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December, 2018

Sl.No	Date	Subject	Commission’s Decision
1	December 11, 2018	Non-compliance securities law against A. K. Khan Securities Ltd.	Click to View
2	December 27, 2018	Order against Ali Securities Co. Ltd.	Click to View
3	December 18, 2018	Non-compliance securities law against Alif Manufacturing Company Ltd.	Click to View
4	December 11, 2018	Non-compliance securities law against Anwar galvaniging Ltd.	Click to View
5	December 2, 2018	Non-compliance securities law against Bangladesh Monospool Paper Manufacturing Company Ltd.	Click to View
6	December 5, 2018	Non-compliance securities law against BD Sunlife Securities Ltd.	Click to View
7	December 2, 2018	Non-compliance securities law against Be Rich Ltd.	Click to View
8	December 13, 2018	Order against Central Pharmaneticals Ltd.	Click to View
9	December 2, 2018	Non-compliance securities law against Century Securities Ltd.	Click to View
10	December 2, 2018	Non-compliance securities law against Commarce Bank Securities and Invesment Limited._527	Click to View
11	December 11, 2018	Non-compliance securities law against Commarce Bank Securities and Invesment Limited_544	Click to View
12	December 5, 2018	Non-compliance securities law against DMR Securities Services Ltd.	Click to View
13	December 2, 2018	Non-compliance securities law against Dragon Sweater & Spinning Ltd.	Click to View
14	December 17, 2018	Non-compliance securities law against Dynamic Securities Consultans Ltd.	Click to View
15	December 23, 2018	Non-compliance securities law against IIDFC Securities Ltd.	Click to View
16	December 24, 2018	Non-compliance securities law against Joytun Securities Int'L.Ltd._576	Click to View
17	December 24, 2018	Non-compliance securities law against Joytun Securities Int'L.Ltd.577	Click to View
18	December 3, 2018	Non-compliance securities law against Khurshid Securities Ltd._529	Click to View
19	December 5, 2018	Non-compliance securities law against Khurshid Securities Ltd_534	Click to View
20	December 27, 2018	Non-compliance securities law against K-Securities and Concultants Ltd.	Click to View
21	December 11, 2018	Non-compliance securities law against Latif Securities Ltd.	Click to View
22	December 2, 2018	Non-compliance securities law against Meghna Life Insurance Co. Ltd.	Click to View
23	December 20, 2018	Non-compliance securities law against Mika Securities Ltd.	Click to View
24	December 4, 2018	Non-compliance securities law against Multi Securities & Services Ltd.	Click to View
25	December 5, 2018	Non-compliance securities law against Premier Bank Securities Limited.	Click to View
26	December 11, 2018	Non-compliance securities law against Rahima Food Corporation Ltd._550	Click to View
27	December 11, 2018	Non-compliance securities law against Rapid Securities Ltd.	Click to View
28	December 5, 2018	Non-compliance securities law against Rose Securities Limited.	Click to View
29	December 27, 2018	Non-compliance securities law against Shahjalal Islami Bank Securities Ltd.	Click to View
30	December 23, 2018	Non-compliance securities law against Sharp Securities Ltd.	Click to View
31	December 11, 2018	Non-compliance securities law against Sheltech Brokerage Ltd.	Click to View
32	December 17, 2018	Non-compliance securities law against Sinha Securities Ltd.	Click to View
33	December 2, 2018	Non-compliance securities law against Sonali Aansh Industries Ltd.	Click to View

