Enforcement Action
July, 2021

June, 2021

May, 2021

April, 2021

March, 2021
Sl.NoDateSubjectCommission’s Decision
41March 10, 2021

Non-compliance securities law against AHC Securites Ltd.

Click to View

42March 10, 2021

Non-compliance securities law against ANF Management Co.Ltd.

Click to View

43March 18, 2021

Non-compliance securities law against Aom Ass Managnt Ltd. 

Click to View

44March 10, 2021

Non-compliance securities law against Bank Asia Securities ltd.

Click to View

45March 10, 2021

Non-compliance securities law against BD Finance Securites Ltd. 

Click to View

46March 18, 2021

Non-compliance securities law against Bishwajit Das 

Click to View

47March 10, 2021

Non-compliance securities law against BRAC EPL Stock Brokerage Ltd.

Click to View

48March 11, 2021

Non-compliance securities law against Delta Capital Ltd._11.03.2021

Click to View

49March 10, 2021

Non-compliance securities law against DLIC Securites Ltd. 

Click to View

50March 25, 2021

Non-compliance securities law against Emerging Credit rating Ltd. 

Click to View

51March 10, 2021

Non-compliance securities law against Eminent Securities Ltd.

Click to View

52March 15, 2021

Non-compliance securities law against G M F Securities Ltd. 

Click to View

53March 10, 2021

Non-compliance securities law against Gatway Equity Resoures Ltd.

Click to View

54March 18, 2021

Non-compliance securities law against Genex Infosys Ltd. 

Click to View

55March 18, 2021

Non-compliance securities law against Invstment Corporation of Bangladesh 

Click to View

56March 18, 2021

Non-compliance securities law against IPE Capital Ltd. 

Click to View

57March 18, 2021

Non-compliance securities law against Jamuna bank capital management ltd. 

Click to View

58March 18, 2021

Non-compliance securities law against Md Alamgir kabir

Click to View

59March 18, 2021

Non-compliance securities law against Md Saif Ullah 

Click to View

60March 10, 2021

Non-compliance securities law against Meghna life securities investment ltd. 

Click to View

61March 18, 2021

Non-compliance securities law against Monno Jute  Stafflers Ltd. 

Click to View

62March 18, 2021

Non-compliance securities law against Monno Welfare  Foundation 

Click to View

63March 7, 2021

Non-compliance securities law against Mr. Md . Nurul Kamran  

Click to View

64March 18, 2021

Non-compliance securities law against Ms. Tasnia Shahjahan 

Click to View

65March 10, 2021

Non-compliance securities law against NRBC Bank Securities Ltd. 

Click to View

66March 11, 2021

Non-compliance securities law against Remons Investment and Securities Ltd. 

Click to View

67March 10, 2021

Non-compliance securities law against Rupali Bank Securites Ltd. 

Click to View

68March 15, 2021

Non-compliance securities law against Salam & Company Ltd. 

Click to View

69March 11, 2021

Non-compliance securities law against Times Securities Ltd. 

Click to View

70March 18, 2021

Non-compliance securities law against UCB Capital Management Ltd. 

Click to View

71March 2, 2021

Non-compliance securities law against UniCap Securities Limited. 

Click to View

72March 7, 2021

Order against Amal Krishna Das 

Click to View

73March 7, 2021

Order against Chinta Haran Datta 

Click to View

74March 15, 2021

Order against Firstlead Securities ltd. 

Click to View

75March 7, 2021

Order against Hal International Ltd. 

Click to View

76March 7, 2021

Order against Md. Amanat Ullah 

Click to View

77March 7, 2021

Order against Mr Samir Ranjan Paul. 

Click to View

78March 7, 2021

Order against Mr. Bidan Mistry 

Click to View

79March 7, 2021

Order against Mr. James Martin Das 

Click to View

80March 7, 2021

Order against Mr. Md. Toffazzal Hossain 

Click to View

81March 7, 2021

Order against Mr. Mollick Abu Bakar 

Click to View

82March 7, 2021

Order against Mr. Porimol Chandra Paul 

Click to View

83March 7, 2021

Order against Mr. Ripon Shaikh 

Click to View

84March 7, 2021

Order against Mr. Salek Ahmed Siddique 

Click to View

85March 7, 2021

Order against Ms. Setara Begum 

Click to View

86March 7, 2021

Order against Ms. Shiuli Paul 

Click to View

87March 10, 2021

Order against MTB Securities Ltd. 

Click to View

88March 10, 2021

Order against Nexus Securites Ltd. 

