcity Securities Limited (CSE Membership 037) for alleged non-compliance of securities laws. |
|
| 7 | October 14, 2008 | Warning to concerns of SR Capital Limited (CSE Membership 038) for alleged non-compliance of securities laws. |
|
| 8 | October 14, 2008 | Warning to concerns of International Securities Co. Limited (CSE Membership 096) for alleged non-compliance of securities laws. |
|
| 9 | October 13, 2008 | Order to Shyamol Equity Management Limited(Stock Dealer/DP) |
|
| 10 | October 12, 2008 | Warning to CEO, DSE Limited in connection with non-compliance of securities laws relating to enquiry on activities of DSE regarding approval for gift of securities. |
|
| 11 | October 12, 2008 | Warning to M/s A. Matin & Co, Charted Accountants for non-compliance of securities related laws in connection with audited financial statements of GMG Industrial Corporation Limited for the year ended on June 30, 2007 |
|
| 12 | October 12, 2008 | Warning to concerns of GMG Industrial Corporation Limited (Issuer) in connection with audited financial statements for the year ended on June 31, 2007 |
|
| 13 | October 12, 2008 | Warning to concerns of Golden Sons Limited(Issuer) for alleged non-compliance of securities laws in connection with utilization of IPO fund. |
|
| 14 | October 12, 2008 | Warning to concerns of Hefazatur Rahman & Co Limited in connection with non-compliance of securities laws. |
|
| 15 | October 12, 2008 | About waiver of penalty on concerns of Advanced Chemical Industries Limited |
|
| 16 | October 06, 2008 | Warning to M/s A. Qasem & Co, Charted Accountants for non-compliance of securities related laws in connection with audited financial statements of Eastern Insurance Company Limited for the year ended on December 31, 2007 |
|
| 17 | October 06, 2008 | Warning to concerns of Eastern Insurance Company Limited in connection with audited financial statements for the year ended on December 31, 2007 |
|
| 18 | October 06, 2008 | Warning to concerns of National Credit & Commerce Bank Limited in connection with Annual Report 2007. |
|
| 19 | October 06, 2008 | Waiver of penalty imposed penal orders No,SEC/Enforcement/404/2006/996 to 1010 all dated 17 September 2006 to ICB Islamic Bank Limited (former Oriental Bank Limited) |
|
| 20 | October 06, 2008 | Order to concerns of Mac Paper Industries Limited |
|
| 21 | October 05, 2008 | Order to concerns of Fine Foods Limited |
|
| 22 | October 05, 2008 | Directive to Rupali Insurance Company Limited |
|
| 23 | October 05, 2008 | Order to Directors of Rupali Insurance Company Limited |
|
| 24 | October 05, 2008 | Warning to concerns of Bangladesh Welding and Electrodes Limited in connection with delayed submission of audited financial statements for the year ended on December 31, 2007 |
|
| 25 | October 05, 2008 | Warning to concerns of Bangladesh Welding and Electrodes Limited for non-compliance of securities laws in connection with non-submission of half yearly financial statements for the half year ended on June 30, 2008. |
|
| 26 | October 05, 2008 | Order to Managing Director of Apex Adelchi Footware Limited, Order to concerns of S.N.M Securities Limited, and Order to Mr. Nurul Islam, Shareholder, Apex Adelchi Footware Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 24, 2008 | Order to concerns of Tamizuddin Textile Mills Limited |
|
| 2 | September 24, 2008 | Order to concerns of Popular Life Insurance Company Limited |
|
| 3 | September 22, 2008 | Order to concerns of Bangladesh Hotels Limited |
|
| 4 | September 22, 2008 | Warning to concerns of Popular Life Insurance Company Limited in connection with non-compliance of securities laws |
|
| 5 | September 16, 2008 | Warning to concerns of Pragati Insurance Limited(Issuer) in connection with non-compliance of securities laws relating to audited financial statements for the year ended on December 31, 2007 |
|
| 6 | September 16, 2008 | Warning to concerns of M/s A. Wahab & Co. C.A Firm in connection with non-compliance of securities laws relating to audited financial statements of Pragati Insurance Limited for the year ended on December 31, 2007 |
|
| 7 | September 15, 2008 | Order to concerns of Fareast Islami Life Insurance Company Limited(Issuer) |
|
| 8 | September 15, 2008 | Waiver of penalty on concerns of Fareast Islami Life Insurance Company Limited(Issuer) |
|
| 9 | September 11, 2008 | Order to concerns of Khaza Mosaic Tiles and Stone Industries Limited(sec/enforcement/169/2003/1207) |
|
| 10 | September 11, 2008 | Order to concerns of Khaza Mosaic Tiles and Stone Industries Limited(sec/enforcement/169/2003/1215) |
|
| 11 | September 11, 2008 | Warning to concerns of Shyampur Sugar Mill Limited in connection with non-compliance of securities laws relating to half yearly financial statements for the half year ended on December 31, 2006 |
|
| 12 | September 11, 2008 | Warning to concerns of Shyampur Sugar Mill Limited in connection with non-compliance of securities laws relating to audited financial statements for the year ended on June 30, 2006 |
|
| 13 | September 11, 2008 | Warning to concerns of Pubali Bank Limited in connection with non-compliance of securities laws relating to fixing AGM date, time and venue, declaring dividend in the same board meeting. |
|
| 14 | September 09, 2008 | Warning to concerns of Delta Brac Housing Finance Corporation Limited in connection with non-compliance of securities laws. |
|
| 15 | September 08, 2008 | Warning to concerns of Golden Sons Limited for non-compliance of securities laws in connection with non-submission of half yearly financial statements for the half year ended on June 30, 2008. |
|
| 16 | September 07, 2008 | Warning to concerns of Jago Corporation Limited for non-compliance of securities laws in connection with delayed submission of annual report for the year, 2007. |
|
| 17 | September 07, 2008 | Order to concerns of M/s Mark & Co. CA Firm |
|
| 18 | September 07, 2008 | Order to concerns of Excelsior Shoes Limited |
|
| 19 | September 04, 2008 | Warning to concerns of Tariq Ibrahim & Co.(DP-90) for non-compliance of securities laws. |
|
| 20 | September 04, 2008 | Warning to concerns of LankaBangla Securities Limited(DP-50) for non-compliance of securities laws. |
|
| 21 | September 04, 2008 | Warning to concerns of SES Company Limited(DP-34) for non-compliance of securities laws. |
|
| 22 | September 04, 2008 | Warning to concerns of Total Communication Limited(DP-187) for non-compliance of securities laws. |
|
| 23 | September 04, 2008 | Warning to concerns of Anwar Securities Limited(DP-92)i for non-compliance of securities laws. |
|
| 24 | September 03, 2008 | Warning to concerns of Al-Muntaha Trading Co.Limited(Stock Broker) for non-compliance of securities laws. |
|
| 25 | September 03, 2008 | Warning to concerns of Rupali Bank Limited(Issuer)i for non-compliance of securities laws. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 25, 2008 | Warning to concerns of M/s. Syful Shamsul Alam & Co. Charterd Accountants for non-compliance of securities laws in connection with audited financial statements of Meghna Cement Mills Limited for the year ended on December 31, 2006. |
|
| 2 | August 25, 2008 | Warning to concerns of Meghna Cement Mills Limited(Issuer) for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2006. | - |
| 3 | August 21, 2008 | Warning to concerns of Janata Insurance Company Limited in connection with submission of half yearly financial statements for the half year ended on December 31, 2007. |
|
| 4 | August 20, 2008 | Order to directors of One Bank Limited |
|
| 5 | August 20, 2008 | Warning to concerns of ACNABIB Charterd Accountants for non-compliance of securities laws in connection with audited financial statements of AL-Amin Chemical Industries Limited for the year ended on December 31, 2006. |
|
| 6 | August 19, 2008 | Warning to concerns of Janata Insurance Company Limited in connection with delayed submission of audited financial statements for the year ended on December 31, 2007. | - |
| 7 | August 19, 2008 | Warning to concerns of CMC-Kamal Textile Mills Limited in connection with delayed submission of audited financial statements for the year ended on December 31, 2007. |
|
| 8 | August 14, 2008 | Waiver of penalty on Mr. Shabib Uddin, Shareholder Director of Merchantile Insurance Company Limited(Issuer) |
|
| 9 | August 14, 2008 | Waiver of penalty on Ms Hosne Ara Aziz, Sponsor of The City bank Limited |
|
| 10 | August 13, 2008 | Warning to concerns of Agrani Insurance Limited(Issuer) for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2006. |
|
| 11 | August 13, 2008 | Warning to concerns of M/s. Chowdhury Hossain Rashid & Co. Charterd Accountants for non-compliance of securities laws in connection with audited financial statements of Reliance Insurance Limited for the year ended on December 31, 2006. |
|
| 12 | August 13, 2008 | Warning to concerns of Reliance Insurance Limited(Issuer) for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2007. |
|
| 13 | August 11, 2008 | Warning to concerns of Purabi for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2006. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 30, 2008 | Order to concerns of Bangladesh Dyeing and Finishing Industries Ltd |
|
| 2 | July 30, 2008 | Directive to concerns of Bangladesh Dyeing and Finishing Industries Ltd |
|
| 3 | July 28, 2008 | Order to concerns of Joytun Securities International Ltd |
|
| 4 | July 08, 2008 | Warning to concerns of Bionic Sea Food Exports Ltd for non-furnishing of clarification/explanation regarding audited financial statements for the year ended on December 31, 2005 and half-yearly financial statements for the half-year ended on June 30, 2006 |
|
| 5 | July 01, 2008 | Disposal of of alleged non-compliance of securities laws against Lexco Ltd in connection with non-submission of the audited financial statements for the year ended on December 31, 2007 |
|
| 6 | July 01, 2008 | Warning to concerns of Sreepur Textile Mills Ltd for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2007 within time. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 26, 2008 | Order to concerns of Rose Heaven Ballpen Ltd |
|
| 2 | June 26, 2008 | Order to concerns of Saleh Carpet Mills Ltd |
|
| 3 | June 24, 2008 | Order to Mrs Hosne Ara Aziz, Sponsor of The City Bank Ltd |
|
| 4 | June 24, 2008 | Order to Mr. Mohammad Shahib Uddin, Shareholder Director of Mercantile Insurance Company Ltd |
|
| 5 | June 24, 2008 | Warning to concerns of Power Grid Company Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on June 30, 2005 as well as Information documents published for offloading/direct listing of sha |
|
| 6 | June 23, 2008 | Warning to Mrs. Kawsar Jahan Farida Begum, Sponsor Director of Sandhani Life Insurance Co. Ltd for non-compliance of securities laws. | - |
| 7 | June 23, 2008 | Warning to concerns of Salta Capital Ltd for non-compliance of securities laws. |
|
| 8 | June 23, 2008 | Warning to concerns of IDLC Finance Ltd for non-compliance of securities laws. |
|
| 9 | June 22, 2008 | Order to concerns of Raspit Data Management and Telecommunication Ltd |
|
| 10 | June 22, 2008 | Order to concerns of Chictex Ltd |
|
| 11 | June 22, 2008 | Order to concerns of Raspit Inc(BD) Ltd |
|
| 12 | June 22, 2008 | Warning to concerns of Lanka Bangla Finance Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager. |
|
| 13 | June 22, 2008 | Warning to concerns of Prime Bank Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager. |
|
| 14 | June 22, 2008 | Warning to concerns of Prime Finance and Investment Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager. |
|
| 15 | June 22, 2008 | Warning to concerns of AB Bank Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager. |
|
| 16 | June 22, 2008 | Warning to concerns of IDLC Finance Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager. |
|
| 17 | June 20, 2008 | Order to Dr. Ashraf Salehin, Capital Bangladesh |
|
| 18 | June 18, 2008 | Warning to concerns of Quasem Silk Mills Ltd(Issuer) for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2008. |
|
| 19 | June 18, 2008 | Warning to concerns of Quasem Textile Mills Ltd(Issuer) for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2008. |
|
| 20 | June 18, 2008 | Warning to concerns of Dynamic Textile Industries Ltd(Issuer) for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2008. |
|
| 21 | June 16, 2008 | Warning to concerns of Mona Food Industries Ltd(Issuer) for non-furnishing of clarification/explanation regarding audited financial statements for the year ended on June 30, 2006. |
|
| 22 | June 12, 2008 | Warning to concerns of Legacy Footwear Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006. |
|
| 23 | June 12, 2008 | Warning to concerns of M/s Basu Banarjee Nath & Co, Chartered Accountants for non-compliance of securities laws in connection with audited financial statements of Power Grid Company of Bangladesh Ltd for the year ended on Juner 30, 2005. and June 30, 2006 |
|
| 24 | June 12, 2008 | Warning to concerns of M/s G. Kibria & Co, Chartered Accountants for non-compliance of securities laws in connection with audited financial statements of Legacy Footwear Ltd(Issuer) for the year ended on December 31, 2006. |
|
| 25 | June 12, 2008 | Warning to concerns of M/s M.J. Abedin & Co., Chartered Accountants, for non-compliance of securities laws in connection with audited financial statements of Beximco Fisheries Ltd (issuer) for the year ended on December 31, 2006. |
|
| 26 | June 12, 2008 | Warning to concerns of Beximco Fisheries Ltd (Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006 |
|
| 27 | June 12, 2008 | Warning to concerns of M/S K.M. Alam & Co., Chartered accountant, for non-compliance of securities laws in connection with audited financial statements of Bionic Sea Food Exports Ltd (Issuer) for the year ended on December 31, 2006. |
|
| 28 | June 11, 2008 | Related to application for waiver of penalty by ARC Securities Ltd |
|
| 29 | June 11, 2008 | Related to application for waiver of penalty by Country Stock (Bangladesh) Ltd |
|
| 30 | June 11, 2008 | Warning to concerns of daffodil Computers Ltd(Issuer) for non-compliance of securities laws in connection with retention of auditor for a consecutive period exceeding three years. |
|
| 31 | June 03, 2008 | Warning to concerns of Holy City Securities Ltd for non-compliance of securities laws. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 28, 2008 | Warning to concerns of Dynamic Textile Industries Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on September 30, 2006. |
|
| 2 | May 28, 2008 | Warning to concerns of Lexico Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006. |
|
| 3 | May 28, 2008 | Warning to concerns of M/S Howladar Yunus & Co Chartered Accountants for non-compliance of securities laws in connection with audited financial statements of Janata Insurance Co. Ltd(Issuer) for the year ended on December 31, 2006. |
|
| 4 | May 25, 2008 | Warning to concerns of Prime Insurance Company Ltd (Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006. |
|
| 5 | May 21, 2008 | Warning to concerns of The City Bank Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006 and Annual Report-2006 |
|
| 6 | May 21, 2008 | Warning to concerns of Bangladesh Leaf Tobacco Co. Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006. |
|
| 7 | May 20, 2008 | Warning to concerns of Sonali Paper & Board Mills Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on June30, 2006. |
|
| 8 | May 20, 2008 | Warning to concerns of Rupali Bank Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006. |
|
| 9 | May 18, 2008 | Warning to concerns of People's Insurance Company Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 30, 2008 | Waiver of penalty and warning to concerns of Wata Chemicals Ltd(Issuer) |
|
| 2 | April 28, 2008 | Penalty Order to concerns of Shampur Sugar Mills Ltd |
|
| 3 | April 28, 2008 | Penalty Order to concerns of Shampur Sugar Mills Ltd |
|
| 4 | April 28, 2008 | Penalty Order to concerns of Rose Heaven BallPen Ltd | - |
| 5 | April 23, 2008 | Penalty Order to concerns of Gachihata Acuaculture Farms Ltd(Issuer) |
|
| 6 | April 23, 2008 | Warning to concerns of IFIC Bank Ltd(Issuer) | - |
| 7 | April 08, 2008 | Order to concerns of L.R.K Securities Ltd( Stock Broker) imposing penalty |
|
| 8 | April 08, 2008 | Order to concerns of Country Stock(Bangladesh) Ltd ( Stock Broker) imposing penalty |
|
| 9 | April 08, 2008 | Order to concerns of ARC Securities Ltd (Stock Broker) imposing penalty |
|
| 10 | April 08, 2008 | Order to concerns of Popular Equities Ltd(Stock Broker) imposing penalty |
|
| 11 | April 08, 2008 | Order to concerns of Hazi Ahammad Brothers securities Ltd(Stock broker) imposing penalty |
|
| 12 | April 08, 2008 | Order to concerns of AB Bank Foundation Stock Broker) imposing penalty |
|
| 13 | April 07, 2008 | Order to concerns of R.N.I Securities Ltd (Stock Broker) imposing penalty |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 31, 2008 | Order to concerns of Fareast Islami Life Insuranec Company Ltd |
|
| 2 | March 27, 2008 | Order to concerns of Pharmaco International Ltd |
|
| 3 | March 25, 2008 | Waiver of penalty to concerns of Fareast Islami Life Insurance Company Ltd |
|
| 4 | March 25, 2008 | Warning to concerns of Western Security Investment Management Ltd for non-compliance of securities laws |
|
| 5 | March 24, 2008 | Warning to M/s Syful Shamsul Alam & Co, Chartered Accountants for alleged non-compliance with securities related laws |
|
| 6 | March 04, 2008 | Order to concerns of Chictex Ltd |
|
| 7 | March 04, 2008 | Order to concerns of Raspit Data Management and Telecommunication Ltd |
|
| 8 | March 03, 2008 | Order to concerns of Advanced Chemical Industries Ltd | - |
| 9 | March 03, 2008 | Order to concerns of Mercantile Bank Ltd | - |
| 10 | March 03, 2008 | Order to concerns of Raspit Inc(BD) Ltd |
|
| 11 | March 03, 2008 | Order to concerns of M. Hossain Gaerments Washing and Dying Ltd |
|
| 12 | March 03, 2008 | Warning to concerns of Eastern Cables Ltd for non-compliance of securities laws in connection with delay in furnishing audited financial statements for the year ended on June 30, 2007 |
|
| 13 | March 03, 2008 | Warning to concerns of Dynamic Textile Industries Ltd for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2007 |
|
| 14 | March 03, 2008 | Warning to concerns of Rupali Bank Ltd for non-compliance of securities laws in connection with fixing AGM date, time and venue and declaring dividend in the board of directors meeting |
