Enforcement Action
October, 2021
Sl.NoDateSubjectCommission’s Decision
1October 21, 2021

Non-compliance Securities law against 3A & COMPANY Ltd.

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2October 26, 2021

Non-compliance Securities law against  Anchor Securities Ltd.

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3October 26, 2021

Non-compliance Securities law against Anwar Securities Ltd.

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4October 26, 2021

Non-compliance securities law against Apex Investment Ltd. 

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5October 5, 2021

Non-compliance securities law against BD Finance Securities Ltd. 

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6October 5, 2021

Non-compliance securities law against E-Securities Ltd. 

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7October 25, 2021

Non-compliance securities law against Ettihad Securities Ltd. 

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8October 31, 2021

Non-compliance securities law against Firstlead Securities Ltd. 

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9October 25, 2021

Non-compliance securities law against HAC Securities Ltd. 

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10October 25, 2021

Non-compliance securities law against Hedayetullah Securities Ltd. 

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11October 31, 2021

Non-compliance securities law against Island Securities Ltd. 

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12October 26, 2021

Non-compliance securities law against Jahan Securities Ltd. 

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13October 25, 2021

Non-compliance securities law against Jamal Ahmed Securities Ltd. 

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14October 31, 2021

Non-compliance securities law against LankaBangla Securities Ltd. 

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15October 5, 2021

Non-compliance securities law against M/s Kamal Traders 

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16October 25, 2021

 Non-compliance securities law against Md. Fakhrul Islam Securities Ltd. 

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17October 5, 2021

Non-compliance securities law against Md. Saif Ullah 

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18October 31, 2021

Non-compliance securities law against Mirpur Securities Ltd. 

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19October 31, 2021

Non-compliance securities law against Mona Financial Consultancy & Securities Ltd.

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20October 5, 2021

Non-compliance securities law against Mr. Mohammed Assaduzzaman 

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21October 6, 2021

Non-compliance securities law against NCCB Securities & Financial Services Ltd. 

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22October 26, 2021

Non-compliance securities law against Nizam's Shares & Securities Ltd. 

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23October 31, 2021

Non-compliance securities law against Nizams Shares & Securities Ltd. 

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24October 6, 2021

Non-compliance securities law against NLI Securities Ltd. 

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25October 31, 2021

Non-compliance securities law against Reloance Brokerage Securities Ltd. 

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26October 31, 2021

Non-compliance securities law against Remons Investment & Securities Ltd. 

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27October 31, 2021

Non-compliance securities law against Royal Capital Ltd 

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28October 5, 2021

Non-compliance securities law against RR Development & Construction Ltd. 

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29October 31, 2021

Non-compliance securities law against Salta Capital Ltd. 

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30October 26, 2021

Non-compliance securities law against Shanta Securities Ltd. 

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31October 31, 2021

Non-compliance securities law against UCB Capital Ltd. 

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32October 5, 2021

Non-compliance securities law against Vertex Stock & Securities Ltd. 

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33October 21, 2021

Non-compliance securities law against A. K. Khan Securities Ltd. 

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34October 21, 2021

Non-compliance securities law against A. M. Securities and Finance Services Ltd. 

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35October 7, 2021

Non-compliance securities law against Abacus Securities Ltd. 

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36October 21, 2021

Non-compliance securities law against Ahmed Securities Ltd.

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37October 12, 2021

Non-compliance securities law against Aries Securities Ltd. 

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38October 21, 2021

Non-compliance securities law against BASE Capital Ltd.

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39October 21, 2021

Non-compliance securities law against BRITISH BENGAL SECURITIES LTD. 

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40October 21, 2021

Non-compliance securities law against CENTURY SECURITIES LTD. 

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41October 8, 2021

Non-compliance securities law against CONFIDENCE EQUITIES LTD. 

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42October 8, 2021

Non-compliance securities law against FAREAST STOCKS & BONDS LTD. 

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43October 21, 2021

Non-compliance securities law against HASSAN SHARES & SECURITIES LTD. 

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44October 21, 2021

Non-compliance securities law against HILLCITY SECURITIES LTD. 

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45October 7, 2021

Non-compliance securities law against HOLY CITY SECURITIES LTD. 

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46October 8, 2021

Non-compliance securities law against ISLAMI BANK SECURITIES LTD. 

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47October 7, 2021

Non-compliance securities law against JAMUNA BANK SECURITIES LTD. 

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48October 21, 2021

Non-compliance securities law against JESCO CAPITAL MANAGEMENT LTD. 

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49October 21, 2021

Non-compliance securities law against JIC SECURITIES LTD. 

