Enforcement Action
December, 2018
Sl.NoDateSubjectCommission’s Decision
1December 11, 2018

Non-compliance securities law against A. K. Khan Securities Ltd.

Click to View

2December 27, 2018

Order against Ali Securities Co. Ltd.

Click to View

3December 18, 2018

Non-compliance securities law against Alif Manufacturing Company Ltd.

Click to View

4December 11, 2018

Non-compliance securities law against Anwar galvaniging Ltd.

Click to View

5December 2, 2018

Non-compliance securities law against Bangladesh Monospool Paper Manufacturing Company Ltd.

Click to View

6December 5, 2018

Non-compliance securities law against BD Sunlife Securities Ltd.

Click to View

7December 2, 2018

Non-compliance securities law against Be Rich Ltd.

Click to View

8December 13, 2018

Order against Central Pharmaneticals Ltd.

Click to View

9December 2, 2018

Non-compliance securities law against Century Securities Ltd.

Click to View

10December 2, 2018

Non-compliance securities law against Commarce Bank Securities and Invesment Limited._527

Click to View

11December 11, 2018

Non-compliance securities law against Commarce Bank Securities and Invesment Limited_544

Click to View

12December 5, 2018

Non-compliance securities law against DMR Securities Services Ltd.

Click to View

13December 2, 2018

Non-compliance securities law against Dragon Sweater & Spinning Ltd.

Click to View

14December 17, 2018

Non-compliance securities law against Dynamic Securities Consultans Ltd.

Click to View

15December 23, 2018

Non-compliance securities law against IIDFC Securities Ltd.

Click to View

16December 24, 2018

Non-compliance securities law against Joytun Securities Int'L.Ltd._576

Click to View

17December 24, 2018

Non-compliance securities law against Joytun Securities Int'L.Ltd.577

Click to View

18December 3, 2018

Non-compliance securities law against Khurshid Securities Ltd._529

Click to View

19December 5, 2018

Non-compliance securities law against Khurshid Securities Ltd_534

Click to View

20December 27, 2018

Non-compliance securities law against K-Securities and Concultants Ltd.

Click to View

21December 11, 2018

Non-compliance securities law against Latif Securities Ltd.

Click to View

22December 2, 2018

Non-compliance securities law against Meghna Life Insurance Co. Ltd.

Click to View

23December 20, 2018

Non-compliance securities law against Mika Securities Ltd.

Click to View

24December 4, 2018

Non-compliance securities law against Multi Securities & Services Ltd.

Click to View

25December 5, 2018

Non-compliance securities law against Premier Bank Securities Limited.

Click to View

26December 11, 2018

Non-compliance securities law against Rahima Food Corporation Ltd._550

Click to View

27December 11, 2018

Non-compliance securities law against Rapid Securities Ltd.

Click to View

28December 5, 2018

Non-compliance securities law against Rose Securities Limited.

Click to View

29December 27, 2018

Non-compliance securities law against Shahjalal Islami Bank Securities Ltd.

Click to View

30December 23, 2018

Non-compliance securities law against Sharp Securities Ltd.

Click to View

31December 11, 2018

Non-compliance securities law against Sheltech Brokerage Ltd.

Click to View

32December 17, 2018

Non-compliance securities law against Sinha Securities Ltd.

Click to View

33December 2, 2018

Non-compliance securities law against Sonali Aansh Industries Ltd.

Click to View


November, 2018
Sl.NoDateSubjectCommission’s Decision
34November 25, 2018

Non-compliance securities law against A. M Securities and Financial Service Ltd.

Click to View

35November 19, 2018

Non-compliance securities law against Azam Securities Ltd.

Click to View

36November 25, 2018

Non-compliance securities law against Confidance Cement Ltd.

Click to View

37November 4, 2018

Non-compliance securities law against E-Securities Ltd.

Click to View

38November 19, 2018

Non-compliance securities law against Habibur Rahman Securities Ltd.

Click to View

39November 19, 2018

Non-compliance securities law against Hazrat Amanat Shah Securities Ltd.

Click to View

40November 15, 2018

Non-compliance securities law against ICB Securities Trading Company Ltd.

Click to View

41November 25, 2018

Non-compliance securities law against JMI Syringes & Medical Devices Ltd.