|
| 15 | March 03, 2008 | Warning to concerns of Mona Food Industries Ltd for non-compliance of securities laws in connection with delay in furnishing audited financial statements for the year ended on June 30, 2007 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 18, 2008 | Order - to concerns of Fareast Islami Life Insurance Company Ltd |
|
| 2 | February 17, 2008 | Order to AB Bank Ltd(Merchant Banker) about penalty of Tk 10 crore |
|
| 3 | February 10, 2008 | Con-compliance of securities laws: warning to Bangladesh shipping Corporation Ltd |
|
| 4 | February 05, 2008 | Waver of penalty imposed to concerns of Sreepur Textile Mills Ltd |
|
| 5 | February 05, 2008 | Disposal of the proceedings to concerns of Wonderland Toys Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 31, 2008 | Warning regarding Depositing of client shares against member's margin to Exchange DP (SEC/Enforcement/652/2007/82-142) |
|
| 2 | January 30, 2008 | Warning regarding Depositing of client shares against member's margin to Exchange DP (SEC/Enforcement/652/2007/64-77) |
|
| 3 | January 24, 2008 | Waiver of imposed penalty - to concern of Mr Md Khalilur Rahman Chowdhury Director Wata Chemicals Ltd (SEC/Enforcement/626/2007/60) |
|
| 4 | January 24, 2008 | Waiver of imposed penalty - to concern of Mrs Dina Ahsan Director Wata Chemicals Ltd (SEC/Enforcement/626/2007/59) |
|
| 5 | January 23, 2008 | Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Fareast Islami Life Insurance Company Limited (SEC/Enforcement/601/2007/57) |
|
| 6 | January 23, 2008 | Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30 2007: Warning - to concerns of Padma Oil Company Limited (SEC/Enforcement/407/2006/56) |
|
| 7 | January 23, 2008 | Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30 2007: Warning - to concerns of Eastern Lubricants Blenders Limited (SEC/Enforcement/407/2006/55) |
|
| 8 | January 22, 2008 | Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30 2007 : Warning - to concerns of Power Grid Company of Bangladesh Limited (SEC/Enforcement/654/2007/51) |
|
| 9 | January 22, 2008 | Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on June 30 2007 : Warning - to concerns of Ashraf Textile Mills Limited (SEC/Enforcement/145/2002/52) |
|
| 10 | January 21, 2008 | Non-compliance of securities laws: In connection with half yearly financial statements for the half year ended on December 31 2006:Warning - to concerns of Perfume Chemical Industries Limited (SEC/Enforcement/217/2004/47) |
|
| 11 | January 08, 2008 | Order - to concerns of Globe Securities Ltd Stock Dealer/DP DSE M#189 (SEC/Enforcement/616/2007/30) |
|
| 12 | January 08, 2008 | Violation of condition (b) of the Commission’s order No. SEC/ SRMID/2000-953/Admin/02/04 dated 10 th October 2002 (appointment of same Auditor for more then three years) by Saleh Carpet Mills Ltd. Letter issued with warning to comply with all securities l | - |
| 13 | January 08, 2008 | Violation of condition (c) of the Commission’s order No. SEC/CFD -71/2001/Admin/02/05 dated 3 rd January 2002 (for non submission of audio visual tape of AGM to the Commission) by Arbee Textiles Ltd. Letter issued with warning to comply with all securitie | - |
| 14 | January 07, 2008 | Alleged non-compliance with securities related laws in connection with the Exclusive Partnership Agreement of Information Services Network Ltd: Warning - to concerns of Information Services Network Ltd (SEC/Enforcement/622/2007/22) | - |
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 31, 2007 | Order - to concerns of Fine Foods Ltd (SEC/Enforcement/335/2005/1259-1265) |
|
| 2 | December 18, 2007 | Order - to concerns of Saleh Carpet Mills Ltd (SEC/Enforcement/39/2001/1243-1246) |
|
| 3 | December 18, 2007 | Order - to concerns of Wata Chemicals Ltd (SEC/Enforcement/626/2007/1232-1238) |
|
| 4 | December 18, 2007 | Alleged non-compliance with securities related laws in connection with the half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Meghna Condensed Milk Industries Ltd |
|
| 5 | December 18, 2007 | Order - to concerns of Saleh Carpet Mills Ltd (SEC/Enforcement/607/2007/1212-1215) |
|
| 6 | December 17, 2007 | Regarding Holy City Securities Ltd (Stock Broker) Member No 093: Warning - to concerns of Chittagong Stock Exchange Ltd (SEC/Enforcement/618/2007/1207) |
|
| 7 | December 17, 2007 | Non-compliance of securities law: Warning - to concerns of Holy City Securities Ltd Stock Broker CSE Member # 093 (SEC/Enforcement/618/2007/1206) |
|
| 8 | December 17, 2007 | Non-compliance of securities law: In connection with the submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Paper Processing and Packaging Limited (SEC/Enforcement/628/2007/1205) |
|
| 9 | December 17, 2007 | Non-compliance of securities law: In connection with the submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Progressive Life Insurance Co Limited (SEC/Enforcement/629/2007/1204) |
|
| 10 | December 17, 2007 | Non-compliance of securities law: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Arbee Textile Mills Limited (SEC/Enforcement/491/2005/1203) |
|
| 11 | December 17, 2007 | Non-compliance of securities law: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of The Oriental Bank Limited (SEC/Enforcement/254/2004/1202) |
|
| 12 | December 17, 2007 | Waiver of additional penalty and withdraw certificate cases against Commission's penalty Orders - to concerns of Sreepur Textile Mills Limited (SEC/Enforcement/160/2003/1201) |
|
| 13 | December 09, 2007 | Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2006:Warning - to concerns of Himadri Limited (SEC/Enforcement/617/2007/1200) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 27, 2007 | Non-compliance of securities laws concerning share trading: Warning - to concerns of M Securities Ltd Stock Broker DSE Member # 44 |
|
| 2 | November 04, 2007 | Directive - to concerns of Tripti Industries Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 28, 2007 | Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Luggage Industries Limited |
|
| 2 | October 28, 2007 | Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Zipper Industries Limited |
|
| 3 | October 28, 2007 | Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Chemical Industries Limited |
|
| 4 | October 28, 2007 | Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Dyeing & Finishing Industries Limited |
|
| 5 | October 24, 2007 | Order - to concerns of Legacy Footwear Limited | - |
| 6 | October 11, 2007 | Order - to concerns of Raspit Inc (BD) Ltd (SEC/Enforcement/593/2007/1130-1132) |
|
| 7 | October 11, 2007 | Order - to concerns of Raspit Data Management & Telecommunications Limited ((SEC/Enforcement/594/2007/1124-1126)) |
|
| 8 | October 09, 2007 | Order - to concerns of Bangladesh Chemical Industries Limited | - |
| 9 | October 08, 2007 | Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Al-Arafah Islami Bank Limited |
|
| 10 | October 08, 2007 | Non-compliance of securities laws in connection with retention of auditor for a consecutive period exceeding three years: Warning - to concerns of JMI Bangla Co Limited |
|
| 11 | October 08, 2007 | Payment of penalty through installments: In connection with SEC penal orders all dated July 16 2007 regarding submission of incomplete audio-visual recording of proceedings of AGM held on December 24 2006 - to concerns of Wonderland Toys Ltd |
|
| 12 | October 08, 2007 | Waiver of penalty imposed vide penal Orders No SEC/Enforcement/300/2005/424-426 Dated April 23 2007- to concerns of Quasem Silk Mills Limited |
|
| 13 | October 08, 2007 | Waiver of penalty imposed vide penal Orders No SEC/Enforcement/299/2005/418-420 Dated April 23 2007- to concerns of Quasem Textile Mills Limited |
|
| 14 | October 07, 2007 | Penalty Order: In connection with audited financial statements of Chittagong Vegetable Oil Industries Ltd for the years ended on June 30, 2003 and June 30 2004 - to concerns of Sarwar Salamat & Co CA |
|
| 15 | October 07, 2007 | Payment of penalty through installments: In connection with share trading of Therapeutics (Bangladesh) Limited - to concerns of Ibrahim Securities Ltd |
|
| 16 | October 04, 2007 | Waiver of penalty - to concerns of Bangladesh Dyeing & Finishing Industries Limited |
|
| 17 | October 04, 2007 | Waiver of penalty - to concerns of Bangladesh Zipper Industries Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 30, 2007 | Non-compliance with securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Pragati Life Insurance Co Limited |
|
| 2 | September 30, 2007 | Non-compliance with securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Ambee Pharmaceuticals Limited |
|
| 3 | September 30, 2007 | Non-compliance with securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Legacy Footwear Limited |
|
| 4 | September 30, 2007 | Non-compliance with securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Meghna Cement Mills Limited |
|
| 5 | September 18, 2007 | Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Export Import Bank of Bangladesh Limited |
|
| 6 | September 10, 2007 | Order - to concerns of Bangladesh Zipper Industries Limited |
|
| 7 | September 09, 2007 | Order - to concerns of Bangladesh Luggage Industries Limited |
|
| 8 | September 06, 2007 | Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Al-Arafah Islami Bank Limited |
|
| 9 | September 06, 2007 | Order - to concerns of Meghna PET Industries Limited |
|
| 10 | September 06, 2007 | Order - to concerns of Meghna Condensed Milk Industries Limited |
|
| 11 | September 06, 2007 | Order - to concerns of Gachihata Aqua Culture Farms Limited |
|
| 12 | September 06, 2007 | Waiver of imposed penalty: In connection with share trading of Therapeutics (Bangladesh) Ltd - to concerns of Ibrahim Securities Limited (DSE Member No 33) |
|
| 13 | September 05, 2007 | Non-compliance with securities related laws in connection with share trading of Zeal Bangla Sugar Mills Ltd: Warning - to concerns of National Credit and Commerce Bank Ltd (DSE Membership no 61) Stock-dealer |
|
| 14 | September 04, 2007 | Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: Warning - to concerns of Amam Sea Food Limited |
|
| 15 | September 04, 2007 | Show-cause cum hearing : In connection with the matter of non-payment of declared divodend to a shareholder within the stipulated time- Warning - to concerns of Quasem Drycells Limited |
|
| 16 | September 03, 2007 | Order - to concerns of Bangladesh Dyeing & Finishing Industries Limited |
|
| 17 | September 03, 2007 | Order - to concerns of Bangladesh Chemical Industries Limited |
|
| 18 | September 03, 2007 | Waiver of imposed penalty: In connection with the submission of incomplete audio-visual recording of proceedings of AGM held on December 24, 2006 - to concerns of Wondeland Toys Limited |
|
| 19 | September 03, 2007 | Waiver of imposed penalty: In connection with non-disseminating price sensitive information regarding sale of fixed assets- to concerns of Quasem Silk Mills Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 22, 2007 | Non-compliance with the securities related laws in connection with the audited financial statements for the year ended on December 31 2006: Directive - to concerns of National Credit & Commerce Bank Limited | - |
| 2 | August 16, 2007 | Alleged non-compliance with securities related laws in connection with the revised half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Amam Sea Food Industries Limited |
|
| 3 | August 15, 2007 | Order - to concerns of M/s Sarwar salamot & Co Chartered Accountants |
|
| 4 | August 13, 2007 | Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Mostapha Shah Ali Newaz Director Lexco Limited |
|
| 5 | August 13, 2007 | Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Hamiduddin Ahmed Director & Mr Mostapha Shah Ali Newaz Director Lexco Limited |
|
| 6 | August 13, 2007 | Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Al-Haj Abdul Mateen Director Lexco Limited |
|
| 7 | August 13, 2007 | Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Harun-or-Rashid Managing Director Lexco Limited |
|
| 8 | August 09, 2007 | Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Bangladesh Electricity Meter Company Limited |
|
| 9 | August 09, 2007 | Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Sonar Bangla Insurance Limited |
|
| 10 | August 09, 2007 | Waiver of imposed penalty: In connection with the insider trading of Jamuna Bank Limited's shares - to concern of Al-Haj Nur Mohammad |
|
| 11 | August 09, 2007 | Waiver of imposed penalty: In connection with statutory audit report for the year ended on June 30 2006 - to concerns of Niloy Cement Industries Limited |
|
| 12 | August 09, 2007 | Waiver of imposed penalty: In connection with statutory audit report of Rose Heaven Ball Pen Limited for the year ended on June 30 2004 - to concerns of M/s M N Islam & Company Chartered Accountants |
|
| 13 | August 08, 2007 | Waiver of imposed penalty: In connection with the half yearly financial statement for the half year ended on 31 December 2005 - to concerns of Bangladesh Luggage Industries Limited |
|
| 14 | August 05, 2007 | Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Prime Insurance Company Limited |
|
| 15 | August 05, 2007 | Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of CMC-Kamal Textile Mills Limited |
|
| 16 | August 05, 2007 | Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Bangladesh Hotels Ltd |
|
| 17 | August 05, 2007 | Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Petro Synthetic Products Limited |
|
| 18 | August 05, 2007 | Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Federal Insurance Co Limited |
|
| 19 | August 05, 2007 | Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Meghna Shrimp Culture Limited |
|
| 20 | August 04, 2007 | Non-compliance with the securities related laws in connection with non-payment of interest and principal against debenture: Warning - to concerns of Bangladesh Welding Electrodes Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 26, 2007 | Order - concerns of Ibrahim Securities Limited DSE M# 33 |
|
| 2 | July 26, 2007 | Order - concerns of Chittagong Vegetable Oil Limited |
|
| 3 | July 26, 2007 | Order - concerns of Raspit Inc (BD) Limited | - |
| 4 | July 26, 2007 | Order - concerns of Saleh Carpet Mills Limited |
|
| 5 | July 26, 2007 | Alleged non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31 2006: Warning - to concerns of Pubali Bank Limited Limited |
|
| 6 | July 26, 2007 | Alleged non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of Bengal Fine Ceramics Limited |
|
| 7 | July 26, 2007 | Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Mr Gazi Golam Ashria 4 Siddheswari Lane Dhaka-1000 |
|
| 8 | July 26, 2007 | Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Mrs Hasina Gazi 4 Siddheswari Lane Dhaka-1000 |
|
| 9 | July 18, 2007 | Non-compliance of securities laws in connection with the delayed furnishing of half yearly financial statements for the half year ended on December 31 2006: Warning - to concerns of Perfume Chemical Industries Limited (SEC/Enforcement/217/2004/886) | - |
| 10 | July 18, 2007 | Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the years ended on June 30 2005 and June 30 2006: Warning - to concerns of Perfume Chemical Industries Limited (SEC/Enforcement/217/2004/8 | - |
| 11 | July 16, 2007 | Order - to concerns of Wonderland Toys Limited |
|
| 12 | July 15, 2007 | Alleged non-compliance with securities related laws in connection with the revised half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Rangamati Food Products Limited |
|
| 13 | July 11, 2007 | Order - to concerns of Quashem Silk Mills Limited |
|
| 14 | July 11, 2007 | Order - to concerns of Chictex Limited |
|
| 15 | July 11, 2007 | Non-compliance of securities related laws in connection with the submission of the half yearly financial statements for the period ended on June 30 2006 : Warning - to concerns of Arbee Textiles Limited |
|
| 16 | July 10, 2007 | Order - to concerns of Rose Heaven Ball Pen Limited |
|
| 17 | July 09, 2007 | Non-compliance of securities related laws in connection with the submission of the half yearly financial statements for the period ended on December 31 2006 : Warning - to concerns of Sonali Ansh Limited |
|
| 18 | July 08, 2007 | Waiver of imposed penalty: In connection with statutory audit report for the year ended on June 30 2006 - to concerns of Sajib Knitwear and Garments Limited |
|
| 19 | July 05, 2007 | Alleged non-compliance of securities law in connection with the IPO: Warning - to concerns of Jamuna Bank Limited |
|
| 20 | July 05, 2007 | Alleged non-compliance of securities law in connection with the IPO of Jamuna Bank Ltd: Warning - to concerns of AAA Consultant & Financial Advisors Merchant Banker-Issue Manager |
|
| 21 | July 05, 2007 | Alleged non-compliance of securities law in connection with the IPO of Jamuna Bank Ltd: Warning - to concerns of ICB Capital Management Ltd |
|
| 22 | July 05, 2007 | Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Ms Tasnim Akter Chowdhury |
|
| 23 | July 05, 2007 | Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Alhajj Nur Mohammad |
|
| 24 | July 05, 2007 | Commission's Enquiry Order#SEC/SRMID/99-689/1052 dated 06 March 07 on the company for unusual trading of shares and request for a personal hearing of all the Directors of the company before awarding judgment : Time Prayer - to concern of Chairperson Bangl |
|
| 25 | July 02, 2007 | Directive - to oncerns of Sreepur Textile Mills Limited |
|
| 26 | July 01, 2007 | Non-compliance of securities law in connection with shares in clearing account on record date: Warning - to concerns of Chowdhury Securities & Services Limited |
|
| 27 | July 01, 2007 | Non-compliance of securities law in connection with shares in clearing account on record date: Warning - to concerns of Western Securities Investment Management Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 24, 2007 | Waiver of imposed penalty: In connection with statutory audit report for the year ended on December 31 2005 - to concerns of Lexco Ltd |
|
| 2 | June 24, 2007 | Order - to concerns of Amotex Limited |
|
| 3 | June 24, 2007 | Order - to concerns of Standard Stitches Limited |
|
| 4 | June 24, 2007 | Order - to concerns of Standard Group Limited |
|
| 5 | June 24, 2007 | Order - to concerns of Dhaka Insurance Limited |
|
| 6 | June 24, 2007 | Order - to concern of Alhajj Nur Mohammad |
|
| 7 | June 24, 2007 | Order - to concern of Ms Tasnim Akter Chowdhury |
|