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50October 21, 2021

Non-compliance securities law against KISHWAR SECURITIES INVESTMENT LTD. 

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51October 21, 2021

Non-compliance securities law against MIRPUR SECURITIES LTD.

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52October 7, 2021

Non-compliance securities law against N. C. SECURITIES LTD. 

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53October 21, 2021

Non-compliance securities law against NIZAM'S SHARES & SECURITIES LTD. 

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54October 7, 2021

Non-compliance securities law against NURJAHAN SECURITIES LTD. 

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55October 21, 2021

Non-compliance securities law against PIONEER SHARES & SECURITIES LTD. 

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56October 21, 2021

Non-compliance securities law against PLATINUM SECURITIES LTD. 

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57October 7, 2021

Non-compliance securities law against POPULAR LIFE SECURITIES LTD. 

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58October 7, 2021

Non-compliance securities law against PREMIER BANK SECURITIES LTD. 

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59October 7, 2021

Non-compliance securities law against PRUDENTIAL CAPITAL LTD. 

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60October 7, 2021

Non-compliance securities law against PUBALI BANK SECURITIES LTD. 

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61October 21, 2021

Non-compliance securities law against PURABI SECURITIES LTD. 

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62October 21, 2021

Non-compliance securities law against SHOEL SECURITIES LTD. 

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63October 7, 2021

Non-compliance securities law against SOLEX SECURITIES LTD. 

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64October 7, 2021

Non-compliance securities law against UNITY SHARES TRADE LTD. 

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65October 21, 2021

Non-compliance securities law against ZATL SECURITIES LTD. 

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September, 2021
Sl.NoDateSubjectCommission’s Decision
66September 13, 2021

Non-compliance securities law against Abacus Securities Ltd.

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67September 29, 2021

Non-compliance securities law against ACE Capital Management Services Ltd.

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68September 29, 2021

Non-compliance securities law against Al-Muntaha Trading Co. Ltd. 

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69September 29, 2021

Non-compliance securities law against Aloco Securities Ltd. 

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70September 29, 2021

Non-compliance securities law against Anchor Securities Ltd. 

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71September 27, 2021

Non-compliance securities law against D.N. Securities Ltd. 

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72September 29, 2021

Non-compliance securities law against Desa Securities Ltd. 

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73September 28, 2021

Non-compliance securities law against Deshbandhu Polymer Ltd. 

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74September 15, 2021

Non-compliance securities law against Dhanmondi Securities Ltd. 

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75September 29, 2021

Non-compliance securities law against Dragon Securities Ltd. 

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76September 29, 2021

Non-compliance securities law against Eastern Shares & Securities Ltd. 

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77September 27, 2021

Non-compliance securities law against EIC Securities Ltd. 

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78September 29, 2021

Non-compliance securities law against Elegent Stock and Securities Ltd. 

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79September 12, 2021

Non-compliance securities law against E-Securities Ltd.

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80September 27, 2021

Non-compliance securities law against Firstlead Securities Ltd. 

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81September 29, 2021

Non-compliance securities law against G M F Securities Ltd. 

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82September 29, 2021

Non-compliance securities law against Haji Ahmad Brothers Securities Ltd. 

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83September 29, 2021

Non-compliance securities law against Haji Mohammad Ali Securities Ltd. 

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84September 29, 2021

Non-compliance securities law against Hazrat Amanat Sha Securities Ltd. 

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85September 27, 2021

Non-compliance securities law against IDLC Securities Ltd. 

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86September 27, 2021

Non-compliance securities law against Island Securities Ltd. 

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87September 29, 2021

Non-compliance securities law against JKC Securities Ltd.

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88October 27, 2021

Non-compliance securities law against LankaBangla Securities Ltd. 

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89September 13, 2021

Non-compliance securities law against Meghna Life securities and Investment Ltd. 

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90September 29, 2021

Non-compliance securities law against Modern Securities Ltd.

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91September 29, 2021

Non-compliance securities law against Mohammadi Stock Market Ltd. 

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92September 27, 2021

Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. 

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93September 28, 2021

Non-compliance securities law against Monno Fabrics Ltd. 

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94September 28, 2021

Non-compliance securities law against Mr. Md. Farid Ahmed (Bank Asia Securities Ltd.) 

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95September 8, 2021

Non-compliance securities law against Murshed Securities Ltd. 

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96September 29, 2021

Non-compliance securities law against Murshed Securities Ltd. 

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97September 13, 2021

Non-compliance securities law against Nouvelle Securities Ltd. 

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98September 14, 2021

Non-compliance securities law against Parom Securities Ltd. 

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99September 13, 2021

Non-compliance securities law against Popular Life Insurance Co. Ltd. 

