Enforcement Action
November, 2019
Sl.NoDateSubjectCommission’s Decision
1November 5, 2019

Non-compliance securities law against Ahmed Securities Services Service Ltd.

Click to View

2November 11, 2019

Non-compliance securities law against Base Capital Ltd.

Click to View

3November 17, 2019

Non-compliance securities law against DBL Securities Ltd.

Click to View

4November 14, 2019

Non-compliance securities law against Green Deltas Securities Ltd.

Click to View

5November 5, 2019

Non-compliance securities law against Hamid Fabrics Ltd.

Click to View

6November 6, 2019

Non-compliance securities law against Howlader Equity Service Ltd.

Click to View

7November 11, 2019

Non-compliance securities law against Imtiyaz Husain Securities Ltd.

Click to View

8November 17, 2019

Non-compliance securities law against Indicate Securities & Consultant Ltd.

Click to View

9November 5, 2019

Non-compliance securities law against Md. Sahidullah Securities Ltd.

Click to View

10November 17, 2019

Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd.

Click to View

11November 24, 2019

Non-compliance securities law against Pubali Bank Securities Ltd

Click to View

12November 5, 2019

Non-compliance securities law against SCL Securities Ltd.

Click to View

13November 17, 2019

Non-compliance securities law against Secure Capital Ltd.

Click to View

14November 17, 2019

Non-compliance securities law against Ten Stars (Pvt) Ltd.

Click to View

15November 17, 2019

Order against Generation Next Fashions Ltd.584

Click to View

16November 17, 2019

Order against Generation Next Fashions Ltd.585

Click to View

17November 17, 2019

Order against Generation Next Fashions Ltd.586

Click to View

18November 17, 2019

Order against Generation Next Fashions Ltd.587

Click to View

19November 17, 2019

Order against Generation Next Fashions Ltd.588

Click to View

20November 17, 2019

Order against Generation Next Fashions Ltd.589

Click to View

21November 17, 2019

Order against Generation Next Fashions Ltd.591

Click to View


October, 2019
Sl.NoDateSubjectCommission’s Decision
22October 17, 2019

Order against Adil Securities Ltd.

Click to View

23October 15, 2019

Non-compliance securities law against Beach Hatchery Ltd.

Click to View

24October 7, 2019

Non-compliance securities law against Dragon Sweater & Spinning Ltd.

Click to View

25October 7, 2019

Non-compliance securities law against DSFM Securities Ltd.

Click to View

26October 7, 2019

Non-compliance securities law against DSFM Securities Ltd.539

Click to View

27October 24, 2019

Non-compliance securities law against EC Securities Ltd.

Click to View

28October 13, 2019

Non-compliance securities law against Fareast Stocks & Bond Ltd.

Click to View

29October 15, 2019

Non-compliance securities law against Hefazatur Rahman & Co. Ltd.

Click to View

30October 15, 2019

Non-compliance securities law against Hefazatur Rahman & Co. Ltd.543

Click to View

31October 7, 2019

Non-compliance securities law against Jesco Capital Management Ltd.

Click to View

32October 20, 2019

Non-compliance securities law against Md. Fakhrul Islam Securities Ltd.

Click to View

33October 22, 2019

Non-compliance securities law against MTB Capital Ltd.

Click to View

34October 14, 2019

Non-compliance securities law against MTB Securities Ltd.

Click to View

35October 20, 2019

Order against People's leasing and financial services ltd.

Click to View

36October 15, 2019

Non-compliance securities law against S.R. Capital Ltd.

Click to View

37October 14, 2019

Non-compliance securities law against Shakil Rizvi Stock Ltd.

Click to View

38October 21, 2019

Non-compliance securities law against Union Insurance Co. Ltd.

Click to View

39October 20, 2019

Non-compliance securities law against United Enterprises & Co. Ltd.

