Enforcement Action
September, 2018
Sl.NoDateSubjectCommission’s Decision
1September 11, 2018

Non-compliance securities law against Bangladesh Steel Re-roiling Mills Ltd.

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2September 20, 2018

Non-compliance securities law against Be Rich Ltd.

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3September 24, 2018

Non-compliance securities law against Beacon Pharamaceticals ltd.

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4September 9, 2018

Order against Bengal Fine Ceramics ltd.

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5September 24, 2018

Non-compliance securities law against CAPM Company ltd.

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6September 24, 2018

Non-compliance securities law against Deshbandhu Polymer Ltd.

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7September 11, 2018

Order against Dorin Power Genaration & Systems Ltd.

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8September 9, 2018

Order against Dynamic Securities Consultants Ltd.

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9September 24, 2018

Non-compliance securities law against Generation Next Fashions Ltd.

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10September 6, 2018

Order against ICB Capital Management Ltd.

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11September 11, 2018

Non-compliance securities law against Ifad Group

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12September 10, 2018

Order against Keya Cosmetics Ltd.

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13September 11, 2018

Non-compliance securities law against Aibl Capital Market Service Ltd.

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14September 24, 2018

Non-compliance securities law against Meghna Condensed Milk Ltd.

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15September 24, 2018

Non-compliance securities law against Meghna Pet Industries Ltd.

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16September 11, 2018

Non-compliance securities law against Mirpur Securities Ltd.

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17September 11, 2018

Non-compliance securities law against Bank Asia Securities Ltd.

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18September 11, 2018

Non-compliance securities law against Dhaka Bank Securities Ltd.

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19September 11, 2018

Non-compliance securities law against AB Investment Ltd.

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20September 11, 2018

Non-compliance securities law against MTB Securities Ltd.

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21September 24, 2018

Non-compliance securities law against Nurani Dyeing & Sweater Ltd.

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22September 24, 2018

Non-compliance securities law against Pacific Denims ltd.

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23September 11, 2018

Non-compliance securities law against Prime Islami Securities Ltd.

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24September 24, 2018

Non-compliance securities law against Rahima Food Corporation Ltd.

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25September 24, 2018

Non-compliance securities law against Shafiq Mizan Rahman & Augustine(Chartered Accountants)

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26September 13, 2018

Non-compliance securities law against United Airways (BD)Ltd.

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August, 2018

July, 2018
Sl.NoDateSubjectCommission’s Decision
36July 11, 2018

Non-compliance securities law against Amara Netwarks Limited.

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37July 31, 2018

Non-compliance securities law against AIBL Capital Ltd.

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38July 11, 2018

Non-compliance securities law against Alif Manufacturing Company Ltd.

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39July 11, 2018

Non-compliance securities law against Bank Asia Ltd.

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40July 11, 2018

Non-compliance securities law against Daika Limited.

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41July 11, 2018

Non-compliance securities law against Dhagon Sweater and Spinning Ltd.

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42July 25, 2018

Non-compliance securities law against Dhanmondi Securities Ltd.

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43July 11, 2018

Non-compliance securities law against Familytex(BD) Limited

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44July 11, 2018

Non-compliance securities law against FAR Chemical Industries Ltd.

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45July 11, 2018

Non-compliance securities law against Hakkani Pulp & Paper Mills Ltd.

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46July 11, 2018

Non-compliance securities law against Keya Cosmetics Ltd.

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47July 11, 2018

Non-compliance securities law against Malsons Spinning Mills Ltd.

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48July 31, 2018

Non-compliance securities law against PFI Securities Ltd.

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49July 11, 2018

Non-compliance securities law against Progati Life Insurance Ltd.

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50July 11, 2018

Non-compliance securities law against Rose Securities Ltd.

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51July 11, 2018

Non-compliance securities law against Royel Green Securities Ltd.

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52July 11, 2018

Non-compliance securities law against S. Alam Cold Rolled Steels Ltd.

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53July 31, 2018

Non-compliance securities law against Salta Capital Ltd.

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54July 11, 2018

Non-compliance securities law against Shahjalal Islami Bank Ltd.

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55July 11, 2018

Non-compliance securities law against Shurwid Industries Ltd.

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56July 11, 2018

Non-compliance securities law against Sonali Aansh Industris Ltd.

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57July 11, 2018

Non-compliance securities law against Stylecraft Ltd.

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58July 10, 2018

Non-compliance securities law against Trustee Securities Ltd.

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59July 11, 2018

Non-compliance securities law against United Airways(BD) Ltd.

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June, 2018

May, 2018

April,2018

March, 2018
Sl.NoDateSubjectCommission’s Decision
78March 29, 2018

Non-compliance of securities laws: Warring against WATA Chemicales Ltd.

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79March 21, 2018

Penalty Order: Non-compliance of securities laws against Director of Pubali Bank Ltd.

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80March 21, 2018

Non-compliance of securities law against The Dacca Dyeing & Manufacturing Company Ltd.

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81March 21, 2018

Non-compliance of securities laws against BMSL Investment Ltd.

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82March 21, 2018

Non-complaince of securities Laws against Citizen Securities and Investment Ltd.

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83March 19, 2018

Non-compliance of securities laws against Grameen Capital Management Ltd.

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84March 15, 2018

Order against Wifang Securities Ltd.

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85March 15, 2018

Order against Habibur Rahman Securities Ltd.

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86March 15, 2018

Order against First Capital Securities Ltd.

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87March 15, 2018

Order against Stock & Bond Ltd.

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88March 14, 2018

Non-compliance of securities laws-Warning aganist ICB Securities Tranding Company Ltd.

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89March 14, 2018

Non-compliance of securities laws-Warning against Habibur Rahman Securities Ltd.

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90March 14, 2018

Non-compliance of securities laws-Warning aganist Shanta Securities Ltd.

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91March 14, 2018

Non-compliance of securities laws-Warning against M-Securities Ltd.

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92March 14, 2018

Non-compliance of securities laws-Warning against Synthia Securities Ltd.

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93March 14, 2018

Non-compliance of securities laws-Warning against Stock & Bonds Ltd.

 

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94March 14, 2018

Non-compliance of securities laws-Warning against Khurshid Securities Ltd.

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95March 14, 2018

Non-compliance of securities laws-Warning against Asia Securities Ltd.

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96March 13, 2018

Non-compliance of securities related laws-Warning against Total Communication Ltd.

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97March 13, 2018

Non-compliance of securities related laws-Warning against Globe Securities Ltd.

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February, 2018

January, 2018