Monthly Report

 

List of Enforcement Actions for the Month of April, 2017

 

Sl No

Date

Subject

Commissionís Decision

01 05-04-2017 Warning: Non-compliance of securities related laws against Super Shares & Securities Limited. Click for Details
02 05-04-2017 Order against Libra Infusions Limited. Click for Details
03 11-04-2017 Warning: Non-compliance of securities related laws against Prilink Securities Limited. Click for Details
04 11-04-2017 Warning: Non-compliance of securities related laws against Star Share Bazer Limited. Click for Details
05 12-04-2017 Warning: Non-compliance of securities related laws against Remons Investment and Securities Limited. Click for Details
06 12-04-2017 Warning: Non-compliance of securities related laws against Thea Securities Limited. Click for Details
07 12-04-2017 Warning: Non-compliance of securities related laws against Bank Asia Securities Limited. Click for Details
08 12-04-2017 Warning: Non-compliance of securities related laws against MAM Securities Limited. Click for Details
09 12-04-2017 Warning: Non-compliance of securities related laws against SAR Securities Limited. Click for Details
10 12-04-2017 Warning: Non-compliance of securities related laws against Mercantile Bank Securities Limited. Click for Details
11 12-04-2017 Warning: Non-compliance of securities related laws against Royal Capital Limited. Click for Details
12 13-04-2017 Warning: Non-compliance of securities related laws against Nexus Securities Limited. Click for Details
13 13-04-2017 Warning: Non-compliance of securities related laws against LankaBangla Securities Limited. Click for Details
14 13-04-2017 Warning: Non-compliance of securities related laws against ICB Securities Trading Company Limited. Click for Details
15 13-04-2017 Warning: Non-compliance of securities related laws against AIBL Capital Market Services Limited. Click for Details
16 13-04-2017 Warning: Non-compliance of securities related laws against Shahed Securities Limited. Click for Details
17 13-04-2017 Warning: Non-compliance of securities related laws against Salta Capital Limited. Click for Details
18 13-04-2017 Warning: Non-compliance of securities related laws against Al-Haj Securities & Stocks Limited. Click for Details
19 17-04-2017 Rejection of Prayer for the waiver of penalty against Salta Capital Limited. Click for Details
20 18-04-2017 Warning: Non-compliance of securities related laws against Khurshid Securities Limited. Click for Details
21 19-04-2017 Warning: Non-compliance of securities related laws against Bengal Fine Ceramics Limited. Click for Details
22 19-04-2017 Warning: Non-compliance of securities related laws against CVO Petrochemical Refinery Limited. Click for Details
23 26-04-2017 Warning: Non-compliance of securities related laws against Chittagong Stock Exchange Limited. Click for Details
24 26-04-2017 Warning: Non-compliance of securities related laws against Dhaka Stock Exchange Limited. Click for Details
25 26-04-2017 Warning: Non-compliance of securities related laws against Summit Power Limited. Click for Details