Click to View


September, 2019
Sl.NoDateSubjectCommission’s Decision
40September 23, 2019

Non-compliance securities law against A. K. Khan Securities Ltd._

Click to View

41September 23, 2019

Non-compliance securities law against Al-Haj Securities & Stocks Ltd._474

Click to View

42September 23, 2019

Non-compliance securities law against Al-Haj Securities & Stocks Ltd._475

Click to View

43September 23, 2019

Non-compliance securities law against ARC Securities Ltd.476

Click to View

44September 23, 2019

Non-compliance securities law against ARC Securities Ltd.477

Click to View

45September 8, 2019

Non-compliance securities law against Chittagong Capital Ltd._433

Click to View

46September 8, 2019

Non-compliance securities law against Chittagong Shares & Securities Ltd._435

Click to View

47September 8, 2019

Non-compliance securities law against Dayton Holdings Ltd._434

Click to View

48September 23, 2019

Non-compliance securities law against Firstlead Securities Ltd._468

Click to View

49September 23, 2019

Non-compliance securities law against Firstlead Securities Ltd._469

Click to View

50September 22, 2019

Non-compliance securities law against Fu-Wang Foods Ltd._454

Click to View

51September 22, 2019

Non-compliance securities law against Fu-Wang Foods Ltd._463

Click to View

52September 23, 2019

Non-compliance securities law against Greenland Equities Ltd

Click to View

53September 30, 2019

Non-compliance securities law against Hedayetullah Securities Ltd.

Click to View

54September 30, 2019

 Non-compliance securities law against Hedayetullah Securities Ltd.521

Click to View

55September 29, 2019

Non-compliance securities law against Hsfazatur Rahman & Company Ltd.

Click to View

56September 8, 2019

Non-compliance securities law against Island Securities Ltd._431

Click to View

57September 8, 2019

Non-compliance securities law against Island Securities Ltd._432

Click to View

58September 23, 2019

Non-compliance securities law against JIC Securities Ltd._470

Click to View

59September 23, 2019

Non-compliance securities law against JIC Securities Ltd._471

Click to View

60September 17, 2019

Non-compliance securities law against Mona Garments Ltd.

Click to View

61September 23, 2019

Non-compliance securities law against Multi Securities & Service Ltd.

Click to View

62September 23, 2019

Non-compliance securities law against Multi Securities & Service Ltd.478

Click to View

63September 23, 2019

Non-compliance securities law against Multi Securities & Service Ltd.479

Click to View

64September 26, 2019

Non-compliance securities law against NLI Securities Ltd.

Click to View

65September 29, 2019

Non-compliance securities law against Nouvelle Securities Ltd.

Click to View

66September 17, 2019

Non-compliance securities law against Parkway Securities Ltd.

Click to View

67September 17, 2019

Non-compliance securities law against Quayum Securities Ltd.

Click to View

68September 30, 2019

Non-compliance securities law against Rasti Securities Consultant Ltd.

Click to View

69September 30, 2019

Non-compliance securities law against Salta Capital Ltd.

Click to View

70September 30, 2019

Non-compliance securities law against T. K. Shares & Securities Ltd.

