Enforcement Action
September, 2020
Sl.NoDateSubjectCommission’s Decision
1September 16, 2020

Order against AIBL Capital Market Service Ltd

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2September 16, 2020

Non-compliance securities law against Dhanmondi Securities Ltd.

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3September 14, 2020

Non-compliance securities law against Eastern Shares & Securities Ltd.

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4September 29, 2020

Order against Fareast Finance & Investment Ltd.

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5September 29, 2020

Order against Firstlead Securities Ltd.

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6September 30, 2020

Order against Gateway Eiquty Resources Ltd.

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7September 29, 2020

Non-compliance securities law against HAC Securities Ltd.

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8September 27, 2020

Non-compliance securities law against IFIC Bank Ltd.

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9September 27, 2020

Non-compliance securities law against IFIC Securities Ltd.

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10September 30, 2020

Order against International Securities Company Ltd.

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11September 24, 2020

Order against MAH Securities Ltd.

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12September 29, 2020

Order against Modern Securities Ltd.

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13September 27, 2020

Non-compliance securities law against Multi Securities & Serivices Ltd.

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14September 28, 2020

Non-compliance securities law against NRB Equity Management Ltd.

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15September 16, 2020

Non-compliance securities law against Orion Pharma Ltd.

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16September 27, 2020

Non-compliance securities law against Premier Bank Securities Ltd.

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17September 10, 2020

Order against Salta Capital Ltd.

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18September 23, 2020

Order against Sylnet Securities Ltd.

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19September 15, 2020

Non-compliance securities law against The Engineers Ltd.

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20September 9, 2020

Non-compliance securities law against United Securities Ltd.

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August, 2020
Sl.NoDateSubjectCommission’s Decision
21August 24, 2020

Non-compliance securities law against A N F Management Company Ltd.

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22August 19, 2020

Non-compliance securities law against ACE Capital Management Services Ltd.

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23August 24, 2020

Non-compliance securities law against Banco Securities Ltd.

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24August 18, 2020

Order against Banhladesh Shoe Industries Limited.

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25August 18, 2020

Order against C & A Textiles Ltd.

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26August 18, 2020

Order against C & A Textiles Ltd._472

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27August 19, 2020

Non-compliance securities law against Commerce Bank Securities and Investment Ltd.

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28August 24, 2020

Non-compliance securities law against Commerce Bank Securities and Investment Ltd._534

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29August 20, 2020

Non-compliance securities law against Investment Corporation of Bangladesh

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30August 20, 2020

Order against Kattali Textile Ltd.

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31August 20, 2020

Non-compliance securities law against Lankabangla Securities Ltd.

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32August 13, 2020

Non-compliance securities law against Latif Securities Ltd.

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33August 24, 2020

Non-compliance securities law against Md. Fakrul Islam Securities Ltd.

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34August 20, 2020

Order against Md. Mahamodduzzaman & Md. Mahibul Islam.(Al-Muntaha Trading Co. Ltd)

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35August 20, 2020

Order against Narayan Chandra Paul & Associates.

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36August 24, 2020

Non-compliance securities law against PHP Stock & Securities Ltd.

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37August 20, 2020

Non-compliance securities law against Premier Leasing Securities Broking Ltd.

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38August 20, 2020

Order against Prime Islami Securities Ltd.

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39August 18, 2020

Non-compliance securities law against Quayum Securities Ltd.

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40August 19, 2020

Non-compliance securities law against Reliance Brokerage Service Ltd.

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41August 10, 2020

Non-compliance securities law against S. R. Capital Ltd.

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42August 12, 2020

Non-compliance securities law against SIBL Securities Ltd.

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43August 24, 2020

Non-compliance securities law against Sinha Securities Ltd.

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44August 20, 2020

Order against Sulaiman Rubell & Associates.

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45August 24, 2020

Non-compliance securities law against UniCap Securities Ltd.

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46August 25, 2020

Order against BBS Cables Ltd.

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47August 23, 2020

Order against Banagldesh Shows Ltd.

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48August 23, 2020

Order against Iftekhar Abdul Hai (C & A Textiles Ltd.)

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49August 23, 2020

Order against Nafreen Mahabub (Tung Hai Knitting and Dyein Ltd.)

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50August 26, 2020

Non-compliance securities law against Habibur Rahman Securities Ltd.

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51August 27, 2020

Non-compliance securities law against Shyamol Equity Management Ltd.

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July, 2020
Sl.NoDateSubjectCommission’s Decision
52July 8, 2020

Non-compliance securities law against A N W Securities Ltd.

