Enforcement Action
April, 2019
Sl.NoDateSubjectCommission’s Decision
1April 2, 2019

Non-compliance securities law against Bangladesh Commerce Bank Ltd.

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2April 2, 2019

Non-compliance securities law against Commerce Bank Securities and Investment Ltd.

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3April 21, 2019

Non-compliance securities law against Hallmark Securities Ltd.232.

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4April 17, 2019

Non-compliance securities law against Inter Continental Securities Ltd.

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5April 21, 2019

Non-compliance securities law against Lotus Shares & Securities Ltd.222

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6April 21, 2019

Non-compliance securities law against Lotus Shares & Securities Ltd.233

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7April 2, 2019

Non-compliance securities law against Padma Can & Closures Ltd. Unit-2.

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8April 4, 2019

Non-compliance securities law against Prime Bank Securities Ltd.213.

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9April 21, 2019

Non-compliance securities law against S.N. Securities Ltd.

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10April 24, 2019

Non-compliance securities law against Shurwid Industries Ltd.234

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11April 24, 2019

Non-compliance securities law against Shurwid Industries Ltd.235

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12April 2, 2019

Non-compliance securities law against Yeakut Jahan. 208

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13April 1, 2019

Order against Bangladesh Commerce Bank Limited.183

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14April 2, 2019

Order against Bangladesh Commerce Bank Limited.185

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15April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.187

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16April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.189

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17April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.191

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18April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.193

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19April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.195

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20April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.197

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21April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.199

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22April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.201

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23April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.203

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March, 2019
Sl.NoDateSubjectCommission’s Decision
24March 27, 2019

Non-compliance securities law against Synthia Securities Ltd.166

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25March 14, 2019

Non-compliance securities law against Cordial Securities Ltd.124

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26March 10, 2019

Non-compliance securities law against R N I Securities Ltd.104

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27March 10, 2019

Non-compliance securities law against SAAD Securities Ltd.103

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28March 24, 2019

Non-compliance securities law against K.H.B Securities Ltd.139

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29March 24, 2019

Non-compliance securities law against K-Securities and Consultants Ltd.138

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30March 19, 2019

Non-compliance securities law against Eastland Insurance Company Ltd.137

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31March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.175

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32March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.174

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33March 27, 2019

Non-compliance securities law against R. N. Trading Ltd.173

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34March 27, 2019

Non-compliance securities law against Popular Life Insurance Company Ltd.172

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35March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.171

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36March 27, 2019

Non-compliance securities law against Monno Jute Stafflers Ltd.170

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37March 27, 2019

Non-compliance securities law against Popular Life Insurance Company Ltd.169

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38March 27, 2019

Non-compliance securities law against R. N. Trading Ltd.168

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39March 27, 2019

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.167

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40March 27, 2019

Non-compliance securities law against R. N. Trading Ltd.165

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41March 27, 2019

Non-compliance securities law against Stylecraft Ltd.164

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42March 27, 2019

Non-compliance securities law against Monno Ceramic Industries Ltd.163

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43March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.162

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44March 27, 2019

Non-compliance securities law against Monno Ceramic Industries Ltd.161

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45March 27, 2019

Non-compliance securities law against Bulbul Securities Ltd.160

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46March 27, 2019

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.159

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47March 27, 2019

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.158

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48March 27, 2019

Non-compliance securities law against Popular Life Insurance Company Ltd.157

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49March 7, 2019

Non-compliance securities law against Reliance Securities Consultant Ltd.104

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50March 5, 2019

Non-compliance securities law against Commerce Bank Securities and Investment Ltd.93

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51March 11, 2019

Order against AIBL Capital Market Services Ltd.107

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52March 27, 2019

Order against Akij Securities Ltd.153

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53March 27, 2019

Order against Al-Muntaha Trading Co.Ltd.147

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54March 14, 2019

Order against Commerce Bank Securities and Investment Ltd.116

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55March 14, 2019

Order against Commerce Bank Securities and Investment Ltd.117

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56March 14, 2019

Order against Commerce Bank Securities and Investment Ltd.118

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57March 18, 2019

Order against Emerald Oil Industries Ltd.129

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58March 18, 2019

Order against Emerald Oil Industries Ltd.130

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59March 18, 2019

Order against Emerald Oil Industries Ltd_131

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60March 27, 2019

Order against Globe Securities Ltd_151

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61March 27, 2019

Order against lankabangla securities ltd.155

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62March 14, 2019

Order against Mr. Mainul Haq Khan and his Associates.123

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63March 27, 2019

Order against Popular Life Insurance Co. Ltd_145

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64March 27, 2019

Order against Popular Life Insurance_149

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65March 11, 2019

Order against Prime Bank Investment Ltd.109

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66March 11, 2019

Order against Prime Islami Securities Ltd.105

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67March 18, 2019

Order against Purabi General Insurance Company Ltd.127

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68March 10, 2019

Order against Saad Secirities Limited.111

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69March 10, 2019

Order against Salta Capital Ltd.113

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70March 27, 2019

Order against Stylecraft Ltd_143

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February, 2019
Sl.NoDateSubjectCommission’s Decision
71February 5, 2019

Non-compliance securities law against BD Sunlife Securities Ltd.

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72February 4, 2019

Non-compliance securities law against Be Rich Ltd.

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73February 26, 2019

Non-compliance securities law against Beximco Securities Ltd.

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74February 5, 2019

Non-compliance securities law against BRAC EPL Stock Brokerage Ltd.

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75February 11, 2019

Non-compliance securities law against Central Pharmaceuticals Ltd.

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76February 5, 2019

Non-compliance securities law against City Brokerage Ltd.

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77February 12, 2019

Non-compliance securities law against Conmark Limited

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78February 11, 2019

Non-compliance securities law against Harun Securities Ltd.

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79February 26, 2019

Non-compliance securities law against Prilink Securities Ltd.

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80February 20, 2019

Non-compliance securities law against Purabi Securities Ltd.

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81February 13, 2019

Non-compliance securities law against Quasem Drycells Ltd.

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82February 13, 2019

Non-compliance securities law against Shahed Securities Ltd.

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83February 12, 2019

Non-compliance securities law against Subvalley Securities Ltd.

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84February 26, 2019

Non-compliance securities law against Transcon Securities Ltd.

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85February 5, 2019

Non-compliance securities law against Treasure Securities Ltd.

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86February 11, 2019

Non-compliance securities law against Western Marine Shipyard Ltd.

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January, 2019