SRI department deals with the compliance issues of all securities laws applicable for Market Intermediaries (MI) as well as policy matters and initiatives relating to issuance of required directive/guideline to protect the interest of the investors, structural capacity building and operational growth of them (MI). Intermediaries of the Capital Market are Stock Brokers, Stock-Dealers, Depository Participants, Merchant Bankers (MB), Asset Management Companies, Credit Rating Companies, Securities Custodians, Market Makers, Security lenders and Borrowers, Fund Managers etc.
Major Functions of SRI Department:
-Anti Corruption Commission.
-National Board of Revenue.
The department is headed by Mr. Farhad Ahmed, Executive Director.
Officers of the Supervision & Regulation of Intermediaries (SRI) Department:
|Mr. Farhad Ahmed||Executive Director|
|Mr. Mohammad Shafiul Azam||Director|
|Mr. Mohammad Golam Kibria||Deputy Director|
|Mr. Abul Kalam Azad||Deputy Director|
|Mr. Mohammad Rakibur Rahman||Deputy Director|
|Mr. Md. Sultan Salah Uddin||Assistant Director|