Surma Securities Holding Co. Ltd.
(DSE Member No. 111)
Room # 627
9/E Motijheel C/A, Dhaka-1000
Subject: Non-compliance of securities laws - WARNING
Reference is made to the show-cause notice
The person present at the hearing on July 14, 2003 sought apology for non-compliance of the securities related laws and assured for strict compliance of securities related laws in future.
The Commission, after considering the submissions made by Surma Securities Holding Co. Ltd.
through letters dated June 11, 2003 & July 14, 2003 and at the time of hearing, has decided to dispose of the proceedings against Surma Securities Holding Co. Ltd. by placing on record the Commissionís dissatisfaction on the default made and with a warning to comply with all securities related laws in future.