| 8 | June 24, 2007 | Order - to concern of Ms Nasrin Akter Chowdhury |
|
| 9 | June 21, 2007 | Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Sreepur Textile Mills Limited |
|
| 10 | June 17, 2007 | Non-compliance of securities related laws in connection with the submission of the half yearly financial statements for the period ended on December 31 2006 : Warning - to concerns of Rahim Textile Mills Limited |
|
| 11 | June 17, 2007 | Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on December 31 2005 : Warning - to concerns of Legacy Footwear Limited |
|
| 12 | June 17, 2007 | Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on September 30 2006 : Warning - to concerns of Excelsior shoes Limited |
|
| 13 | June 11, 2007 | Non-compliance of securities law concerning payment of declared dividend : Warning - to concerns of Anlima Yarn Dyeing Limited |
|
| 14 | June 11, 2007 | Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30 2006 : Warning - to concerns of Bangla Process Industries Limited |
|
| 15 | June 11, 2007 | Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on December 31 2005 : Warning - to concerns of Bangladesh Electricity Meter Company Limited |
|
| 16 | June 03, 2007 | Non-compliance of securities laws: In connection with submission of audio-visual recording of proceedings of 33rd AGM held on December 19 2006 : Warning - to concerns of Bangladesh Services Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 28, 2007 | Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31 2006 within time: Warning - to concerns of Sonali Paper & Board Mills Limited |
|
| 2 | May 28, 2007 | Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31 2006 within time: Warning - to concerns of Bangladesh Luggage Industries Limited |
|
| 3 | May 28, 2007 | Order - to concern of Mr Iftekhar Mahmud Director Chictex Limited (SEC/Enforcement/37/2001/618) |
|
| 4 | May 28, 2007 | Order - to concern of Mr Md Masukur Rasul Director Chictex Limited (SEC/Enforcement/37/2001/617) |
|
| 5 | May 28, 2007 | Order - to concern of Mr Jamal Uddin Ahmed Chairman/Director Chictex Limited (SEC/Enforcement/37/2001/616) |
|
| 6 | May 28, 2007 | Order - to concern of Mr Aminur Rasul Managing Director/Director Chictex Limited (SEC/Enforcement/37/2001/615) |
|
| 7 | May 28, 2007 | Order - to concern of Mr Iftekhar Mahmud Director Chictex Limited (SEC/Enforcement/37/2001/610) |
|
| 8 | May 28, 2007 | Order - to concern of Mr Md Masukur Rasul Director Chictex Limited (SEC/Enforcement/37/2001/609) |
|
| 9 | May 28, 2007 | Order - to concern of Mr Jamal Uddin Ahmed Chairman/Director Chictex Limited (SEC/Enforcement/37/2001/608) |
|
| 10 | May 28, 2007 | Order - to concern of Mr Aminur Rasul Managing Director/Director Chictex Limited (SEC/Enforcement/37/2001/607) |
|
| 11 | May 28, 2007 | Order - to concern of Mr Iftekhar Mahmud Director Chictex Limited (SEC/Enforcement/37/2001/602) |
|
| 12 | May 28, 2007 | Order - to concern of Mr Md Masukur Rasul Director Chictex Limited (SEC/Enforcement/37/2001/601) |
|
| 13 | May 28, 2007 | Order - to concern of Mr Jamal Uddin Ahmed Chairman/Director Chictex Limited (SEC/Enforcement/37/2001/600) |
|
| 14 | May 28, 2007 | Order - to concern of Mr Aminur Rasul Managing Director/Director Chictex Limited (SEC/Enforcement/37/2001/599) |
|
| 15 | May 28, 2007 | Order - to concern of Mr Badrul Haque Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/594) |
|
| 16 | May 28, 2007 | Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/593) |
|
| 17 | May 28, 2007 | Order - to concern of Ms Shamim Ara Begum Managing Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/592) |
|
| 18 | May 28, 2007 | Order - to concern of Ms Dilara Begum Chairperson/Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/591) |
|
| 19 | May 27, 2007 | Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31 2006 within time: Warning - to concerns of Rose Heaven Ball Pen Limited |
|
| 20 | May 27, 2007 | Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on June 30 2006 within time: Warning - to concerns of Mona Food Industries Limited |
|
| 21 | May 24, 2007 | Order - to concern of Mr Ashok Kejriwal Director Bangladesh Luggage Industries Limited |
|
| 22 | May 24, 2007 | Order - to concern of Mr Uttom Kejriwal Director Bangladesh Luggage Industries Limited |
|
| 23 | May 24, 2007 | Order - to concern of Ms Vogoboti Kejriwal Director Bangladesh Luggage Industries Limited |
|
| 24 | May 24, 2007 | Order - to concern of Ms Kanchan Devi Kejriwal Director Bangladesh Luggage Industries Limited |
|
| 25 | May 24, 2007 | Order - to concern of Ms Kanchan Kejriwal Director Bangladesh Luggage Industries Limited |
|
| 26 | May 24, 2007 | Order - to concern of Mr Dewkinandan Kejriwal Managing Director Bangladesh Luggage Industries Limited |
|
| 27 | May 24, 2007 | Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2005 - to concerns of Sonali Paper & Board Mills Limited (SEC/Enforcement/145/2002/564) |
|
| 28 | May 24, 2007 | Waiver of imposed penalty: In connection with the non-submission of audited financial statements for the year ended on June 30 2005 - to concerns of Sonali Paper & Board Mills Limited (SEC/Enforcement/145/2002/563) |
|
| 29 | May 22, 2007 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of Bangladesh Monospool Paper Manufacturing Co Limited |
|
| 30 | May 22, 2007 | Waiver of imposed penalty: Non-compliance of securities law in connection with payment of audit fee to the SEC appointed auditors - to concerns of Bangladesh Chemical Industries Limited |
|
| 31 | May 22, 2007 | Order - to concern of Mr Badrul Haque Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/552) |
|
| 32 | May 22, 2007 | Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/553) |
|
| 33 | May 22, 2007 | Order - to concern of Ms Shamim Ara Begum Managing Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/554) |
|
| 34 | May 22, 2007 | Order - to concern of Ms Dilara Begum Chairperson/Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/555) |
|
| 35 | May 22, 2007 | Order - to concern of Mr Badrul Haque Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/544) |
|
| 36 | May 22, 2007 | Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/545) |
|
| 37 | May 22, 2007 | Order - to concern of Ms Shamim Ara Begum Managing Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/546) |
|
| 38 | May 22, 2007 | Order - to concern of Ms Dilara Begum Chairperson/Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/547) |
|
| 39 | May 22, 2007 | Order - to concern of Left. Colonel (Retd) Mr Sirajul Islam BP (Bar) Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/540) |
|
| 40 | May 22, 2007 | Order - to concern of Mr Md Ashraful Alom Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/539) |
|
| 41 | May 22, 2007 | Order - to concern of Mr Md Abdur Razzak Chairman/Managing Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/538) |
|
| 42 | May 22, 2007 | Order - to concern of Left. Colonel (Retd) Mr Sirajul Islam BP (Bar) Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/534) |
|
| 43 | May 22, 2007 | Order - to concern of Mr Md Ashraful Alom Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/533) |
|
| 44 | May 22, 2007 | Order - to concern of Mr Md Abdur Razzak Chairman/Managing Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/532) |
|
| 45 | May 21, 2007 | Order - to concern of Mr S A Quashem Director Niloy Cement Industries Limited |
|
| 46 | May 21, 2007 | Order - to concern of Mr Md Altaf Hossain Director Niloy Cement Industries Limited |
|
| 47 | May 21, 2007 | Order - to concern of Mr Md Anwar Hossain Director Niloy Cement Industries Limited | - |
| 48 | May 21, 2007 | Order - to concern of Mr Abdul Musabbir Ahmad Director Niloy Cement Industries Limited | - |
| 49 | May 21, 2007 | Order - to concern of Ms Selina Ahmah Director Niloy Cement Industries Limited | - |
| 50 | May 20, 2007 | Order - to concern of Mr Humayun Kabir Khondaker Director Niloy Cement Industries Limited |
|
| 51 | May 20, 2007 | Order - to concern of Mr Abdul Matlub Ahmad Managing Director Niloy Cement Industries Limited |
|
| 52 | May 20, 2007 | Order - to concern of Mr Md Shakhawat Hossain (Sajib) Director Sajib Knitwear & Garments Limited | - |
| 53 | May 20, 2007 | Order - to concern of Ms Shafia Khatun Director Sajib Knitwear & Garments Limited |
|
| 54 | May 20, 2007 | Order - to concern of Ms Selina Afroz Director Sajib Knitwear & Garments Limited |
|
| 55 | May 20, 2007 | Order - to concern of Mr Md Shahjahan Managing Director Sajib Knitwear & Garments Limited |
|
| 56 | May 20, 2007 | Order - to concern of Mr Fazlur Rahman Director Lexco Limited |
|
| 57 | May 20, 2007 | Order - to concern of Mr Udoy Kumar Bhakto Director Lexco Limited |
|
| 58 | May 20, 2007 | Order - to concern of Mr Mustafa Shah Ali Newaz Director Lexco Limited |
|
| 59 | May 20, 2007 | Order - to concern of Mr Hamiduddin Ahmed Director Lexco Limited |
|
| 60 | May 20, 2007 | Order - to concern of Mr Alhaj Abdul Motin Director Lexco Limited |
|
| 61 | May 20, 2007 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of? Anwar Galvanizing Limited |
|
| 62 | May 17, 2007 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of? Anwar Galvanizing Limited |
|
| 63 | May 17, 2007 | Order - to concern of Mr Minhaz Bin Kamal Director M Hossain Garments Washing & Dyeing Limited |
|
| 64 | May 17, 2007 | Order - to concern of Mrs Yasmin Kamal Director M Hossain Garments Washing & Dyeing Limited |
|
| 65 | May 17, 2007 | Order - to concern of Mr ABM Kamal Uddin Khan Chairman/Director M Hossain Garments Washing & Dyeing Limited |
|
| 66 | May 17, 2007 | Alleged non-compliance with the securities law in connection with IPO application: Letter of caution - to concerns of Export Import Bank of Bangladesh Limited |
|
| 67 | May 17, 2007 | Alleged non-compliance with securities law in connection with IPO application of Export Import Bank of Bangladesh Limited (Issuer): Letter of caution - to concerns of AAA Consultants & Financial Advisers |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 23, 2007 | Penalty Order to concerns of Dynamic Textile Industries Ltd(Issuer) |
|
| 2 | April 23, 2007 | Order - to concern of Mrs Selina Begum Director Quasem Silk Mills Limited | - |
| 3 | April 23, 2007 | Order - to concern of Mrs Khadiza Shamim Director Quasem Silk Mills Limited | - |
| 4 | April 23, 2007 | Order - to concern of Mr A K M Maidul Islam Chairman/Managing Director Quasem Silk Mills Limited | - |
| 5 | April 23, 2007 | Order - to concern of Mrs Selina Begum Director Quasem Textile Mills Limited | - |
| 6 | April 23, 2007 | Order - to concern of Mrs Khadiza Shamim Director Quasem Textile Mills Limited | - |
| 7 | April 23, 2007 | Order - to concern of Mr A K M Maidul Islam Chairman/Managing Director Quasem Textile Mills Limited | - |
| 8 | April 23, 2007 | Order - to concern of Mr C H Mahtab Uddin Director Sreepur Textile Mills Limited |
|
| 9 | April 23, 2007 | Order - to concern of Mr Shafiqur Rahman Director Sreepur Textile Mills Limited |
|
| 10 | April 23, 2007 | Order - to concern of Mr A R Malik Director Sreepur Textile Mills Limited | - |
| 11 | April 23, 2007 | Order - to concern of Mr Prof Dr Nurul Haque Director Sreepur Textile Mills Limited |
|
| 12 | April 23, 2007 | Order - to concern of Mr A Ahmed Yousuf Chairman & Managing Director Sreepur Textile Mills Limited | - |
| 13 | April 23, 2007 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006 : Warning - to concerns of Jute Spinners Limited |
|
| 14 | April 17, 2007 | Alleged non-compliance of securities laws in connection with delayed submission of audited financial statements for the year ended on June 30 2006: Disposal - to concerns of Sonali Ansh Industries Limited? |
|
| 15 | April 17, 2007 | Non-compliance of securities laws: In connection with upward revaluation of fixed assets creating reserve without clearance from the Commission in the audited financial statements for the year ended on December 31 2005: Caution - to concerns of Southeast |
|
| 16 | April 17, 2007 | Alleged non-compliance of securities laws in connection with delayed submission of half yearly financial statements for the year ended on December 31 2005: Disposal - to concerns of Bangladesh Shipping Corporation (SEC/Enforcement/148/2002/394) |
|
| 17 | April 17, 2007 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005 & June 30 2006: Warning - to concerns of Meghna Pet Industries Limited |
|
| 18 | April 17, 2007 | Non-compliance of securities law: In connection with delayed submission of audited financial statements for the year ended on June 30 2006: Caution - to concerns of Bangladesh Shipping Corporation (SEC/Enforcement/148/2002/395) |
|
| 19 | April 15, 2007 | Your petition for payment of remaining penalty through installments - to concern of Mrs Afia Banu Director Rupan Oil & Feeds Limited | - |
| 20 | April 15, 2007 | Waiver of penalty imposed upon the individual directors in connection with the non-submission of audited financial statements for the year ended on June 30 2006 against penal Orders No. SEC/Enforcement/86/2002/263-67 all dated March 01 2007: Warning - to |
|
| 21 | April 04, 2007 | Non-compliance of securities laws: In connection with audited financial statements for the years ended on June 30 2005 and June 30 2006: Warning - to concerns of Chittagong Oil Industries Limited |
|
| 22 | April 04, 2007 | Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Dyeing & Finishing Industries Limited (SEC/Enforcement/210/2004/351) |
|
| 23 | April 04, 2007 | Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Chemical Industries Limited (SEC/Enforcement/212/2004/350) |
|
| 24 | April 04, 2007 | Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Luggage Industries Limited (SEC/Enforcement/182/2003/349) |
|
| 25 | April 04, 2007 | Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Padma Oil Company Limited |
|
| 26 | April 04, 2007 | Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Eastern Lubricants Blenders Limited |
|
| 27 | April 04, 2007 | Non-compliance of securities laws: In connection with the audited financial statements for the year ended on December 31 2005 - Warning - to concerns of Central Insurance Company Limited |
|
| 28 | April 04, 2007 | Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Eastern Cables Limited |
|
| 29 | April 04, 2007 | Non-compliance of the SEC Notification: In connection with the audited financial statements for the year ended on June 30 2006 - Warning - to concerns of Hakkani Pulp & Paper Mills Limited |
|
| 30 | April 04, 2007 | Non-compliance of securities laws: In connection with disseminating AGM date time and venue in-spite of declared dividend in the board of directors meeting held on November 12 2006 - Warning - to concerns Pharma Aids Limited |
|
| 31 | April 04, 2007 | Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Zipper Industries Limited (SEC/Enforcement/209/2004/349) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 29, 2007 | Order - to concern of Mr Md Mushfiqur Rahman Chowdhury Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/330) | - |
| 2 | March 29, 2007 | Order - to concern of Mrs Shafina Rahman Rupa Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/329) | - |
| 3 | March 29, 2007 | Order - to concern of Mr Motiur Rahman Chowdhury Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/328) | - |
| 4 | March 29, 2007 | Order - to concern of Mrs Maksuda Khatun Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/327) | - |
| 5 | March 29, 2007 | Order - to concern of Mr Shafiqur Rahman Chowdhury Managing Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/325) | - |
| 6 | March 29, 2007 | Order - to concern of Mr Nazrul Islam FCA Partner M/s M N Islam & Company Chartered Accountants (SEC/Enforcement/333/2005/324) | - |
| 7 | March 29, 2007 | Order - to concern of Mrs Nasima Ahmed Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/326) |
|
| 8 | March 29, 2007 | Order - to concern of Mr Md Nurul Islam FCA Partner M/s M N Islam & Company Chartered Accountants (SEC/Enforcement/333/2005/323) |
|
| 9 | March 29, 2007 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005 and June 30 2006: Warning - to concerns of Anwar Galvanizing Limited |
|
| 10 | March 15, 2007 | Order - to concern of Mr Md Ashraful Alom Director Raspit Inc BD Limited |
|
| 11 | March 15, 2007 | Order - to concern of Mr Md Habibul Alom Managing Director Raspit Inc BD Limited |
|
| 12 | March 15, 2007 | Order - to concern of Mr Md Abdur Razzak Chairman/Director Raspit Inc BD Limited |
|
| 13 | March 05, 2007 | Order - to concern of Mr Alhajj Md Zaman Uddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/450) |
|
| 14 | March 05, 2007 | Order - to concern of Mr Md Mesbauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/449) |
|
| 15 | March 05, 2007 | Order - to concern of Mr Md Salauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/448) |
|
| 16 | March 05, 2007 | Order - to concern of Mr Alhajj Mainuddin Managing Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/447) |
|
| 17 | March 05, 2007 | Order - to concern of Mr Alhajj Md Zaman Uddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/442) |
|
| 18 | March 05, 2007 | Order - to concern of Mr Md Mesbauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/441) |
|
| 19 | March 05, 2007 | Order - to concern of Mr Md Salauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/440) |
|
| 20 | March 05, 2007 | Order - to concern of Mr Alhajj Mainuddin Managing Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/439) |
|
| 21 | March 05, 2007 | Order - to concern of Mr Ashok Kejriwal Director BD Dyeing & Finishing Industries Limited |
|
| 22 | March 05, 2007 | Order - to concern of Mr Uttom Kejriwal Director BD Dyeing & Finishing Industries Limited |
|
| 23 | March 05, 2007 | Order - to concern of Mrs Vogoboti Kejriwal Director BD Dyeing & Finishing Industries Limited |
|
| 24 | March 05, 2007 | Order - to concern of Mrs Kanchan Devi Kejriwal Director BD Dyeing & Finishing Industries Limited |
|
| 25 | March 05, 2007 | Order - to concern of Mrs Kanchan Kejriwal Director BD Dyeing & Finishing Industries Limited |
|
| 26 | March 05, 2007 | Order - to concern of Mr Dewkinandan Kejriwal Managing Director BD Dyeing & Finishing Industries Limited |
|
| 27 | March 01, 2007 | Order - to concern of Mr AKMA Basit Director Pharmaco International Limited | - |
| 28 | March 01, 2007 | Order - to concern of Mr AKMA Batin Director Pharmaco International Limited | - |
| 29 | March 01, 2007 | Order - to concern of Mr Zomiruddin Director Pharmaco International Limited | - |
