Monthly Report

 

List of Enforcement Actions for the Month of June, 2017

 

Sl No

Date

Subject

Commissionís Decision

01 01-06-2017 Order against Wifang Securities Limited. Click for Details
02 07-06-2017 Review application against CEO of Prime Islami Securities Limited. Click for Details
03 07-06-2017 Warning: Non-compliance of securities related laws against Prime Bank Securities Limited. Click for Details
04 07-06-2017 Warning: Non-compliance of securities related laws against B & B Enterprise. Click for Details
05 15-06-2017 Warning: Non-compliance of securities related laws against Prudential Securities Limited. Click for Details
06 15-06-2017 Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited. Click for Details
07 20-06-2017 Order against Chic Tex Limited. Click for Details