Enforcement Action
November, 2018
Sl.NoDateSubjectCommission’s Decision
1November 25, 2018

Non-compliance securities law against A. M Securities and Financial Service Ltd.

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2November 19, 2018

Non-compliance securities law against Azam Securities Ltd.

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3November 25, 2018

Non-compliance securities law against Confidance Cement Ltd.

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4November 4, 2018

Non-compliance securities law against E-Securities Ltd.

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5November 19, 2018

Non-compliance securities law against Habibur Rahman Securities Ltd.

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6November 19, 2018

Non-compliance securities law against Hazrat Amanat Shah Securities Ltd.

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7November 15, 2018

Non-compliance securities law against ICB Securities Trading Company Ltd.

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8November 25, 2018

Non-compliance securities law against JMI Syringes & Medical Devices Ltd.

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9November 27, 2018

Non-compliance securities law against Kazi Equities Ltd.

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10November 19, 2018

Non-compliance securities law against Kazi Firoz Rashid Securities Ltd.

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11November 27, 2018

Penalty against M. Securities Ltd.

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12November 14, 2018

Non-compliance securities law against Md. Fakrul Islam Securities Ltd.

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13November 25, 2018

Non-compliance securities law against Miracale Industries Ltd.

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14November 25, 2018

Non-compliance securities law against Monno Ceramic Industries Ltd.

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15November 25, 2018

Non-compliance securities law against Monno Jute Stafflers Ltd.

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16November 25, 2018

Non-compliance securities law against Prime Textile Spinning Mills Ltd.

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17November 14, 2018

Non-compliance securities law against Remons Investment & Securities Ltd.

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18November 1, 2018

Order against Salta Capital Ltd.

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19November 29, 2018

Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd.

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20November 4, 2018

Non-compliance securities law against Unicap Securities Ltd.

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October , 2018

September, 2018
Sl.NoDateSubjectCommission’s Decision
32September 11, 2018

Non-compliance securities law against Bangladesh Steel Re-roiling Mills Ltd.

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33September 20, 2018

Non-compliance securities law against Be Rich Ltd.

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34September 24, 2018

Non-compliance securities law against Beacon Pharamaceticals ltd.

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35September 9, 2018

Order against Bengal Fine Ceramics ltd.

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36September 24, 2018

Non-compliance securities law against CAPM Company ltd.

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37September 24, 2018

Non-compliance securities law against Deshbandhu Polymer Ltd.

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38September 11, 2018

Order against Dorin Power Genaration & Systems Ltd.

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39September 9, 2018

Order against Dynamic Securities Consultants Ltd.

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40September 24, 2018

Non-compliance securities law against Generation Next Fashions Ltd.

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41September 6, 2018

Order against ICB Capital Management Ltd.

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42September 11, 2018

Non-compliance securities law against Ifad Group

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43September 10, 2018

Order against Keya Cosmetics Ltd.

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44September 11, 2018

Non-compliance securities law against Aibl Capital Market Service Ltd.

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45September 24, 2018

Non-compliance securities law against Meghna Condensed Milk Ltd.

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46September 24, 2018

Non-compliance securities law against Meghna Pet Industries Ltd.

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47September 11, 2018

Non-compliance securities law against Mirpur Securities Ltd.

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48September 11, 2018

Non-compliance securities law against Bank Asia Securities Ltd.

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49September 11, 2018

Non-compliance securities law against Dhaka Bank Securities Ltd.

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50September 11, 2018

Non-compliance securities law against AB Investment Ltd.

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51September 11, 2018

Non-compliance securities law against MTB Securities Ltd.

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52September 24, 2018

Non-compliance securities law against Nurani Dyeing & Sweater Ltd.

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53September 24, 2018

Non-compliance securities law against Pacific Denims ltd.

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54September 11, 2018

Non-compliance securities law against Prime Islami Securities Ltd.

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55September 24, 2018

Non-compliance securities law against Rahima Food Corporation Ltd.

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56September 24, 2018

Non-compliance securities law against Shafiq Mizan Rahman & Augustine(Chartered Accountants)

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57September 13, 2018

Non-compliance securities law against United Airways (BD)Ltd.