November, 2018

Sl.No	Date	Subject	Commission’s Decision
34	November 25, 2018	Non-compliance securities law against A. M Securities and Financial Service Ltd.	Click to View
35	November 19, 2018	Non-compliance securities law against Azam Securities Ltd.	Click to View
36	November 25, 2018	Non-compliance securities law against Confidance Cement Ltd.	Click to View
37	November 4, 2018	Non-compliance securities law against E-Securities Ltd.	Click to View
38	November 19, 2018	Non-compliance securities law against Habibur Rahman Securities Ltd.	Click to View
39	November 19, 2018	Non-compliance securities law against Hazrat Amanat Shah Securities Ltd.	Click to View
40	November 15, 2018	Non-compliance securities law against ICB Securities Trading Company Ltd.	Click to View
41	November 25, 2018	Non-compliance securities law against JMI Syringes & Medical Devices Ltd.	Click to View
42	November 27, 2018	Non-compliance securities law against Kazi Equities Ltd.	Click to View
43	November 19, 2018	Non-compliance securities law against Kazi Firoz Rashid Securities Ltd.	Click to View
44	November 27, 2018	Penalty against M. Securities Ltd.	Click to View
45	November 14, 2018	Non-compliance securities law against Md. Fakrul Islam Securities Ltd.	Click to View
46	November 25, 2018	Non-compliance securities law against Miracale Industries Ltd.	Click to View
47	November 25, 2018	Non-compliance securities law against Monno Ceramic Industries Ltd.	Click to View
48	November 25, 2018	Non-compliance securities law against Monno Jute Stafflers Ltd.	Click to View
49	November 25, 2018	Non-compliance securities law against Prime Textile Spinning Mills Ltd.	Click to View
50	November 14, 2018	Non-compliance securities law against Remons Investment & Securities Ltd.	Click to View
51	November 1, 2018	Order against Salta Capital Ltd.	Click to View
52	November 29, 2018	Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd.	Click to View
53	November 4, 2018	Non-compliance securities law against Unicap Securities Ltd.	Click to View
54	November 28, 2018	Non-compliance securities law against Uttara Finance and Investment Ltd.	Click to View

October , 2018

Sl.No	Date	Subject	Commission’s Decision
55	October 25, 2018	Non-compliance securities law against AIBL Capital MArket Services Ltd.	Click to View
56	October 21, 2018	Non-compliance securities law against City Brokerage Ltd.	Click to View
57	October 21, 2018	Non-compliance securities law against EBL Securities Ltd.	Click to View
58	October 21, 2018	Non-compliance securities law against Expo Traders Ltd.	Click to View
59	October 24, 2018	Non-compliance securities law against Kabir Securities Ltd.	Click to View
60	October 28, 2018	Non-compliance securities law against Kabir Securities ltd.	Click to View
61	October 21, 2018	Non-compliance securities law against M- Securities Ltd.	Click to View
62	October 21, 2018	Non-compliance securities law against Modern Securities Ltd.	Click to View
63	October 25, 2018	Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd.	Click to View
64	October 23, 2018	Non-compliance securities law against Rashid Investment Services Ltd.	Click to View
65	October 24, 2018	Non-compliance securities law against S & H Equities Ltd.	Click to View

