Enforcement Action
March, 2018
Sl.NoDateSubjectCommission’s Decision
1March 29, 2018

Non-compliance of securities laws: Warring against WATA Chemicales Ltd.

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2March 21, 2018

Penalty Order: Non-compliance of securities laws against Director of Pubali Bank Ltd.

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3March 21, 2018

Non-compliance of securities law against The Dacca Dyeing & Manufacturing Company Ltd.

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4March 21, 2018

Non-compliance of securities laws against BMSL Investment Ltd.

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5March 21, 2018

Non-complaince of securities Laws against Citizen Securities and Investment Ltd.

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6March 19, 2018

Non-compliance of securities laws against Grameen Capital Management Ltd.

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7March 15, 2018

Order against Wifang Securities Ltd.

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8March 15, 2018

Order against Habibur Rahman Securities Ltd.

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9March 15, 2018

Order against First Capital Securities Ltd.

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10March 15, 2018

Order against Stock & Bond Ltd.

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11March 14, 2018

Non-compliance of securities laws-Warning aganist ICB Securities Tranding Company Ltd.

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12March 14, 2018

Non-compliance of securities laws-Warning against Habibur Rahman Securities Ltd.

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13March 14, 2018

Non-compliance of securities laws-Warning aganist Shanta Securities Ltd.

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14March 14, 2018

Non-compliance of securities laws-Warning against M-Securities Ltd.

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15March 14, 2018

Non-compliance of securities laws-Warning against Synthia Securities Ltd.

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16March 14, 2018

Non-compliance of securities laws-Warning against Stock & Bonds Ltd.

 

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17March 14, 2018

Non-compliance of securities laws-Warning against Khurshid Securities Ltd.

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18March 14, 2018

Non-compliance of securities laws-Warning against Asia Securities Ltd.

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19March 13, 2018

Non-compliance of securities related laws-Warning against Total Communication Ltd.

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20March 13, 2018

Non-compliance of securities related laws-Warning against Globe Securities Ltd.

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February, 2018

January, 2018