Requirements for issuance of equity securities

Requirements for issuance of equity securities (ordinary shares) through Merger and Takeover

Fees for Equity Securities through Merger and Takeover

• SL	Mode of Issuance of Equity Securities	Application Fee	Consent Fee
  1	Initial Public Offer (IPO) and Repeat Public Offer (RPO)	Tk. 50,000.00 (non-refundable)	0.30% on the public offer amount (including premium, if any).
  2	Qualified Investor Offer	Tk. 50,000.00 (non-refundable)	0.10% on the public offer amount.
  3	Rights Issue	Tk. 50,000/- by a bank pay order or demand draft	0.15% of the total offered amount of rights issue, including premium, if any, by a bank pay order or demand draft.
  4	Private offer of listed issuer companies	Tk. 50,000.00 (non-refundable)	The following rate on the capital to be issued by a bank draft or payment order: • Up to first Tk. 5 crore - @ 0.1%; • For any subsequent amount - @ 0.02%.
  5	Bonus shares or stock dividend	Tk. 50,000.00 (non-refundable)	The following rate on the capital to be issued by a bank draft or payment order: • Up to first Tk. 5 crore - @ 0.1%; • For any subsequent amount - @ 0.02%.
  6	Issuance of equity securities through Merger and Takeover	Tk. 50,000.00 (non-refundable)	Along with the application, by way of pay order or demand draft issued in favour of the Commission. If consent is accorded to the issue of capital by the Commission, the applicant shall pay, within fifteen days of the issuance of the letter of consent, a fee at the following rate on the capital to be issued (debt or equity) through a bank draft or payment order issued in favour of the Securities and Exchange Commission: • Up to first Tk. 5 crore - @ 0.1%; • For any subsequent amount - @ 0.02%.