Enforcement Action
December, 2016

November, 2016
Sl.NoDateSubjectCommission’s Decision
13November 6, 2016

Warning: Non-compliance of securities related laws against ACI Formulation Limited.

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14November 6, 2016

Warning: Non-compliance of securities related laws against ACI Limited.

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15November 14, 2016

Warning: Non-compliance of securities related laws against Regent Spinning Mills Limited.

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16November 28, 2016

Warning: Non-compliance of securities related laws against BRB Securities Limited.

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17November 28, 2016

Warning: Non-compliance of securities related laws against Shahed Securities Limited.

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18November 28, 2016

Warning: Non-compliance of securities related laws against Al-Muntaha Trading Co. Limited.

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19November 28, 2016

Warning: Non-compliance of securities related laws against Fareast Finance & Investment Limited.

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20November 28, 2016

Warning: Non-compliance of securities related laws against Green Delta Securities Limited.

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21November 28, 2016

Warning: Non-compliance of securities related laws against Arena Securities Limited.

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22November 28, 2016

Warning: Non-compliance of securities related laws against Haji Ahmed Brothers Securities Limited.

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23November 28, 2016

Warning: Non-compliance of securities related laws against Saiham Cotton Mills Limited.

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24November 28, 2016

Warning: Non-compliance of securities related laws against M/S Rahman Mustafiz Haq &Co.

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25October 28, 2016

Warning: Non-compliance of securities related laws against Tosrifa Industries Limited.

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26November 28, 2016

Warning: Non-compliance of securities related laws against Central Pharmaceuticals Limited.

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27November 28, 2016

Warning: Non-compliance of securities related laws against M/s Haque Shah Alam Mansur &Co.

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28November 30, 2016

Warning: Non-compliance of securities related laws against The Dacca Dyeing & Manufacturing Co. Ltd. (Issuer)

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29November 30, 2016

Warning: Non-compliance of securities related laws against M/s Shafiq Mizan Rahman & Augustine.

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30November 30, 2016

Warning: Non-compliance of securities related laws against Shurwid Industries Limited.

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31November 30, 2016

Warning: Non-compliance of securities related laws against M/s Rahman Mostafa Alam & Co.

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October, 2016

September, 2016
Sl.NoDateSubjectCommission’s Decision
36September 7, 2016

Warning: Non-compliance of securities related laws against Imtiyaz Husain Securities Limited.

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37September 7, 2016

Warning: Non-compliance of securities related laws against Shahed Securities Limited.

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38September 7, 2016

Warning: Non-compliance of securities related laws against Al-Muntaha Trading Co. Limited.

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39September 7, 2016

Warning: Non-compliance of securities related laws against Times Securities Limited.

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40September 7, 2016

Warning: Non-compliance of securities related laws against First Capital Securities Limited.

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41September 7, 2016

Warning: Non-compliance of securities related laws against Times Securities Limited (Dr. Md. Amzad Hossain Fakir).

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42September 7, 2016

Warning: Non-compliance of securities related laws against EBL Securities Limited & EBL Investments Limited.

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43September 7, 2016

Warning: Non-compliance of securities related laws against International Leasing Securities Limited.

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44September 7, 2016

Warning: Non-compliance of securities related laws against MTB Securities Limited.

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45September 7, 2016

Warning: Non-compliance of securities related laws against Premier Bank Securities Limited.

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46December 7, 2016

Warning: Non-compliance of securities related laws against Royal Capital Limited.

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47September 21, 2016

Warning: Non-compliance of securities related laws against ICB Asset Management Company Limited.

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48September 21, 2016

Warning: Non-compliance of securities related laws against Popular Life Insurance Company Limited.

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49September 25, 2016

Rejection of the prayer for waiver of penalty against Ashraf Textile Mills Limited.

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50September 25, 2016

Penalty Order against Matin Spinning Mills Limited.

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August, 2016
Sl.NoDateSubjectCommission’s Decision
51August 1, 2016

Order against Chick Text Limited.

 

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52August 1, 2016

Order against Raspite Ink (BD) Limited.

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53August 2, 2016

Order against Metalex Corporation Limited.

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54August 2, 2016

Order against Mita Textiles Limited.

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55August 8, 2016

Warning: Non-compliance of securities related laws against Raj Lanka Power Company Limited.

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56August 22, 2016

Warning: Non-compliance of securities related laws against Organic Health Care Limited.

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57August 31, 2016

Warning: Non-compliance of securities related laws against Fareast Finance & Investment Limited.

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58August 31, 2016

Warning: Non-compliance of securities related laws against National Bank Limited.

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59August 31, 2016

Warning: Non-compliance of securities related laws against Tallu Spinning Mills Limited.

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60August 31, 2016

Warning: Non-compliance of securities related laws against Zahintex Industries Limited.