| 30 | March 01, 2007 | Order - to concern of Mrs Rashida Motin Director Pharmaco International Limited | - |
| 31 | March 01, 2007 | Order - to concern of Mr AKMA Motin Managing Director Pharmaco International Limited |
|
| 32 | March 01, 2007 | Your appeal for waiver of imposed penalty: In connection with the non-payment dividend to a shareholder and non-submission of report on dividend - to concerns of Fine Foods Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 04, 2007 | Disposal of the alleged matter-In connection with non-submission of audio-visual recording of proceedings of AGM held on June 10 2006 - to concerns of Renata Limited |
|
| 2 | February 04, 2007 | Non-compliance of securities laws: In connection with the submission of revised half-yearly financial statements for the half-year ended on June 30 2006 - Warning - to concerns of Popular Life Insurance Co Limited |
|
| 3 | February 04, 2007 | Non-compliance of securities laws: In connection with disseminating the price sensitive information in the news papers - Warning - to concerns of Phoenix Leather Complex Limited |
|
| 4 | February 04, 2007 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 28 2006 - Warning - to concerns of Modern Cement Limited |
|
| 5 | February 04, 2007 | Non-compliance of securities laws in connection with the submission of revised half-yearly financial statements for the period ended on March 2006 : Warning - to concerns of Dynamic Textile Industries Limited |
|
| 6 | February 04, 2007 | Non-compliance of securities laws concerning Financial Statements for the half-year ended on June 30 2006 - Warning - to concerns of Nitol Insurance Company Limited |
|
| 7 | February 04, 2007 | Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Libra Infusions Limited |
|
| 8 | February 01, 2007 | Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/650 dated June 15 2006 - to concern of Md Shafiur Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd | - |
| 9 | February 01, 2007 | Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/652 dated June 15 2006 - to concern of Mrs Maksuda Khatun Director M/s Rose Heaven Ball Pen Industries Ltd | - |
| 10 | February 01, 2007 | Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/653 dated June 15 2006 - to concern of Md Matiar Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd | - |
| 11 | February 01, 2007 | Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/654 dated June 15 2006 - to concern of Mrs Safina Rahman Rupa Director M/s Rose Heaven Ball Pen Industries Ltd | - |
| 12 | February 01, 2007 | Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/655 dated June 15 2006 - to concern of Md Musfiqur Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd | - |
| 13 | February 01, 2007 | Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/651 dated June 15 2006 - to concern of Mrs Nasima Ahmed Director M/s Rose Heaven Ball Pen Industries Ltd |
|
| 14 | February 01, 2007 | Non-compliance of securities laws in connection with trading of Eagle Star Textile Mills Ltd Share: Warning - to concerns of South Asia Securities Limited (Stock Broker) CSE Member # 04 |
|
| 15 | February 01, 2007 | Non-compliance of securities law: In connection with statutory audit report of Himadri Limited for the year ended on December 31 2005: Warning - to concerns of Himadri Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 18, 2007 | Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of February 2006 within time: Warning - to concerns of Amam Sea Food Industries Limited |
|
| 2 | January 18, 2007 | Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of The Engineers Limited |
|
| 3 | January 18, 2007 | Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of February 2006 within time: Warning - to concerns of Sreepur Textile Mills Limited |
|
| 4 | January 18, 2007 | Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Rose Heaven Ball Pen Limited |
|
| 5 | January 18, 2007 | Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of October 2005 within time: Warning - to concerns of Popular Life Insurance Company Limited |
|
| 6 | January 18, 2007 | Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 to December 2005 within time: Warning - to concerns of Pharmaco International Limited |
|
| 7 | January 18, 2007 | Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 to December 2005 within time: Warning - to concerns of Mona Food Industry Limited |
|
| 8 | January 18, 2007 | Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Fine Foods Limited |
|
| 9 | January 18, 2007 | Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Eagle Star Textile Mills Limited |
|
| 10 | January 18, 2007 | Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Chic Tex Limited |
|
| 11 | January 18, 2007 | Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Daffodil Computers Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 19, 2006 | Order - to concern of Mr Ashok Kejriwal Director BD Zipper Industries Ltd |
|
| 2 | December 19, 2006 | Order - to concern of Mr Uttaom Kejriwal Director BD Zipper Industries Ltd |
|
| 3 | December 19, 2006 | Order - to concern of Mrs Vagoboti Kejriwal Director BD Zipper Industries Ltd |
|
| 4 | December 19, 2006 | Order - to concern of Mrs Kanchan Debi Kejriwal Director BD Zipper Industries Ltd |
|
| 5 | December 19, 2006 | Order - to concern of Mrs Kachan Kejriwal Director BD Zipper Industries Ltd |
|
| 6 | December 19, 2006 | Order - to concern of Mr Dewki Nandan Kejriwal MD BD Zipper Finishing Industries Ltd |
|
| 7 | December 19, 2006 | Order - to concern of Mr Ashok Kejriwal Director BD Dyeing & Industries Ltd |
|
| 8 | December 19, 2006 | Order - to concern of Mr Uttaom Kejriwal Director BD Dyeing & Industries Ltd |
|
| 9 | December 19, 2006 | Order - to concern of Mrs Vagoboti Kejriwal Director BD Dyeing & Industries Ltd |
|
| 10 | December 19, 2006 | Order - to concern of Mrs Kanchan Debi Kejriwal Director BD Dyeing & Industries Ltd |
|
| 11 | December 19, 2006 | Order - to concern of Mrs Kachan Kejriwal Director BD Dyeing & Industries Ltd |
|
| 12 | December 19, 2006 | Order - to concern of Mr Dewki Nandan Kejriwal MD BD Dyeing & Finishing Industries Ltd |
|
| 13 | December 19, 2006 | Order - to concern of Mr Ashok Kejriwal Director BD Chemical Industries Ltd |
|
| 14 | December 19, 2006 | Order - to concern of Mr Uttaom Kejriwal Director BD Chemical Industries Ltd |
|
| 15 | December 19, 2006 | Order - to concern of Mrs Vagoboti Kejriwal Director BD Chemical Industries Ltd |
|
| 16 | December 19, 2006 | Order - to concern of Mrs Kanchan Debi Kejriwal Director BD Chemical Industries Ltd |
|
| 17 | December 19, 2006 | Order - to concern of Mrs Kachan Kejriwal Director BD Chemical Industries Ltd |
|
| 18 | December 19, 2006 | Order - to concern of Mr Dewki Nandan Kejriwal MD BD Chemical Industries Ltd |
|
| 19 | December 06, 2006 | Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years: Caution - to concerns of Monno Jute Stafllers Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 30, 2006 | Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on March 31 2006: Warning - to concerns Dynamic Textile Industries Limited |
|
| 2 | November 29, 2006 | Waiver of penalty imposed vide penal Orders No-SEC/Enforcement/299/2005/579-581 dated 31 May 2006 and withdrawal of the certificate case - to concerns of Quasem Silk Mills Limited |
|
| 3 | November 29, 2006 | Waiver of penalty imposed vide penal Orders No-SEC/Enforcement/299/2005/575-577 dated 31 May 2006 and withdrawal of the certificate case - to concerns of Quasem Textile Mills Limited |
|
| 4 | November 28, 2006 | Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31 2005 within time: Warning - concerns of Bangladesh Hotels Ltd |
|
| 5 | November 28, 2006 | Non-compliance of securities laws: In connection with the payment of declared dividend to BSRS within the time - Warning - to concerns of Bengal Fine Ceramics Limited |
|
| 6 | November 02, 2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on September 6 2005 - Warning- to concerns of Maq Paper Industries Limited |
|
| 7 | November 02, 2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 22 2005 - Warning- to concerns of Fu-Wang Foods Limited |
|
| 8 | November 02, 2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 22 2005 - Warning- to concerns of Fu-Wang Ceramic Industries Limited |
|
| 9 | November 01, 2006 | Regarding application of penalty- to concern of Md Shahidullah (Shyamol) & Co (Stock Dealer) DSE M-03 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 31, 2006 | Non-compliance with securities laws in connection with raising of paid up capital: Warning - to Concerns Lotus-Kamal Spinning Mills Limited |
|
| 2 | October 19, 2006 | Non-compliance with securities related laws in respect of trading of share of Lafarge Surma Cement Limited:Warning - to concern of Managing Director Salta Capital Limited (DSE Member # 030) | - |
| 3 | October 19, 2006 | Non-compliance of securities law concerning payment of declared dividend: Warning - to Concerns Social Investment Bank Limited |
|
| 4 | October 19, 2006 | Non-compliance with securities related laws in respect of trading of share of Lafarge Surma Cement Limited: Warning - to concern of Managing Director Island Securities Limited (DSE Member # 005) |
|
| 5 | October 19, 2006 | Non-compliance with securities related laws in respect of trading of share of Lafarge Surma Cement Limited:Warning - to concern of Managing Director Salta Capital Limited (DSE Member # 030) |
|
| 6 | October 18, 2006 | In connection with audited financial statements for the year ended on December 31 2004: Disposal - to concerns of Aziz Pipes Limited |
|
| 7 | October 16, 2006 | Non-compliance with securities related laws in connection with unreliable half yearly financial statements for the period ended on December 31 2004: Warning - to concerns of Al-Amin Chemical Industries Limited |
|
| 8 | October 16, 2006 | Non-compliance with securities related laws: Warning - to concerns of Equity Resources Limited (DSE Membership No 030) Attention: Managing Director/Chief Executive Officer |
|
| 9 | October 16, 2006 | Directive - to concerns of Khaza Mosaic Tiles & Stone Industries Limited |
|
| 10 | October 15, 2006 | Non-compliance with securities related laws: In connection with the shares of IDLC at CSE: Warning - to concern of Capital Market Services Limited (Merchant Banker) | - |
| 11 | October 15, 2006 | Non-compliance with securities related laws: In connection with the shares of IDLC at CSE: Warning - to concern of CMSL Securities Limited (DSE & CSE Stock Dealer) |
|
| 12 | October 11, 2006 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Bengal Fine Ceramics Limited |
|
| 13 | October 11, 2006 | Waiver of penalty imposed upon the individual directors in connection with non-holding of AGM in the year 2003 against penal Order No SEC/Enforcement/142/2002/526 dated 22 September 2005 and withdraw the certificate case against the Commission's vide Orde |
|
| 14 | October 11, 2006 | Non-compliance of securities laws: Warning - to concerns of BLI Securities Ltd Stock Dealer (DSE Member No 175) |
|
| 15 | October 11, 2006 | Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Delta Life Insurance Co Limited |
|
| 16 | October 10, 2006 | Order - to concern of Mr Mainuddin Khan Badol Director Chittagong Vegetable Oil Industries Ltd |
|
| 17 | October 10, 2006 | Order - to concern of Mr Kaikobad Ahmed Director Chittagong Vegetable Oil Industries Ltd |
|
| 18 | October 10, 2006 | Order - to concern of Mr Md Mohsin Saki Director Chittagong Vegetable Oil Industries Ltd |
|
| 19 | October 10, 2006 | Order - to concern of Mr Md Imranul Haque Director Chittagong Vegetable Oil Industries Ltd |
|
| 20 | October 10, 2006 | Order - to concern of Mr Md Amin Director Chittagong Vegetable Oil Industries Ltd |
|
| 21 | October 10, 2006 | Order - to concern of Mr Md Nurul Alam Director Chittagong Vegetable Oil Industries Ltd |
|
| 22 | October 10, 2006 | Order - to concern of Mr AHM Habibullah Managing Director Chittagong Vegetable Oil Industries Ltd |
|
| 23 | October 10, 2006 | Order - to concern of Mr Shamsul Alam Shamim Chairman/Director Chittagong Vegetable Oil Industries Ltd |
|
| 24 | October 08, 2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on June 15 2005 : Warning - to concerns of Gachihata Aquaculture Farms Limited |
|
| 25 | October 08, 2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on July 28 2005 : Warning - to concerns of Padma Printers Limited |
|
| 26 | October 08, 2006 | Non-compliance of securities laws: In connection with the dissemenating price sensitive information regarding AGM held on December 26 2005 : Warning - to concerns of Mona Food Industries Limited |
|
| 27 | October 08, 2006 | Your appeal for waiver of imposed penalty: In connection with the non-submission of audited financial statements for the year ended on June 30 2005 - to concerns of Pharmaco International Limited |
|
| 28 | October 08, 2006 | Non-compliance with securities related laws: Warning - to concern of Mr Mujibur Rahman Sponsor/Director Midas Financing Limited |
|
| 29 | October 08, 2006 | Non-compliance with the provisions of securities related laws in connection with audited financial statements for the year ended on December 31 2005:Disposal - to concerns of Beach Hatchery Limited |
|
| 30 | October 08, 2006 | Non-compliance with the provisions of the Securities and Exchange Rules 1987 and the Securities and Exchange Ordinance 1969 concerning audited financial statements for the year ended on June 30 2000: Disposal of the alleged matters - to concern of Managin |
|
| 31 | October 08, 2006 | Payment of penalty by instalments - to concern of Giausuddin Ahmed & Co (DSE Membership # 186) |
|
| 32 | October 05, 2006 | Order - to concern of Mrs Nasima Akter Director (Rupali Bank Nominated) Paragon Leather & Footwear Industries Limited |
|
| 33 | October 05, 2006 | Order - to concern of Mrs Ummay Kulsum Director Paragon Leather & Footwear Industries Limited |
|
| 34 | October 05, 2006 | Order - to concern of Mrs Hamida Salam Director Paragon Leather & Footwear Industries Limited |
|
| 35 | October 05, 2006 | Order - to concern of Mrs Mariom Khatun Director Paragon Leather & Footwear Industries Limited |
|
| 36 | October 05, 2006 | Order - to concern of Mr Stephen Fanky Director Paragon Leather & Footwear Industries Limited |
|
| 37 | October 05, 2006 | Order - to concern of Mr A K Azad Director Paragon Leather & Footwear Industries Limited |
|
| 38 | October 05, 2006 | Order - to concern of Mr M A Salam Chairperson/Director Paragon Leather & Footwear Industries Limited |
|
| 39 | October 03, 2006 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Eagle Star Textiles Mills Limited |
|
| 40 | October 03, 2006 | Non-compliance with the provision of the Securities and Exchange Rules 1987 and the Securities and Exchange Ordinance 1969 concerning audited financial statements for the year ended on March 31 2000:Disposal of the alleged matters - to concerns of Olympic |
|
| 41 | October 03, 2006 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Mita Textiles Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 27, 2006 | Order - to concern of Mr Md Sabbir Zaman Director Gauchihata Aquaculture Farms Limited |
|
| 2 | September 27, 2006 | Order - to concern of Mr Md Shahriar Zaman Director Gauchihata Aquaculture Farms Limited |
|
| 3 | September 27, 2006 | Order - to concern of Mrs Salma Zaman Director Gauchihata Aquaculture Farms Limited |
|
| 4 | September 27, 2006 | Order - to concern of Major Mohammed Akhtaruzzaman (Retd) Managing Director Gauchihata Aquaculture Farms Limited |
|
| 5 | September 25, 2006 | Order - to concern of Mr A H M Habib Ullah Managing Director Chittagong Vegetable Oil Industries Limited | - |
| 6 | September 25, 2006 | Order - to concern of Mr Md Emranul Haq Director Chittagong Vegetable Oil Industries Limited | - |
| 7 | September 25, 2006 | Order - to concern of Mr Md Mohsin Saki Director Chittagong Vegetable Oil Industries Limited |
|
| 8 | September 25, 2006 | Order - to concern of Mr Md Amin Director Chittagong Vegetable Oil Industries Limited |
|
| 9 | September 25, 2006 | Order - to concern of Mr Md Nurul Alam Director Chittagong Vegetable Oil Industries Limited |
|
| 10 | September 25, 2006 | Order - to concern of Mr Shamsul Alam Shamim Director Chittagong Vegetable Oil Industries Limited |
|
| 11 | September 24, 2006 | Non-compliance of securities related laws in connection with raising of capital without prior consent of the Commission: Warning - to concerns of Popular Pharmaceuticals Limited |
|
| 12 | September 20, 2006 | Order - to concern of Mrs Hasna Amin Director Fine Foods Limited |
|
| 13 | September 20, 2006 | Order - to concern of Mr Md Iqbal Ahmed Director Fine Foods Limited |
|
| 14 | September 20, 2006 | Order - to concern of Mr Md Mosarrof Hossain Director Fine Foods Limited |
|
| 15 | September 20, 2006 | Order - to concern of Mr Md Hussain Babu Director Fine Foods Limited |
|
| 16 | September 20, 2006 | Order - to concern of Mr Md Humayun Kabir Director Fine Foods Limited |
|
| 17 | September 20, 2006 | Order - to concern of Mr Md Shaheen Quoreshi Managing Director Fine Foods Limited |
|
| 18 | September 20, 2006 | Order - to concern of Mr Md Iftekharuzzaman Chairman/Director Fine Foods Limited |
|
| 19 | September 19, 2006 | Order - to concern of Mr Badrul Haq Director Saleh Carpet Mills Limited |
|
| 20 | September 19, 2006 | Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited |
|
| 21 | September 19, 2006 | Order - to concern of Mrs Shamim Ara Begum Managing Director Saleh Carpet Mills Limited |
|
| 22 | September 19, 2006 | Order - to concern of Mrs Dilara Begum Chairperson/Director Saleh Carpet Mills Limited |
|
| 23 | September 18, 2006 | Order - to concern of Mr Minhaz Bin Kamal Khan Director M Hossain Garments Washing & Dyeing Limited |
|
| 24 | September 18, 2006 | Order - to concern of Mrs Yasmin Kamal Director M Hossain Garments Washing & Dyeing Limited |
|
| 25 | September 18, 2006 | Order - to concern of Mr ABM Kamal Uddin Khan Chairman/Director M Hossain Garments Washing & Dyeing Limited |
|
| 26 | September 17, 2006 | Order - to concern of Mr Azian Bin Hajj Ujir Former Director The Oriental Bank Limited | - |
| 27 | September 17, 2006 | Order - to concern of Mr B M M Mozharul Haque NDC Former Director The Oriental Bank Limited | - |
| 28 | September 17, 2006 | Order - to concern of Mr Mujibur Rahman Milon Former Director The Oriental Bank Limited | - |
