| Sl.No | Date | Subject | Commission’s Decision |
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| 1 | January 3, 2021 | Non-compliance securities law against Anirban Das Gupta
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| 2 | January 3, 2021 | Non-compliance securities law against BD Finance Capital Holdings Ltd.
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| 3 | January 4, 2021 | Non-compliance securities law against BD Finance Securities Ltd.
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| 4 | January 4, 2021 | Non-compliance securities law against BDBL Investment Services Ltd.
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| 5 | January 5, 2021 | Non-compliance securities law against BRB Securities Ltd.
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| 6 | January 4, 2021 | Non-compliance securities law against Desa Securities Ltd.
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| 7 | January 5, 2021 | Non-compliance securities law against DLIC Securities Ltd.
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| 8 | January 5, 2021 | Non-compliance securities law against Fareast Islami Securities Ltd.
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| 9 | January 27, 2021 | Non-compliance securities law against ICB Securities Trading Company Ltd.
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| 10 | January 28, 2021 | Non-compliance securities law against IIDFC Securities Ltd.
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| 11 | January 3, 2021 | Non-compliance securities law against Mahdi Amin
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| 12 | January 28, 2021 | Non-compliance securities law against Mirpur Securities Ltd.
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| 13 | January 5, 2021 | Non-compliance securities law against Modern Equity Ltd.
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| 14 | January 5, 2021 | Non-compliance securities law against Mondol Securities Ltd.
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| 15 | January 3, 2021 | Non-compliance securities law against NRB Equity Management Ltd.
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| 16 | January 3, 2021 | Non-compliance securities law against Shahjalal Equity Management Ltd.
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| 17 | January 26, 2021 | Non-compliance securities law against Sinha Securities Ltd.
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| 18 | January 4, 2021 | Non-compliance securities law against Sterling Stock and Securities Ltd.
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| 19 | January 7, 2021 | Non-compliance securities law against Md. Mustaque Hossain (STYLECRAFT Ltd.)
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| 20 | January 3, 2021 | Non-compliance securities law against Uniroyal Securities Ltd.
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| 21 | January 7, 2021 | Order against Stylecraft Ltd.
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