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61August 31, 2016

Warning: Non-compliance of securities related laws against Fine Foods Limited.

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62August 31, 2016

Warning: Non-compliance of securities related laws against Dhaka Stock Exchange Limited.

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63August 31, 2016

Warning: Non-compliance of securities related laws against Shurwid Industries Limited.

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64August 31, 2016

Warning: Non-compliance of securities related laws against Sonali Paper & Boards Mills Limited.

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July, 2016
Sl.NoDateSubjectCommission’s Decision
65July 12, 2016

Rejection of the prayer for waiver of penalty against AIBL Capital Market Services Limited.

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66July 12, 2016

Penalty Order against PFI Securities Limited.

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67July 12, 2016

Penalty Order against Mr. Golam Mahiuddin.

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68July 12, 2016

Penalty Order against Mr. Feroz Alam, MD, Petromax Refinery Ltd.

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69July 12, 2016

Penalty Order against Mr. Faridul Alam, Director, Petromax Refinery Ltd.

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70July 12, 2016

Penalty Order against Mr. A. K. M. Badiul Alam, Director, Petromax Refinery Ltd.

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71July 12, 2016

Penalty Order against Mr. Rezakul Haider, Chairman, Petromax Refinery Ltd.

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72July 12, 2016

Penalty Order against Mr. Anis Salahuddin Ahmad, Director, Petromax Refinery Ltd.

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73July 12, 2016

Penalty Order against Mr. Md. Shamsuzzaman, Director, Petromax Refinery Ltd.

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74July 12, 2016

Penalty Order against Prime Islami Securities Ltd.

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75July 13, 2016

Warning: Non-compliance of securities related laws against Singer Bangladesh Limited.

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76July 12, 2016

Order against Prime Islami Securities Ltd.

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77July 19, 2016

Warning: Non-compliance of securities related laws against Aziz Pipes Ltd. (Issuer)

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78July 19, 2016

Warning: Non-compliance of securities related laws against Far East Knitting and Dyeing Industries Limited (Issuer).

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79July 21, 2016

Warning: Non-compliance of securities related laws against Glaxo Smith Kline Bangladesh Limited (Issuer).

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80July 21, 2016

Warning: Non-compliance of securities related laws against MABS & Partners.

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81July 28, 2016

Order against Tulip Dairy and Food Products Ltd.

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82July 28, 2016

Order against Rose Heaven Ball Pen Ltd.

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83July 28, 2016

Order against Bangladesh Electricity Meter Company Ltd.

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84July 28, 2016

Order against  Raspit Data Management and Telecommunication Ltd.

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85July 28, 2016

Order against  Meghna Srimp Culture Ltd.

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June, 2016

May, 2016

April, 2016

March, 2016

February, 2016

January, 2016
Sl.NoDateSubjectCommission’s Decision
126January 3, 2016

Order against Be Rich Limited.

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127January 3, 2016

Rejection of the prayer for full waiver of fine against Tamijuddin Textile Mills Limited.

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128January 4, 2016

Order against Apollo Ispat Complex Limited.

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129January 10, 2016

Warning: Non-compliance of securities related laws against Mirpur Securities Limited.

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130January 10, 2016

Warning: Non-compliance of securities related laws against United Airways (BD) Limited.

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131January 13, 2016

Warning: Non-compliance of securities related laws against Arena Securities Limited.

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132January 13, 2016

Warning: Non-compliance of securities related laws against Rapid Securities Limited.

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133January 17, 2016

Warning: Non-compliance of securities related laws against Trustee Securities Limited.

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134January 17, 2016

Warning: Non-compliance of securities related laws against Fareast Finance Capital Investment Limited.

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135January 17, 2016

Warning: Non-compliance of securities related laws against Prime Islami Securities Limited.

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136January 17, 2016

Warning: Non-compliance of securities related laws against Savar Refactories Limited.

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137January 17, 2016

Warning: Non-compliance of securities related laws against Total Communication Limited.

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138January 17, 2016

Warning: Non-compliance of securities related laws against Transcon Securities Limited.

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139January 18, 2016

Warning: Non-compliance of securities related laws against Howladar Yunus & Co.

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140January 18, 2016

Warning: Non-compliance of securities related laws against IDLC Investments Limited.

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141January 18, 2016

Warning: Non-compliance of securities related laws against Paramount Textile Limited.

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142January 18, 2016

Warning: Non-compliance of securities related laws against Standard Bank Limited.

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143January 19, 2016

Rejection of the prayer for waiver of penalty against Azam Securities Limited.

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144January 19, 2016

Rejection of the prayer for waiver of penalty against The Dacca Dyeing & Manufacturing Co. Ltd.

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145January 19, 2016

Order against NCCB Securities and Financial Services Limited.

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146January 20, 2016

Order against Adil Securities Limited

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