Click to View

42November 27, 2018

Non-compliance securities law against Kazi Equities Ltd.

Click to View

43November 19, 2018

Non-compliance securities law against Kazi Firoz Rashid Securities Ltd.

Click to View

44November 27, 2018

Penalty against M. Securities Ltd.

Click to View

45November 14, 2018

Non-compliance securities law against Md. Fakrul Islam Securities Ltd.

Click to View

46November 25, 2018

Non-compliance securities law against Miracale Industries Ltd.

Click to View

47November 25, 2018

Non-compliance securities law against Monno Ceramic Industries Ltd.

Click to View

48November 25, 2018

Non-compliance securities law against Monno Jute Stafflers Ltd.

Click to View

49November 25, 2018

Non-compliance securities law against Prime Textile Spinning Mills Ltd.

Click to View

50November 14, 2018

Non-compliance securities law against Remons Investment & Securities Ltd.

Click to View

51November 1, 2018

Order against Salta Capital Ltd.

Click to View

52November 29, 2018

Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd.

Click to View

53November 4, 2018

Non-compliance securities law against Unicap Securities Ltd.

Click to View

54November 28, 2018

Non-compliance securities law against Uttara Finance and Investment Ltd.

Click to View


October , 2018

September, 2018
Sl.NoDateSubjectCommission’s Decision
66September 11, 2018

Non-compliance securities law against Bangladesh Steel Re-roiling Mills Ltd.

Click to View

67September 20, 2018

Non-compliance securities law against Be Rich Ltd.

Click to View

68September 24, 2018

Non-compliance securities law against Beacon Pharamaceticals ltd.

Click to View

69September 9, 2018

Order against Bengal Fine Ceramics ltd.

Click to View

70September 24, 2018

Non-compliance securities law against CAPM Company ltd.

Click to View

71September 24, 2018

Non-compliance securities law against Deshbandhu Polymer Ltd.

Click to View

72September 11, 2018

Order against Dorin Power Genaration & Systems Ltd.

Click to View

73September 9, 2018

Order against Dynamic Securities Consultants Ltd.

Click to View

74September 24, 2018

Non-compliance securities law against Generation Next Fashions Ltd.

Click to View

75September 6, 2018

Order against ICB Capital Management Ltd.

Click to View

76September 11, 2018

Non-compliance securities law against Ifad Group

Click to View

77September 10, 2018

Order against Keya Cosmetics Ltd.

Click to View

78September 11, 2018

Non-compliance securities law against Aibl Capital Market Service Ltd.

Click to View

79September 24, 2018

Non-compliance securities law against Meghna Condensed Milk Ltd.

Click to View

80September 24, 2018

Non-compliance securities law against Meghna Pet Industries Ltd.

Click to View

81September 11, 2018

Non-compliance securities law against Mirpur Securities Ltd.

Click to View

82September 11, 2018

Non-compliance securities law against Bank Asia Securities Ltd.

Click to View

83September 11, 2018

Non-compliance securities law against Dhaka Bank Securities Ltd.

Click to View

84September 11, 2018

Non-compliance securities law against AB Investment Ltd.

Click to View

85September 11, 2018

Non-compliance securities law against MTB Securities Ltd.

Click to View

86September 24, 2018

Non-compliance securities law against Nurani Dyeing & Sweater Ltd.

Click to View

87September 24, 2018

Non-compliance securities law against Pacific Denims ltd.

Click to View

88September 11, 2018

Non-compliance securities law against Prime Islami Securities Ltd.

Click to View

89September 24, 2018

Non-compliance securities law against Rahima Food Corporation Ltd.

Click to View

90September 24, 2018

Non-compliance securities law against Shafiq Mizan Rahman & Augustine(Chartered Accountants)

Click to View

91September 13, 2018

Non-compliance securities law against United Airways (BD)Ltd.

Click to View


August, 2018

July, 2018
Sl.NoDateSubjectCommission’s Decision
101July 11, 2018

Non-compliance securities law against Amara Netwarks Limited.

Click to View

102July 31, 2018

Non-compliance securities law against AIBL Capital Ltd.

Click to View

103July 11, 2018

Non-compliance securities law against Alif Manufacturing Company Ltd.

Click to View

104July 11, 2018

Non-compliance securities law against Bank Asia Ltd.