Click to View

71September 23, 2019

Non-compliance securities law against UCM Capital Management Ltd.472

Click to View

72September 23, 2019

Non-compliance securities law against UCM Capital Management Ltd.473

Click to View


August, 2019
Sl.NoDateSubjectCommission’s Decision
73August 20, 2019

Non-compliance securities law against AA Securities Ltd.401

Click to View

74August 20, 2019

Non-compliance securities law against AA Securities Ltd.402

Click to View

75August 20, 2019

Non-compliance securities law against Far East Shares & Securities Ltd.403

Click to View

76August 20, 2019

Non-compliance securities law against Harpoon Securities Ltd.404

Click to View

77August 19, 2019

Non-compliance securities law against ICB Capital Management Ltd.399

Click to View

78August 19, 2019

Non-compliance securities law against ICB Securities Trading Company Ltd.398

Click to View

79August 20, 2019

Non-compliance securities law against Kishwar Securities Investment Ltd.400

Click to View

80August 29, 2019

Non-compliance securities law against Meenhar Securities Ltd.421

Click to View

81August 29, 2019

Non-compliance securities law against Progati Insurance Ltd.426

Click to View

82August 22, 2019

Non-compliance securities law against Prudential Securities Ltd.410

Click to View

83August 22, 2019

Non-compliance securities law against R N Trading Ltd.407

Click to View

84August 22, 2019

Non-compliance securities law against R N Trading Ltd.408

Click to View

85August 29, 2019

Non-compliance securities law against Raja Securities Ltd.424

Click to View

86August 29, 2019

Non-compliance securities law against Sheltech Brokerage Ltd.423

Click to View

87August 22, 2019

Non-compliance securities law against Square Securities Management Ltd.411

Click to View

88August 22, 2019

Non-compliance securities law against Tamha Securities Ltd.409

Click to View


July, 2019

June, 2019

May, 2019

April, 2019
Sl.NoDateSubjectCommission’s Decision
114April 2, 2019

Non-compliance securities law against Bangladesh Commerce Bank Ltd.

Click to View

115April 2, 2019

Non-compliance securities law against Commerce Bank Securities and Investment Ltd.

Click to View

116April 21, 2019

Non-compliance securities law against Hallmark Securities Ltd.232.

Click to View

117April 17, 2019

Non-compliance securities law against Inter Continental Securities Ltd.

Click to View

118April 21, 2019

Non-compliance securities law against Lotus Shares & Securities Ltd.222

Click to View

119April 21, 2019

Non-compliance securities law against Lotus Shares & Securities Ltd.233

Click to View

120April 2, 2019

Non-compliance securities law against Padma Can & Closures Ltd. Unit-2.

Click to View

121April 4, 2019

Non-compliance securities law against Prime Bank Securities Ltd.213.

Click to View

122April 21, 2019

Non-compliance securities law against S.N. Securities Ltd.