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53July 1, 2020

Non-compliance securities law against BDBL Securities Ltd

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54July 14, 2020

Non-compliance securities law against EBL Securities Ltd.

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55July 1, 2020

Non-compliance securities law against Haji Ahmad Brothers Securities Ltd.

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56July 16, 2020

Non-compliance securities law against IFIC Securities Ltd.

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57July 15, 2020

Non-compliance securities law against A.S.M Asasan Habib Chopwdhury, International Leasing Securities Ltd.

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58July 15, 2020

Non-compliance securities law against Md. Louthful Goni Tito and associated persons, Jamuna Bank Capital Management Ltd.

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59July 15, 2020

Non-compliance securities law against Mr. Bishwajit Das and Associated Persons

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60July 15, 2020

Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain & Associates

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61July 15, 2020

Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain_375

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62July 15, 2020

Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain_376

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63July 15, 2020

Non-compliance securities law against Md. Louthful Goni Tito and associated, Jamuna Bank Capital Management Ltd._377

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64July 1, 2020

Non-compliance securities law against NCCB Securities and Financial Services Ltd.

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65July 1, 2020

Non-compliance securities law against Peoples Equities Ltd.

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66July 9, 2020

Non-compliance securities law against SAR Securities Ltd.

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67July 9, 2020

Non-compliance securities law against SAR Securities Ltd._372

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68July 5, 2020

Non-compliance securities law against Shahjahan Securities Ltd.

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69July 15, 2020

Non-compliance securities law against Hosam Md. Sheraj, Shanta Securities Ltd.

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70July 2, 2020

Order against A.T.M Mahabubl Alam, Intech Ltd.

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71July 2, 2020

Order against Al Faruk Bags Ltd.

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72July 2, 2020

Order against Artisan, Chartered Accountants

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73July 2, 2020

Order against CEO-BMSL Investment ltd.

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74July 2, 2020

Order against CEO-IIDFC Capital Ltd.

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75July 2, 2020

Order against Mirza Aminul Islam Beg, Intech Ltd.

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76July 2, 2020

Order against Mis Sadika Mahabub, Intech Ltd.

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77July 2, 2020

Order against Mr. Md, Mizanur Rahman Mollah, M.I. Cement Factory Ltd.

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78July 2, 2020

Order against Mr. Md. Alamgir Kabir, M.I. Cement Factory Ltd.

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79July 2, 2020

Order against Mr. Md. Almas simul, M.I. Cement Factory Ltd.

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80July 2, 2020

Order against Mr. Md. Anisuzzaman, Intech Ltd.

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81July 2, 2020

Order against Mr. Md. jahangir Alam, M.I. Cement Factory Ltd.

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82July 2, 2020

Order against Mr. Mollah Mohammad Moznu, M.I. Cement Factory Ltd.

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June,2020

March, 2020
Sl.NoDateSubjectCommission’s Decision
86March 23, 2020

Non-compliance securities law against Ali Securities Co. Ltd.

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87March 2, 2020

Non-compliance securities law against Bali Securities Ltd

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88March 23, 2020

Non-compliance securities law against Banco Securities Ltd.

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89March 23, 2020

Non-compliance securities law against Holy City Securities Ltd.297

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90March 23, 2020

Non-compliance securities law against Holy City Securities Ltd.298

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91March 23, 2020

Non-compliance securities law against Jalalabad Securities Ltd.

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92March 23, 2020

Non-compliance securities law against Lanka Bangla Securities Ltd.

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93March 2, 2020

Non-compliance securities law against Lanka Bangla Securities Ltd.225

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94March 23, 2020

Non-compliance securities law against Lotus Sharess & Securities Ltd.

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95March 23, 2020

Non-compliance securities law against Main Abdur Rashid Securities Ltd.

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96March 23, 2020

Non-compliance securities law against Main Abdur Rashid Securities Ltd.295

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97March 2, 2020

Non-compliance securities law against Mr. Tashrif Al Forman

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98March 23, 2020

Non-compliance securities law against M-Securities Ltd.

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99March 2, 2020

Non-compliance securities law against M-Securities Ltd.226

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100March 2, 2020

Non-compliance securities law against Premier Leasing Securities Broking Ltd.223

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101March 2, 2020

Non-compliance securities law against Premier Leasing Securities Broking Ltd.224

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102March 3, 2020

Non-compliance securities law against Sohel Securities Ltd.

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103March 3, 2020

Non-compliance securities law against Tamha Securities Ltd.

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February, 2020

January, 2020