September, 2018

Sl.No	Date	Subject	Commission’s Decision
66	September 11, 2018	Non-compliance securities law against Bangladesh Steel Re-roiling Mills Ltd.	Click to View
67	September 20, 2018	Non-compliance securities law against Be Rich Ltd.	Click to View
68	September 24, 2018	Non-compliance securities law against Beacon Pharamaceticals ltd.	Click to View
69	September 9, 2018	Order against Bengal Fine Ceramics ltd.	Click to View
70	September 24, 2018	Non-compliance securities law against CAPM Company ltd.	Click to View
71	September 24, 2018	Non-compliance securities law against Deshbandhu Polymer Ltd.	Click to View
72	September 11, 2018	Order against Dorin Power Genaration & Systems Ltd.	Click to View
73	September 9, 2018	Order against Dynamic Securities Consultants Ltd.	Click to View
74	September 24, 2018	Non-compliance securities law against Generation Next Fashions Ltd.	Click to View
75	September 6, 2018	Order against ICB Capital Management Ltd.	Click to View
76	September 11, 2018	Non-compliance securities law against Ifad Group	Click to View
77	September 10, 2018	Order against Keya Cosmetics Ltd.	Click to View
78	September 11, 2018	Non-compliance securities law against Aibl Capital Market Service Ltd.	Click to View
79	September 24, 2018	Non-compliance securities law against Meghna Condensed Milk Ltd.	Click to View
80	September 24, 2018	Non-compliance securities law against Meghna Pet Industries Ltd.	Click to View
81	September 11, 2018	Non-compliance securities law against Mirpur Securities Ltd.	Click to View
82	September 11, 2018	Non-compliance securities law against Bank Asia Securities Ltd.	Click to View
83	September 11, 2018	Non-compliance securities law against Dhaka Bank Securities Ltd.	Click to View
84	September 11, 2018	Non-compliance securities law against AB Investment Ltd.	Click to View
85	September 11, 2018	Non-compliance securities law against MTB Securities Ltd.	Click to View
86	September 24, 2018	Non-compliance securities law against Nurani Dyeing & Sweater Ltd.	Click to View
87	September 24, 2018	Non-compliance securities law against Pacific Denims ltd.	Click to View
88	September 11, 2018	Non-compliance securities law against Prime Islami Securities Ltd.	Click to View
89	September 24, 2018	Non-compliance securities law against Rahima Food Corporation Ltd.	Click to View
90	September 24, 2018	Non-compliance securities law against Shafiq Mizan Rahman & Augustine(Chartered Accountants)	Click to View
91	September 13, 2018	Non-compliance securities law against United Airways (BD)Ltd.	Click to View

August, 2018

Sl.No	Date	Subject	Commission’s Decision
92	August 28, 2018	Non-compliance securities law against AB & Company Ltd.	Click to View
93	August 12, 2018	Non-compliance securities law against Alliance Securities & Management Ltd.314	Click to View
94	August 28, 2018	Non-compliance securities law against Alliance Securities & Management Ltd.318	Click to View
95	August 28, 2018	Non-compliance securities law against Delta Spinners Ltd.	Click to View
96	August 30, 2018	Non-compliance securities law against International Leasing Securities Ltd.	Click to View
97	August 28, 2018	Non-compliance securities law against Padma Islami Life Insurance Ltd.	Click to View
98	August 5, 2018	Order against Saad Securities Ltd.	Click to View
99	August 28, 2018	Non-compliance securities law against Unique Share Management Ltd.	Click to View
100	August 28, 2018	Non-compliance securities law against Western Marine Shipyard Ltd.	Click to View

July, 2018

Sl.No	Date	Subject	Commission’s Decision
101	July 11, 2018	Non-compliance securities law against Amara Netwarks Limited.	Click to View
102	July 31, 2018	Non-compliance securities law against AIBL Capital Ltd.	Click to View
103	July 11, 2018	Non-compliance securities law against Alif Manufacturing Company Ltd.	Click to View
104	July 11, 2018	Non-compliance securities law against Bank Asia Ltd.	Click to View
105	July 11, 2018	Non-compliance securities law against Daika Limited.	Click to View
106	July 11, 2018	Non-compliance securities law against Dhagon Sweater and Spinning Ltd.	Click to View
107	July 25, 2018	Non-compliance securities law against Dhanmondi Securities Ltd.	Click to View
108	July 11, 2018	Non-compliance securities law against Familytex(BD) Limited	Click to View
109	July 11, 2018	Non-compliance securities law against FAR Chemical Industries Ltd.	Click to View
110	July 11, 2018	Non-compliance securities law against Hakkani Pulp & Paper Mills Ltd.	Click to View
111	July 11, 2018	Non-compliance securities law against Keya Cosmetics Ltd.	Click to View
112	July 11, 2018	Non-compliance securities law against Malsons Spinning Mills Ltd.	Click to View
113	July 31, 2018	Non-compliance securities law against PFI Securities Ltd.	Click to View
114	July 11, 2018	Non-compliance securities law against Progati Life Insurance Ltd.	Click to View
115	July 11, 2018	Non-compliance securities law against Rose Securities Ltd.	Click to View
116	July 11, 2018	Non-compliance securities law against Royel Green Securities Ltd.	Click to View
117	July 11, 2018	Non-compliance securities law against S. Alam Cold Rolled Steels Ltd.	Click to View
118	July 31, 2018	Non-compliance securities law against Salta Capital Ltd.	Click to View
119	July 11, 2018	Non-compliance securities law against Shahjalal Islami Bank Ltd.	Click to View
120	July 11, 2018	Non-compliance securities law against Shurwid Industries Ltd.	Click to View
121	July 11, 2018	Non-compliance securities law against Sonali Aansh Industris Ltd.	Click to View
122	July 11, 2018	Non-compliance securities law against Stylecraft Ltd.	Click to View
123	July 10, 2018	Non-compliance securities law against Trustee Securities Ltd.	Click to View
124	July 11, 2018	Non-compliance securities law against United Airways(BD) Ltd.	Click to View