| 29 | September 17, 2006 | Order - to concern of Mr Alamgir Kabir Samad Company Secretary The Oriental Bank Limited |
|
| 30 | September 17, 2006 | Order - to concern of Mr Peter U Chun Ku Former Director The Oriental Bank Limited |
|
| 31 | September 17, 2006 | Order - to concern of Mr Patinson Tempol Former Director The Oriental Bank Limited |
|
| 32 | September 17, 2006 | Order - to concern of Mr Niaz Ahmad Former Director The Oriental Bank Limited |
|
| 33 | September 17, 2006 | Order - to concern of Mr Shahedul Islam Former Director The Oriental Bank Limited |
|
| 34 | September 17, 2006 | Order - to concern of Mr Nesar uddin Mohammed Oliullah Former Director The Oriental Bank Limited |
|
| 35 | September 17, 2006 | Order - to concern of Brigadiar General Md Zakir Hossain PSC(Retd) Former Director The Oriental Bank Limited |
|
| 36 | September 17, 2006 | Order - to concern of Mr Mehedi Hasan Former Director The Oriental Bank Limited |
|
| 37 | September 17, 2006 | Order - to concern of Mr Salman Karim Former Director The Oriental Bank Limited |
|
| 38 | September 17, 2006 | Order - to concern of Mr C M Koyes Sami Former Managing Director The Oriental Bank Limited |
|
| 39 | September 17, 2006 | Order - to concern of Mr Rezaul Karim Former Vice Chairman/Director The Oriental Bank Limited |
|
| 40 | September 17, 2006 | Order - to concern of Mr Masum Ahmed Chowdhury Former Chairman/Director The Oriental Bank Limited |
|
| 41 | September 14, 2006 | Order - to concerns of Md Shahidullah (Shyamol) & Co (DSE Member # 3) |
|
| 42 | September 11, 2006 | Non-compliance of Securities laws in connection with raising of paid up capital: Warning - to concerns of Nor-Pearl Knitwear Ltd |
|
| 43 | September 11, 2006 | Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Warning - to concerns of Megna Pet Industries Limited |
|
| 44 | September 11, 2006 | Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Warning - to concerns of GMG Industrial Corporation Limited |
|
| 45 | September 11, 2006 | Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Post-facto approval with warning - to concerns of Ambee Pharmaceuticals Limited |
|
| 46 | September 11, 2006 | Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: warning - to concerns of Bangladeh Leaf Tobacco Co Limited |
|
| 47 | September 11, 2006 | Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Post-facto approval with warning - to concerns of Bangladeh Hotels Limited |
|
| 48 | September 07, 2006 | Order - to concerns of Equity Valuation Research and Distribution Ltd (Merchant Banker/Issue Manager) |
|
| 49 | September 07, 2006 | Order - to concerns of Latif Securities Ltd (Stock Dealer) DSE Member # 80 |
|
| 50 | September 07, 2006 | Non-compliance with securities laws in connection with the half yearly financial statements for the period ended on February 28, 2006: Warning - to concerns of The Engineers limited |
|
| 51 | September 06, 2006 | Revised Order - to concerns of PFI Securities Limited |
|
| 52 | September 06, 2006 | Revised Order - to concerns of Giasuddin Ahmed & Co |
|
| 53 | September 05, 2006 | Application for review of penalty imposed vide Commission's Order No SEC/Enforcement/440/2006/807-813 dated July 17 2006 - to concerns of Modern Cement Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 27, 2006 | Non-compliance with securities laws in connection with issue of bonus share: Warning - to concerns of GSP Financing Company Limited |
|
| 2 | August 27, 2006 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2004 and 2005: Warning - to concerns of Janata Insurance Co Limited |
|
| 3 | August 27, 2006 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2004: Disposal - to concerns of Legacy Footwear Limited |
|
| 4 | August 17, 2006 | Non-compliance with securities related laws in connection with the financial statements for the year ended on December 31, 2004: Warning with direction for rectification- to concerns of Rahman Chemicals Limited |
|
| 5 | August 15, 2006 | Non-compliance with securities related laws: In connection with purchase of Mercantile Bank Limited's shares for Mr. Jamsed Reza Khan: Warning - to concerns of Nouvelle Securities Limited (DSE stock-dealer) Attention: The Managing Director |
|
| 6 | August 15, 2006 | Non-compliance with securities related laws: In connection with declaration for purchase of Mercantile Bank Limited's shares: Warning - to concern of Mr. Jamsed Reza Khan, Director, Mercantile Bank Limited |
|
| 7 | August 15, 2006 | Non-compliance with securities related laws: In connection with purchase of Mercantile Bank Limited's shares for Mr. Amanullah: Warning - to concerns of ARC Securities Limited (DSE Member # 100) Attention: The Managing Director |
|
| 8 | August 15, 2006 | Non-compliance with securities related laws: In connection with purchase of Mercantile Bank Limited's shares for Mr. Amanullah: Disposal - to concerns of SCL Securities Limited (DSE Member # 121) Attention: The Managing Director |
|
| 9 | August 15, 2006 | Non-compliance with securities related laws: In connection with notification concerning adoption of audited financial statements for the year 2003: Disposal - to concerns of Mercantile Bank Limited |
|
| 10 | August 13, 2006 | Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within time: Warning - to concerns of Rose Heaven Ball Pen Limited |
|
| 11 | August 13, 2006 | Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 27, 2005 - Warning - to concerns of Anlima Yarn Dyeing Limited |
|
| 12 | August 10, 2006 | Order - to concerns of Pharmaco International Limited |
|
| 13 | August 08, 2006 | Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years-Post-facto approval with warning - to concerns of Miracle Industries Limited (SEC/Enforcement/458/2006/896) |
|
| 14 | August 06, 2006 | Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Meghna Life Insurance Co. Limited |
|
| 15 | August 03, 2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 28, 2005- Warning - to concerns of Amam Sea Food Limited (SEC/Enforcement/428/2006/889) |
|
| 16 | August 03, 2006 | Non-compliance of securities laws: In connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Amam Sea Food Limited (SEC/Enforcement/428/2006/888) |
|
| 17 | August 03, 2006 | Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Sreepur Textile Limited |
|
| 18 | August 03, 2006 | Non-compliance of securities laws: In connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Tamijuddin Textiles Mills Limited |
|
| 19 | August 03, 2006 | Non-compliance of securities laws: In connection with the submission of half yearly financial statements for the half year ended on March 31, 2006 within stipulated time - Warning - to concerns of Excelsior Shoes Limited |
|
| 20 | August 03, 2006 | Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Daffodil Computers Limited |
|
| 21 | August 03, 2006 | Non-compliance of securities law in connection with non-submission of half yearly financial statements for the half year ended on December 31, 2005 within time-Warning - to concerns of Pharmaco International Limited |
|
| 22 | August 01, 2006 | Payment of penalty by instalments -to concern of Md. Musfiqur Rahman Chowdhury, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/868) |
|
| 23 | August 01, 2006 | Payment of penalty by instalments -to concern of Mrs. Safina Rahman Rupa, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/867) |
|
| 24 | August 01, 2006 | Payment of penalty by instalments -to concern of Md. Matiur Rahman Chowdhury, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/866) |
|
| 25 | August 01, 2006 | Payment of penalty by instalments -to concern of Mrs. Maksuda Khatun, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/865) |
|
| 26 | August 01, 2006 | Payment of penalty by instalments -to concern of Mrs. Nasima Ahmed, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/864) |
|
| 27 | August 01, 2006 | Payment of penalty by instalments -to concern of Md. Shafiqur Rahman Chowdhury, Chairman & Managing Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/863) |
|
| 28 | August 01, 2006 | Application for waiver of penalty imposed vide Commission's Order No. SEC/Enforcement/163/2003/656, dated June 15, 2006- to concern of Md. Atiqur Rahman Chowdhury |
|
| 29 | August 01, 2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 14, 2005- Warning - to concerns of Miracle Industries Limited (SEC/Enforcement/471/2006/861) |
|
| 30 | August 01, 2006 | Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Miracle Industries Limited (SEC/Enforcement/471 |
|
| 31 | August 01, 2006 | Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Bd.Com Online Limited |
|
| 32 | August 01, 2006 | Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Niloy Cement Industries Limited |
|
| 33 | August 01, 2006 | Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on September 9, 2005- Warning to concerns of Maq Enterprises Limited |
|
| 34 | August 01, 2006 | Non-compliance with securities laws: In connection with the Furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Lexco Limited |
|
| 35 | August 01, 2006 | Non-compliance with securities laws: In connection with the Furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Arbee Textiles Limited |
|
| 36 | August 01, 2006 | Non-compliance of securities laws: In connection with the Furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of German Bangla J.V Food Limited |
|
| 37 | August 01, 2006 | Non-compliance of securities law in connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within time: Warning - to concerns of Imam Button Industries Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 18, 2006 | Order - to concerns of Giasuddin Ahmed & Co. |
|
| 2 | July 18, 2006 | Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Textile Mills Ltd : Caution -to concerns of Beximco Textile Mills Ltd & Investment Corporation of Bangladesh |
|
| 3 | July 18, 2006 | Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Denims Ltd : Caution -to concerns of Beximco Denims Ltd & Investment Corporation of Bangladesh |
|
| 4 | July 18, 2006 | Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Synthetics Ltd : Caution -to concerns of Beximco Synthetics Ltd & Investment Corporation of Bangladesh |
|
| 5 | July 17, 2006 | Order - to concerns of P.F.I Securities Ltd |
|
| 6 | July 17, 2006 | Order - to concerns of Modern Cement Ltd |
|
| 7 | July 16, 2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of 41st AGM held on December 15, 2005 - Warning- to concerns of Bangladesh Hotels Ltd |
|
| 8 | July 16, 2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 20, 2005 - Warning- to concerns of Bd.Com Online Ltd |
|
| 9 | July 16, 2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording 7th AGM held on December 14, 2005 - Warning- to concerns of Bangladesh Welding Electrodes Ltd |
|
| 10 | July 13, 2006 | Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on September 30, 2005 within time : Warning - to concerns of Dynamic Textile Industries Ltd ((SEC/Enforcement/413/2006/803)) |
|
| 11 | July 13, 2006 | Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time : Warning - to concerns of Meghna Shrimp Culture Ltd |
|
| 12 | July 13, 2006 | Non-compliance of securities law in connection with the submission of half yearly financial statements for the year ended on December 31, 2005 within time - Warning - to concerns of Mona Food Industry Ltd |
|
| 13 | July 13, 2006 | Non-compliance of securities law in connection with submission of half yearly financial statements for the half year ended on March 31, 2006 within time : Warning - to concerns of Dynamic Textile Industries Ltd (SEC/Enforcement/413/2006/799) |
|
| 14 | July 09, 2006 | Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years - Warning - to concerns of Eastern Housing Ltd |
|
| 15 | July 09, 2006 | Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years - Warning - to concerns of Bengal Fine Ceramic Ltd |
|
| 16 | July 09, 2006 | Non-compliance of securities laws concerning keeping shares in clearing account on record date - Warning to concern of Proprietor, Mirza Aboo Mohsin & Co. (DP No.138) |
|
| 17 | July 04, 2006 | Application for review of Commission's Order No. SEC/Enforcement/392/2005/53 & SEC/Enforcement/392/2005/54 both dated January 16, 2006 to concerns of M. Abdul Rashid & Co. (DSE Member No. 35) |
|
| 18 | July 04, 2006 | Non-compliance with securities laws concerning declaring transfer of holdings- Warning - to concerns of Sonali Paper & Board Mills Ltd (SEC/Enforcement/435/2006/749) |
|
| 19 | July 04, 2006 | Non-compliance with securities laws concerning effecting transfer of shares outside stock exchange without prior permission : Warning - to concerns of Sonali Paper & Board Mills Ltd (SEC/Enforcement/435/2006/748) |
|
| 20 | July 04, 2006 | Non-compliance of securities laws concerning price sensitive information - Warning - to concerns of Bengal Fine Ceramics Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 29, 2006 | Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Bangladesh Leaf Tobacco Co Ltd |
|
| 2 | June 28, 2006 | Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Razzak Securities Ltd (DP No 31) |
|
| 3 | June 28, 2006 | Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Brotherhood Securities Ltd (DP No 183) |
|
| 4 | June 28, 2006 | Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Shamsul Huda & Co (DP No 115) |
|
| 5 | June 28, 2006 | Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Equity Resources Ltd (DP No 40) |
|
| 6 | June 28, 2006 | Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Md Fakrul Islam & Co (DP No 158) |
|
| 7 | June 28, 2006 | Non-compliance of securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Amin Securities & Consultants Ltd (DP No 118) |
|
| 8 | June 22, 2006 | Non-compliance of securities laws- In connection with furnishing of the audited financial statements for the year ended on September 30, 2005 within time - Warning to concerns of Excelsior Shoes Ltd |
|
| 9 | June 22, 2006 | Non-compliance of securities laws- In connection with the submission of audio/visual recording of AGM held on December 12, 2005 - Warning - to concerns of Azadi Printers Ltd |
|
| 10 | June 22, 2006 | Non-compliance of securities laws- In connection with the payment of declared dividend in 2002 of a shareholder Mr. Abdur Razzak -Warning - to concerns of Meghna Shrimp Culture Ltd |
|
| 11 | June 22, 2006 | Non-compliance of securities laws- In connection with the submission of audio/visual recording of AGM held on December 28, 2005 - Warning - to concerns of Alhaj Textile Mills Ltd |
|
| 12 | June 21, 2006 | Non-compliance of securities laws regarding execution of sale order of shares - Warning - to concerns of Engr. M.A. Rashid, Director, Peoples Insurance Co Ltd | - |
| 13 | June 21, 2006 | Non-compliance of securities laws- In connection with the disseminating price sensitive information regarding AGM held on December 26, 2005 - Warning - to concerns of Fine Foods Ltd |
|
| 14 | June 20, 2006 | Non-compliance of securities laws in connection with the holding of AGM in the year 2005-Warning - to concerns of Ashraf Textile Mills Ltd |
|
| 15 | June 20, 2006 | Non-compliance of securities laws: In connection with the Furnishing of the audited financial statements for the year ended on June 30, 2005 within time: Warning - to concerns of Mona Food Industry Ltd |
|
| 16 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Standard Ceramic Industries Ltd | - |
| 17 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Tamizjuddin Textile Mills Ltd | - |
| 18 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Amam Sea Food Ltd |
|
| 19 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Azadi Printers Ltd |
|
| 20 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Confidence Cement Ltd |
|
| 21 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Dynamic Textile Industries Ltd |
|
| 22 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of German Bangla J.V. Food Ltd |
|
| 23 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Metalex Corporation Ltd |
|
| 24 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Sonali Ansh Industries Ltd |
|
| 25 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Sonali Paper and Board Mills Ltd |
|
| 26 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Stylecraft Ltd |
|
| 27 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Wata Chemicals Ltd |
|
| 28 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Aftab Automobiles Ltd |
|
| 29 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Dulamia Cotton Mills Ltd |
|
| 30 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Northern Jute Mfg Co Ltd |
|
| 31 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Padma Printers & Colour Ltd |
|
| 32 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Therapeutics Bangladesh Ltd |
|
| 33 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to March 2005 & July to August 2005 within time: Warning- to concerns of Chic Tex Ltd |
|
| 34 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to March 2005 & July 2005 within time: Warning- to concerns of Jago Corporation Ltd |
|
| 35 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Atlas Bangladesh Ltd |
|
| 36 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Eagle Star Textile Mills Ltd |
|
| 37 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of National Tea Company Ltd |
|
| 38 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Pioneer Insurance Company Ltd |
|
| 39 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Prime Insurance Co Ltd |
|
| 40 | June 14, 2006 | Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Purabi General Insurance Co Ltd |
|
| 41 | June 13, 2006 | Non-compliance with securities laws: Warning- to Managing Director of Mercantile Securities Ltd |
|
| 42 | June 07, 2006 | Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 20, 2005 - Warning - to concerns of Rangamati Food Products Ltd |
|
| 43 | June 07, 2006 | Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 27, 2005 - Warning - to concerns of Bangas Ltd |
|
| 44 | June 07, 2006 | Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 29, 2005 - Warning - to concerns of Gulf Foods Ltd |
|
| 45 | June 06, 2006 | Non-compliance of securities laws: In connection with non-furnishing of the audited financial statements for the year ended on June 30, 2005 within time: Warning - to concerns of Rose Heaven Ball Pen Ltd |
|
| 46 | June 06, 2006 | Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 11, 2005 - Warning - to concerns of Gemini Sea Food Ltd |
