| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 32 | October 6, 2016 | Warning: Non-compliance of securities related laws against BD Finance Securities Limited. |
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| 33 | October 6, 2016 | Warning: Non-compliance of securities related laws against CVO Petrochemical Refinaery Limited. |
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| 34 | October 6, 2016 | Warning: Non-compliance of securities related laws against Pragati Life Insurance Co. Ltd. |
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| 35 | October 17, 2016 | Order against Sinha Securities Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 86 | June 5, 2016 | Rejection of the prayer for waiver of penalty against Appollo Ispat Complex Limited. |
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| 87 | June 8, 2016 | Warning: Non-compliance of securities related laws against Sandhani Life Insurance Co. Limited. |
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| 88 | June 14, 2016 | Warning: Non-compliance of securities related laws against AB Investment Limited. |
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| 89 | June 14, 2016 | Warning: Non-compliance of securities related laws against NBL Securities Limited. |
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| 90 | June 15, 2016 | Penalty Order against Phoenix Insurance Co. Limited. |
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| 91 | June 19, 2016 | Order against S.R. Capital Limited. |
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| 92 | June 19, 2016 | Order against S. R. Capital Limited. |
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| 93 | June 23, 2016 | Warning: Non-compliance of securities related laws against Best Electronics Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 94 | May 8, 2016 | Warning: Non-compliance of securities related laws against MTB Capital Limited. |
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| 95 | May 25, 2016 | Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited. |
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| 96 | May 25, 2016 | Penalty Order against Alltex Industries Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 97 | April 4, 2016 | Order against Beach Hatchery Limited. |
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| 98 | April 4, 2016 | Order against Excelsior Shoes Limited. |
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| 99 | April 12, 2016 | Warning: Non-compliance of securities related laws against Reliance Brokerage Service Limited. |
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| 100 | April 17, 2016 | Warning: Non-compliance of securities related laws against Crest Securities Limited. |
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| 101 | April 17, 2016 | Warning: Non-compliance of securities related laws against Green Delta Securities Limited. |
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| 102 | April 17, 2016 | Order against M. Hossain Garments Washing and Dyeing Limited. |
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| 103 | April 19, 2016 | Order against Phoenix Insurance Company Limited. |
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| 104 | April 19, 2016 | Warning: Non-compliance of securities related laws against S. R Capital Limited. |
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| 105 | April 28, 2016 | Order against Matin Spinning Mills Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 119 | February 2, 2016 | Order against CVO-Petrochemical Refinery Limited. |
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| 120 | February 10, 2016 | Order against Saad Securities Limited. |
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| 121 | February 11, 2016 | Order against Shyamol Equity Management Limited. |
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| 122 | February 22, 2016 | Warning: Non-compliance of securities related laws against City Brokerage Limited. |
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| 123 | February 22, 2016 | Warning: Non-compliance of securities related laws against Jahan Securities Limited. |
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| 124 | February 22, 2016 | Warning: Non-compliance of securities related laws against Mercantile Bank Securities Limited. |
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| 125 | February 22, 2016 | Warning: Non-compliance of securities related laws against Square Securities Management Limited. |
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