Enforcement Action
December, 2017
Sl.NoDateSubjectCommission’s Decision
1December 17, 2017

Non-compliance of securities related laws against Bangas Limited.

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2December 17, 2017

Non-compliance of securities related laws Mithun Knitting and Dyeing Limited.

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3December 17, 2017

Non-compliance of securities related laws against Keya Cosmetics Limited.

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4December 17, 2017

Non-compliance of securities related laws against Mr. Ak. M. Shamsuddin.

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5December 17, 2017

Non-compliance of securities related laws against Razzak Securities Limited.

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6December 17, 2017

Non-compliance of securities related laws against Al-haj Md. Khabiruddin Molla.

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7December 17, 2017

Non-compliance of securities related laws against Mr. Mohammad Waziullah.

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8December 18, 2017

Order against Khurshid Securities Limited.

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9December 18, 2017

Order against S.B. Securities Limited.

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10December 20, 2017

Non-compliance of securities related laws against Delta Life Insurance Co. Ltd.

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11December 20, 2017

Non-compliance of securities related laws against BRAC EPL Stock Brokerage Ltd.

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12December 24, 2017

Non-compliance of securities related laws against Tamha Securities Limited.

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13December 24, 2017

Non-compliance of securities related laws against IDLC Securities Limited

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14December 24, 2017

Order against Globe Securities Limited.

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15December 31, 2017

Non-compliance of securities related laws against Zaheen Spinning Limited.

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November, 2017
Sl.NoDateSubjectCommission’s Decision
16November 8, 2017

Non-compliance of securities related laws against Be Rich Limited.

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17November 9, 2017

Non-compliance of securities related laws against Dhaka Securities Limited.

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18November 14, 2017

Non-compliance of securities related laws against Ahmed Zaker & Co.

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19November 14, 2017

Non-compliance of securities related laws against Mahfel Huq & Co.

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20November 14, 2017

Non-compliance of securities related laws against Fortune Shoes Limited.

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21November 20, 2017

Order against Md. Fakhrul Islam Securities Limited.

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22November 20, 2017

Order against ACE Capital Management Service Limited.

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23November 20, 2017

Order against Saya Securities Limited.

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24November 20, 2017

Order against Dhaka Fisheries Limited.

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25November 26, 2017

Non-compliance of securities related laws against Salta Capital Ltd, Crest Securities Ltd and ACE Capital Management Service Ltd.

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26November 26, 2017

Non-compliance of securities related laws against Lankabangla Securities Ltd, Sheltech Brokerage Ltd, Beximco Securities Ltd, HAC Securities Ltd, Globe Securities Ltd, EBL Securities Ltd and Hasan Securities Ltd.

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27November 26, 2017

Non-compliance of securities related laws against Shahed Securities Limited.

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28November 27, 2017

Order against Indicate Securities Consultants Limited.

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29November 28, 2017

Review application against Prime Islami Securities Limited.

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October, 2017

September, 2017

August, 2017

July ,2017

June, 2017

May, 2017

April, 2017
Sl.NoDateSubjectCommission’s Decision
64April 5, 2017

Warning: Non-compliance of securities related laws against Super Shares & Securities Limited.

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65April 5, 2017

Order against Libra Infusions Limited.

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66April 11, 2017

Warning: Non-compliance of securities related laws against Prilink Securities Limited.

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67April 11, 2017

Warning: Non-compliance of securities related laws against Star Share Bazer Limited.

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68April 12, 2017

Warning: Non-compliance of securities related laws against Remons Investment and Securities Limited.

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69April 12, 2017

Warning: Non-compliance of securities related laws against Thea Securities Limited.

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70April 12, 2017

Warning: Non-compliance of securities related laws against Bank Asia Securities Limited.

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71April 12, 2017

Warning: Non-compliance of securities related laws against MAM Securities Limited.

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72April 12, 2017

Warning: Non-compliance of securities related laws against SAR Securities Limited.

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73April 12, 2017

Warning: Non-compliance of securities related laws against Mercantile Bank Securities Limited.

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74April 12, 2017

Warning: Non-compliance of securities related laws against Royal Capital Limited.

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75April 13, 2017

Warning: Non-compliance of securities related laws against Nexus Securities Limited.

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76April 13, 2017

Warning: Non-compliance of securities related laws against LankaBangla Securities Limited.

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77April 13, 2017

Warning: Non-compliance of securities related laws against ICB Securities Trading Company Limited.

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78April 13, 2017

Warning: Non-compliance of securities related laws against AIBL Capital Market Services Limited.

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79April 13, 2017

Warning: Non-compliance of securities related laws against Shahed Securities Limited.

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80April 13, 2017

Warning: Non-compliance of securities related laws against Salta Capital Limited.

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81April 13, 2017

Warning: Non-compliance of securities related laws against Al-Haj Securities & Stocks Limited.

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82April 17, 2017

Rejection of Prayer for the waiver of penalty against Salta Capital Limited.

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83April 18, 2017

Warning: Non-compliance of securities related laws against Khurshid Securities Limited.

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84April 19, 2017

Warning: Non-compliance of securities related laws against Bengal Fine Ceramics Limited.

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85April 19, 2017

Warning: Non-compliance of securities related laws against CVO Petrochemical Refinery Limited.

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86April 26, 2017

Warning: Non-compliance of securities related laws against Chittagong Stock Exchange Limited.

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87April 26, 2017

Warning: Non-compliance of securities related laws against Dhaka Stock Exchange Limited.

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88April 26, 2017

Warning: Non-compliance of securities related laws against Summit Power Limited.

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March, 2017

February, 2017

January, 2017
Sl.NoDateSubjectCommission’s Decision
105January 1, 2017

Warning: Non-compliance of securities related laws against Holy City Securities Limited.

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106January 1, 2017

Warning: Non-compliance of securities related laws against Lanka Bangla Securities Limited.

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107January 2, 2017

Order against Super Shares & Securities Limited.

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108January 16, 2017

Warning: Non-compliance of securities related laws against Malek Siddiqui Wali, Chartered Accounts.

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109January 16, 2017

Warning: Non-compliance of securities related laws against Safko Spinning Mills Limited.

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110January 16, 2017

Warning: Non-compliance of securities related laws against Dynamic Securities Consultants Limited.

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111January 16, 2017

Warning: Non-compliance of securities related laws against EBL Securities Limited.

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112January 16, 2017

Warning: Non-compliance of securities related laws against Midway Securities Limited.

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113January 16, 2017

Warning: Non-compliance of securities related laws against Times Securities Limited.

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114January 16, 2017

Warning: Non-compliance of securities related laws against Saad Securities Limited.

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115January 18, 2017

Warning: Non-compliance of securities related laws against Family Tex (BD) Limited.

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116January 18, 2017

Warning: Non-compliance of securities related laws against SCL Securities Limited.

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117January 18, 2017

Warning: Non-compliance of securities related laws against MTB Securities Limited.

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118January 18, 2017

Warning: Non-compliance of securities related laws against One Securities Limited.

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119January 18, 2017

Warning: Non-compliance of securities related laws against NBL Securities Limited.

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120January 18, 2017

Warning: Non-compliance of securities related laws against BD finance Securities Limited.

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