June, 2018

Sl.No	Date	Subject	Commission’s Decision
125	June 5, 2018	Order against Md. Abdullah Siddique (Insvestor)	Click to View
126	June 5, 2018	Order against Md. Moazzem Hossain Shikder (Insvestor)	Click to View

May, 2018

Sl.No	Date	Subject	Commission’s Decision
127	May 27, 2018	Non-compliance securities law against Baraka Power Ltd.	Click to View
128	May 27, 2018	Non-compliance securities law against Doreen power Generation and systems ltd.	Click to View
129	May 27, 2018	Non-compliance securities law against Agriculture Marketing Co. Ltd.	Click to View
130	May 27, 2018	Non-compliance securities law against AFC Capital Ltd.(Issue Manager)	Click to View
131	May 27, 2018	Non-compliance securities law against Khan brothers PP woven Bag Industries Ltd.	Click to View
132	May 27, 2018	Non-compliance securities law against Mahfel Huq & Co.	Click to View
133	May 27, 2018	Non-compliance securities law against Daffodil Computers Ltd.	Click to View
134	May 27, 2018	Non-compliance securities law against Intech Online Ltd.	Click to View
135	May 27, 2018	Non-compliance securities law against Legacy Footear Ltd.	Click to View
136	May 13, 2018	Non-compliance securities law against Subvalley Securities	Click to View
137	May 27, 2018	Non-compliance securities law against BMSL Investment Ltd.	Click to View
138	May 21, 2018	Order against Bangladesh Autocars Ltd.	Click to View

April,2018

Sl.No	Date	Subject	Commission’s Decision
139	April 12, 2018	Penalty order against Mercantile Bank Ltd.	Click to View
140	April 11, 2018	Non-compliance securities law against Syed Mohammed Abdul Mannan	Click to View
141	April 18, 2018	Penalty order against ANF Managment Company Ltd.	Click to View
142	April 1, 2018	Order against WATA Chamicals Ltd.	Click to View

