Monthly Report

 

List of Enforcement Actions for the Month of November, 2017

 

Sl No

Date

Subject

Commissionís Decision

01 08-11-2017 Non-compliance of securities related laws against Be Rich Limited. Click for Details
02 09-11-2017 Non-compliance of securities related laws against Dhaka Securities Limited. Click for Details
03 14-11-2017 Non-compliance of securities related laws against Ahmed Zaker & Co. Click for Details
04 14-11-2017 Non-compliance of securities related laws against Mahfel Huq & Co. Click for Details
05 14-11-2017 Non-compliance of securities related laws against Fortune Shoes Limited. Click for Details
06 20-11-2017 Order against Md. Fakhrul Islam Securities Limited. Click for Details
07 20-11-2017 Order against ACE Capital Management Service Limited. Click for Details
08 20-11-2017 Order against Saya Securities Limited. Click for Details
09 20-11-2017 Order against Dhaka Fisheries Limited. Click for Details
10 26-11-2017 Non-compliance of securities related laws against Salta Capital Ltd, Crest Securities Ltd and ACE Capital Management Service Ltd. Click for Details
11 26-11-2017 Non-compliance of securities related laws against Lankabangla Securities Ltd, Sheltech Brokerage Ltd, Beximco Securities Ltd, HAC Securities Ltd, Globe Securities Ltd, EBL Securities Ltd and Hasan Securities Ltd. Click for Details
12 26-11-2017 Non-compliance of securities related laws against Shahed Securities Limited. Click for Details
13 27-11-2017 Order against Indicate Securities Consultants Limited. Click for Details
14 28-11-2017 Review application against Prime Islami Securities Limited. Click for Details