Enforcement Action
July, 2020
Sl.NoDateSubjectCommission’s Decision
1July 8, 2020

Non-compliance securities law against A N W Securities Ltd.

Click to View

2July 1, 2020

Non-compliance securities law against BDBL Securities Ltd

Click to View

3July 14, 2020

Non-compliance securities law against EBL Securities Ltd.

Click to View

4July 1, 2020

Non-compliance securities law against Haji Ahmad Brothers Securities Ltd.

Click to View

5July 16, 2020

Non-compliance securities law against IFIC Securities Ltd.

Click to View

6July 15, 2020

Non-compliance securities law against A.S.M Asasan Habib Chopwdhury, International Leasing Securities Ltd.

Click to View

7July 15, 2020

Non-compliance securities law against Md. Louthful Goni Tito and associated persons, Jamuna Bank Capital Management Ltd.

Click to View

8July 15, 2020

Non-compliance securities law against Mr. Bishwajit Das and Associated Persons

Click to View

9July 15, 2020

Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain & Associates

Click to View

10July 15, 2020

Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain_375

Click to View

11July 15, 2020

Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain_376

Click to View

12July 15, 2020

Non-compliance securities law against Md. Louthful Goni Tito and associated, Jamuna Bank Capital Management Ltd._377

Click to View

13July 1, 2020

Non-compliance securities law against NCCB Securities and Financial Services Ltd.

Click to View

14July 1, 2020

Non-compliance securities law against Peoples Equities Ltd.

Click to View

15July 9, 2020

Non-compliance securities law against SAR Securities Ltd.

Click to View

16July 9, 2020

Non-compliance securities law against SAR Securities Ltd._372

Click to View

17July 5, 2020

Non-compliance securities law against Shahjahan Securities Ltd.

Click to View

18July 15, 2020

Non-compliance securities law against Hosam Md. Sheraj, Shanta Securities Ltd.

Click to View

19July 2, 2020

Order against A.T.M Mahabubl Alam, Intech Ltd.

Click to View

20July 2, 2020

Order against Al Faruk Bags Ltd.

Click to View

21July 2, 2020

Order against Artisan, Chartered Accountants

Click to View

22July 2, 2020

Order against CEO-BMSL Investment ltd.

Click to View

23July 2, 2020

Order against CEO-IIDFC Capital Ltd.

Click to View

24July 2, 2020

Order against Mirza Aminul Islam Beg, Intech Ltd.

Click to View

25July 2, 2020

Order against Mis Sadika Mahabub, Intech Ltd.

Click to View

26July 2, 2020

Order against Mr. Md, Mizanur Rahman Mollah, M.I. Cement Factory Ltd.

Click to View

27July 2, 2020

Order against Mr. Md. Alamgir Kabir, M.I. Cement Factory Ltd.

Click to View

28July 2, 2020

Order against Mr. Md. Almas simul, M.I. Cement Factory Ltd.

Click to View

29July 2, 2020

Order against Mr. Md. Anisuzzaman, Intech Ltd.

Click to View

30July 2, 2020

Order against Mr. Md. jahangir Alam, M.I. Cement Factory Ltd.

Click to View

31July 2, 2020

Order against Mr. Mollah Mohammad Moznu, M.I. Cement Factory Ltd.

Click to View


June,2020

March, 2020
Sl.NoDateSubjectCommission’s Decision
35March 23, 2020

Non-compliance securities law against Ali Securities Co. Ltd.

Click to View

36March 2, 2020

Non-compliance securities law against Bali Securities Ltd

Click to View

37March 23, 2020

Non-compliance securities law against Banco Securities Ltd.

Click to View

38March 23, 2020

Non-compliance securities law against Holy City Securities Ltd.297

Click to View

39March 23, 2020

Non-compliance securities law against Holy City Securities Ltd.298

Click to View

40March 23, 2020

Non-compliance securities law against Jalalabad Securities Ltd.

Click to View

41March 23, 2020

Non-compliance securities law against Lanka Bangla Securities Ltd.

Click to View

42March 2, 2020

Non-compliance securities law against Lanka Bangla Securities Ltd.225

Click to View

43March 23, 2020

Non-compliance securities law against Lotus Sharess & Securities Ltd.

Click to View

44March 23, 2020

Non-compliance securities law against Main Abdur Rashid Securities Ltd.

Click to View

45March 23, 2020

Non-compliance securities law against Main Abdur Rashid Securities Ltd.295

Click to View

46March 2, 2020

Non-compliance securities law against Mr. Tashrif Al Forman

Click to View

47March 23, 2020

Non-compliance securities law against M-Securities Ltd.

Click to View

48March 2, 2020

Non-compliance securities law against M-Securities Ltd.226

Click to View

49March 2, 2020

Non-compliance securities law against Premier Leasing Securities Broking Ltd.223

Click to View

50March 2, 2020

Non-compliance securities law against Premier Leasing Securities Broking Ltd.224

Click to View

51March 3, 2020

Non-compliance securities law against Sohel Securities Ltd.

Click to View

52March 3, 2020

Non-compliance securities law against Tamha Securities Ltd.

Click to View


February, 2020

January, 2020