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August, 2018

July, 2018
Sl.NoDateSubjectCommission’s Decision
67July 11, 2018

Non-compliance securities law against Amara Netwarks Limited.

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68July 31, 2018

Non-compliance securities law against AIBL Capital Ltd.

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69July 11, 2018

Non-compliance securities law against Alif Manufacturing Company Ltd.

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70July 11, 2018

Non-compliance securities law against Bank Asia Ltd.

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71July 11, 2018

Non-compliance securities law against Daika Limited.

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72July 11, 2018

Non-compliance securities law against Dhagon Sweater and Spinning Ltd.

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73July 25, 2018

Non-compliance securities law against Dhanmondi Securities Ltd.

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74July 11, 2018

Non-compliance securities law against Familytex(BD) Limited

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75July 11, 2018

Non-compliance securities law against FAR Chemical Industries Ltd.

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76July 11, 2018

Non-compliance securities law against Hakkani Pulp & Paper Mills Ltd.

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77July 11, 2018

Non-compliance securities law against Keya Cosmetics Ltd.

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78July 11, 2018

Non-compliance securities law against Malsons Spinning Mills Ltd.

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79July 31, 2018

Non-compliance securities law against PFI Securities Ltd.

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80July 11, 2018

Non-compliance securities law against Progati Life Insurance Ltd.

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81July 11, 2018

Non-compliance securities law against Rose Securities Ltd.

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82July 11, 2018

Non-compliance securities law against Royel Green Securities Ltd.

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83July 11, 2018

Non-compliance securities law against S. Alam Cold Rolled Steels Ltd.

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84July 31, 2018

Non-compliance securities law against Salta Capital Ltd.

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85July 11, 2018

Non-compliance securities law against Shahjalal Islami Bank Ltd.

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86July 11, 2018

Non-compliance securities law against Shurwid Industries Ltd.

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87July 11, 2018

Non-compliance securities law against Sonali Aansh Industris Ltd.

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88July 11, 2018

Non-compliance securities law against Stylecraft Ltd.

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89July 10, 2018

Non-compliance securities law against Trustee Securities Ltd.

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90July 11, 2018

Non-compliance securities law against United Airways(BD) Ltd.

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June, 2018

May, 2018

April,2018

March, 2018
Sl.NoDateSubjectCommission’s Decision
109March 29, 2018

Non-compliance of securities laws: Warring against WATA Chemicales Ltd.

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110March 21, 2018

Penalty Order: Non-compliance of securities laws against Director of Pubali Bank Ltd.

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111March 21, 2018

Non-compliance of securities law against The Dacca Dyeing & Manufacturing Company Ltd.

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112March 21, 2018

Non-compliance of securities laws against BMSL Investment Ltd.

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113March 21, 2018

Non-complaince of securities Laws against Citizen Securities and Investment Ltd.

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114March 19, 2018

Non-compliance of securities laws against Grameen Capital Management Ltd.

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115March 15, 2018

Order against Wifang Securities Ltd.

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116March 15, 2018

Order against Habibur Rahman Securities Ltd.

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117March 15, 2018

Order against First Capital Securities Ltd.

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118March 15, 2018

Order against Stock & Bond Ltd.

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119March 14, 2018

Non-compliance of securities laws-Warning aganist ICB Securities Tranding Company Ltd.

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120March 14, 2018

Non-compliance of securities laws-Warning against Habibur Rahman Securities Ltd.

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121March 14, 2018

Non-compliance of securities laws-Warning aganist Shanta Securities Ltd.

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122March 14, 2018

Non-compliance of securities laws-Warning against M-Securities Ltd.

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123March 14, 2018

Non-compliance of securities laws-Warning against Synthia Securities Ltd.

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124March 14, 2018

Non-compliance of securities laws-Warning against Stock & Bonds Ltd.

 

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125March 14, 2018

Non-compliance of securities laws-Warning against Khurshid Securities Ltd.

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126March 14, 2018

Non-compliance of securities laws-Warning against Asia Securities Ltd.

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127March 13, 2018

Non-compliance of securities related laws-Warning against Total Communication Ltd.

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128March 13, 2018

Non-compliance of securities related laws-Warning against Globe Securities Ltd.

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February, 2018

January, 2018