Registration & Licensing Department

The main functions of this department are:

  • Issuance of Registration Certificate and other matters of the Credit Rating Companies.
  • Issuance and renewal of Registration Certificate of the Stock Brokers, Stock Dealers.
  • Issuance and renewal of Registration Certificate of the Securities Custodians.
  • Issuance and renewal of Registration Certificate of the Authorized Representatives.
  • Issuance of Registration Certificate and other matters of Merchant Banker and Portfolio Manager.
  • Issuance of Registration Certificate and other matters of Asset Management Companies.
  • Issuance of Registration Certificate and other matters of Trustees of Debt Securities.
  • Issuance of Registration Certificate and other matters of Custodians of Mutual Fund.
  • Issuance of Registration Certificate and other related matters of alternative Investment fund (Fund Manager)
  • Issuance of Registration Certificate and other matters of Trustees of Mutual Fund.
  • Issuance of Registration Certificate and other matters of Trustees of Alternative Investment fund.
  • Issuance and renewal of Registration Certificate of Depository Participants.
  • Permission regarding Branch Opening of Stock Broker/Stock Dealer Company
  • Name Change and other matters of Stock Broker/Stock Dealer Depository Participants Certificate.
  • Preparation of Annual, Quarterly and Monthly Report and any other report.

The department is headed by Mr. Md. Mahbubul Alam, Executive Director.              

Officers of the Registration & Licensing Department:

Executive Director:  
Mr. Md. Mahbubul Alam Executive Director  
     
Director:
Mr. Mohammad Jahangir Alam Director  
     
Deputy Director:
Ms. Umme Salma Deputy Director  
     
Assistant Director:
Mr. Md. Saiful Islam Assistant Director  
Mr. Md. Ashraful Alam Assistant Director  
Mr. Mohammad Ratan Miah Assistant Director