Enforcement Action
May, 2018

April,2018

March, 2018
Sl.NoDateSubjectCommission’s Decision
17March 29, 2018

Non-compliance of securities laws: Warring against WATA Chemicales Ltd.

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18March 21, 2018

Penalty Order: Non-compliance of securities laws against Director of Pubali Bank Ltd.

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19March 21, 2018

Non-compliance of securities law against The Dacca Dyeing & Manufacturing Company Ltd.

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20March 21, 2018

Non-compliance of securities laws against BMSL Investment Ltd.

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21March 21, 2018

Non-complaince of securities Laws against Citizen Securities and Investment Ltd.

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22March 19, 2018

Non-compliance of securities laws against Grameen Capital Management Ltd.

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23March 15, 2018

Order against Wifang Securities Ltd.

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24March 15, 2018

Order against Habibur Rahman Securities Ltd.

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25March 15, 2018

Order against First Capital Securities Ltd.

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26March 15, 2018

Order against Stock & Bond Ltd.

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27March 14, 2018

Non-compliance of securities laws-Warning aganist ICB Securities Tranding Company Ltd.

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28March 14, 2018

Non-compliance of securities laws-Warning against Habibur Rahman Securities Ltd.

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29March 14, 2018

Non-compliance of securities laws-Warning aganist Shanta Securities Ltd.

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30March 14, 2018

Non-compliance of securities laws-Warning against M-Securities Ltd.

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31March 14, 2018

Non-compliance of securities laws-Warning against Synthia Securities Ltd.

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32March 14, 2018

Non-compliance of securities laws-Warning against Stock & Bonds Ltd.

 

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33March 14, 2018

Non-compliance of securities laws-Warning against Khurshid Securities Ltd.

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34March 14, 2018

Non-compliance of securities laws-Warning against Asia Securities Ltd.

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35March 13, 2018

Non-compliance of securities related laws-Warning against Total Communication Ltd.

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36March 13, 2018

Non-compliance of securities related laws-Warning against Globe Securities Ltd.

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February, 2018

January, 2018