The main functions of this department are:
- Issuance of Registration Certificate and other matters of the Credit Rating Companies.
- Issuance and renewal of Registration Certificate of the Stock Brokers, Stock Dealers.
- Issuance and renewal of Registration Certificate of the Securities Custodians.
- Issuance and renewal of Registration Certificate of the Authorized Representatives.
- Issuance of Registration Certificate and other matters of Merchant Banker and Portfolio Manager.
- Issuance of Registration Certificate and other matters of Asset Management Companies.
- Issuance of Registration Certificate and other matters of Trustees of Debt Securities.
- Issuance of Registration Certificate and other matters of Custodians of Mutual Fund.
- Issuance of Registration Certificate and other related matters of alternative Investment fund (Fund Manager)
- Issuance of Registration Certificate and other matters of Trustees of Mutual Fund.
- Issuance of Registration Certificate and other matters of Trustees of Alternative Investment fund.
- Issuance and renewal of Registration Certificate of Depository Participants.
- Permission regarding Branch Opening of Stock Broker/Stock Dealer Company
- Name Change and other matters of Stock Broker/Stock Dealer Depository Participants Certificate.
- Preparation of Annual, Quarterly and Monthly Report and any other report.
The department is headed by Mr. M. Hasan Mahmud , Executive Director.
Officers of the Registration & Licensing Department:
Executive Director: |
Mr. M. Hasan Mahmud |
Executive Director |
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Director: |
Mr. Prodip Kumar Basak |
Director |
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Deputy Director: |
Mr. Md. Faruq Hossain |
Deputy Director |
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Ms. Umme Salma |
Deputy Director |
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Assistant Director: |
Mr. Md. Mahfuzur Rahman Talukder |
Assistant Director |
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Mr. Md. Bony Yeamin Khan |
Assistant Director |
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