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100September 29, 2021

Non-compliance securities law against Prudential Securities Ltd.

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101September 29, 2021

Non-compliance securities law against Rashid Investment Services Ltd. 

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102September 29, 2021

Non-compliance securities law against Razzak Securities Ltd.

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103September 29, 2021

Non-compliance securities law against Repid Securities Ltd. 

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104September 29, 2021

Non-compliance securities law against Royal Green Securities Ltd.

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105September 27, 2021

Non-compliance securities law against Sanmar Capital Management Ltd. 

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106September 13, 2021

Non-compliance securities law against SCL Securities Ltd. 

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107September 29, 2021

Non-compliance securities law against Shahajahan Securities Ltd. 

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108September 29, 2021

Non-compliance securities law against Shahjahan Securities Ltd.

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109September 29, 2021

Non-compliance securities law against Shohrab Securities & Trade Ltd. 

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110September 28, 2021

Non-compliance securities law against Square Securities Management Ltd. 

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111September 29, 2021

Non-compliance securities law against Stock & Bond Ltd.

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112September 14, 2021

Non-compliance securities law against Trustee Securities Ltd. 

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113September 13, 2021

Non-compliance securities law against Western securities Investment Management Ltd. 

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August, 2021

July, 2021

June, 2021

May, 2021

April, 2021

March, 2021
Sl.NoDateSubjectCommission’s Decision
164March 10, 2021

Non-compliance securities law against AHC Securites Ltd.

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165March 10, 2021

Non-compliance securities law against ANF Management Co.Ltd.

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166March 18, 2021

Non-compliance securities law against Aom Ass Managnt Ltd. 

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167March 10, 2021

Non-compliance securities law against Bank Asia Securities ltd.

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168March 10, 2021

Non-compliance securities law against BD Finance Securites Ltd. 

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169March 18, 2021

Non-compliance securities law against Bishwajit Das 

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170March 10, 2021

Non-compliance securities law against BRAC EPL Stock Brokerage Ltd.

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171March 11, 2021

Non-compliance securities law against Delta Capital Ltd._11.03.2021

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172March 10, 2021

Non-compliance securities law against DLIC Securites Ltd. 

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173March 25, 2021

Non-compliance securities law against Emerging Credit rating Ltd. 

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174March 10, 2021

Non-compliance securities law against Eminent Securities Ltd.

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175March 15, 2021

Non-compliance securities law against G M F Securities Ltd. 

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176March 10, 2021

Non-compliance securities law against Gatway Equity Resoures Ltd.

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177March 18, 2021

Non-compliance securities law against Genex Infosys Ltd. 

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178March 18, 2021

Non-compliance securities law against Invstment Corporation of Bangladesh 

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179March 18, 2021

Non-compliance securities law against IPE Capital Ltd. 

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180March 18, 2021

Non-compliance securities law against Jamuna bank capital management ltd. 

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181March 18, 2021

Non-compliance securities law against Md Alamgir kabir

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182March 18, 2021

Non-compliance securities law against Md Saif Ullah 

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183March 10, 2021

Non-compliance securities law against Meghna life securities investment ltd. 

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184March 18, 2021

Non-compliance securities law against Monno Jute  Stafflers Ltd. 

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185March 18, 2021

Non-compliance securities law against Monno Welfare  Foundation 

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186March 7, 2021

Non-compliance securities law against Mr. Md . Nurul Kamran  

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187March 18, 2021

Non-compliance securities law against Ms. Tasnia Shahjahan 

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188March 10, 2021

Non-compliance securities law against NRBC Bank Securities Ltd. 

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189March 11, 2021

Non-compliance securities law against Remons Investment and Securities Ltd. 

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190March 10, 2021

Non-compliance securities law against Rupali Bank Securites Ltd. 

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191March 15, 2021

Non-compliance securities law against Salam & Company Ltd. 

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192March 11, 2021

Non-compliance securities law against Times Securities Ltd. 

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193March 18, 2021

Non-compliance securities law against UCB Capital Management Ltd. 

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194March 2, 2021

Non-compliance securities law against UniCap Securities Limited. 

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195March 7, 2021

Order against Amal Krishna Das 

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196March 7, 2021

Order against Chinta Haran Datta 

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197March 15, 2021

Order against Firstlead Securities ltd. 

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198March 7, 2021

Order against Hal International Ltd. 

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199March 7, 2021

Order against Md. Amanat Ullah 

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200March 7, 2021

Order against Mr Samir Ranjan Paul. 