March, 2018

Sl.No	Date	Subject	Commission’s Decision
143	March 29, 2018	Non-compliance of securities laws: Warring against WATA Chemicales Ltd.	Click to View
144	March 21, 2018	Penalty Order: Non-compliance of securities laws against Director of Pubali Bank Ltd.	Click to View
145	March 21, 2018	Non-compliance of securities law against The Dacca Dyeing & Manufacturing Company Ltd.	Click to View
146	March 21, 2018	Non-compliance of securities laws against BMSL Investment Ltd.	Click to View
147	March 21, 2018	Non-complaince of securities Laws against Citizen Securities and Investment Ltd.	Click to View
148	March 19, 2018	Non-compliance of securities laws against Grameen Capital Management Ltd.	Click to View
149	March 15, 2018	Order against Wifang Securities Ltd.	Click to View
150	March 15, 2018	Order against Habibur Rahman Securities Ltd.	Click to View
151	March 15, 2018	Order against First Capital Securities Ltd.	Click to View
152	March 15, 2018	Order against Stock & Bond Ltd.	Click to View
153	March 14, 2018	Non-compliance of securities laws-Warning aganist ICB Securities Tranding Company Ltd.	Click to View
154	March 14, 2018	Non-compliance of securities laws-Warning against Habibur Rahman Securities Ltd.	Click to View
155	March 14, 2018	Non-compliance of securities laws-Warning aganist Shanta Securities Ltd.	Click to View
156	March 14, 2018	Non-compliance of securities laws-Warning against M-Securities Ltd.	Click to View
157	March 14, 2018	Non-compliance of securities laws-Warning against Synthia Securities Ltd.	Click to View
158	March 14, 2018	Non-compliance of securities laws-Warning against Stock & Bonds Ltd.	Click to View
159	March 14, 2018	Non-compliance of securities laws-Warning against Khurshid Securities Ltd.	Click to View
160	March 14, 2018	Non-compliance of securities laws-Warning against Asia Securities Ltd.	Click to View
161	March 13, 2018	Non-compliance of securities related laws-Warning against Total Communication Ltd.	Click to View
162	March 13, 2018	Non-compliance of securities related laws-Warning against Globe Securities Ltd.	Click to View

February, 2018

Sl.No	Date	Subject	Commission’s Decision
163	February 1, 2018	Non-compliance of securities related laws-against Cosmopolitan Finance Ltd.	Click to View
164	February 25, 2018	Order against Dragon Sweater & Spinning Ltd	Click to View
165	February 19, 2018	Order against Yeakub Ali Khandaker	Click to View
166	February 19, 2018	Order against Salta Capital Ltd.	Click to View
167	February 19, 2018	Order against United Airways (BD) Ltd.	Click to View
168	February 18, 2018	Order against Mr. A. K. M. Shaheed Reza	Click to View
169	February 13, 2018	Order against Hedayetullah Securities Ltd.	Click to View
170	February 13, 2018	Order against Dynamic Securities Consultants Ltd.	Click to View
171	February 7, 2018	Non-compliance of securities related laws-against Hedayetullah Securities Ltd.	Click to View
172	February 6, 2018	Order against HAC Securities Ltd.	Click to View

January, 2018

Sl.No	Date	Subject	Commission’s Decision
173	January 1, 2018	Non-compliance of securities related laws-against Aamra Technologies Ltd.	Click to View
174	January 1, 2018	Non-compliance of securities related laws Talllu Spinning Mils Ltd.	Click to View
175	January 1, 2018	Non-compliance of securities related laws against City Brokerage Ltd.	Click to View
176	January 1, 2018	Non-compliance of securities related laws against Sharp Securities Ltd.	Click to View
177	January 1, 2018	Non-compliance of securities related laws against Rapiad Securities Ltd. Limited, D M R Securities Services Ltd, AB Securities Ltd, Salta Capital Ltd.	Click to View
178	January 9, 2018	Order against AFN Management Co Ltd.	Click to View
179	January 9, 2018	Order against Mirror Finalcial Management Ltd.	Click to View
180	January 9, 2018	Order against Saad Securities Ltd.	Click to View
181	January 11, 2018	Non-compliance of securities related laws against United Airways (BD) Ltd.	Click to View
182	January 16, 2018	Order against Sohel Securities Ltd.	Click to View
183	January 22, 2018	Penalty Order against Azam Securities Ltd.	Click to View
184	January 29, 2018	Order against M-Securities Ltd.	Click to View
185	January 29, 2018	Order against M-Securities Ltd.	Click to View
186	January 29, 2018	Order against M-Securities Ltd.	Click to View
187	January 25, 2018	Order against M-Securities Ltd.	Click to View
188	January 30, 2018	Order against P.F.I Securities Ltd.	Click to View

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