Enforcement Action
July, 2018
Sl.NoDateSubjectCommission’s Decision
1July 11, 2018

Non-compliance securities law against Amara Netwarks Limited.

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2July 31, 2018

Non-compliance securities law against AIBL Capital Ltd.

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3July 11, 2018

Non-compliance securities law against Alif Manufacturing Company Ltd.

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4July 11, 2018

Non-compliance securities law against Bank Asia Ltd.

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5July 11, 2018

Non-compliance securities law against Daika Limited.

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6July 11, 2018

Non-compliance securities law against Dhagon Sweater and Spinning Ltd.

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7July 25, 2018

Non-compliance securities law against Dhanmondi Securities Ltd.

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8July 11, 2018

Non-compliance securities law against Familytex(BD) Limited

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9July 11, 2018

Non-compliance securities law against FAR Chemical Industries Ltd.

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10July 11, 2018

Non-compliance securities law against Hakkani Pulp & Paper Mills Ltd.

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11July 11, 2018

Non-compliance securities law against Keya Cosmetics Ltd.

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12July 11, 2018

Non-compliance securities law against Malsons Spinning Mills Ltd.

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13July 31, 2018

Non-compliance securities law against PFI Securities Ltd.

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14July 11, 2018

Non-compliance securities law against Progati Life Insurance Ltd.

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15July 11, 2018

Non-compliance securities law against Rose Securities Ltd.

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16July 11, 2018

Non-compliance securities law against Royel Green Securities Ltd.

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17July 11, 2018

Non-compliance securities law against S. Alam Cold Rolled Steels Ltd.

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18July 31, 2018

Non-compliance securities law against Salta Capital Ltd.

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19July 11, 2018

Non-compliance securities law against Shahjalal Islami Bank Ltd.

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20July 11, 2018

Non-compliance securities law against Shurwid Industries Ltd.

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21July 11, 2018

Non-compliance securities law against Sonali Aansh Industris Ltd.

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22July 11, 2018

Non-compliance securities law against Stylecraft Ltd.

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23July 10, 2018

Non-compliance securities law against Trustee Securities Ltd.

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24July 11, 2018

Non-compliance securities law against United Airways(BD) Ltd.

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June, 2018

May, 2018

April,2018

March, 2018
Sl.NoDateSubjectCommission’s Decision
43March 29, 2018

Non-compliance of securities laws: Warring against WATA Chemicales Ltd.

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44March 21, 2018

Penalty Order: Non-compliance of securities laws against Director of Pubali Bank Ltd.

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45March 21, 2018

Non-compliance of securities law against The Dacca Dyeing & Manufacturing Company Ltd.

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46March 21, 2018

Non-compliance of securities laws against BMSL Investment Ltd.

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47March 21, 2018

Non-complaince of securities Laws against Citizen Securities and Investment Ltd.

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48March 19, 2018

Non-compliance of securities laws against Grameen Capital Management Ltd.

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49March 15, 2018

Order against Wifang Securities Ltd.

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50March 15, 2018

Order against Habibur Rahman Securities Ltd.

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51March 15, 2018

Order against First Capital Securities Ltd.

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52March 15, 2018

Order against Stock & Bond Ltd.

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53March 14, 2018

Non-compliance of securities laws-Warning aganist ICB Securities Tranding Company Ltd.

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54March 14, 2018

Non-compliance of securities laws-Warning against Habibur Rahman Securities Ltd.

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55March 14, 2018

Non-compliance of securities laws-Warning aganist Shanta Securities Ltd.

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56March 14, 2018

Non-compliance of securities laws-Warning against M-Securities Ltd.

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57March 14, 2018

Non-compliance of securities laws-Warning against Synthia Securities Ltd.

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58March 14, 2018

Non-compliance of securities laws-Warning against Stock & Bonds Ltd.

 

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59March 14, 2018

Non-compliance of securities laws-Warning against Khurshid Securities Ltd.

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60March 14, 2018

Non-compliance of securities laws-Warning against Asia Securities Ltd.

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61March 13, 2018

Non-compliance of securities related laws-Warning against Total Communication Ltd.

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62March 13, 2018

Non-compliance of securities related laws-Warning against Globe Securities Ltd.

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February, 2018

January, 2018