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201March 7, 2021

Order against Mr. Bidan Mistry 

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202March 7, 2021

Order against Mr. James Martin Das 

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203March 7, 2021

Order against Mr. Md. Toffazzal Hossain 

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204March 7, 2021

Order against Mr. Mollick Abu Bakar 

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205March 7, 2021

Order against Mr. Porimol Chandra Paul 

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206March 7, 2021

Order against Mr. Ripon Shaikh 

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207March 7, 2021

Order against Mr. Salek Ahmed Siddique 

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208March 7, 2021

Order against Ms. Setara Begum 

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209March 7, 2021

Order against Ms. Shiuli Paul 

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210March 10, 2021

Order against MTB Securities Ltd. 

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211March 10, 2021

Order against Nexus Securites Ltd. 

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212March 7, 2021

Order against Proshanta Kumar Halder 

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213March 7, 2021

Order against Swandip Corporation 

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February, 2021
Sl.NoDateSubjectCommission’s Decision
214February 28, 2021

Order against Bali Securities Ltd.

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215February 3, 2021

Order against Intech Limited

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216February 16, 2021

Order against Skys Securities Ltd.

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217February 16, 2021

Order against Subvalley Securities Ltd.

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218February 10, 2021

Non-compliance securities law against Abaci Investments Ltd.

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219February 8, 2021

Non-compliance securities law against Aries Securities Ltd.

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220February 10, 2021

Non-compliance securities law against BetaOne Investments Ltd.

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221February 10, 2021

Non-compliance securities law against Cosmopolitan Finance Ltd.

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222February 10, 2021

Non-compliance securities law against FAS Capital Management Ltd.

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223February 2, 2021

Non-compliance securities law against Fortune Shoes Ltd.

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224February 10, 2021

Non-compliance securities law against Hal Capital Ltd.

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225February 28, 2021

Non-compliance securities law against ICB Assets Management Company Ltd.

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226February 10, 2021

Non-compliance securities law against IL Capital Ltd.

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227February 4, 2021

Non-compliance securities law against MAM Securities Ltd. 

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228February 10, 2021

Non-compliance securities law against Meghna Capital Management Ltd. 

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229February 17, 2021

Non-compliance securities law against Mr. Anisur Rahman Sarker

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230February 17, 2021

Non-compliance securities law against Mr. Bishnu Pada Kundu (Shahjalal Islami Bank Securities Ltd.)

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231February 9, 2021

Non-compliance securities law against NLI Securities Ltd.

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232February 8, 2021

Non-compliance securities law against Sterling Stocks and Securities Ltd. 

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233February 10, 2021

Non-compliance securities law against Strategic Finance Ltd. 

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234February 10, 2021

Non-compliance securities law against Uttara Finance Capital Management Ltd. 

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235February 28, 2021

Non-compliance securities law against Investment Corporation Of Bangladesh

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January, 2021
Sl.NoDateSubjectCommission’s Decision
236January 3, 2021

Non-compliance securities law against Anirban Das Gupta

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237January 3, 2021

Non-compliance securities law against BD Finance Capital Holdings Ltd. 

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238January 4, 2021

Non-compliance securities law against BD Finance Securities Ltd. 

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239January 4, 2021

Non-compliance securities law against BDBL Investment Services Ltd. 

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240January 5, 2021

Non-compliance securities law against BRB Securities Ltd. 

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241January 4, 2021

Non-compliance securities law against Desa Securities Ltd. 

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242January 5, 2021

Non-compliance securities law against DLIC Securities Ltd. 

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243January 5, 2021

Non-compliance securities law against Fareast Islami Securities Ltd. 

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244January 27, 2021

Non-compliance securities law against ICB Securities Trading Company Ltd. 

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245January 28, 2021

Non-compliance securities law against IIDFC Securities Ltd. 

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246January 3, 2021

Non-compliance securities law against Mahdi Amin 

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247January 28, 2021

Non-compliance securities law against Mirpur Securities Ltd. 

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248January 5, 2021

Non-compliance securities law against Modern Equity Ltd. 

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249January 5, 2021

Non-compliance securities law against Mondol Securities Ltd. 

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250January 3, 2021

Non-compliance securities law against NRB Equity Management Ltd. 

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251January 3, 2021

Non-compliance securities law against Shahjalal Equity Management Ltd. 

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252January 26, 2021

Non-compliance securities law against Sinha Securities Ltd. 

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253January 4, 2021

Non-compliance securities law against Sterling Stock and Securities Ltd. 

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254January 7, 2021

Non-compliance securities law against Md. Mustaque Hossain (STYLECRAFT Ltd.) 

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255January 3, 2021

Non-compliance securities law against Uniroyal Securities Ltd. 

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256January 7, 2021

Order against Stylecraft Ltd.

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