Click to View

105July 11, 2018

Non-compliance securities law against Daika Limited.

Click to View

106July 11, 2018

Non-compliance securities law against Dhagon Sweater and Spinning Ltd.

Click to View

107July 25, 2018

Non-compliance securities law against Dhanmondi Securities Ltd.

Click to View

108July 11, 2018

Non-compliance securities law against Familytex(BD) Limited

Click to View

109July 11, 2018

Non-compliance securities law against FAR Chemical Industries Ltd.

Click to View

110July 11, 2018

Non-compliance securities law against Hakkani Pulp & Paper Mills Ltd.

Click to View

111July 11, 2018

Non-compliance securities law against Keya Cosmetics Ltd.

Click to View

112July 11, 2018

Non-compliance securities law against Malsons Spinning Mills Ltd.

Click to View

113July 31, 2018

Non-compliance securities law against PFI Securities Ltd.

Click to View

114July 11, 2018

Non-compliance securities law against Progati Life Insurance Ltd.

Click to View

115July 11, 2018

Non-compliance securities law against Rose Securities Ltd.

Click to View

116July 11, 2018

Non-compliance securities law against Royel Green Securities Ltd.

Click to View

117July 11, 2018

Non-compliance securities law against S. Alam Cold Rolled Steels Ltd.

Click to View

118July 31, 2018

Non-compliance securities law against Salta Capital Ltd.

Click to View

119July 11, 2018

Non-compliance securities law against Shahjalal Islami Bank Ltd.

Click to View

120July 11, 2018

Non-compliance securities law against Shurwid Industries Ltd.

Click to View

121July 11, 2018

Non-compliance securities law against Sonali Aansh Industris Ltd.

Click to View

122July 11, 2018

Non-compliance securities law against Stylecraft Ltd.

Click to View

123July 10, 2018

Non-compliance securities law against Trustee Securities Ltd.

Click to View

124July 11, 2018

Non-compliance securities law against United Airways(BD) Ltd.

Click to View


June, 2018

May, 2018

April,2018

March, 2018
Sl.NoDateSubjectCommission’s Decision
143March 29, 2018

Non-compliance of securities laws: Warring against WATA Chemicales Ltd.

Click to View

144March 21, 2018

Penalty Order: Non-compliance of securities laws against Director of Pubali Bank Ltd.

Click to View

145March 21, 2018

Non-compliance of securities law against The Dacca Dyeing & Manufacturing Company Ltd.

Click to View

146March 21, 2018

Non-compliance of securities laws against BMSL Investment Ltd.

Click to View

147March 21, 2018

Non-complaince of securities Laws against Citizen Securities and Investment Ltd.

Click to View

148March 19, 2018

Non-compliance of securities laws against Grameen Capital Management Ltd.

Click to View

149March 15, 2018

Order against Wifang Securities Ltd.

Click to View

150March 15, 2018

Order against Habibur Rahman Securities Ltd.

Click to View

151March 15, 2018

Order against First Capital Securities Ltd.

Click to View

152March 15, 2018

Order against Stock & Bond Ltd.

Click to View

153March 14, 2018

Non-compliance of securities laws-Warning aganist ICB Securities Tranding Company Ltd.

Click to View

154March 14, 2018

Non-compliance of securities laws-Warning against Habibur Rahman Securities Ltd.

Click to View

155March 14, 2018

Non-compliance of securities laws-Warning aganist Shanta Securities Ltd.

Click to View

156March 14, 2018

Non-compliance of securities laws-Warning against M-Securities Ltd.

Click to View

157March 14, 2018

Non-compliance of securities laws-Warning against Synthia Securities Ltd.

Click to View

158March 14, 2018

Non-compliance of securities laws-Warning against Stock & Bonds Ltd.

 

Click to View

159March 14, 2018

Non-compliance of securities laws-Warning against Khurshid Securities Ltd.

Click to View

160March 14, 2018

Non-compliance of securities laws-Warning against Asia Securities Ltd.

Click to View

161March 13, 2018

Non-compliance of securities related laws-Warning against Total Communication Ltd.

Click to View

162March 13, 2018

Non-compliance of securities related laws-Warning against Globe Securities Ltd.

Click to View


February, 2018

January, 2018