Click to View

89March 7, 2021

Order against Proshanta Kumar Halder 

Click to View

90March 7, 2021

Order against Swandip Corporation 

Click to View


February, 2021
Sl.NoDateSubjectCommission’s Decision
91February 28, 2021

Order against Bali Securities Ltd.

Click to View

92February 3, 2021

Order against Intech Limited

Click to View

93February 16, 2021

Order against Skys Securities Ltd.

Click to View

94February 16, 2021

Order against Subvalley Securities Ltd.

Click to View

95February 10, 2021

Non-compliance securities law against Abaci Investments Ltd.

Click to View

96February 8, 2021

Non-compliance securities law against Aries Securities Ltd.

Click to View

97February 10, 2021

Non-compliance securities law against BetaOne Investments Ltd.

Click to View

98February 10, 2021

Non-compliance securities law against Cosmopolitan Finance Ltd.

Click to View

99February 10, 2021

Non-compliance securities law against FAS Capital Management Ltd.

Click to View

100February 2, 2021

Non-compliance securities law against Fortune Shoes Ltd.

Click to View

101February 10, 2021

Non-compliance securities law against Hal Capital Ltd.

Click to View

102February 28, 2021

Non-compliance securities law against ICB Assets Management Company Ltd.

Click to View

103February 10, 2021

Non-compliance securities law against IL Capital Ltd.

Click to View

104February 4, 2021

Non-compliance securities law against MAM Securities Ltd. 

Click to View

105February 10, 2021

Non-compliance securities law against Meghna Capital Management Ltd. 

Click to View

106February 17, 2021

Non-compliance securities law against Mr. Anisur Rahman Sarker

Click to View

107February 17, 2021

Non-compliance securities law against Mr. Bishnu Pada Kundu (Shahjalal Islami Bank Securities Ltd.)

Click to View

108February 9, 2021

Non-compliance securities law against NLI Securities Ltd.

Click to View

109February 8, 2021

Non-compliance securities law against Sterling Stocks and Securities Ltd. 

Click to View

110February 10, 2021

Non-compliance securities law against Strategic Finance Ltd. 

Click to View

111February 10, 2021

Non-compliance securities law against Uttara Finance Capital Management Ltd. 

Click to View

112February 28, 2021

Non-compliance securities law against Investment Corporation Of Bangladesh

Click to View


January, 2021
Sl.NoDateSubjectCommission’s Decision
113January 3, 2021

Non-compliance securities law against Anirban Das Gupta

Click to View

114January 3, 2021

Non-compliance securities law against BD Finance Capital Holdings Ltd. 

Click to View

115January 4, 2021

Non-compliance securities law against BD Finance Securities Ltd. 

Click to View

116January 4, 2021

Non-compliance securities law against BDBL Investment Services Ltd. 

Click to View

117January 5, 2021

Non-compliance securities law against BRB Securities Ltd. 

Click to View

118January 4, 2021

Non-compliance securities law against Desa Securities Ltd. 

Click to View

119January 5, 2021

Non-compliance securities law against DLIC Securities Ltd. 

Click to View

120January 5, 2021

Non-compliance securities law against Fareast Islami Securities Ltd. 

Click to View

121January 27, 2021

Non-compliance securities law against ICB Securities Trading Company Ltd. 

Click to View

122January 28, 2021

Non-compliance securities law against IIDFC Securities Ltd. 

Click to View

123January 3, 2021

Non-compliance securities law against Mahdi Amin 

Click to View

124January 28, 2021

Non-compliance securities law against Mirpur Securities Ltd. 

Click to View

125January 5, 2021

Non-compliance securities law against Modern Equity Ltd. 

Click to View

126January 5, 2021

Non-compliance securities law against Mondol Securities Ltd. 

Click to View

127January 3, 2021

Non-compliance securities law against NRB Equity Management Ltd. 

Click to View

128January 3, 2021

Non-compliance securities law against Shahjalal Equity Management Ltd. 

Click to View

129January 26, 2021

Non-compliance securities law against Sinha Securities Ltd. 

Click to View

130January 4, 2021

Non-compliance securities law against Sterling Stock and Securities Ltd. 

Click to View

131January 7, 2021

Non-compliance securities law against Md. Mustaque Hossain (STYLECRAFT Ltd.) 

Click to View

132January 3, 2021

Non-compliance securities law against Uniroyal Securities Ltd. 

Click to View

133January 7, 2021

Order against Stylecraft Ltd.

Click to View