SEC Quarterly Review 


Surveillance: Constant real time monitoring of the trading of Dhaka Stock Exchange Ltd. and Chittagong Stock Exchange Ltd. through non-trading version of Work Stations is continuing unabated. The surveillance people, time to time inform the top management of the Commission about the market condition who then, if necessary, talk with the management of the respective exchanges. At the end of the trading, a report is prepared and submitted to the SEC Chairman & others pointing out any highlight or abnormal activity found during the trading hours.

Analysis of trading data inspection: Post trading analysis is  continuing at the surveillance department. Relevant data and trading information are regularly collected from the exchanges in this connection based on which analysis and calculation are done. The purpose of this post trading analysis is to find out the unusual behavior of trading. If any abnormal trend or volatility in terms of turnover and price movement is noticed, a primary inspection is conducted in order to ascertain the reason behind such volatility. If anything is suspected wrong, the matter is referred to the  authority for further action.

During April-June, 2002 quarter, on the basis of trading data/information of DSE the Surveillance Department, SEC inspected five broker houses to examine the books and records.

After analyzing data/information obtained from online surveillance software of Chittagong Stock Exchange, the Commission asked CSE to take necessary course of action.