The main functions of this department are:
- Issuance of Registration Certificate and other matters of the Credit Rating Companies.
- Issuance and renewal of Registration Certificate of the Stock Brokers, Stock Dealers.
- Issuance and renewal of Registration Certificate of the Securities Custodians.
- Issuance and renewal of Registration Certificate of the Authorized Representatives.
- Issuance of Registration Certificate and other matters of Merchant Banker and Portfolio Manager.
- Issuance of Registration Certificate and other matters of Asset Management Companies.
- Issuance of Registration Certificate and other matters of Trustees of Debt Securities.
- Issuance of Registration Certificate and other matters of Custodians of Mutual Fund.
- Issuance of Registration Certificate and other related matters of alternative Investment fund (Fund Manager)
- Issuance of Registration Certificate and other matters of Trustees of Mutual Fund.
- Issuance of Registration Certificate and other matters of Trustees of Alternative Investment fund.
- Issuance and renewal of Registration Certificate of Depository Participants.
- Permission regarding Branch Opening of Stock Broker/Stock Dealer Company
- Name Change and other matters of Stock Broker/Stock Dealer Depository Participants Certificate.
- Preparation of Annual, Quarterly and Monthly Report and any other report.
The department is headed by Mr. Md. Mahbubul Alam, Executive Director.
Officers of the Registration & Licensing Department:
| Executive Director: | ||
| Mr. Md. Mahbubul Alam | Executive Director | |
| Director: | ||
| Mr. Mohammad Jahangir Alam | Director | |
| Deputy Director: | ||
| Ms. Umme Salma | Deputy Director | |
| Mr. Md. Saiful Islam | Deputy Director | |
| Assistant Director: | ||
| Mr. Md. Ashraful Alam | Assistant Director | |
| Mr. Mohammad Ratan Miah | Assistant Director | |