Click to View

123April 24, 2019

Non-compliance securities law against Shurwid Industries Ltd.234

Click to View

124April 24, 2019

Non-compliance securities law against Shurwid Industries Ltd.235

Click to View

125April 2, 2019

Non-compliance securities law against Yeakut Jahan. 208

Click to View

126April 1, 2019

Order against Bangladesh Commerce Bank Limited.183

Click to View

127April 2, 2019

Order against Bangladesh Commerce Bank Limited.185

Click to View

128April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.187

Click to View

129April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.189

Click to View

130April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.191

Click to View

131April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.193

Click to View

132April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.195

Click to View

133April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.197

Click to View

134April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.199

Click to View

135April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.201

Click to View

136April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.203

Click to View


March, 2019
Sl.NoDateSubjectCommission’s Decision
137March 27, 2019

Non-compliance securities law against Synthia Securities Ltd.166

Click to View

138March 14, 2019

Non-compliance securities law against Cordial Securities Ltd.124

Click to View

139March 10, 2019

Non-compliance securities law against R N I Securities Ltd.104

Click to View

140March 10, 2019

Non-compliance securities law against SAAD Securities Ltd.103

Click to View

141March 24, 2019

Non-compliance securities law against K.H.B Securities Ltd.139

Click to View

142March 24, 2019

Non-compliance securities law against K-Securities and Consultants Ltd.138

Click to View

143March 19, 2019

Non-compliance securities law against Eastland Insurance Company Ltd.137

Click to View

144March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.175

Click to View

145March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.174

Click to View

146March 27, 2019

Non-compliance securities law against R. N. Trading Ltd.173

Click to View

147March 27, 2019

Non-compliance securities law against Popular Life Insurance Company Ltd.172

Click to View

148March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.171

Click to View

149March 27, 2019

Non-compliance securities law against Monno Jute Stafflers Ltd.170

Click to View

150March 27, 2019

Non-compliance securities law against Popular Life Insurance Company Ltd.169

Click to View

151March 27, 2019

Non-compliance securities law against R. N. Trading Ltd.168

Click to View

152March 27, 2019

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.167

Click to View

153March 27, 2019

Non-compliance securities law against R. N. Trading Ltd.165

Click to View

154March 27, 2019

Non-compliance securities law against Stylecraft Ltd.164

Click to View

155March 27, 2019

Non-compliance securities law against Monno Ceramic Industries Ltd.163

Click to View

156March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.162

Click to View

157March 27, 2019

Non-compliance securities law against Monno Ceramic Industries Ltd.161

Click to View

158March 27, 2019

Non-compliance securities law against Bulbul Securities Ltd.160

Click to View

159March 27, 2019

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.159

Click to View

160March 27, 2019

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.158

Click to View

161March 27, 2019

Non-compliance securities law against Popular Life Insurance Company Ltd.157

Click to View

162March 7, 2019

Non-compliance securities law against Reliance Securities Consultant Ltd.104

Click to View

163March 5, 2019

Non-compliance securities law against Commerce Bank Securities and Investment Ltd.93

Click to View

164March 11, 2019

Order against AIBL Capital Market Services Ltd.107

Click to View

165March 27, 2019

Order against Akij Securities Ltd.153

Click to View

166March 27, 2019

Order against Al-Muntaha Trading Co.Ltd.147

Click to View

167March 14, 2019

Order against Commerce Bank Securities and Investment Ltd.116

Click to View

168March 14, 2019

Order against Commerce Bank Securities and Investment Ltd.117

Click to View

169March 14, 2019

Order against Commerce Bank Securities and Investment Ltd.118

Click to View

170March 18, 2019

Order against Emerald Oil Industries Ltd.129

Click to View

171March 18, 2019

Order against Emerald Oil Industries Ltd.130

Click to View

172March 18, 2019

Order against Emerald Oil Industries Ltd_131

Click to View

173March 27, 2019

Order against Globe Securities Ltd_151

Click to View

174March 27, 2019

Order against lankabangla securities ltd.155

Click to View

175March 14, 2019

Order against Mr. Mainul Haq Khan and his Associates.123

Click to View

176March 27, 2019

Order against Popular Life Insurance Co. Ltd_145

Click to View

177March 27, 2019

Order against Popular Life Insurance_149

Click to View

178March 11, 2019

Order against Prime Bank Investment Ltd.109

Click to View

179March 11, 2019

Order against Prime Islami Securities Ltd.105

Click to View

180March 18, 2019

Order against Purabi General Insurance Company Ltd.127

Click to View

181March 10, 2019

Order against Saad Secirities Limited.111

Click to View

182March 10, 2019

Order against Salta Capital Ltd.113

Click to View

183March 27, 2019

Order against Stylecraft Ltd_143

Click to View


February, 2019
Sl.NoDateSubjectCommission’s Decision
184February 5, 2019

Non-compliance securities law against BD Sunlife Securities Ltd.

Click to View

185February 4, 2019

Non-compliance securities law against Be Rich Ltd.

Click to View

186February 26, 2019

Non-compliance securities law against Beximco Securities Ltd.

Click to View

187February 5, 2019

Non-compliance securities law against BRAC EPL Stock Brokerage Ltd.

Click to View

188February 11, 2019

Non-compliance securities law against Central Pharmaceuticals Ltd.

Click to View

189February 5, 2019

Non-compliance securities law against City Brokerage Ltd.

Click to View

190February 12, 2019

Non-compliance securities law against Conmark Limited

Click to View

191February 11, 2019

Non-compliance securities law against Harun Securities Ltd.

Click to View

192February 26, 2019

Non-compliance securities law against Prilink Securities Ltd.

Click to View

193February 20, 2019

Non-compliance securities law against Purabi Securities Ltd.

Click to View

194February 13, 2019

Non-compliance securities law against Quasem Drycells Ltd.

Click to View

195February 13, 2019

Non-compliance securities law against Shahed Securities Ltd.

Click to View

196February 12, 2019

Non-compliance securities law against Subvalley Securities Ltd.

Click to View

197February 26, 2019

Non-compliance securities law against Transcon Securities Ltd.

Click to View

198February 5, 2019

Non-compliance securities law against Treasure Securities Ltd.

Click to View

199February 11, 2019

Non-compliance securities law against Western Marine Shipyard Ltd.

Click to View


January, 2019