|
| 47 | June 06, 2006 | Non-compliance with securities related laws: Warning to concerns of Rangpur Foundry Ltd |
|
| 48 | June 05, 2006 | Order - to concerns of Saleh Carpet Mills Ltd |
|
| 49 | June 05, 2006 | Non-compliance of securuties laws - Warning - to concerns of Modern Cement Ltd |
|
| 50 | June 05, 2006 | Non-compliance of securuties laws - Warning - to concerns of J.K. Fabrics Ltd |
|
| 51 | June 05, 2006 | Non-compliance of securuties laws - Warning - to concerns of Stylecraft Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 30, 2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Mithun Knitting & Dyeing Ltd. |
|
| 2 | May 30, 2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Al-Amin Chemical Industries Ltd. |
|
| 3 | May 30, 2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 22, 2005- Warning to concerns of Sajib Knitwear and Garments Industries Ltd. |
|
| 4 | May 30, 2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 26, 2005- Warning to concerns of Yusuf Flour Mills Ltd. |
|
| 5 | May 30, 2006 | Response to appeal for waiver of imposed penalty to concerns of Bangladesh Zipper Industries Ltd. |
|
| 6 | May 30, 2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 31, 2005-Warning to concerns of Bangladesh Electricity Meter Company Ltd. |
|
| 7 | May 29, 2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Tallu Spinning Mills Ltd. |
|
| 8 | May 29, 2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 29, 2005- Warning to concerns of Delta Spinners Ltd |
|
| 9 | May 29, 2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 8, 2005- Warning to concerns of Apex Weaving and Finishing Mills Ltd. |
|
| 10 | May 29, 2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGMs held on Dec 26, 2005- Warning to concerns of Sonali Aansh Industries Ltd. |
|
| 11 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of Eagle Star Textile Mills Ltd |
|
| 12 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of South Asia Securities Ltd. DP-106 |
|
| 13 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of Premium Securities Ltd. DP-175 |
|
| 14 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of Gateway Equity Resources Ltd. DP-104 |
|
| 15 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of SNM Securities Ltd, DP-68 |
|
| 16 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of Imtiaz Hossain & Co. DP-03 |
|
| 17 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of Moshihor Rahman, DP-32 |
|
| 18 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of Brotherhood Securities Ltd, DP-183 |
|
| 19 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of ICB Securitie Trading Co. Ltd, DP-15(SEc/Enforcement/383/2005/553) |
|
| 20 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of ICB Securitie Trading Co. Ltd, DP-15(SEc/Enforcement/383/2005/549) |
|
| 21 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of ZATL Securities Ltd, CSE Member-45 |
|
| 22 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of Sylnet Securities Ltd, CSE Member-33 |
|
| 23 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of CMSL Securities Ltd, DP-35 |
|
| 24 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of Joytun Securities International, DP-145 |
|
| 25 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of ALOCO, DP-133 |
|
| 26 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of Md. Shahidullah & Co., DP-142 |
|
| 27 | May 28, 2006 | Non-compliance of securities laws- Warning to concerns of Syed Mahbub Murshed & Co., DP-75 |
|
| 28 | May 25, 2006 | Order to concerns of Saleh Carpet Mills Ltd |
|
| 29 | May 23, 2006 | Waiver of penalty- MD and Company Secretary, Meghna Shrimp Culture Ltd. |
|
| 30 | May 23, 2006 | About waiver of penalty- concerns of Meghna Condensed Milk Industries Ltd. |
|
| 31 | May 23, 2006 | Waiver of penalty- Mr. Md. Nazmul Salehin, Director, Meghna Condensed Milk Industries Ltd. |
|
| 32 | May 23, 2006 | Waiver of penalty- Mr. Khurshed Hossain, Director, Meghna Condensed Milk Industries Ltd. |
|
| 33 | May 22, 2006 | Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2003- to concerns of Eagle Box & Cartoon Mfg. Co. Ltd. |
|
| 34 | May 22, 2006 | Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2005- to concerns of Sonali Paper and Board Mills Ltd |
|
| 35 | May 22, 2006 | Response to appeal for waiver of imposed penalty due to non-submission of audited financial statements for the year ended on June 30, 2005- to concerns of Sonali Paper and Board Mills Ltd |
|
| 36 | May 22, 2006 | Response to appeal for waiver of imposed penalty due to non-submission of half yearly financial statements for the year ended on December 31, 2005- to concerns of Sonali Paper and Board Mills Ltd |
|
| 37 | May 15, 2006 | Non-compliance with securities related laws: Warning- attention to MD/CEO , D.N. Securities Ltd, CSE Membership-89. |
|
| 38 | May 15, 2006 | Non-compliance with securities related laws: Warning- attention to MD, Kabir Ahmed & Co, DSE Membership-68. |
|
| 39 | May 15, 2006 | Non-compliance with securities related laws: Warning- attention to MD/CEO, National Securities and Consultants Ltd, CSE Membership-57. |
|
| 40 | May 15, 2006 | Non-compliance with securities related laws: Warning -attention to MD/CEO , JIC Securities Ltd, CSE Membership-30 |
|
| 41 | May 10, 2006 | Non-compliance with securities related laws: Warning- attention to MD ,ARC Securities Ltd, DSE Membership-100. |
|
| 42 | May 09, 2006 | Non-compliance with securities related laws: Warning to Md. Rafiuddin Khandkar, Authorized Representative, Hazi Mohammad Ali & Co, DSE Membership-30 |
|
| 43 | May 09, 2006 | Non-compliance with securities related laws: Warning to Kazi Mohidur Rab, Authorized Representative, Hazi Mohammad Ali & Co, DSE Membership-30 |
|
| 44 | May 07, 2006 | Non-compliance with securities related laws: Warning to concerns of Tripti Industries Ltd |
|
| 45 | May 07, 2006 | Non-compliance with securities related laws: Warning to S.N.M. Securities Ltd(DSE Membership No-07) |
|
| 46 | May 07, 2006 | Non-cooperation with the enquiry committee of Securities and Exchange Commission: Disposal of the matter with emprimand- attention to Mr. A.K Poddar, Director, Prime Finance and Investment Ltd & PFI Securities Ltd |
|
| 47 | May 03, 2006 | Response to appeal for waiver of imposed penalty due to non-submission of audited financial statements for the year ended on June 30, 2005- to concerns of Chicktex Ltd |
|
| 48 | May 03, 2006 | Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2005- to concerns of Chicktex Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 26, 2006 | Non-compliance of securities laws in connection with non-submission of half yearly financial statements for the year ended December 31, 2005 within time: Warning to concerns of Bangla Process Industries Ltd |
|
| 2 | April 26, 2006 | Non-compliance of securities laws-warning to concerns of Mercantile Bank Ltd |
|
| 3 | April 12, 2006 | Order to concerns of Sonali Paper and Board Mills Ltd |
|
| 4 | April 12, 2006 | Order to concerns of Meghna Condensed Milk Industries Ltd |
|
| 5 | April 10, 2006 | Non-compliance of securities laws: Warning to concerns of concern of L.R.K. Securities Ltd(Stock Dealer) |
|
| 6 | April 10, 2006 | Waiver from alleged charge to concern of Raspit Securities and Management Ltd(Merchant Banker) |
|
| 7 | April 09, 2006 | Letter to concerns of M. Hossain Garments Washing and Dyeing Ltd about appel for waiver of imposed penalty | - |
| 8 | April 09, 2006 | Response to Appeal for revision of directive sent by Mr. Amanullah, Director, Mercantile Bank Ltd |
|
| 9 | April 09, 2006 | Non-compliance of securities laws-Warning to MD, Tamijuddin Textile Mills Ltd(Issuer) |
|
| 10 | April 09, 2006 | Non-compliance with the provisions of Securities and Exchange Rules 1987 and the Securities and Exchange ordinance, 1969: Warning to concerns of Sreepur Textile Mills Ltd(Issuer) |
|
| 11 | April 09, 2006 | Non-compliance of securities laws-In connection with non-holding of AGM in the year 2003 within time-disposal of alleged matter- to concerns of Sreepur Textile Mills Ltd |
|
| 12 | April 03, 2006 | Non-compliance of securities laws- Warning to concerns of Lanka Bangla Securities Ltd(Stock Dealer) | - |
| 13 | April 03, 2006 | Non-compliance of securities laws- Warning to concerns of Eastern Housing Ltd(Issuer) |
|
| 14 | April 02, 2006 | Non-compliance of securities laws in connection with non-submission of audio/visual recording of AGMs in the years 2001,2002,2003 and 2004- Warning to concerns of Eagle Star Textiles Mills Ltd |
|
| 15 | April 02, 2006 | Non-compliance of securities laws in connection with non-submission of half yearly financial statements for the year ended June 30, 2005 within time: Warning to concerns of Bangladesh Thai Aluminum Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 30, 2006 | Non-compliance of securities laws-warning to Premium Securities Ltd(DSE Member No. 181) | - |
| 2 | March 30, 2006 | Non-compliance of securities laws-warning to Arc Securities Ltd (DSE Member No. 100) | - |
| 3 | March 30, 2006 | Non-compliance of securities laws-warning to concerns of Himadri Ltd (Issuer) |
|
| 4 | March 30, 2006 | Non-compliance of securities laws-warning to MD of Beach Hatchery Ltd (Issuer) |
|
| 5 | March 30, 2006 | Non-compliance of securities laws-warning to MD of Al-Amin Chemical Industries Ltd(Issuer) |
|
| 6 | March 30, 2006 | Non-compliance of securities laws-warning to Salam & Company Ltd (DSE Member No. 190) |
|
| 7 | March 29, 2006 | Non-compliance of securities laws-warning to concerns of Chittagong Vegetable Oil Industries Ltd(Issuer) | - |
| 8 | March 29, 2006 | Non-compliance of securities laws-warning to Excelsior Shoes Ltd(Issuer) | - |
| 9 | March 29, 2006 | Non-compliance of securities laws-warning to concerns of Karnaphuli Insurance Company Ltd |
|
| 10 | March 29, 2006 | Non-compliance of securities laws-warning to concerns of Bangladesh Autocars Ltd |
|
| 11 | March 29, 2006 | Non-compliance of securities laws-warning to concerns of Bangladesh General Insurance Company Ltd |
|
| 12 | March 29, 2006 | Non-compliance of securities laws-warning to M/s Md. Shadullah & Co. DP Participant No. 142, DSE Member No. 91 |
|
| 13 | March 29, 2006 | Non-compliance of securities laws-In connection with non-holding of AGM in the years 2002 and 2003: Warning to concerns of Tulip Dairy & Food Products Ltd |
|
| 14 | March 29, 2006 | Non-compliance of securities laws-In connection with non-furnishing of the audited financial statements for the year ended on June 30, 2005 within time: Warning to concerns of Eastern Lubricants Blenders Ltd |
|
| 15 | March 29, 2006 | Non-compliance of securities laws in connection with non-submission of audited financial statements for the year ended June 30, 2005 within time: Warning to concerns of Meghna PET Industries Ltd |
|
| 16 | March 29, 2006 | Non-compliance of securities laws in connection with non-submission of audited financial statements for the year ended June 30, 2005 within time: Warning to concerns of Meghna Condensed Milk Industries Ltd |
|
| 17 | March 14, 2006 | Letter of exemption of penalty and warning to Managing Director, Directors and Company Secretary of Social Investment Bank Ltd |
|
| 18 | March 14, 2006 | Order to concerns of Salam and Company Ltd (DSE Member No. 190) and DSE |
|
| 19 | March 14, 2006 | Order to concerns of Country Stock(Bangladesh) Ltd(DSE Member No. 099) and DSE |
|
| 20 | March 09, 2006 | Directive to concerns of Mercantile Bank Limited and CDBL |
|
| 21 | March 08, 2006 | Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/229) |
|
| 22 | March 08, 2006 | Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/228) |
|
| 23 | March 08, 2006 | Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/227) |
|
| 24 | March 08, 2006 | Non-compliance with the provisions of securities laws- Caution to concerns of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/226) |
|
| 25 | March 08, 2006 | Directive to concerns of Wonderland Toys Limited |
|
| 26 | March 08, 2006 | Directive to concerns of One Bank Limited and CDBL |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 28, 2006 | Order to all directors including managing director (except selected BSRS director) of Saleh Carpet Mills Ltd. Ref. No. SEC/Enforcement/39/2001/205 |
|
| 2 | February 28, 2006 | Order to all directors including managing director (except selected BSRS director) of Saleh Carpet Mills Ltd. Ref. No. SEC/Enforcement/39/2001/202 |
|
| 3 | February 28, 2006 | Order to all directors including managing director of Chictex Ltd. Ref. No. SEC/Enforcement/37/2001/215 |
|
| 4 | February 28, 2006 | Order to all directors including managing director of Chictex Ltd. Ref. No. SEC/Enforcement/37/2001/210 |
|
| 5 | February 23, 2006 | Order to concerns of Meghna Shrimp Culture Ltd. |
|
| 6 | February 22, 2006 | Order to concerns of Dynamic Textile Industries Ltd. |
|
| 7 | February 20, 2006 | Order to Square Securities and Management Ltd. |
|
| 8 | February 19, 2006 | Order to M. Shamsur Rahman & Co., DP Participant. |
|
| 9 | February 19, 2006 | Order to Managing Director, all Directors and Company Secretary of M. Hossain Garments Washing and Dyeing Ltd. |
|
| 10 | February 14, 2006 | Non-compliance of securities law in connection with non-submission of half yearly financial statements for the half year ended on December 31, 2004 within time: Warning to Concerns of Pharmaco International Ltd. |
|
| 11 | February 09, 2006 | Order to concerns of Bangladesh Zipper Industries Ltd. |
|
| 12 | February 02, 2006 | Order to Managing Director, all Directors and Company Secretary of Social Investment Bank Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 23, 2006 | Letter to Registrar of Joint Stock Companies and Farms about dismissal of companies for violating company law 1994 |
|
| 2 | January 16, 2006 | Order to M/s M. Abdul Rashid & Co. (DSE Member No. 35) Ref: No SEC/Enforcement/392/2005/54 |
|
| 3 | January 16, 2006 | Order to M/s M. Abdul Rashid & Co. (DSE Member No. 35) Ref: No SEC/Enforcement/392/2005/53 |
|
| 4 | January 05, 2006 | Order to Meghna Shrimp Culture Ltd Ref: No SEC/Enforcement/114/2002/16 |
|
| 5 | January 03, 2006 | Directive to Eagle Box & Carton Manufacturing Ltd Ref: No SEC/Enforcement/215/2004/111 |
|
| 6 | January 03, 2006 | Directive to Eagle Box & Carton Manufacturing Ltd Ref: No SEC/Enforcement/215/2004/10 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 29, 2005 | Directive to concern of United Commercial Bank Ltd (Ref SEC/Enforcement/108/2002/706) |
|
| 2 | December 29, 2005 | Directive to concern of United Commercial Bank Ltd(Ref SEC/Enforcement/108/2002/705) |
|
| 3 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of Chittagong Ltd., Depository Participant(DP) |
|
| 4 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of Hedayetullah securities Ltd., Depository Participant(DP), DSE Member No-140 |
|
| 5 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of Kazi Feroz Rashid & Co.., Depository Participant(DP), DSE Member No-29 |
|
| 6 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of SNM Securities Ltd., Depository Participant(DP), DSE Member No-07 |
|
| 7 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of Western Securities Investment Management Ltd., Depository Participant(DP), CSE Member No-120 |
|
| 8 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of Shamsul Huda & Co.., Depository Participant(DP), DSE Member No-117 |
|
| 9 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of Arafat Securities., Depository Participant(DP), DSE Member No-94 |
|
| 10 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of N R Islam & Co., Depository Participant(DP), DSE Member No-128 |
|
| 11 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of Jamal Ahmed & Co., Depository Participant(DP), DSE Member No-97 |
|
| 12 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of Jobair & Co.., Depository Participant(DP), DSE Member No-93 |
|
| 13 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of AB & CO., Depository Participant(DP), DSE Member No-43 |
|
| 14 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of LRK Securities Ltd, Depository Participant(DP), DSE Member No-26 |
|
| 15 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of Saad Securities Ltd., Depository Participant(DP), DSE Member No-118 |
|
| 16 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of PFI Securities Ltd., Depository Participant(DP), DSE Member No-79 & CSE Member No-95 |
|
| 17 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of Kazi Feroz Rashid & Co., Depository Participant(DP), DSE Member No-29 |
|
| 18 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of Dynamic Securities Consultants Ltd., Depository Participant(DP), DSE Member No-126 |
|
| 19 | December 19, 2005 | Non-compliance of securities laws- warning to concerns of Giasuddinn Ahmed & Co., Depository Participant(DP), DSE Member No-186 |
|
| 20 | December 18, 2005 | Order to concerns of J.H. Chemicals Ltd |
|
| 21 | December 15, 2005 | Non-compliance of securities laws in connection with non-furnishing of audited financial statements for the year ended on December 31, 2004 within time: - Warning to concerns of Bangladesh Thai Aluminium Ltd |
|
| 22 | December 14, 2005 | Non-compliance of securities laws- warning to Mr. Asaduzzaman, Director, Uttara Bank Ltd |
|
| 23 | December 14, 2005 | Non-compliance of securities laws- warning to M/s Haji Mohammad Ali & Co, DSE Membership No-30 |
|
| 24 | December 12, 2005 | Non-compliance of securities laws- warning to concerns of Meghna Shrimp Culture Ltd |
|
| 25 | December 12, 2005 | Non-compliance of securities laws- warning to concerns of Pharmaco International Ltd |
|
| 26 | December 07, 2005 | Non-compliance of securities laws in connection with non-submission of half yearly statements for the half year ended on June 30, 2005 within time: - Warning to concerns of Bangladesh Hotels Ltd |
|
| 27 | December 07, 2005 | Non-compliance of securities laws- warning to concerns of Eagle Star Textile Mills Ltd |
|
| 28 | December 07, 2005 | Non-compliance of securities laws- warning to concerns of Modern Industries Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 28, 2005 | Your request letter dated 26/9/2005 for waiver of penalty imposed upon the individual directors in connection with non-submission of audited financial statement for the year ended on 30/6/2004 against Commission’s penal Order No.SEC/Enforcement/169/2003/4 |
|
