SEC Quarterly Review 

Jan-March 2002 


Issuance of Stock Broker Registration Certificate: During the period January-March, 2002 the Commission has issued stockbroker registration certificates to the following two members of Dhaka Stock Exchange Ltd. as per Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representative) Rules, 2000:

Serial No.

Name of the Stockbroker


Date of Issue


B.L.I. Securities Ltd.

Printers Building (7th Floor),

5, RAJUK Avenue, Dhaka-1000.



Joytun  Securities International Ltd.

Room# 433, DSE Annex Building, 9/E, Motijheel C/A, Dhaka-1000.


Renewal of Stock Dealer/ Stock Broker Registration Certificates: Registration department of the Commission has renewed registration certificates (Stock Dealer/ Stock Broker) of 10 members of Dhaka Stock Exchange Ltd. and 2 members of Chittagong Stock Exchange Ltd.  during the quarter January-March, 2002.


o       Issued permission to AIMS of Bangladesh Ltd. to act as trustee of S.P.V. trust of Brac Securitized Bond on conditions.

o       Grameen Securities Management Ltd., a merchant bank has got clearance to perform by changing itsí name from Grameen Capital Management Ltd.

Merchant bank, Equity Partners Ltd. has been permitted to transfer itsí 2,21,075 shares from one foreign sponsor Bank Julius Bare & Co. Ltd. to another foreigner Mr. Thomas Hugger Zergmatt.