| 2 | November 28, 2005 | Waiver of penalty imposed upon the individual directors in connection with the non-holding of AGM in the years 2001, 2002 and 2003 against penal order No. SEC/Enforcement/191/2003/246 dated 23/25 May 2005-Warning of Dhaka Vegetable Oil Industries Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 24, 2005 | Non-compliance of securities related laws in connection with holding of AGMs in the year 2003 - Warning to Maq Enterprises Ltd | - |
| 2 | October 24, 2005 | Order to concerns of M. Securities Ltd |
|
| 3 | October 24, 2005 | Non-compliance of securities related laws - Warning to A. B. Ispahani & Co (DSE Membership No. 001). |
|
| 4 | October 23, 2005 | Order to concerns of Md. Ali Hossen and Co. |
|
| 5 | October 20, 2005 | Order to concerns of Capital Market Services Ltd (Merchant Bank) |
|
| 6 | October 20, 2005 | Directive to concerns of Farhad Securities Ltd |
|
| 7 | October 18, 2005 | Non-compliance of securities related laws in connection with holding of AGMs in the year 2003 and 2004 - Warning to Eagle Star Textile Mills Ltd | - |
| 8 | October 12, 2005 | Order to concerns of Karim Pipe Mills Ltd (Ref: sec/Enforcement/141/2002/563) | - |
| 9 | October 12, 2005 | Order to concerns of Dynamic Textile Industries Ltd |
|
| 10 | October 12, 2005 | Order to concerns of Karim Pipe Mills Ltd (Ref: sec/Enforcement/141/2002/561) |
|
| 11 | October 09, 2005 | Directive to concerns of Metalex Corporation Ltd |
|
| 12 | October 06, 2005 | Non-compliance of securities related laws in connection with furnishing of the audited financial statements for year ended on June 30, 2001, 2002, 2003 and 2004- warning to concerns of Tulip Dairy and Food products Ltd | - |
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 28, 2005 | Non-compliance of securities laws in connection with holding of AGM in the year 2003- Warning to the concerns of Meghna Shrimp Culture Ltd (SEC/Enforcement/196/2003/549) | - |
| 2 | September 22, 2005 | Order to concerns of AB Biscuit Company Ltd |
|
| 3 | September 15, 2005 | Non-compliance of securities laws in connection with furnishing of half yearly financial statements for half years ended December 31, 2004 - Warning to the concerns of M. Hossain Garments Washing & Dyeing Ltd (SEC/Enforcement/223/2004/498) |
|
| 4 | September 11, 2005 | Order to concerns of J.H. Chemical Industries Ltd |
|
| 5 | September 11, 2005 | Order to concerns of Khaza Mosaic Tiles and Stone Industries Ltd |
|
| 6 | September 04, 2005 | Directive to concerns of M/s Raspit Inc.(Bangladesh) Ltd |
|
| 7 | September 04, 2005 | Directive to concerns of M/s AB Biscuit Co. Ltd |
|
| 8 | September 04, 2005 | Directive to concerns of M/s Rupan Oil & Feeds Ltd |
|
| 9 | September 04, 2005 | Directive to concerns of M/s Saleh Carpet Mills Ltd |
|
| 10 | September 04, 2005 | Directive to concerns of M/s J.H. Chemical Industries Ltd |
|
| 11 | September 04, 2005 | Directive to concerns of M/s United Commercial Bank Ltd |
|
| 12 | September 04, 2005 | Directive to concerns of M/s GEM Knitwear and Fabrics Ltd |
|
| 13 | September 04, 2005 | Directive to concerns of M/s Meghna Vegetable Oil Industries Ltd |
|
| 14 | September 04, 2005 | Directive to concerns of M/s Khaza Mosaic Tiles & Stone Industries Ltd |
|
| 15 | September 03, 2005 | Non-compliance of securities Laws: Warning to Md. Shohrawardi, Sponsor/Director of Alhaj Taxtile Mills Ltd, 19 Dilkusha C/A, Dhaka-1000 | - |
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 31, 2005 | Non-compliance of securities laws in connection with furnishing of audited financial statements for year ended June 30, 2004- Warning to concerns of Bangladesh Chemical Industries Ltd (SEC/Enforcement/212/2004/450) |
|
| 2 | August 31, 2005 | Non-compliance of securities laws in connection with furnishing of half yearly financial statements for half years ended December 31, 2003 and 2004- Warning to concerns of Bangladesh Chemical Industries Ltd (SEC/Enforcement/212/2004/449) |
|
| 3 | August 31, 2005 | Retension of statutory auditor for the year 2004: Warning to concerns of Peoples Insurance company Ltd (SEC/Enforcement/331/2005/447) |
|
| 4 | August 31, 2005 | Non-compliance of securities law in connection with holding of AGM in the year 2003-Warning to concerns of Bangladesh Chemical Industries Ltd (SEC/Enforcement/212/2004/451) |
|
| 5 | August 29, 2005 | Delayed payment of dividend: Warning to concerns of Rose Heaven Ball Pen Ltd (SEC/Enforcement/232/2004/442 |
|
| 6 | August 28, 2005 | Non-compliance of securities Laws in connection with holding of AGM in the year 2003-Warning to concerns of Pharmaco International Ltd (SEC/Enforcement/86/2002/438) |
|
| 7 | August 23, 2005 | Order to concerns of Rupan Oil and Feeds Ltd (SEC/Enforcement/71/2001/430) |
|
| 8 | August 23, 2005 | Order to concerns of Rupan Oil and Feeds Ltd (SEC/Enforcement/71/2001/428) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 30, 2005 | Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Excelsior Skoes Ltd |
|
| 2 | July 30, 2005 | Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Gachihata Aquaculture Farms Ltd |
|
| 3 | July 30, 2005 | Non-compliance of securities laws in connection with submission of audited FS for the year ended June 30, 2004 -WARNING to Sonali Paper & Board Mills Ltd |
|
| 4 | July 30, 2005 | Non-compliance of securities laws in connection with submission of audited FS for the year ended Dec 31, 2004 -WARNING to Federal Insurance Co. Ltd |
|
| 5 | July 30, 2005 | Non-compliance of securities laws in connection with submission of audited FS for the year ended June 30, 2004 -WARNING to Fine Foods Ltd |
|
| 6 | July 27, 2005 | Order to Karim Pipe Mills Ltd |
|
| 7 | July 23, 2005 | Non-compliance of securities laws in connection with submission of FS for the year ended Dec 31, 2003 -WARNING to Meghna Condensed Milk Industries Ltd |
|
| 8 | July 23, 2005 | Non-compliance of securities laws in connection with holding of AGM in the years 2001- 2003 -WARNING to Meghna Condensed Milk Industries Ltd |
|
| 9 | July 17, 2005 | Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Perfume Chemicals Industries Ltd |
|
| 10 | July 17, 2005 | Non-compliance of securities laws in connection with submission of FS for the year ended June 30, 2003 -WARNING to Perfume Chemical Industries Ltd |
|
| 11 | July 17, 2005 | Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Bangladesh Electricity Meter Company Ltd |
|
| 12 | July 17, 2005 | Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Chic Tex Ltd |
|
| 13 | July 17, 2005 | Non-compliance of securities laws in connection with holding of AGM in the years 2001- 2003 -WARNING to Meghna Pet Industries Ltd |
|
| 14 | July 17, 2005 | Non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on Dec 31, 2003-Warning to Meghna Pet Industries Ltd |
|
| 15 | July 13, 2005 | Non-compliance of securities laws-Warning to Jahangir Kabir Chowdhury & Co.( Stock Dealer), DSE | - |
| 16 | July 13, 2005 | Order to Saleh Carpet Mills Ltd |
|
| 17 | July 11, 2005 | Non-compliance of securities laws-Warning to Country Stock (Bangladesh) Ltd | - |
| 18 | July 11, 2005 | Non-compliance of securities laws in connection with holding of AGM in the years 2004 -WARNING to Quasem Silk Mills Ltd |
|
| 19 | July 10, 2005 | Order to EXIM Bank of Bangladesh Ltd, Syed Mohammad Anowar Hossain and Syed Md Anowar Hossen of “Bastobaion” Green Taj Centre, 3 rd floor, , H-81, R-8/A, Dhanmondi, Dhaka |
|
| 20 | July 05, 2005 | Non-compliance of securities laws in connection with holding of AGM in the years 2004 -WARNING to Quasem Textile Mills Ltd |
|
| 21 | July 05, 2005 | Non-compliance of securities laws in connection with holding of AGM in the years 2000, 2001,2002, and 2003-WARNING to Bangladesh Shipping Corporation |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 30, 2005 | Exemption from penalty imposed upon the BSRS nominee director Saleh Carpet Mills Ltd for non-submission of FS for the year ended Dec 31, 2003 | - |
| 2 | June 30, 2005 | Exemption from penalty imposed upon the BSRS nominee director Saleh Carpet Mills Ltd for non-holding of AGM in the year 2003 | - |
| 3 | June 30, 2005 | Non-compliance of Securities Laws- WARNING to Mona Food Industries Ltd (Non-holding of AGM for 2004) |
|
| 4 | June 30, 2005 | Non-compliance of Securities Laws- WARNING to Bangladesh Dyeing and Finishing Industries Ltd for non-submission of FS for the year ended Dec 31, 2003) |
|
| 5 | June 30, 2005 | Non-compliance of Securities Laws- WARNING to Bangladesh Dyeing and Finishing Industries Ltd (Non-holding of AGM for 2003) |
|
| 6 | June 30, 2005 | Non-compliance of Securities Laws- WARNING to Chittagong Vegetable Oil Industries (Non-submission of FS for year ended June 30, 2004) |
|
| 7 | June 26, 2005 | Contravention of Commission’s Order No. এসইসি/এসআরএমআইডি/২০০০-৯৮৫/২২৪৮/প্র-০২/১ তারিখঃ ১৯ ডিসেম্বর, ২০০০ ইং, gazetted on 25.02.2001- WARNING to Karnafuli Insurance Ltd |
|
| 8 | June 25, 2005 | Order to Dhaka Bank Ltd (DSC & CSE Stock Dealer) |
|
| 9 | June 01, 2005 | Non-compliance of Securities Laws- WARNING to Bangladesh Luggage Industries Ltd (Non-holding of AGM for 2003) |
|
| 10 | June 01, 2005 | Non-compliance of Securities Laws- WARNING to Bangladesh Luggage Industries Ltd (Non-submission of FS for year ended Dec 31, 2003 |
|
| 11 | June 01, 2005 | Non-compliance of Securities Laws- WARNING to Bangladesh Luggage Industries Ltd (Non-submission of FS for year ended June 30, 2003) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 28, 2005 | Order to Eagle Box Carton and Manufacturing Ltd |
|
| 2 | May 26, 2005 | Order to Saleh Carpet Mills Ltd. |
|
| 3 | May 23, 2005 | Order to Dhaka Vegetable Oil Industries Ltd |
|
| 4 | May 23, 2005 | Non-compliance of Securities Laws- WARNING ZEM Knitwear Fabrics Co. Ltd |
|
| 5 | May 15, 2005 | Order to Eagle Box Carton and Manufacturing Ltd |
|
| 6 | May 15, 2005 | Order to Mona Food Industries Ltd |
|
| 7 | May 04, 2005 | Order to Ashraf Textile Mills Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 26, 2005 | Order to Saleh Carpet Mills Ltd. |
|
| 2 | April 12, 2005 | Order to Mr. S.M. Nurul Islam, Bangladesh Welding Electrodes Ltd |
|
| 3 | April 12, 2005 | Order to Mrs. Hosneara Khan, Bangladesh Welding Electrodes Ltd |
|
| 4 | April 12, 2005 | Order to Mr. Aminur Reza Khan, Bangladesh Welding Electrodes Ltd |
|
| 5 | April 12, 2005 | Order to Mr. A.R. Khan, Bangladesh Welding Electrodes Ltd |
|
| 6 | April 10, 2005 | Show Cause to Meghna Shrimp Culture Ltd relating to penalty |
|
| 7 | April 05, 2005 | Order to Saleh Carpet Mills Ltd. |
|
| 8 | April 05, 2005 | Non-compliance of Securities Laws-WARNING to Excelsior Shoes Ltd |
|
| 9 | April 05, 2005 | Non-compliance of Securities Laws-WARNING to Texpic Industries Ltd |
|
| 10 | April 05, 2005 | Non-compliance of Securities Laws-WARNING to Prime Insurance Company Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 31, 2005 | Order to J.H. Chemical Industries Ltd |
|
| 2 | March 31, 2005 | Order to BD Dyeing and Finishing Industries Ltd related to FS |
|
| 3 | March 31, 2005 | Order to BD Dyeing and Finishing Industries Ltd related to AGM |
|
| 4 | March 31, 2005 | Order to Pharmaco International Ltd |
|
| 5 | March 31, 2005 | Order to Raspit Inc(BD) Ltd related to half yearly FS |
|
| 6 | March 31, 2005 | Order to Raspit Inc(BD) Ltd related to AGM |
|
| 7 | March 28, 2005 | Order to Md. Shahidullah & Co(DSE member-3) |
|
| 8 | March 21, 2005 | Non-compliance with the Depositories Act, 1999, and the Central Depository Bangladesh Ltd By Law 9.1.6- WARNING to Quasem Drycells |
|
| 9 | March 21, 2005 | Non-compliance of Securities Laws- -(cancellation of irrevocable declaration for sel of shares) -WARNING to Mr. Md. Shah Alam, Director, Prime Insurance Company Ltd. |
|
| 10 | March 20, 2005 | Commission’s Directive to Rose Heaven Ball Pen Ltd for non-holding of AGM in 2004 |
|
| 11 | March 19, 2005 | Non-compliance of Securities Laws-(cancellation of irrevocable buy orders)- WARNING to Mr. Md. Shahedul Alam, Sponsor of Standard Bank Ltd |
|
| 12 | March 19, 2005 | Non-compliance of Securities Laws-(cancellation of irrevocable declaration for buy of shares)- WARNING to Mr. Jhahedul Alam, Sponsor of Standard Bank Ltd |
|
| 13 | March 16, 2005 | SHOW CAUSE to Mita Textiles Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004) |
|
| 14 | March 16, 2005 | SHOW CAUSE to Mona Food Industries Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004) |
|
| 15 | March 16, 2005 | SHOW CAUSE to Quasem Silk Mills Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004) |
|
| 16 | March 16, 2005 | SHOW CAUSE to Quasem Textile Mills Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004) |
|
| 17 | March 16, 2005 | SHOW CAUSE to Wata Chemicals Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 26, 2005 | Non-compliance of securities laws (Price sensitive information and change of record date)- WARNING to Green Delta Insurance Company Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 16, 2005 | Contravention/violation of provision of the Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25 th March 2001, Gazetted on 16 th April, 2001-Warning |
|
| 2 | January 03, 2005 | Non-compliance of securities laws (change of book closure date)- WARNING to MIDAS Financing Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 10, 2004 | Order to Meghna Pet Industries Ltd |
|
| 2 | November 10, 2004 | Order to Meghna Condensed Milk Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 22, 2004 | Order to L.R.K Securities Ltd |
|
| 2 | September 19, 2004 | SHOW CAUSE in connection with the matter of non-compliance of the Commission’s Directive No.SEC/Enforcement/248/2004/311 (submission of the audited financial statements for the year(s) 2002 and 2003) to Sonali Paper and board Mills Ltd |
|
| 3 | September 19, 2004 | SHOW CAUSE in connection with the matter of non-compliance of the Commission’s Directive No.SEC/Enforcement/248/2004/305 (submission of the audited financial statements for the year(s) 2002 and 2003) to Orion Infusion Ltd |
|
| 4 | September 19, 2004 | SHOW CAUSE in connection with the matter of non-compliance of the Commission’s Directive No.SEC/Enforcement/248/2004/309 (submission of the audited financial statements for the year(s) 1999 and 2000) to Dhaka Vegitable Industries Ltd |
|
| 5 | September 09, 2004 | SHOW CAUSE in connection with the matter of non-compliance of the Commission’s Directive No. SEC/Enforcement/248/2004/311 (submission of the audited financial statements for the year(s) 1999 and 2000) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 25, 2004 | Directive to Dynamic Textile Industries Limited in order to take necessary measures for rectification in annual report and in financial statements |
|
| 2 | August 22, 2004 | Directive to Meghna Vegetable Oil Industries Ltd. for furnishing of audited financial statements of 2000-01, 2001-02 and 2002-03 to the Stock Exchanges |
|
| 3 | August 22, 2004 | Directive to Texpick Industries Ltd. for furnishing of audited financial statements of 2000-2003 to the Stock Exchanges |
|
| 4 | August 22, 2004 | Directive to Eagle Box & Carton Mfg. Co. Ltd. for furnishing of audited financial statements of 2002-2003 to the Stock Exchanges |
|
| 5 | August 22, 2004 | Directive to Sreepur Textile Mills Limited. for furnishing of audited financial statements of 2002-2003 to the Stock Exchanges |
|
| 6 | August 22, 2004 | Directive to Bangladesh Electricity Meter Company Limited for furnishing of audited financial statements of 2002-2003 to the Stock Exchanges |
|
| 7 | August 22, 2004 | Directive to Pubali Bank Limited. for furnishing of audited financial statements of 2002-2003 to the Stock Exchanges |
|
| 8 | August 22, 2004 | Directive to Sonali Paper & Board Mills Ltd. for furnishing of audited financial statements of 1999-2000 to the Stock Exchanges |
|
| 9 | August 22, 2004 | Directive to Dhaka Vegetable Oil Industries Ltd. for furnishing of audited financial statements of 1999-2000 to the Stock Exchanges |
|
| 10 | August 22, 2004 | Directive to Bangladesh Services Ltd. for furnishing of audited financial statements of 2000-2002 to the Stock Exchanges |
|
| 11 | August 22, 2004 | Directive to Orion Infusion Limited. for furnishing of audited financial statements of 2002 to the Stock Exchanges |
|
| 12 | August 22, 2004 | Directive to Saleh Carpet Mills Ltd. for furnishing of audited financial statements of 2002 to the Stock Exchanges |
|
| 13 | August 22, 2004 | Directive to United Commercial Bank Limited for furnishing of audited financial statements of 1997-2003 to the Stock Exchanges |
|
| 14 | August 22, 2004 | Directive to The City Bank Limited for furnishing of audited financial statements of 2002-2003 to Stock Exchanges |
|
| 15 | August 03, 2004 | Directive for Submission of audited financial statements for the years ended December 31, 2001 and 2002 to Maq Paper Industries Limited |
|
| 16 | August 03, 2004 | Directive for Non-compliance of securities laws - WARNING to Mr. Perwaizuddin Director , Mr. Mahtabuddin, Director Perfume Chemical Industries Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 14, 2004 | Failure to pay off the dividend declared by Mithun Knitting & Dyeing (CEPZ) Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15 th December 1991, being the order made under section 2G of the Secu |
|
| 2 | July 14, 2004 | Failure to pay off the dividend declared by Tallu Spinning Mills Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15 th December 1991, being the order made under section 2G of the Securities and |
|
| 3 | July 14, 2004 | Failure to pay off the dividend declared by Bangas Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15 th December 1991, being the order made under section 2G of the Securities and Exchange Ordin |
|
| 4 | July 14, 2004 | Failure to pay off the dividend declared by Anlima Yarn Dyeing Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15 th December 1991, being the order made under section 2G of the Securities and Ex |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 26, 2004 | Non payment of client’s money and non delivery of share by Dhaka Stock Exchange dealer Syed Tawfiq Hossain Ali and Company (DSE Member No. 49) |
|
| 2 | June 17, 2004 | Failure to pay off the dividend declared by Central Insurance Company Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15 th December 1991, being the order made under section 2G of the Securities |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 29, 2004 | Non holding of annual general meeting by A. B. Biscuit Company Limited. |
|
| 2 | May 24, 2004 | Alleged trading of Uttara Bank shares by one of the directors of the bank through M/s. Haji Mohammad Ali & Co., DSE membership No. 165 without depositing money etc. |
|
| 3 | May 23, 2004 | Appeal against Commission’s order dated 22/03/2004 imposing panalty of Taka 1.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after the date of the order) on Mr. Khan Mohammad Iqbal, Chairman & Managing Director of Sonali |
|
| 4 | May 02, 2004 | Non holding of annual general meeting by Karim Pipe Mills Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 23, 2004 | Violation of rule 4 and 8 of the Securities and Exchange Rules, 1987 (submitting sell offers of ten clients using same client code) by Dhaka Stock Exchange dealer Globe Securities Ltd. (DSE Member No. 189). Letter issued with warning to comply with all se | - |
| 2 | April 13, 2004 | Monthly Report of April 2004 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 22, 2004 | Non holding of annual general meeting by Sonali Paper & Board Mills Ltd. |
|
| 2 | March 22, 2004 | Non holding of annual general meeting by Paragon Leather & Footwear Industries Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 18, 2004 | Alleged contravention of the provisions of regulation 13 of the Settlement of Stock Exchange Transactions Regulations, 1998 of Dhaka Stock Exchange Limited, rule 4 and rule 8 of the Securities and Exchange Rules, 1987, rule 3 (2) of the Margin Rules, 1999 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 22, 2004 | Violation of rule 12, Sub-rule (3A), rule 13 of the Securities and Exchange Rules, 1987 (not submitting financial statement for 2000-2001 and half-yearly financial statements for the half-year ended 31 December 2001) by Mona Food Industries Ltd. |
|
| 2 | January 01, 2004 | Non holding of annual general meeting by Rupan Oil & Feeds Ltd. |
|
| 3 | January 01, 2004 | Review petition against Commission’s order No. SEC/Enforcement/187/2003-233 dated 20 November 2003 canceling registration certificate of Merchant Bank Prime Securities and Financial Services Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 20, 2003 | Non-payment of yearly fee by Merchant Bank Prime Securities and Financial Services Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 28, 2003 | Alleged contravention of the condition (a) of the Commission’s Notification No. SEC/SRMI/2000-953/1950 dated 24 th October 2000, gazette on 7 th November 2000. |
|
| 2 | October 28, 2003 | It appears from the Commission’s appointed auditor’s [auditor appointed by the Commission under rule 12, sub-rule 3, as amended, of the Securities and Exchange Rules, 1987, to re-audit the financial statements of Bangladesh Zipper Industries Ltd. for the |
|
| 3 | October 28, 2003 | It appears from the Commission’s appointed auditor’s [auditor appointed by the Commission under rule 12, sub-rule 3, as amended, of the Securities and Exchange Rules, 1987, to re-audit the financial statements of Bangladesh Dyeing & Finishing Industries L |
|
| 4 | October 26, 2003 | Contravention of the provisions of rule 4, sub-rule 1; rule 8, sub-rules, clause (cc) and (CCC) of Securities and Exchange Rules, 1987 and regulation 13 of Settlement of Stock Exchange Transactions Regulation, 1998 by stock dealer Surma Securities Holding |
|
| 5 | October 26, 2003 | Contravention of the provision of wewa 10 (1) and (2) and wewa 33(1) (O) of the বিধি ৩৩(১) (ঙ) ড় of the সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (মার্চেন্ট ব্যাংকার ও পোর্টফোলিও ম্যানেজমেন্ট) বিধিমালা, ১৯৯৬ [failure to deposit annual fees in due time] as well as fail |
|
| 6 | October 26, 2003 | Failure to comply with the condition of the prospectus regarding payment of 15% dividend to the preference shareholders as well as the provision of securities laws regarding payment of dividend by Beach Hatchery Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 17, 2003 | Violation of Commission’s Notification No. SEC/SRMID/ 2000-953/313/Admin-06 dated 25 March 2001 and gazetted on 16 April 2001 (non-submission of written report of buy/sell of share) by Director/Sponsor Mr. M. R. Raskin of Usmania Glass sheet Factory Ltd. |
|
| 2 | September 17, 2003 | Violation of Commission’s Notification No. SEC/SRMID/ 2000-953/313/Admin-06 dated 25 March 2001 and gazetted on 16 April 2001 (non-submission of written report of buy/sell of share) by Director/Sponsor Mr. Mohammad Sadek of Usmania Glass sheet Factory Ltd |
|
| 3 | September 17, 2003 | Violation of Commission’s Notification No. SEC/SRMID/ 2000-953/313/Admin-06 dated 25 March 2001 and gazetted on 16 April 2001 (non-submission of written report of buy/sell of share) by Director/Sponsor Mr. Siraj Uddin Haider of Usmania Glass sheet Factory |
|
| 4 | September 17, 2003 | Violation of wewa 13 (4) of the সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিতি প্রতিনিধি) বিধিমালা, 2000 & condition 10 of the Stock Dealer Registration Certificate (non submission of financial statement) and Section 6(3) of the Securi |
|
| 5 | September 17, 2003 | Violation of Commission’s order No. SEC/Sec-7/99-140 dated 28 April 1999 (non-transfer of lodged share within stipulated time) by United Commercial Bank Ltd. |
|
| 6 | September 01, 2003 | Non-rectification of books of accounts of 1998-99 in line with audit report submitted by SEC appointed auditor by M. Hossain Garments Washing and Dying Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25 th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Al-Haj Mohd. Salah Uddin Ahmed, Sponsor of A |
|
| 2 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Sabrina Akhter, Sponsor of Ashraf Textile Mil |
|
| 3 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Hamida Begum, Sponsor of Ashraf Textile Mills |
|
| 4 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by theSponsor/Director without prior notification) by Mr. Shafiul Alam, Sponsor of Ashraf Textile Mills |
|
| 5 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Umme Homaira, Sponsor of Ashraf Textile Mills |
|
| 6 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Rabeya Akhter, Sponsor of Ashraf Textile Mill |
|
| 7 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Ferdousi Begum, Sponsor of Ashraf Textile Mil | - |
| 8 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Asgar Ali Mirdha, Sponsor of Ashraf Textile M |
|
| 9 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Asgar Ali Mirdha, Sponsor of Ashraf Textile M |
|
| 10 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Haider Ali Mirdha, Sponsor of Ashraf Textile |
|
| 11 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Salima Begum, Sponsor of Ashraf Textile Mills |
|
| 12 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. M. Ataullah, Sponsor of Ashraf Textile Mills |
|
| 13 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Shamsun Nessa Begum, Sponsor of Ashraf Textil |
|
| 14 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Rahat Saleha, Sponsor of Ashraf Textile Mills |
|
| 15 | July 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Ekram Ali Mirdha, Sponsor of Ashraf Textile M |
|
| 16 | July 22, 2003 | Sale of bonus share of shareholder by Pubali Bank Ltd. violating advise of SEC. |
|
| 17 | July 03, 2003 | Appeal against Commission’s order No. SEC/Enforcement/158/2003-75 dated 28 April 2003 (for non-disclosure of Price Sensitive information) imposing Taka one lac penalty on Mr. Md. Rahmatullah, Managing Director of Apex Tannery Ltd. |
|
| 18 | July 01, 2003 | Appeal against Commission’s order No. SEC/Enforcement/158/2003-75 dated 28 April 2003 (for non-disclosure of Price Sensitive information) imposing Taka one lac penalty on Mr. Md. Rahmatullah, Managing Director of Apex Tannery Ltd. |
|
| 19 | July 01, 2003 | Non payment of declared dividend of 2001-2002 by Raspit Data Management & Telecommunication Limited within stipulated time. | - |
| 20 | July 01, 2003 | Non payment of declared dividend of 2001-2002 by Gachihata Acquaculture Farms Limited within stipulated time. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 18, 2003 | Complaints against past & present Management of German Bangla J. V. Food Ltd. for misusing IPO fund. |
|
| 2 | June 07, 2003 | Request to allow two months to comply with Commission’s directive (to deliver shares and to make due payments) dated 24 May 2003 by Dhaka Stock Exchange dealer Syed Tawfiq Hossain Ali & Co. (DSE Member No. 49). |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 24, 2003 | Complaints from the customer for non delivery of shares and non payment of money by Dhaka Stock Exchange dealer Syed Tawfiq Hossain Ali & Co. (DSE Member No. 49). |
|
| 2 | May 24, 2003 | Violation of rule 11 of the Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representative) Rule, 2000 (violation of code of conduct) by Dhaka Stock Exchange dealer Maitrayee Biswas & Co. (DSE Member No. 14) |
|
| 3 | May 24, 2003 | Violation of Commission’s Notification No. SEC/SRMI/2000-953/1950 dated 24 October 2000 and gezetted on 07/11/2000 and Notification No.GmBwm/ GmAviGgAvBwW/2000-985/2248/cÖ-02/1 ZvwiL 19 wW‡m¤^i 2000Bs gezetted on 25/02/2001 (non-disclos |
|
| 4 | May 12, 2003 | Non payment of client’s money and non delivery of share by Dhaka Stock Exchange dealer Syed Tawfiq Hossain Ali and Company (DSE Member No. 49) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 28, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/1950 dated 24 th October, 2000, Gazetted on 7 th November, 2000 and Notification No, SEC/SRMID/2000-985/2248/Pro-02/1 dated 19 th December 2000, Gazetted on 25 th February 2001 (non disclosure | - |
| 2 | April 28, 2003 | Appeal against Commission’s order dated 17 th June, 2002 imposing penalty of Taka 2.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 60 days) on Mr. Md. Nurul Alam, Ex Director, J. H. Chemical Industries Ltd. Appeal | - |
| 3 | April 27, 2003 | Violation of rule 12, Sub-rule (3A), Sub-rule 4, Sub-rule 6 of the Securities and Exchange Rules, 1987 (not submitting financial statement for 30 th June 2001 in time) by Tamijuddin Textile Mills Ltd. Letter issued with warning to comply with all securiti | - |
| 4 | April 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25 th March 2001, Gazetted on 16 th April 2001 (not submitting report of intention to by shares of Niloy Cement Industries Ltd.) by Mr. Abdul Matlub Ahmed, Managing Director | - |
| 5 | April 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25 th March 2001, Gazetted on 16 th April 2001 (not submitting report of intention to by shares of Samorita Hospital) by Sondhani Credit Co-operative Society Ltd.. Letter iss | - |
| 6 | April 23, 2003 | Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25 th March 2001, Gazetted on 16 th April 2001 (not submitting report of intention to buy shares of Highspeed) by Mr. K.M. Mahmudur Rahman, Managing Director Highspeed Shipbu | - |
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 26, 2003 | Violation of rule 12, sub-rule 3 of the Securities and Exchange Rules, 1987 (for appointing Company’s auditor as Company’s valuer and financial advisor) by Chittagong Cement Clinker Grinding Co. Ltd. Letter issued with warning to comply with all securitie | - |
| 2 | February 26, 2003 | Violation of rule 16 of the Securities and Exchange Commission (Stock Dealer/Stock Broker & Authorized Representative) Rules, 2000 (for non co-operation with Commission’s officer during inspection) by Dhaka Stock Exchange dealer Dhaka Bank Limited (DSE Me | - |
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 29, 2003 | Violation of license condition No. 11 (for non participation of trading activities during 2001) by Chittagong Stock Exchange dealer Legend Capital Management Ltd. (CSE Member No.109) Letter issued with warning to comply with all securities laws in future. | - |
| 2 | January 29, 2003 | Violation of license condition No. 11 (for non participation of trading activities during 2001) by Chittagong Stock Exchange dealer Trendset Securities Ltd. (CSE Member No. 77) Letter issued with warning to comply with all securities laws in future. | - |
| 3 | January 08, 2003 | Violation of rule 13 of the Securities and Exchange Rules, 1987 (for delayed submission of Half Yearly Accounts) by M. Hossain Garments Washing & Dyeing Ltd. Letter issued with warning to comply with all securities laws in future. | - |
| 4 | January 06, 2003 | Violation of license condition No. 11 (for non participation of trading activities during 2001) by Chittagong Stock Exchange dealer Estern Insurance Co. Ltd. (CSE Member No. 098). Letter issued with warning to comply with all securities laws in future. | - |
| 5 | January 05, 2003 | Appeal against Commission’s order dated 23/10/2002 imposing panalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mr. Md. Shariful Islam, Managing Director of Meghna Shrimp Culture Ltd. for n | - |
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 23, 2002 | Violation of Regulation 13 of the Settlement of Stock Exchange Regulations of Chittagong Stock Exchange Limited by National Securities and Consultants Limited (CSE Member No.057) Letter issued with warning to comply with all securities laws in future. | - |
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 21, 2002 | Revision petition under section 26 of the Securities and Exchange Ordinance, 1969 against Commission’s order dated 14/07/2002 imposing penalty of Taka 10.00 lacs on Dhaka Stock Exchange dealer Khurshid Alam & Company (DSE Member No. 167). | - |
| 2 | November 21, 2002 | Violation of regulation 17 of Dhaka Stock Exchange Automated Trading Regulations, 1999 by Dhaka Stock Exchange dealer Mona Financial Consultancy and Securities Limited (DSE Member No. 164) Letter issued with warning to comply with all securities laws in f | - |
| 3 | November 16, 2002 | Violation of license condition no.11 by Chittagong Stock Exchange dealer T K Shares and Securities Limited (CSE Member No. 69) Letter issued with warning to comply with all securities laws in future. | - |
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 23, 2002 | Non holding of annual general meeting for 2001 by Orion Infusion Ltd. Penalty of Taka 3.00 lacs on Mrs. Zarin Karim, Director, if the company fails to hold its annual general meeting within next 30 days from the order dated 23/10/2002. An additional penal | - |
| 2 | October 23, 2002 | Non holding of annual general meeting for 2001 by Orion Infusion Ltd. Penalty of Taka 3.00 lacs on Mr. Salman O. Karim, Director, if the company fails to hold its annual general meeting within next 30 days from the order dated 23/10/2002. An additional pe | - |
| 3 | October 23, 2002 | Non holding of annual general meeting for 2001 by Orion Infusion Ltd. Penalty of Taka 3.00 lacs on Mrs. Arzuda Karim, Director, if the company fails to hold its annual general meeting within next 30 days from the order dated 23/10/2002. An additional pena | - |
| 4 | October 23, 2002 | Non holding of annual general meeting for 2001 by Orion Infusion Ltd. Penalty of Taka 15.00 lacs on Mr. Md. Obaidul Karim, Chairman & Managing Director, if the company fails to hold its annual general meeting within next 30 days from the order dated 23/10 | - |
| 5 | October 23, 2002 | Non submission of audited financial statements to the Commission for the year 2000 & 2001 by Pharmaco International Ltd. Penalty of Taka 1.00 lac on Mrs. Rashida Matin, Director, if the company fails to submit audited financial statements to the Commissio | - |
| 6 | October 23, 2002 | Non submission of audited financial statements to the Commission for the year 2000 & 2001 by Pharmaco International Ltd. Commission’s Decision Penalty of Taka 1.00 lac on Mrs. Rukhsana Sultana, Director, if the company fails to submit audited financial st | - |
| 7 | October 23, 2002 | Non submission of audited financial statements to the Commission for the year 2000 & 2001 by Pharmaco International Ltd. | - |
| 8 | October 23, 2002 | Non submission of audited financial statements to the Commission for the year 2000 & 2001 by Pharmaco International Ltd. | - |
| 9 | October 23, 2002 | Non-cooperation by Dhaka Vegetable Oil Industries Ltd. with Commission appointed auditor to audit the company’s financial statement of 1999-2000. | - |
| 10 | October 23, 2002 | Non-cooperation by Dhaka Vegetable Oil Industries Ltd. with Commission appointed auditor to audit the company’s financial statement of 1999-2000. | - |
| 11 | October 23, 2002 | Non-cooperation by Dhaka Vegetable Oil Industries Ltd. with Commission appointed auditor to audit the company’s financial statement of 1999-2000. | - |
| 12 | October 23, 2002 | Non-cooperation by Dhaka Vegetable Oil Industries Ltd . with Commission appointed auditor to audit the company’s financial statement of 1999-2000. | - |
| 13 | October 23, 2002 | Non payment of declared dividend of 2001 by Meghna Shrimp Culture Ltd. | - |
| 14 | October 23, 2002 | Non payment of due principal and interest of debenture of Bangladesh Welding Electrodes Ltd. | - |
| 15 | October 23, 2002 | Non payment of due principal and interest of debenture of Bangladesh Welding Electrodes Ltd. | - |
| 16 | October 23, 2002 | Non payment of due principal and interest of debenture of Bangladesh Welding Electrodes Ltd. | - |
| 17 | October 23, 2002 | Non payment of due principal and interest of debenture of Bangladesh Welding Electrodes Ltd. | - |
| 18 | October 23, 2002 | Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mr. D.N. Kejriwal, Managing Director of Doel Group for non payment of undist | - |
| 19 | October 23, 2002 | Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 15.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mr. Ashok Kejriwal, Director of Doel Group for non payment of undistributed | - |
| 20 | October 23, 2002 | Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mr. Uttam Kejriwal, Director of Doel Group for non payment of undistributed | - |
| 21 | October 23, 2002 | Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mrs. Vagabati Devi Kejriwal, Director of Doel Group for non payment of undis | - |
| 22 | October 23, 2002 | Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mrs. Kanchan Devi Kejriwal, Director of Doel Group for non payment of undist | - |
| 23 | October 23, 2002 | Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mrs. Kanchan Kejriwal, Director of Doel Group for non payment of undistribut | - |
| 24 | October 10, 2002 | Violation of Securities and Exchange Rules , 1987 by Dhaka Stock Exchange dealer Doha Securities (DSE Member No. 127) | - |
